英语语言学教程胡壮麟版

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语言学教程胡壮麟（第四版）第5章

语言学教程胡壮麟（第四版）第5章Chapter 5 Meaning第一部分Meanings of “meaning”一、The Study of Meaning：1. Meaning:refers to what a language expresses about the world we live in or any possible or imaginary world.2. Connotation: opposite to denotation, means the properties of the entity a word denotes. For example, the connotation of human is "biped", "featherless", and "rational", etc.3. Denotation: involves the relationship between a linguistic unit and the non-linguistic entity it refers to. So it is equivalent to referential meaning. For example, the denotation of human is any person such as John and Mary.二、Seven types of meaning (Recognized by Leech) 三大类七种论述1.Conceptual meaning:Logical, cognitive, or denotative content of language. It is the essential part of language and similar to literal meaning.E.g. What's this? It's a … (desk, boy, dog…). When you answer this question, you are expressing the conceptual meaning of language.Associative meaning: same in conceptual meaning but different in implication.2.Connotative meaning:What is communicated by virtue of what language refers to.E.g. “mother” implies love, “blue” implies depressed.3.Social meaning:What is communicated of the social circumstances of language use. It mainly involves dialect and status.E.g. Different style of words like horse and pony imply different social circumstances of language use.4.Affective meaning:What is communicated of the feelings and attitudes of the speaker/ writer. It involves the choice of commendatory or derogatory meanings of words.E.g. The difference between statesman and politician is connotative because the former is commendatory and the latter is derogatory .5.Reflected meaning:What is communicated through association with another sense of the same expression.E.g. Click the mouse twice. (Mouse may remind you of either the part of a computer or a kind of animal who is clicked twice by Tom in the cartoon Tom and Jerry.)6.Collocative meaning:What is communicated through association with words which tend to occur in the environment of another word.E.g. Different meanings of paper are expressed in its collocation with "exam, white and daily"7.Thematic meaning:What is communicated by the way in which the message is organized in terms of order and emphasis.E.g. I hit a dog. A dog was hit by me.1第二部分Referential theory1.The referential theory:The theory of meaning which relates the meaning of a word to the thing it refers to, or stands for, is known as the referential theory. We explain the meaning of a word by pointing to thething it refers to.E.g. proper nouns and definite noun phrases.Problem with this theory: the meaning of desk:When we explain the meaning of desk by pointing to the t hing it refers to, we don’t mean a desk must be of the particular size, shape, color and material as the desk we are pointing to at the moment of speaking. We are using this particular desk as an example of something more general.2.Semantic triangle:A th eory which employs the notion “concept”. Ogden and Richards presented the classic “Semantic Triangle”. They argue that the relation between a word and a thing it refers to is not direct. It is mediated by the concept. In a diagram form, the relation can be showed as follows:conceptword thingAnd something is abstract, which has no existence in the material world and can only be sensed in our minds. This abstract thing is usually called concept.3.Sense and referenceSense and reference are two sides of meaning. Although they are different, they are closely to each other.1. Sense is concerned with the inherent meaning of the linguistic form. It is the collection of all the features of the linguistic form; it is abstract and de-contextualized. Sense refers to the main features, the defining properties an entity has.2. Reference means what a linguistic form refers to in the real, physical world; it deals with the relationship between the linguistic element and the non-linguistic world of experience.E.g. The sense of desk: a piece of furniture with a flap top andfour legs, at which one reads and writes. Sense is equivalent to concept. The concept of desk may also be called the sense of desk. The concrete entities a particular desk in the world is reference.3. The distinction between sense and reference:① It is comparable between connotation and denotation. The former refers to the abstract properties of an entity, while the latter refers to the concrete entities having these properties.① Every word has a sense, or we will not be able to use it or understand it. But not every word has a reference. Grammatical words like but, if, and don’t refer to anything. Words like God, ghost, and dragon refer to imaginary things, which don’t exist in reality. Abs tract words like love don’t have a concrete entities in the world.① Words are in different sense relations with each other. Sense may be defined as the semantic relations between one word and another, or more generally between one linguistic unit and another. In contrast, reference is concerned with the relation between a word and the thing it refers to, or more generally between a linguistic unit and a non-linguistic entity it refers to.第三部分sense RelationsThere are three kinds of sense relations, namely, sameness relation, oppositeness relation and inclusiveness relation.1. Synonymy 同义关系Synonymy is the technical name for the sameness relation. Synonymy refers to the sameness or close similarity of meaning.e.g. buy and purchase. Synonym refers to the words that are closed in meaning.But total synonymy is rare. It can be divided into two sub-types: absolute synonymy (they are identical in meaning.) andrelative synonymy (they are similar in meaning.).The so-called synonymy are all context dependent. E.g.Little Tom ____ a toy bear. (buy/ purchase)1) dialectal synonyms: synonyms used in different regional dialects.There are dialectal differences.E.g. Autumn is British while fall is America.2) stylistic synonyms: they may differ in style.E. g. kid, child, offspring; start, begin, commence.3) synonyms that differ in their emotive or evaluative meaning.E. g. thrifty-economical-stingy4)collocational synonyms:E. g. accuse…of, charge…with.5) semantic synonyms:E. g. amaze, surprise.2. Antonymy 反义关系Antonymy is the name for oppositeness relation. There are three sub-types: gradable, complementary, and converse antonymy.1) Gradable antonymyGradable antonymy is the commonest type of antonymy. There are often intermediate forms between the two members of a pair. They are mainly adjectives, e.g. good / bad, big / small, etc. They have three characteristics:First, they are gradable. That is, the members of a pair differ in terms of degree. E.g. big, medium, small.Second, antonymy of this kind are graded against different norms. E.g. big dog, small dog; big cat, small cat.Third, one member of a pair, usually the term for the higher degree, serves as the cover term. E.g. old covers young, highcovers low.2) Complementary antonymyThe members of a pair in complementary antonymy are complementary to each other. Not only the assertion of one means the denial of the other, the denial of one also means the assertion of the other.E.g. alive / dead, boy / girl, etc.There is no intermediate forms between the two. The adjectives of this kind can’t be modified by very, and they don’t have comparative or superlative degrees either. The norm in this type is absolute, and there is no cover term for the two members of a pair.3) Converse antonymyConverse antonyms are also called relational opposites. This is a special type of antonymy, because the members of a pair don’t constitute a positive-negative opposition. They show the reversal of a relationship between two entities, e.g. buy / sell. The comparative degrees like bigger: smaller, longer: shorter.3. Hyponymy 上下义关系The sense relation between a more general, more inclusive word and a more specific word. Inclusiveness意义内包关系: Superordinate: the word which is more general in meaning.Hyponyms: the word which is more specific in meaning.Co-hyponyms: hyponyms of the same superordinate.Hyponymy involves us in the notion of meaning inclusion. It is a matter of class membership. That is, when x is a kind of y, the lower term x is the hyponym, and the upper term y is the superordinate. E.g. under flower, there are peony, tulip, violet, rose, etc., flower is the superordinate of rose, peony, etc., peony is the hyponym of flower, and peony, tulip, violet, rose, etc. areco-hyponyms.4. Polysemy 多义现象Polysemy means the same one word may have more than one meaning. A word having more than one meaning is called a polysemic word. Historically polysemy can be understood as the growth and development or change in the meaning of words.E.g. “table” may mean a piece of furniture, all the people seated at a table, or the food that is put on a table, etc.5. Homonymy 同音异义Homonymy means different in meaning but either identical both in sound and spelling or identical only in sound or spelling. There are three kinds of homonyms:①Full hom onyms: words identical both in sound and spelling, but different in meaning.E.g. bear (n. a kind of animal), bear(v. to give birth to a baby)②Homophones: words identical only in sound but different in spelling and meaning.E.g. dear (a loved person), deer (a kind of animal)③Homographs: words identical only in spelling but different in sound and meaning.E.g. tear (n.), tear (v.)6. Sense relations between sentences 句子之间的涵义关系1) X is synonymous with Y X与Y同义X: The boy killed the cat.Y: The cat was killed by the boy.If X is true, Y is true; if X is false, Y is false.2) X is inconsistent with Y X与Y不一致X: He is single.Y: He has a wife.If X is true, Y is false; if X is false, Y is true.3) X entails Y X 蕴含在Y里X: Marry has been to Beijing.Y: Marry has been to China.Entailment is a relation of inclusion. If X entails Y, then the meaning of X is included in Y.If X is true, Y is necessarily true; if X is false, Y may be false.4) X presupposes Y X预设YX: His bike needs repairing.Y: He has a bike.If X is true, Y must be true; If X is false, Y is still true.5) X is a contradiction X是矛盾的* My unmarried sister is married to a bachelor.6) X is semantically anomalous X是异常的* The man is pregnant.第四部分Componential analysisSemantic components: the meaning of a word is not an unanalysable whole. It is a way to analyze lexical meaning. The approach is based on the belief that the meaning of a word can be dissected into meaning components, called semantic features.It may be seen as a complex of different semantic features. There are semantic units smaller than the meaning of a word. For example, the meaning of the word boy may be analysed into three components: HUMAN, YOUNG and MALE.优：①By showing the semantic components of a word in this way, we may better account for sense relations. Two words, or two expressions, which have the same semantic components will be synonymous with each other. For example, bachelor and unmarried man.②And these semantic components will also explain sense relations between sentences.弊：①O ne difficulty is that many words are polysemous. They have more than one meaning, consequently they will have different sets of semantic components.②Some semantic components are seen as binary taxonomies.③There may be words whose semantic components are difficult to ascertain.第五部分Sentence meaning一、Sentence meaning 句子意义The meaning of a sentence is obviously related to the meanings of the words used in it, but it is also obvious that the sentence meaning is not simply the sum total of the words. Sentences using the same words may mean quite differently if they are arranged in different orders. E.g.The man chased the dog. (人追狗。

