(情绪管理)尽职调查IOOC

INFORMATION AND DOCUMENTATION REQUIRED

资料要求清单

Comments

注明

The list below is the information necessary for the due diligence work. The objective of the list is to make sure that our team can smoothly start its due diligence work according to the date noted on engagement. It is possible that the list doesn’t cover all the information we needed in our work. So, we would ask for other information not included in the list.

以下清单列明在对贵公司进行财务评阅之所需资料，此清单之目的是为了确保有足够的资料使得评阅小组能够在业务约定书约定之开始工作日期顺利开展工作。

The following list maybe not includes all documents and information we needed, so additional information will be required to provide during our financial due diligence. 清单所列之资料可能未有全面概括所需资料，因此在评阅过程中可能会提出获取附件中未列出的资料。

1Related legal materials

有关法定资料

1.1Organization chart (including investors, investors’holding company,

subsidiaries and etc.) and list the legal name of these companies;

公司组织结构图(包括该公司之投资者、投资者之母公司、公司的子

公司等)并列出该些公司之法定名称；

1.2Organization chart of the management and organization structure;

公司管理层组织结构图和组织机构情况；

1.3Business license issued by SAIC;

国家工商管理局发出的营业执照；

1.4Joint venture agreement and contract, articles of association, import and export

license and other related documents; (if any)

公司合同、章程、进出口许可证(或其他经营性之许可证)及其他相关文件；（如有）

1.5M inutes of Board and Shareholders’ meetings;

股东会议及董事局会议之会议记录；

1.6Foreign exchange registration certificate; (if any)

外汇登记证；（如有）

1.7Insurance contracts (Fixed assets, Employees and others);

保险合同(固定资产、劳工及其他)；

2HR related information

人事相关资料

2.1Staff compensation and benefits and compensation available to employees;

贵公司的员工薪酬及福利制度；

2.2Headcount of each functional department and workshop;

各车间及职能部门2006年度平均人数；

2.3Social securities commitment (whether in written or oral ), if any;

请提供社会保险的相关承诺（书面或口头形式），如有；

3General operation

业务之概况

3.1General description and business plan of the Company;

概述贵公司之一般业务性质及商业计划

3.2Details of its main equipment including the date of acquisition, date of putting

into use and any possible improvement project;

贵公司经营场所之主要设施，设备之详情、购买及投入使用之年份及改良计划；

3.3The flowchart of the Company’s business;

贵公司营运流程图；

3.4The detailed information of the development of the Company;

贵公司的发展之详细资料；

3.5Appraisals and due diligence reports prepared by other external parties, if any;

贵公司由其他外部机构出具之评估报告或尽职调查报告，如有请提供；

4Important contract

重要合约

Please provide the copies of important contract. For examples:

请提供所有重要合约的副本。例如：

4.1Main suppliers contracts;

与主要供应商之合约；