语言学教程胡壮麟(第四版) 第7章

第7章Language, Culture and Society第一部分Language and culture一、Language and culture 语言与文化的关系In a broad sense, culture means the total way of a people, including the patterns of beliefs, language, institutions, techniques, customs, and objects that shape the life of the human community. In a narrow sense, culture may mean local or specific practice, beliefs or customs, which can be found in folk culture, enterprise culture or food culture etc.The relationships are as follows:(1) Culture is a wider system that includes language as a subsystem. The relation of language to culture is that of part to whole.(2) Culture affects language. Culture universals and biological universals lead to linguistic universals. E.g. the seven days of a week. In addition, different cultural features produce different linguistic features. E.g. “24 jie qi” in Chinese.(3) Language both expresses and embodies cultural reality. A language not only expresses facts, ideas, or events which represent similar world knowledge by its people, but also reflects the people’s beliefs, attitudes and world outlooks etc.(4) Language plays an important role in perpetuating culture over time, especially, in print form. Therefore, on the one hand, language as an integral part of human beings, runs through his thinking and way of viewing the world. On the other hand, language, as a product of culture, helps perpetuate the culture.二、The Sapir-Whorf hypothesisThis hypothesis suggests that our language helps mould our way of thinking and, consequently, different languages may probably express speaker’s unique ways of understanding the world.Following this argument, there are two important points in this theory. On the one hand, language may determine our thinking patterns; on the other hand, similarity between languages is relative. And this hypothesis has alternatively been referred to as linguistic determinism and linguistic relativity.Consequently, two versions of the hypothesis have been developed, a strong and a weak version. The strong version of the theory refers to the claim the original hypothesis makes, emphasizing the decisive role of language as the shaper of our thinking patterns. The weak version is a modified type of its original theory, suggesting that there is a correlation between language, culture, and thought, but the cross-cultural differences thus produced in our ways of thinking are relative, rather than categorical.三、Culture in language teaching classroom? 怎样实现；两者关系There are at least three objectives for us to teach culture in our class:(1)To get the students familiar with cultural differences;(2)To help the students transcend their own culture and see things as the members of the target culture will;(3)To emphasize the inseparability of understanding language and understanding culture through various classroom practices.Therefore, successful mastery of a given language has much to do with an understanding of that culture, because language and culture are correlated with each other at different levels of linguistic structure.四、Firth 语境说的观点Firth tried to set up a model to illustrate the close relationships between language use and its co-occurrent factors. He developed the theory of context of situation:第二部分Language and society一、Language and society 关系Language is regarded as a mirror of society, through which we can understand social activities of a certain society better. Functionally, society provides language with a suitable context of use, in which we can enjoy aspects of language vividly and truthfully. However, language is not always used to exchange information as is generally assumed, it is sometimes used to fulfill an important social function, that is, to maintain social relationship between people. And users of the same language in a sense all speak differently. What each of them chooses to use is partly determined by one’s social background. Besides, when we speak we cannot avoid giving listener clues about our origin and our background. The social environment can also be reflected in language, and can often have an effect on the structure and the vocabulary.二、A situationally and socially variationist perspective 社会语境中的文体变异7个因素An appropriate language use in any social interaction not only has something to do with structural rules, but also involves some socially institutionalized norms in usage. The choice of one form over another is both stylistically and socially governed. The following social factors are believed to influence our language behaviors in a social context:(1)Age;(2)Class;(3)Gender;(4)Ethnic identity;(5)Education background;(6)Occupation;(7)Religious belief.三、What implications can we get from sociolinguistics? 应用First, sociolinguistics is believed to have made some important contributions in language classroom: sociolinguistics has contributed to a change of emphasis in the content of language teaching;it has also contributed to innovations in materials and activities for the classroom;it has contributed to a fresh look at the nature of language development and use;it has contributed to a more fruitful research in this field.Second, in law courts:The analysis of language data gathered as evidenceThe preparation of some legal documentsEnrich our understanding of the relationship between the concept of power and language use.Third, in clinic settings:The analysis of the dialogue between doctors and patients四、在跨文化交际的Case study中学到什么；由语言和社会得到的启示(1) When in Rome do as the Romans do.(2) Put yourself in other’s shoes.(3) One culture’s meat is another culture’s poison.(4) Honesty and sincerity are key points to mutual understanding.。

语言学教程胡壮麟

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An Introduction to Linguistics语言学导论胡壮麟主编《语言学教程》（修订版）北京：北京大学出版社2001年Chapter 1 Invitations to Linguistics1.1Why study language?●Languages are the best mirror of the human mind. --Leibniz(莱布尼兹1646-1716)psychology mind/brain pedagogy cognitive science●The three basic questions that concern Chomsky are:(i) What constitutes knowledge of language?(ii) How is knowledge of language acquired?(iii) How is knowledge of language put to use?Leibniz, Gottfried Wilhelm(1646-1716) German rationalist philosopher, mathematician, and logician. He spent his life in the diplomatic and political service and in 1700 was appointed first president of the Academy of Sciences in Berlin. Leibniz is chiefly known as an exponent of optimism; he believed that the world is fundamentally harmonious and good, being composed of single units (monads), each of which is self-contained but acts in harmony with every other; these form an ascending hierarchy culminating in God. Their harmony is ordained by God, who never acts except for a reason that requires it, and so this world is the best of all possible worlds (a view satirized in Voltaire's Candide). Leibniz made the important distinction between necessary (logical) truths and contingent (factual) truths, and proposed a universal logical language that would eliminate ambiguity. He also devised a method of calculus independently of Newton.Chomsky, (Avram) Noam(1928-–) US theoretical linguist and political activist. His theory of transformational grammar is set out in Syntactic Structures (1957). A distinction is made between a speaker's linguistic competence, which is idealized, and actual performance; the theory sets out to account only for the former. Chomsky has revised the theory since 1957.1.2What is language?●Language is a purely human and non-instinctive method of communicating ideas,emotions and desires by means of voluntarily produced symbols. – Sapir（萨丕尔1884-1939)●Language is a system of arbitrary vocal symbols used for human communication.-- Wardhaugh（沃道）● A language is a set (finite or infinite) of sentences, each finite in length andconstructed out of a finite set of elements. – Chomsky（乔姆斯基1928 -）● A language is a system for meanings. – Halliday（韩礼德1925 -）We shall define language as “meaning potential”: that is, as sets of options, or alternatives, in meaning, that are available to the speaker-hearer. – Halliday Sapir, Edward(1884-1939) German-born US linguistics scholar and anthropologist. One of the founders of American structural linguistics, he carried out important work on American Indian languages and linguistic theory. His book Language (1921) presents his thesis that language should be studied within its social and cultural context. According to theSapir-Whorf hypothesis, in which Sapir collaborated with his pupil Benjamin Lee Whorf (1897-1941), a culture's language embodies the way in which it understands the world and dictates how those who use that language think about the world. This may be due to structural factors, such as the way time is expressed in verb tenses, as well as to more superficially obvious features such as vocabulary.1.3Design features of language●Design features Concept introduced by C. F. Hockett in the 1960s of a set of key properties of language not shared or not known to be shared, as a set, with systems of communication in any other species. Their number and names vary from one account to another; but all include, as among the most important, the properties of duality, arbitrariness, and productivity.1.3.1Arbitrariness任意性: The property of language by which there is in general nonatural (i.e. logical) relation between the form of a single lexical unit and itsmeaning. 书book livre rose motivated 理据sheep cow moo moo quackoink bedroomWhat’s in a name? that which we call a roseBy any other name would smell as sweet. – Shakespeare(莎士比亚1564-1616)名无固宜，约之以命，约定俗成谓之宜，异于约则谓之不宜。

英语考研胡壮麟版语言学教程EnglishLinguisticsChapter6

英语考研胡壮麟版语言学教程EnglishLinguisticsChapter6英语考研胡壮麟版语言学教程English Linguistics Chapter 6Chapter 6: SyntaxSyntax is the study of sentence structure and how words are organized to create meaning. In this chapter, we will explore the basic principles of syntax and examine different sentence types and their components.1. Sentence StructureA sentence is composed of phrases and words that are arranged in a specific order. The basic structure of a sentence includes a subject, a verb, and an object. For example, in the sentence "The cat is sleeping," "The cat" is the subject, "is" is the verb, and "sleeping" is the object.2. Phrase StructurePhrases are groups of words that function as a unit within a sentence. They can be categorized into different types, such as noun phrases, verb phrases, and prepositional phrases. Noun phrases consist of a noun and its modifiers, while verb phrases include a verb and its objects or complements.3. Sentence TypesThere are four main sentence types: declarative, interrogative, imperative, and exclamatory. Declarative sentences make statements or express facts, interrogative sentences ask questions, imperative sentences give orders or make requests, and exclamatory sentences express strong emotions.4. Sentence ComponentsIn addition to the basic subject-verb-object structure, sentences can also include other components such as adjectives, adverbs, and conjunctions. Adjectives modify nouns, adverbs modify verbs, and conjunctions connect words or phrases.5. Sentence TransformationsSyntax also involves the study of how sentences can be transformed or modified. Some common transformations include changing the word order, forming questions or negations, and using different sentence structures to convey the same meaning.6. Syntactic AnalysisSyntactic analysis is the process of examining the structure of a sentence to determine its grammatical correctness. It involves identifying the different parts of speech, analyzing phrase structures, and checking for agreement between words.7. Sentence ParsingSentence parsing is the process of breaking down a sentence into its constituent parts and determining the relationships between them. It helps in understanding the overall meaning of a sentence and how its components interact with each other.ConclusionSyntax plays a crucial role in understanding how sentences are structured and how meaning is created through word order and sentencetransformations. By studying the principles of syntax, we can gain a deeper understanding of the English language and enhance our language skills.Note: This article is written in a general format that is suitable for discussing the topic of syntax. The specific format of the "English Linguistics Chapter 6" would depend on the guidelines provided in the course materials.。

英语语言学教程(胡壮麟版)

英语语言学教程（胡壮麟版）Chapter one. Invitation to Linguistic.1.What is language?“Language is system of arbitrary vocal symbols used for human communication. It is a system, since linguistic elements are arranged systematically, rather than randomly. Arbitrary, in the sense that there is usually no intrinsic connection between a work (like “book”) and the object it refers to. This explains and is explained by the fact that different languages have different “books”: “book” in English, “livre” in French, “shu” in Ch inese. It is symbolic, because words are associated with objects, actions, ideas etc. by nothing but convention. Namely, people use the sounds or vocal forms to symbolize what they wish to refer to. It is vocal, because sound or speech is the primary medium for all human languages. Writing systems came much later than the spoken forms. The fact that small children learn and can only learn to speak (and listen) before they write (and read) also indicates that language is primarily vocal, rather than written. The term “human” in the definition is meant to specify that language is human specific.2.Design Features of Language.“Design features” here refer to the defining properties of human language that tell the difference between human language and any system of animal communication. They are arbitrariness, duality, productivity, displacement, cultural transmission and interchangeability(1)Arbitrariness: By “arbitrariness”, we mean there is no logical connection between meanings andsounds.(2)Duality: The property of having two levels of structures (phonological and grammatical), units ofthe primary level being composed of elements of the secondary level and each level having its own principles of organization.(3)Productivity: Productivity refers to the ability to the ability to construct and understand anindefinitely large number of sentences in one’s native language, including those that has never heard before, but that are appropriate to the speaking situation. The property that enables native speakers to construct and understand an indefinitely large number of utterances, including utterances that they have never previously encountered.(4)Displacement: “Displacement”, as one of the design features of the human language, refers to thefact that one can talk about things that are not present, as easily as he does things present. In other words, one can refer to real and unreal things, things of the past, of the present, of the future. Language itself can be talked about too.(5)Cultural transmission: This means that language is not biologically transmitted from generationto generation, but that the details of the linguistic system must be learned anew by each speaker.(6)Interchangeability: Interchangeability means that any human being can be both a producer and areceiver of messages.3.Functions of Language.Language has at least seven functions: phatic, directive, Informative, interrogative, expressive, evocative and performative.(1)Phatic function: The “phatic function” refers to language being used for setting up a certainatmosphere or maintaining social contacts (rather than for exchanging information or ideas).Greetings, farewells, and comments on the weather in English and on clothing in Chinese all serve this function.(2)Directive function: The “directive function” means that language may be used to get the hearerto do something. Most imperative sentences perform this function, e. g., “Tell me the result when you finish.”(3)Informative function: Language serves an “informational function” when used to tellsomething, characterized by the use of declarative sentences. Informative statements are often labeled as true (truth) or false (falsehood).(4)Interrogative function: When language is used to obtain information, it serves an “interrogativefunction”. This includes all questi ons that expect replies, statements, imperatives etc.(5)Expressive function: The “expressive function” is the use of language to reveal somethingabout the feelings or attitudes of the speaker.(6)Evocative function: The “evocative function” is the use of langu age to create certain feelings inthe hearer. Its aim is, for example, to amuse, startle, antagonize, soothe, worry or please.(7)Per formative function: This means people speak to “do things” or perform actions.4. What is linguistic?“Linguistics” is the sc ientific study of language. It studies not just one language of any one society, but the language of all human beings. In short, linguistics studies the general principles whereupon all human languages are constructed and operate as systems of communication in their societies or communities. 5. Main branches of linguistics.The study of language as a whole is often called general linguistics. But a linguist sometimes is able to deal with only one aspect of language at a time, thus the arise of various branches: phonetics, phonology, morphology, syntax, semantics, pragmatics, sociolinguistics, applied linguistics, psycholinguistics etc. 6. Important distinctions in linguistic.(1) synchronic study vs. diachronic studyThe description of a language at some point of time (as if it stopped developing) is a synchrony study (synchrony). The description of a language as it changes through time is a diachronic study (diachronic).(2) Speech vs. writingSpeech is primary, because it existed long before writing systems came into being. Genetically children learn to speak before learning to write. Secondly, written forms just represent in this way or that the speech sounds: individual sounds, as in English and French as in Japanese. In contrast to speech, spoken form of language, writing as written codes, gives language new scope and use that speech does not have. Most modern linguistic analysis is focused on speech, different from grammarians of the last century and theretofore.(3) Descriptive vs. prescriptiveA linguis tic study is “descriptive” if it only describes and analyses the facts of language, and “prescriptive” if it tries to lay down rules for “correct” language behavior. Linguistic studies before this century were largely prescriptive because many early grammars were largely prescriptive because many early grammars were based on “high” (literary or religious) written records. Modern linguistics is mostly descriptive.(4). langue vs. paroleF. de Saussure refers “langue” to the abstract linguistic system shared by all the members of a speech community and refers “parole” to the actual or actualized language, or the realization of langue. Langue is abstract, parole specific to the speaking situation; langue not actually spoken by an individual, parole always a naturally occurring event; langue relatively stable and systematic, parole is a mass of confused facts, thus not suitable for systematic investigation. What a linguist ought to do, according to Saussure, is to abstract langue from instances of parole, . to discover the regularities governing all instances of paroleand make than the subject of linguistics. The langue-parole distinction is of great importance, which casts great influence on later linguists.(5). competence vs. performanceAccording to N. Choms ky, “competence” is the ideal language user’s knowledge of the rules of his language, and “performance” is the actual realization of this knowledge in utterances. The former enables a speaker to produce and understand an indefinite number of sentences and to recognize grammatical mistakes and ambiguities. A speaker’s competence is stable while his performance is often influenced by psychological and social factors. So a speaker’s performance does not always match or equal his supposed competence. Chomsky believes that linguists ought to study competence, rather than performance. (6). linguistic potential vs. linguistic behaviorThese two terms, or the potential-behavior distinction, were made by M. A. K. Halliday in the 1960s, from a functional point of view. There is a wide range of things a speaker can do in his culture, and similarly there are many things he can say, for example, to many people, on many topics. What he actually says . his “actual linguistic behavior”) on a certain occasion to a certain per son is what he has chosen from many possible injustice items, each of which he could have said (linguistic potential).Chapter 2 Phoneticsis phonetics?“Phonetics” is the science which studies the characteristics of human sound-making, especially those sounds used in speech, and provides methods for their description, classification and transcription, speech sounds may be studied in different ways, thus by three different branches of phonetics.(1) Articulatory phonetics; the branch of phonetics that examines the way in which a speech sound is produced to discover which vocal organs are involved and how they coordinate in the process.(2) Auditory phonetics, the branch of phonetic research from the hearer’s point of view, looking into the impression which a speech sound makes on the hearer as mediated by the ear, the auditory nerve and the brain.(3) Acoustic phonetics: the study of the physical properties of speech sounds, as transmitted between mouth and ear. Most phoneticians, however, are interested in articulatory phonetics.2. The IPAThe IPA, abbreviation of “International Phonetic Alphabet”, is a compromise system making use of symbols of all sources, including diacritics indicating length, stress and intonation, indicating phonetic variation. Ever since it was developed in 1888, IPA has undergone a number of revisions.3. Place of articulationIt refers to the place in the mouth where, for example, the obstruction occurs, resulting in the utterance ofa consonant.4. Manner of articulationThe “manner of articulation” literally means the way a sound is articulated.5. Phonology“Phonology” is the study of sound systems- the invention of distinctive speech sounds that occur in a language and the patterns wherein they fall. Minimal pair, phonemes, allophones, free variation, complementary distribution, etc., are all to be investigated by a phonologist.6. Narrow transcription and broad transcription.The former was meant to symbolize all the possible speech sounds, including even the most minute shades of pronunciation while Broad transcription was intended to indicate only those sounds capable ofdistinguishing one word from another in a given language.7. Phone Phoneme AllophoneA “phone” is a phonetic unit or segment. The speech sounds we he ar and produce during linguistic communication are all phones. When we hear the following words pronounced: [pit], [tip], [spit], etc., the similar phones we have heard are [p] for one thing, and three different [p]s, readily making possible the “narrow transcription or diacritics”. Phones may and may not distinguish meaning.A “phoneme” is a phonological unit; it is a unit that is of distinctive value. As an abstract unit, a phoneme is not any particular sound, but rather it is represented or realized by a certain phone in a certain phonetic context. For example, the phoneme[p] is represented differently in [pit], [tip] and [spit].The phones representing a phoneme are called its “allophones”, ., the different ., phones) but do not make one word so phonetically different as to create a new word or a new meaning thereof. So the different [p] s in the above words is the allophones of the same phoneme [p]. How a phoneme is represented by a phone, or which allophone is to be used, is determined by the phonetic context in which it occurs. But the choice of an allophone is not random. In most cases it is rule-governed; these rules are to be found out bya phonologist.8.Minimal pairs?When two different phonetic forms are identical in every way except for one sound segment which occurs in the same place in the string, the two forms (i. e., word) are supposed to form a “minimal pair”, ., “pill” and “bill”, “pill” and “till”, “till” and “dill”, “till” and “kill”, etc. All these words together constitute a minimal set. They are identical in form except for the initial consonants. There are many minimal pairs in English, which makes it relatively easy to know what English phonemes are. It is of great importance to find the minimal pairs when a phonologist is dealing with the sound system of an unknown language.9. Free variationIf two sounds occurring in the same environment do not contrast; namely, if the substitution of one for the other does not generate a new word form but merely a different pronunciation of the same word, the two sounds then are said to be in “free variation”.10. Complementary distributionWhen two sounds never occur in the same environment, they are in “complementary distribution”. For example, the aspirated English plosives never occur after [s], and the unsaturated ones never occur initially. Sounds in complementary distribution may be assigned to the same phoneme.11. Assimilation rule.The “assimilation rule” assimilates one segment to another by “copying” a feature of a sequential phoneme, thus making the two phones more similar.12. Deletion ruleThe “deletion rule” tell us when a sound is to be deleted although is orthographically represented.13. Suprasegmental phonology and suprasegmental features“Suprasegmental phonology” refers to the s tudy of phonological properties of linguistic units larger than the segment called phoneme, such as syllable, length and pitch, stress, intonation.Chapter 3. Morphology1.Morpheme and MorphologyThe “morpheme” is the smallest unit in terms of relationship between expression and content, a unit which cannot be divided without destroying or drastically altering the meaning, whether it is lexical or grammatical.“Morphology” is the branch of grammar that studies the internal structure of words, and the rules b y which words are formed. It is generally divided into two fields: inflectional morphology and lexical/derivational morphology.2.Types of Morphemes.(1)free morpheme and bound morphemeA “free morpheme” is a morpheme that constitutes a word by itself, such as ‘bed”, “tree”, etc. A “bound morpheme” is one that appears with at least another morpheme, such as “-s” in “beds”, “-al” in “national” and so on.All monomorphemic words are free morphemes. Those polymorphemic words are either compounds (combination of two or more free morphemes) or derivatives (word derived from free morphemes).(2). root; affix; stemA “root” is the base form of a word that cannot be further analyzed without total loss of identity. It is the part of the word that is left when all the affixes are removed.“Affixes”is a collective term for the type of morpheme that can be used only when added to another morpheme (the root or stem), so affix is naturally bound. (prefix, suffix, infix)A “stem” is any morpheme or combination of morphemes to which an affix can be added.(3). Inflectional affix and derivational affix.Inflectional affixes: do not change the word class, but only added a minute or delicate grammatical meaning to the stem.Derivational affixes: often change the lexical meaning and word class.Inflectional affixes are mostly suffixes, and derivational affixes can be prefixes (sub-, de-) or suffixes (-er, -able).3. Inflection“Inflection” is the manifestation of grammatical relationships through the addition of inflectional affixes, such as number, person, finiteness, aspect, and case, which does not change the grammatical class of the items to which they are attached.4. Word formationIn its restricted sense, refers to the process of word variations signaling lexical relationships. It can be future sub classified into the compositional type (compound) and the derivational type.5. Lexical change(1) lexical change proper(特有词汇变化)A. InventionB. Blending: blending is relative complex from of compounding, in which two words are blended by joining the initial part of the first word and the final part of the second word, or by joining the initial parts of the two words.C. Abbreviation: a new word is created by cutting the final part, the initial part, or both the initial and final parts accordingly.D. Acronym: acronym is made up from the first letters of the name of an organization, which have a heavily modified headword.E. Back-formation: it refers to an abnormal type of word-formation where a shorter word is derived by deleting an imagined affix from a longer form already in the language.F. Analogical creation: it can account for the co-existence of the forms, regular and irregular, in the conjugation of some English verbs.G. Borrowing:a. loanwords: the borrowing of loanwords is a process in which both form and meaning are borrowed with only a slight adaptation, in some causes, to the phonological system of the new language that they enter.b. loanblend: it is a process in which part of the form is native and the rest has been borrowed, but the meaning is fully borrowed.c. loanshift: it is a process in which the meaning is borrowed, and the form is native.d. loan translation: a special type of borrowing, in which each morpheme or word is translated in the equivalent morpheme or word in another language.(2). Morpho-syntactical change （形态句法变化）A. morphological change: the words have changed their formsB. syntactical change(3). Semantic change （语义变化）A. broading: a process to extend or elevate the meaning from its originally specific sense to a relative general one.B. narrowing: it refers to a process in which the original meaning of a word can be narrowed or restricted to a specific sense.C. meaning shift: the change of meaning has nothing to do with generalization or restriction.D. fork etymology: it refers to a change in form of a word or phrase, resulting from an incorrect popular notion of the origin or meaning of the term on from the influence of more familiar terms mistakenly taken to be analogous.(4). Phological change （音位变化)Refers to changes in sound leading to change in form.a. loss（语音的脱落）b. addition （语音的增加）c. metathesis（换位）d. assimilation （同化）(5). Orthographic change （书写法变化）Chapter Four. Syntax1. Syntax.“Syntax” is the study of the rules governing the ways in which words, word groups and phrases are combined to form sentences in a language, or the study of the interrelationships between sentential elements.2. Sentence.L. Bloomfield defines “sentence” as an independent linguistic form not include d by some grammatical marks in any other linguistic from, i. e., it is not subordinated to a larger linguistic form, and it is a structurally independent linguistic form. It is also called a maximum free form.3. Syntactic relations.“Syntactic relations” refer to the ways in which words, word groups or phrases form sentences; hencethree kinds of syntactic relations: positional relations, relations of substitutability and relations of co-occurrence.a.“Positional relation”, or “word order”, refers to the seq uential arrangement to words in a language.It is a manifestation of a certain aspect of what F. de Saussure called “syntagmatic relations”, or of what other linguists call “horizontal relations” or “chain relations”.b.“Relations of substitutability” refer to classes or sets of words substitutable for each othergrammatically in same sentence structures. Saussure called them “associative relations”. Other people call them “paradigmatic/vertical/choice relations”.c.“Relations of co-occurrence”, one means that words of different sets of clauses may permit orrequire the occurrence of a word of another set or class to form a sentence or a particular part of a sentence. Thus relations of co-occurrence partly belong to syntagmatic relations and partly to paradigmatic relations.3.Grammatical constructionGrammatical construction: it can be used to mean any syntactic construct which is assigned one or more conventional function in a language, together with whatever is linguistically conventionalized about its contribution to the meaning or use the construct contains.4.IC analysis and immediate constituents.“IC analysis” is a new approach of sentence study that cuts a sentence into two (or more) segments. This kind of pure segmentation is simply dividing a sentence into its constituent elements without even knowing what they really are. What remain of the first cut is called “immediate constituents”, and what are left at the final cut is called “ultimate constituents”.5.Endocentric and exocentric constructions“Endocentric construction” is one whose distribution is functionally equivalent to that of one or more of its constituents, ., a word or a group of words, which serves as a definable “centre” or “head”. Usually noun phrases, verb phrases and adjective phrases belong to endocentric types because the constituent items are subordinate to the head.“Exocentric construction”, opposite of endocentric construction, refers to a group of syntactically related words where none of the words is functionally equivalent to the group as whole; that is to say, there is no definable centre or head inside the group. Exocentric construction usually includes basic sentence, prepositional phrase, predicate (verb + object) construction, and connective (be + complement) construction.6.Coordination and subordination.They are two main types of endocentric construction.Coordination is a common syntactic pattern in English and other languages formed by grouping together two of more categories of the same type with the help of a conjunction such as “and” ,“but” and “or”. Subordination refers to the process or result of linking linguistic units so that they have different syntactic status, one being dependent upon the other, and usually a constituent of the other. (three basic types of subordination clause: complement clause, adjunct clause, relation clause.)7. Syntactic function(1) Subject: “subject” refers to one of the nouns in the nominative case. In English, the subject of a sentence is often said to be the doer of the action, while the object is the person or thing acted upon by the doer.a. Grammatical subject: it refers to a noun which can establish correspondence with the verb and which can be checked by a tag-question test, ., “He is a good cook, (isn’t he?).”b. Logical subject: the original object noun phrase occupies the grammatical space before a verb, the space that a subject normally occupies, the core subject, now the object of a preposition, is called the logical subject.(2). Predicate: A “predicate” refers to a major constituent o f sentence structure in a binary analysis in which all obligatory constituents other than the subject are considered together. ., in the sentence “The monkey is jumping”, “is jumping” is the predicate.(3) Object: “object” refers to the receiver or goal of an action and it is further classified into two kinds: direct object and indirect object. In some inflecting languages, an object is marked by case labels: the “accusative case” for direct object, and the “dative case”for direct object, and the “dative case” for indirect to word order (after the verb and preposition) and by inflections (of pronouns). ., in the sentence “John kissed me”, “me” is the object. Modern linguists suggest that an object refers to such an item that it can become a subject in passive transformation.8. CategoryThe term “category” in some approaches refers to classes and functions in its narrow sense, ., noun, verb, subject, predicate, noun phrase, verb phrase, etc. More specifically it refers to the defining properties of these general units: the categories of the noun, for example, include number, gender, case and countability; and of the verb, for example, tense, aspect, voice, etc.(1)Number: “Number” is a grammatical category used for the analysis of word classes displaying suchcontrasts as singular, dual, plural, etc. In English, number is mainly observed in nouns, and there are only two forms: singular and plural. Number is also reflected in the inflections of pronouns and verbs.(2)Gender: “Gender” displays such contrasts as “masculine”, “feminine”, “neuter”, or “animate” and“inanimate”, etc., for the analysis of word classes. When word items refer to the sex of the real-world entities, we natural gender (the opposite is grammatical gender).(3)Case: “Case” identifies the syntactic r elationship between words in a sentence. In Latin grammar,cases are based on variations in the morphological forms of the word, and are given the terms “accusative”, “nominative”, “dative”, etc. In English, the case category is realized in three ways: by following a preposition and by word order.(4)Agreement (or Concord): “Concord” may be defined as requirement that the forms of two or morewords of specific word classes that stand in specific syntactic relationship with one another shall be characterized by the same paradigmatically marked category or categories, ., “man runs”, “men run”.9. Syntagmatic relation and paradigmatic relationSyntagmatic relation: it is a relation between one item and other in a sequence, or between elements which are all present, such as the relation between “weather” and the others in the following sentence “If the weather is nice, we’ll go out.”Paradigmatic relation: it is also called Associative, a relation between elements replaceable with each other at a particular place in a structure, or between one element present and the others absent. It is also known as the vertical relation or choice relation.10. Phrase; clause and sentence.A “phrase” is a single element of structure containing more than one word, and lacking the subject-predicate structure typical of “clauses”. Traditionally, it is seen as part of a structural hierarchy, falling between a clause and word, ., “the three tallest girls” (nominal phrase). There is now a tendency to make a distinction between word groups and phrases. A “word group” is an extension of a word of a particular class by way of modification with its main features of the class unchanged. Thus we havenominal group, verbal group, adverbial group, conjunction group and preposition group.A “clause” is group of words with its own subject and predicate included in a larger subject-verb construction, namely, in a sentence. Clauses can also be classified into two kinds: finite and non-finite clauses, the latter referring to what are traditionally called infinitive phrase, participle phrase and gerundial phrase.Sentence is the minimum part of language that expresses a complete thought. Bloomfield (1935) defined the sentence as “one not included by virtue of any grammatical construction in any larger linguistic form.”11. RecursivenessIt mainly means that a phrasal constituent can be embedded within another constituent having the same category. By “recursiveness” we mean that there is theoretically no limit to the number of the embedded clauses in a c omplex sentence. This is true also with nominal and adverbial clauses, ., “I saw the man who killed a cat who…a rat which…that…”(1)Conjoining: “Conjoining” refers to a construction where one clause is co-ordinated or conjoined withanother, e. g., “John bought a cat and his wife killed her.”(2)Embedding: “Embedding” refers to the process of construction where one clause is included in thesentence (or main clause) in syntactic subordination, ., “I saw the man who had killed a chimpanzee.”12. Beyond the sentence(1) Sentential connection: the notion of hypotactic and paratactic relations can also be applied to the study of syntactic relations between sentences.a. “Hypotactic relation” refers to a construction where constituents are linked by means of conjuncti on, . “He bought eggs and milk.”b. “Paratactic relation” refers to constructions which are connected by juxtaposition, punctuation or intonation, e. g., “He bought tea, coffee, eggs and milk” (pay attention to the first three nouns connected without “and”).(2). Cohesion:Cohesion is a concept to do with discourse of text rather than with syntax, it refers to relations of meaning that exist within the text, and defines it as a text.Textual cohesiveness can be realized by employing various cohesive devices: conjunction, ellipsis, lexical collection, lexical repetition, reference, substitution etc.Chapter Five. Meaning1.Semantics:“Semantics” refers to the study of the communication of meaning through language. Or simply, it is the study of meaning.2.What is meaning?Though it is difficult to define, “meaning” has the following meaning: (1) an intrinsic property; (2) the connotation of a word; (3) the words put after a dictionary entry; (4) the position an object occupies in a system; (5) what the symbol user actually refers to; (6) what the symbol user should refer to; (7) what the symbol user believes he is referring to; (8) what the symbol interpreter refers to; (9) what the symbol interpreter believes it refers to; (10) what the symbol interpreter belie ves the user refers to…linguists argued about “meaning of meaning” fiercely in the result of “realism”, “conceptualism/mentalism”, “mechanism”, “contextualism”, “behaviorism”, “functionalism”, etc. Mention ought to be made of the “Semantic Triangle Theory” of Ogden & Richards. We use a word and the listener knows what it refers to because, according to the theory, they have acquired the same concept/reference of the word used and of。

胡壮麟《语言学教程》第十一章Linguistics_and_foreign_language_teaching

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The problem is that no one knows for sure what exactly is part of UG. It is here that the study of linguistics comes into play. The study of UG, which is often considered as the theory for the sake of theory, is now needed in language learning research in the most practical sense.

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2. Linguistics and Language Teaching

Linguistics theories influence our general orientation in approaches to language teaching.

Linguistic knowledge helps teachers to better explain the specific language items they teach.
Chapter 11 Linguistics and Language Teaching
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Applied linguistics definition.(P.353) firstly: Theoretical views of language explicitly or implicitly inform the approaches and methods adopted in language teaching. secondly, applied linguistics state the insights and implications that linguistic theories have on the language teaching methodology.

语言学教程胡壮麟(第四版) 第8章

Chapter 8 Language in Use一、Some basic notions in pragmatics(1) Context:a basic concept in the study of pragmatics. It is generally considered as constituted knowledge shared by the speaker and the hearer, such as cultural background, situation, and the relationship between the speaker and the hearer, etc. The relevant constraints of the communicative situation that influence language use. For example, my bag is heavy.(2) Pragmatics vs. semanticsSemantics studies the literal meaning of a sentence. (without taking context into consideration) Pragmatics studies the intended meaning of a speaker. (taking context into consideration)(3) Sentence meaning and utterance meaning 句子意义和话语意义二、Speech act theoryThe first major theory in pragmatics, proposed by Austin. It is a theory which analyzes the role of utterances about the behavior of the speaker and the hearer in interpersonal communication. It aims to answer the question “What do we do when using language?” According to this theory, we are performing different kinds of acts when we are speaking.(1) Two types of utterances:① Performatives: sentences that don’t state a fact or describe a state and are not verifiable. It performs an act, including non-conventional acts such as promising, requesting and suggesting. E.g.:“I name this ship Elizabeth.”“I bet you six pounds it will rain tomorrow.”① Constatives: statements that either state or describe and are verifiable.Felicity conditions for performatives to be appropriate:A. (i) there must be a relevant conventional procedure,(①) the relevant participants and circumstances must be appropriate.B. The procedure must be executed(①) correctly and(①) completely.C. The relevant participants must(①) have the requisite thoughts, feelings and intentions, and(①) follow it up with actions as specified.(2) Austin’s new model of speech acts:Austin suggests that a speaker might be performing three acts simultaneously when speaking:①The first one is locutionary act: an act of saying something, that is, an act of making a meaningful utterance. It is an act of making the sentence and it is a description. For example, when someone says”It is cold here”, its locutionary act is the saying of it with its literal meaning the weather is cold here.①The second one is illocutionary act: an act performed in saying something, that is, in saying X, I was doing Y. And it indicates the speakers’ intention. For example, when we say”It is cold here”, its illocutionary act can be a request of the hearer to shut the window.①The third one is perlocutionary act: an act performed as a result of saying something, and the act is not related with the speaker’s intention. For example, “The weather is cold here.” Its perlocutionary act can be the hearer’s shutting the window or his refusal to comply with the request.Of the three acts, what speech act theory most concerned with is the illocutionary act. It trys to explain the ways by which speakers can mean more than what they say.Analyze the illocutionary acts of the following conversation between a couple:——— (the telephone rings)——— H: That’ the phone. (1)——— W: I’ m in the bathroom. (2)——— H: Okay. (3)This seemingly incoherent conversation goes on successfully because the speakers understand each other’s illocutionary acts:1) Asking his wife to go and answer the phone.2) A refusal to comply with the request; asking her husband to answer the phone instead.3) Accepting the wife’s refusal and accepting her request, meaning “all right, I’ll answer it.”(3) Searle’s classification of illocutionary acts:Searle has made great contribution to the development of the speech act theory. According to Searle, speech act are divided into five general categories. That is, five general types of things we do with language. Each type has a common, general purpose. They are representatives, directives, commsives, expressives, declarations. (阐述类、指令类、承诺类、表达类、宣告类）三､The theory of conversational implicature 会话含义理论The second major theory in pragmatics. Proposed by Grice.In daily communication, people are observing a set of basic rules of cooperating with each other so as to communicate effectively through conversation. He calls this set of rules the cooperative principle elaborated in four maxims.(1) Cooperative principle (CP)In making a conversation, all participants are expected to observe a general principle: Make your conversational contribution such as is required, at the stage at which it occurs, by the accepted purpose or direction of the talk exchange in which you are engaged.Four maxims of CP:1) The maxim of quantity1) Make your contribution as informative as is required (for the current purposes of the exchange).2) Do not make your contribution more informative than is required.2) The maxim of qualityTry to make your contribution one that is true.1) Do not say what you believe to be false.2) Do not say that for which you lack adequate evidence.3) The maxim of relationBe relevant.4) The maxim of mannerBe perspicuous.1) Avoid obscurity of expression.2) Avoid ambiguity.3) Be brief.4) Be orderly.(2) Conversational implicatureAccording to Grice, it refers to the extra meaning not contained in the utterance, but understandable to the listener. Only when he shares the speakers’ knowledge or he knows why and how, he violates intentionally one of the four maxims of CP.The following provides different circumstances of the violation of CP and its maxims.1) Violation of the maxim of quantityA:When is Lucy’s birthday party?B:Sometimes next month.A:Where is X?B:He’s gone to the library. He said so when he left.2) Violation of the Maxim of qualityHe is made of iron. (Metaphor)Every nice girl loves a sailor.3) Violation of the maxim of relationA: How do you like my painting?B: I’m afraid I don’t have any eye for beauty. A: What time is it?B: The postman has just arrived.4) Violation of the maxim of mannerA: Shall we get something for the kids?B: Yes. But I veto I-C-E-C-R-E-A-M.A:Where is your mother?B: She is either in the room or at the market. (3) Characteristics of implicature(4) Politeness Principle (PP)Leech suggests that CP can’t explain why people are often so indirect in conveying what they mean. Conversational interaction is a social behaviour. Choice of linguistic codes is central in language use. There are social and psychological factors that determined the choice.Besides being cooperative, participants try to be polite. And the speakers consider the matter of face for themself and others. Based on this observation, Leech proposed PP, which contains six maxims.1.Tact 策略Minimize cost to other.Maximize benefit to other.2.Generosity 宽宏Minimize benefit to self.Maximize cost to self.3.Approbation 赞扬Minimize dispraise of other.Maximize praise of other.4.Modesty 谦虚Minimize praise of self.Maximize dispraise of self.5.Agreement 赞同Minimize disagreement between self and other.Maximize agreement between self and other.6.Sympathy 同情Minimize antipathy between self and other.Maximize sympathy between self and other.四、Post-Gricean Developments3.Levinson’s Q- , I- and M- principles。

语言学教程胡壮麟（第四版）第3章

语⾔学教程胡壮麟（第四版）第3章Chapter 3 From Morpheme to Phrase第⼀部分The formation of word——Morpheme词的构成1. Morpheme 词素的定义Morpheme is the smallest meaningful unit of language in regard to the relationship between sounding and meaning, a unit that cannot be divided into further smaller units without destroying or drastically altering the meaning, such as boy and –s in boys, check and –ing in checking. And the systematic study of morpheme is a branch of linguistics called morphology2. Types of morphemes 词素的种类①Free morpheme and bound morpheme ⾃由词素和黏着词素Free morphemes: Those that may occur alone, that is, those which may make up words by themselves, are free morphemes, such as Dog, nation.Bound morphemes: Those that cannot occur alone. They must appear with at least one different morpheme, are called bound morphemes, for example, the word distempered has three morphemes, namely, dis-, temper, and –ed, of which temper is a free morpheme, dis- and –ed are two bound morphemes.②Root, affix and stem 词根、词缀和词⼲A root is the base form of a word that cannot be further analyzed without destroying its meaning. That is to say, it is that part of the word that remains when all the affixes are removed. For example, in the word internationalism, after the removal of inter-, -al and -ism, what is left is the root nation. Therefore, all words contain a root morpheme.A root may be free or bound. First, free root morphemes are those that can stand by themselves and are the base forms of words, such as black in black, blackbird, blackboard, blacksmith. A language may contain many morphemes of this type. Second, there are relatively a few bound root morphemes in English, such as -ceive in receive, perceive and conceive: -mit in remit, permit, commit and submit: -tain in retain, contain and maintain, among many othersA few English roots may have both free and bound variants. E.g. the word sleep is a free root morpheme, whereas slep- in the past tense form slept cannot exist by itself, and therefore bound.An affix is the collective term for the type of morpheme that can be used only when added to another morpheme. They are classified into three subtypes, namely, prefix, infix, and suffix. Prefix such as para-, mini- in paragraph and miniskirt; Infix such as –ize, -tion in colonize and revolution; Suffix such as –ee- in feet (vs. foot).A stem is any morpheme or combination of morphemes to which an inflectional affix can be added, so both friend- in friends and friendship- in friendships are stems. The former shows that a stem may be the same as a root, whereas the latter shows that a stem may contain a root and one, or more than one, derivational affix.③Inflectional affix and derivational affix 屈折词缀和派⽣词缀Inflection is the manifestation of grammatical relationships through the addition of inflectional affixes, such as number, person, finiteness, aspect, and case, which don’t change the grammatical class of the stems to which they are attached.The distinction between inflectional affixes and derivational affixes is sometimes known as a distinction between inflectional morphemes and derivational morphemes. We can tell the difference between them with the following ways:1)First, inflectional affixes are generally less productive than derivational affixes. They often add a minute or delicate grammatical function to the stem, such as toys, walks, John’s. Therefore, they serve to produce different forms of a single lexical item. However, derivational affixes are very productive in making new words. For example, cite, citation, cital. So derivational affixes often change the lexical meaning.2)Second, inflectional affixes don’t change the word class of the word they attach to, such as flower, flowers, whereas derivational affixes might or might not, such as the relation between small and smallness for the former, and that between brother and brotherhood for the latter.3)Third, that whether one should add inflectional affixes or not depends very often on other factors within the phrase or sentence at stake. For example, the choice of likes in “The boy likes to navigate on the Internet.” is determined by the subject the boy in the sentence. However, derivational affixes are more often based onsimple meaning distinctions. For example, the choice of clever and cleverness depends on whether we want to talk about the property “clever” or we want to talk about “the state of being clever”.4)Fourth, in English, most inflectional affixes are suffixes, which are always word final. E.g. drums, walks, Mary’s. But derivational affixes can be either prefixes, suffixes, or both at the same time. E.g. depart, teacher, international.3. Allomorph and morphological change 变体①allomorph 词素变体An allomorph is the alternate shapes of the same morpheme. Words such as illogical, imbalance, irregular and inactive share a common morpheme in-. In other words, il-, im-, and ir- are exceptionally the variation forms of one morpheme in-. These variation forms are called Allomorphs, i.e. allomorphs of the same morpheme owing to the influence of the sounds to which it attaches.②morphological change 形态变化Morphological change takes the form of inflectional changes in affixes.第⼆部分Word 词1. word 词和词项的定义Word is a typical grammatical unit between Morpheme and Word Group, such as boy, check, write, and fat. Lexical items refer to the cases when a word appears in different forms, such as boy and boys, or check, checks, checked, and checking. So Word is a general, covering term (boy and boys are one word) and Lexical Item a specific term (boy and boys are two lexical items).2. Three characteristics of word 词的三个特性①Stability 稳定性Words, concerning their internal structures, are the most stable of all linguistic units, Generally speaking, it is hard for one to re-arrange the internal structure of a complex word into a different order. For example, the word chairman cannot be re-arranged as * manchair, the latter being an unacceptable word in English.②Relative uninterruptibility 相对连续性Uninterruptibility means that new elements should not be inserted into a word, even when there are several parts in it. For example, nothing should be inserted in between the three parts of the word disappointment: dis + appoint + ment.③ A minimum free form 最⼩的⾃由形式Leonard Bloomfield advocated treating sentence as “the maximum free form” while word as “the minimum free form”. Word is the smallest unit that can be used, by itself, as a complete utterance. For example, Is Jane coming tomorrow? Possibly.3. Classification of words 词的种类①Variable and invariable words 可变词与不变词V ariable words have inflective changes. That is, the same word may have different grammatical forms but part of the word remains relatively constant. E.g. follow – follows – following – followed.Invariable words refer to those such as since, when, seldom, hello. They don’t have inflective endings.②Grammatical words and lexical words 语法词（功能词）和词汇词（实义词）Grammatical words（function words）:Those that mainly work for constructing group, phrase, clause, clause complex, or even text are grammatical words, such as conjunctions, prepositions, articles and pronouns. Lexical words（content words）:Those that mainly work for referring to substance, action and quality, such as nouns, verbs, adjectives and adverbs, are lexical words.③Closed-class words and open-class words 封闭类词和开放类词Closed-class word: A word that belongs to the Closed-class is one whose membership is fixed or limited, such as pronouns, prepositions, conjunctions, articles, and others.Open-class word: the Open-class is one whose membership is in principle infinite or unlimited. When new ideas, inventionsor discoveries emerge, new members are continually and constantly added to the lexical system of a language.④Word class（part of speech）词类This is close to the notion of parts of speech in traditional grammar.Nine word classes were established: they were noun, verb, adjective, adverb, conjunction, preposition, article, pronoun, and interjection.Today, a few more word classes have been introduced into grammer.i. Particles助词Particles include at least the infinitive marker “to” , the negative marker “not”, and the subordinate units in phrasal verbs, such as “get by”, “do up”, “look back”.ii. Auxiliaries助动词Auxiliaries used to be regarded as verbs. Because of their unique properties, which one could hardly expect of a verb, linguists today tend to define them as a separate word class.iii. Pro-form代词形式The items in a sentence which substitute for other items or constructions are called Pro-forms. For example, in the following conversation, so replaces that I can come.A: I hope you can come.B: I hope so.iv. Determiners限定词Determiners refer to those words that are used before the noun acting as head of a noun group, and that determine the kind of reference the nominal group has.第三部分Word formation 词汇构成1. Word formation（1）：From Morpheme to Word 从词素到词(1) The inflectional way of formationInflection indicates grammatical relations by adding inflectional affixes, such as number, person, finiteness, aspect and case, which don’t change the grammatical class of the stems to which they are attached. For example, Table/tables.(2) The derivational way of formationDerivation, in its restricted sense, refers to the process of how new words are formed. It can be further divided into two sub-types: the derivational type (derivation) and the compositional type (compound).①Derivation派⽣Derivation shows a relationship between roots and affixes. In contrast to inflections, derivations can make the word class of the original word either changed or unchanged.E.g. Changed: delight+ful=delightful; unchanged: non+smoker= nonsmoker②Compound合成Compounds refer to those words that consist of more than one lexical morpheme, or the way to join two separate words to produce a single form, such as sunrise, cloakroom, railway. It can be divided into two types:(1) Invention 发明法Technological and economic activities are the most important and dynamic in modern human life, many new lexical items come directly from them, such as Coke, nylon.(2) Blending 混成法Blending is a relatively complex form of compounding, in which two words are blended by joining together the initial part of the first word and the final part of the second word, or by only joining the initial parts of the two words. For example, smoke+ fog →smog; breakfast + lunch →brunch.(3) Abbreviation / Clipping 缩写法/截断法A new word is created by cutting the initial part or the final part or cutting both the initial and the final parts of the original words. E. g. telephone→phone; fanatic→fan; influenza→flu.(4) Acronym ⾸字母缩略词Acronym is made up from the first letters of the name of an organization, which has a heavily modified headword. E. g. WTO→World Trade Organization(5) Back-formation 逆构词法Back-formation refers to an abnormal type of word-formation where a shorter word is derived by deleting an imagined affix from a longer form already in the language. E. g. editor→edit(6) Analogical creation 类推构词法The principle of analogical creation can account for the co-existence of two forms, regular and irregular, in the combination of some English verbs. E. g. work →wrought →worked.(7) Class shift 词性变换By shifting word class one can change the meaning of a word from a concrete entity or notion to a process or attribution. This process of word formation is also known as zero-derivation, or conversion. E. g. Engineer(v/n)(8) Borrowing 借⽤English in its development has managed to widen its vocabulary by borrowing words from other languages, such as Greek, French, Spanish and other languages have all played an active role in this process. There are four types of borrowing:①Loanwords（全部借词）：a process in which both form and meaning are borrowed with only a slight change.E. g. coup d’ état , tea , 秀，脱⼝秀②Loanblend（混合借词）：a process in which part of the form is native and the rest has been borrowed, but the meaning is fully borrowed. E. g. Chinatown 吉普车③Loanshift（转移借词）：a process in which the meaning is borrowed, but the form is native. E. g. artificial satellite from the Russian S putnik.④Loan translation（翻译借词）：a special type of borrowing, in which each morpheme or word is translated in the equivalent morpheme or word in another language, also called Calque. E. g. black humor (humour noir), found object (objet trouve).第四部分Word group and phrase 词组和短语Word group is a group of words, it is an expansion of a word.Phrase is a contraction of a clause nominal group, such as Verbal group, Adverbial group, preposition group.。

胡壮麟语言学教程

What is literature?Literature is language artistically used to achieve identifiable literary qualities and to convey meaningful messages.Chapter 1 Colonial PeriodI. Background: Puritanism1. features of Puritanism(1) Predestination: God decided everything before things occurred.(2) Original sin: Human beings were born to be evil, and this original sin can be passed down from generation to generation.(3) Total depravity(4) Limited atonement: Only the “elect” can be saved.2. Influence(1) A group of good qualities –hard work, thrift, piety, sobriety (serious and thoughtful) influenced American literature.(2) It led to the everlasting myth. All literature is based on a myth – garden of Eden.(3) Symbolism: the American puritan’s metaphoric al mode of perception was chiefly instrumental in calling into being a literary symbolism which is distinctly American.(4) With regard to their writing, the style is fresh, simple and direct; the rhetoric is plain and honest, not without a touch of nobility often traceable to the direct influence of the Bible.II. Overview of the literature1. types of writingdiaries, histories, journals, letters, travel books, autobiographies/biographies, sermons2. writers of colonial period(1) Anne Bradstreet(2) Edward Taylor(3) Roger Williams(4) John Woolman(5) Thomas Paine(6) Philip FreneauIII. Jonathan Edwards1. life2. works(1) The Freedom of the Will(2) The Great Doctrine of Original Sin Defended(3) The Nature of True Virtue3. ideas – pioneer of transcendentalism(1) The spirit of revivalism(2) Regeneration of man(3) God’s presence(4) Puritan idealismIV. Benjamin Franklin1. life2. works(1) Poor Richard’s Almanac(2) Autobiography3. contribution(1) He helped found the Pennsylvania Hospital and the American Philosophical Society.(2) He was called “the new Prometheus who had stolen fire (electricity in this case) from heaven”.(3) Everything seems to meet in this one man –“Jack of all trades”. Herman Melville thus de scribed him “master of each and mastered by none”.Chapter 2 American RomanticismSection 1 Early Romantic PeriodWhat is Romanticism?An approach from ancient Greek: PlatoA literary trend: 18c in Britain (1798~1832)Schlegel Bros.I. Preview: Characteristics of romanticism1. subjectivity(1) feeling and emotions, finding truth(2) emphasis on imagination(3) emphasis on individualism – personal freedom, no hero worship, natural goodness of human beings2. back to medieval, esp medieval folk literature(1) unrestrained by classical rules(2) full of imagination(3) colloquial language(4) freedom of imagination(5) genuine in feelings: answer their call for classics3. back to naturenature is “breathing living thing” (Rousseau)II. American Romanticism1. Background(1) Political background and economic development(2) Romantic movement in European countriesDerivative – foreign influence2. features(1) American romanticism was in essence the expression of “a real new exper ience and contained “an alien quality” for the simple reason that “the spirit of the place” was radically new and alien.(2) There is American Puritanism as a cultural heritage to consider. American romantic authors tended more to moralize. Many American romantic writings intended to edify more than they entertained.(3) The “newness” of Americans as a nation is in connection with American Romanticism.(4) As a logical result of the foreign and native factors at work, American romanticism was both imitative and independent.III. Washington Irving1. several names attached to Irving(1) first American writer(2) the messenger sent from the new world to the old world(3) father of American literature2. life3. works(1) A History of New York from the Beginning of the World to the End of the Dutch Dynasty(2) The Sketch Book of Geoffrey Crayon, Gent. (He won a measure of international recognition with the publication of this.)(3) The History of the Life and V oyages of Christopher Columbus(4) A Chronicle of the Conquest of Granada(5) The Alhambra4. Literary career: two parts(1) 1809~1832a. Subjects are either English or Europeanb. Conservative love for the antique(2) 1832~1859: back to US5. style – beautiful(1) gentility, urbanity, pleasantness(2) avoiding moralizing – amusing and entertaining(3) enveloping stories in an atmosphere(4) vivid and true characters(5) humour – smiling while reading(6) musical languageIV. James Fenimore Cooper1. life2. works(1) Precautio n (1820, his first novel, imitating Austen’s Pride and Prejudice)(2) The Spy (his second novel and great success)(3) Leatherstocking Tales (his masterpiece, a series of five novels)The Deerslayer, The Last of the Mohicans, The Pathfinder, The Pioneer, The Prairie3. point of viewthe theme of wilderness vs. civilization, freedom vs. law, order vs. change, aristocrat vs. democrat, natural rights vs. legal rights4. style(1) highly imaginative(2) good at inventing tales(3) good at landscape description(4) conservative(5) characterization wooden and lacking in probability(6) language and use of dialect not authentic5. literary achievementsHe created a myth about the formative period of the American nation. If the history of the United States is, in a sense, the process of the American settlers exploring and pushing the American frontier forever westward, then Cooper’s Leatherstocking Tales effectively approximates the American national experience of adventure into the West. He turned the west and frontier as a useable past and he helped to introduce western tradition to American literature.Section 2 Summit of Romanticism – American TranscendentalismI. Background: four sources1. Unitarianism(1) Fatherhood of God(2) Brotherhood of men(3) Leadership of Jesus(4) Salvation by character (perfection of one’s character)(5) Continued progress of mankind(6) Divinity of mankind(7) Depravity of mankind2. Romantic IdealismCenter of the world is spirit, absolute spirit (Kant)3. Oriental mysticismCenter of the world is “oversoul”4. PuritanismEloquent expression in transcendentalismII. Appearance1836, “Nature” by EmersonIII. Features1. spirit/oversoul2. importance of individualism3. nature – symbol of spirit/Godgarment of the oversoul4. focus in intuition (irrationalism and subconsciousness)IV. Influence1. It served as an ethical guide to life for a young nation and brought about the idea that human can be perfected by nature. It stressed religious tolerance, called to throw off shackles of customs and traditions and go forward to the development of a new and distinctly American culture.2. It advocated idealism that was great needed in a rapidly expanded economy where opportunity often became opportunism, and the desire to “get on” obscured the moral necessity for rising to spiritual height.3. It helped to create the first American renaissance – one of the most prolific period in American literature.V. Ralph Waldo Emerson1. life2. works(1) Nature(2) Two essays: The American Scholar, The Poet3. point of view(1) One major element of his philosophy is his firm belief in the transcendence of the “oversoul”.(2) He regards nature as the purest, and the most sanctifying moral influence on man, and advocated a direct intuition of a spiritual and immanent God in nature.(3) If man depends upon himself, cultivates himself and brings out the divine in himself, he canhope to become better and even perfect. This is what Emerson means by “the infinitude of man”.(4) Everyone should understand that he makes himself by making his world, and that he makes the world by making himself.4. aesthetic ideas(1) He is a complete man, an eternal man.(2) True poetry and true art should ennoble.(3) The poet should express his thought in symbols.(4) As to theme, Emerson called upon American authors to celebrate America which was to him a lone poem in itself.5. his influenceVI. Henry David Thoreau1. life2. works(1) A Week on the Concord and Merrimack River(2) Walden(3) A Plea for John Brown (an essay)3. point of view(1) He did not like the way a materialistic America was developing and was vehemently outspoken on the point.(2) He hated the human injustice as represented by the slavery system.(3) Like Emerson, but more than him, Thoreau saw nature as a genuine restorative, healthy influence on man’s spiritual well-being.(4) He has faith in the inner virtue and inward, spiritual grace of man.(5) He was very critical of modern civilization.(6) “Simplicity…simplify!”(7) He was sorely disgusted with “the inundations of the dirty institutions of men’s odd-fellow society”.(8) He has calm trust in the future and his ardent belief in a new generation of men.Section 3 Late RomanticismI. Nathaniel Hawthorne1. life2. works(1) Two collections of short stories: Twice-told Tales, Mosses from and Old Manse(2) The Scarlet Letter(3) The House of the Seven Gables(4) The Marble Faun3. point of view(1) Evil is at the core of human life, “that blackness in Hawthorne”(2) Whenever there is sin, there is punishment. Sin or evil can be passed from generation to generation (causality).(3) He is of the opinion that evil educates.(4) He has disgust in science.4. aesthetic ideas(1) He took a great interest in history and antiquity. To him these furnish the soil on which his mind grows to fruition.(2) He was convinced that romance was the predestined form of American narrative. To tell the truth and satirize and yet not to offend: That was what Hawthorne had in mind to achieve.5. style – typical romantic writer(1) the use of symbols(2) revelation of characters’ psychology(3) the use of supernatural mixed with the actual(4) his stories are parable (parable inform) – to teach a lesson(5) use of ambiguity to keep the reader in the world of uncertainty – multiple point of viewII. Herman Melville1. life2. works(1) Typee(2) Omio(3) Mardi(4) Redburn(5) White Jacket(6) Moby Dick(7) Pierre(8) Billy Budd3. point of view(1) He never seems able to say an affirmative yes to life: His is the attitude of “Everlasting Nay” (negative attitude towards life).(2) One of the major themes of his is alienation (far away from each other).Other themes: loneliness, suicidal individualism (individualism causing disaster and death), rejection and quest, confrontation of innocence and evil, doubts over the comforting 19c idea of progress4. style(1) Like Hawthorne, Melville manages to achieve the effect of ambiguity through employing the technique of multiple view of his narratives.(2) He tends to write periodic chapters.(3) His rich rhythmical prose and his poetic power have been profusely commented upon and praised.(4) His works are symbolic and metaphorical.(5) He includes many non-narrative chapters of factual background or description of what goes on board the ship or on the route (Moby Dick)Romantic PoetsI. Walt Whitman1. life2. work: Leaves of Grass (9 editions)(1) Song of Myself(2) There Was a Child Went Forth(3) Crossing Brooklyn Ferry(4) Democratic Vistas(5) Passage to India(6) Out of the Cradle Endlessly Rocking3. themes –“Catalogue of American and European thought”He had been influenced by many American and European thoughts: enlightenment, idealism, transcendentalism, science, evolution ideas, western frontier spirits, Jefferson’s individualism, Civil War Unionism, Orientalism.Major themes in his poems (almost everything):equality of things and beingsdivinity of everythingimmanence of Goddemocracyevolution of cosmosmultiplicity of natureself-reliant spiritdeath, beauty of deathexpansion of Americabrotherhood and social solidarity (unity of nations in the world)pursuit of love and happiness4. style: “free verse”(1) no fixed rhyme or scheme(2) parallelism, a rhythm of thought(3) phonetic recurrence(4) the habit of using snapshots(5) the use of a certain pronoun “I”(6) a looser and more open-ended syntactic structure(7) use of conventional image(8) strong tendency to use oral English(9) vocabulary – powerful, colourful, rarely used words of foreign origins, some even wrong(10) sentences – catalogue technique: long list of names, long poem lines5. influence(1) His best work has become part of the common property of Western culture.(2) He took over Whitman’s vision of the poet-prophet and poet-teacher and recast it in a more sophisticated and Europeanized mood.(3) He has been compared to a mountain in American literary history.(4) Contemporary American poetry, whatever school or form, bears witness to his great influence. II. Emily Dickenson1. life2. works(1) My Life Closed Twice before Its Close(2) Because I Can’t Stop for Death(3) I Heard a Fly Buzz – When I died(4) Mine – by the Right of the White Election(5) Wild Nights – Wild Nights3. themes: based on her own experiences/joys/sorrows(1) religion – doubt and belief about religious subjects(2) death and immortality(3) love – suffering and frustration caused by love(4) physical aspect of desire(5) nature – kind and cruel(6) free will and human responsibility4. style(1) poems without titles(2) severe economy of expression(3) directness, brevity(4) musical device to create cadence (rhythm)(5) capital letters – emphasis(6) short poems, mainly two stanzas(7) rhetoric techniques: personification – make some of abstract ideas vividIII. Comparison: Whitman vs. Dickinson1. Similarities:(1) Thematically, they both extolled, in their different ways, an emergent America, its expansion, its individualism and its Americanness, their poetry being part of “American Renaissance”.(2) Technically, they both added to the literary independence of the new nation by breaking free of the convention of the iambic pentameter and exhibiting a freedom in form unknown before: they were pioneers in American poetry.2. differences:(1) Whitman seems to keep his eye on society at large; Dickinson explores the inner life of the individual.(2) Whereas Whitman is “national” in his outlook, Dickinson is “regional”.(3) Dickinson has the “catalogue technique” (direct, simple style) which Whitman doesn’t have. Edgar Allen PoeI. LifeII. Works1. short stories(1) ratiocinative storiesa. Ms Found in a Bottleb. The Murders in the Rue Morguec. The Purloined Letter(2) Revenge, death and rebirtha. The Fall of the House of Usherb. Ligeiac. The Masque of the Red Death(3) Literary theorya. The Philosophy of Compositionb. The Poetic Principlec. Review of Hawthorne’s Twice-told TalesIII. Themes1. death –predominant theme in Poe’s writing“Poe is not interested in anything alive. Everything in Poe’s writings is dead.”2. disintegration (separation) of life3. horror4. negative thoughts of scienceIV. Aesthetic ideas1. The short stories should be of brevity, totality, single effect, compression and finality.2. The poems should be short, and the aim should be beauty, the tone melancholy. Poems should not be of moralizing. He calls for pure poetry and stresses rhythm.V. Style – traditional, but not easy to readVI. Reputation: “the jingle man” (Emerson)VII. His influencesChapter 3 The Age of RealismI. Background: From Romanticism to Realism1. the three conflicts that reached breaking point in this period(1) industrialism vs. agrarian(2) culturely-measured east vs. newly-developed west(3) plantation gentility vs. commercial gentility2. 1880’s urbanization: from free competition to monopoly capitalism3. the closing of American frontierII. Characteristics1. truthful description of life2. typical character under typical circumstance3. objective rather than idealized, close observation and investigation of life“Realistic writers are like scienti sts.”4. open-ending:Life is complex and cannot be fully understood. It leaves much room for readers to think by themselves.5. concerned with social and psychological problems, revealing the frustrations of characters in an environment of sordidness and depravityIII. Three Giants in Realistic Period1. William Dean Howells –“Dean of American Realism”(1) Realistic principlesa. Realism is “fidelity to experience and probability of motive”.b. The aim is “talk of some ordinary traits of American life”.c. Man in his natural and unaffected dullness was the object of Howells’s fictional representation.d. Realism is by no means mere photographic pictures of externals but includes a central concern with “motives” and psychological conflicts.e. He condemns novels of sentimentality and morbid self-sacrifice, and avoids such themes as illicit love.f. Authors should minimize plot and the artificial ordering of the sense of something “desultory, unfinished, imperfect”.g. Characters should have solidity of specification and be real.h. Interpreting sympathetically the “common feelings of commonplace people” was best suited as a technique to express the spirit of America.i. He urged writers to winnow tradition and write in keeping with current humanitarian ideals.j. Truth is the highest beauty, but it includes the view that morality penetrates all things.k. With regard to literary criticism, Howells felt that the literary critic should not try to impose arbitrary or subjective evaluations on books but should follow the detached scientist in accurate description, interpretation, and classification.(2) Worksa. The Rise of Silas Laphamb. A Chance Acquaintancec. A Modern Instance(3) Features of His Worksa. Optimistic toneb. Moral development/ethicsc. Lacking of psychological depth2. Henry James(1) Life(2) Literary career: three stagesa. 1865~1882: international themeThe AmericanDaisy MillerThe Portrait of a Ladyb. 1882~1895: inter-personal relationships and some playsDaisy Miller (play)c. 1895~1900: novellas and tales dealing with childhood and adolescence, then back to international themeThe Turn of the ScrewWhen Maisie KnewThe AmbassadorsThe Wings of the DoveThe Golden Bowl(3) Aesthetic ideasa. The aim of novel: represent lifeb. Common, even ugly side of lifec. Social function of artd. Avoiding omniscient point of view(4) Point of viewa. Psychological analysis, forefather of stream of consciousnessb. Psychological realismc. Highly-refined language(5) Style –“stylist”a. Language: highly-refined, polished, insightful, accurateb. V ocabulary: largec. Construction: complicated, intricate3. Mark Twain (see next section)Local Colorism1860s, 1870s~1890sI. Appearance1. uneven development in economy in America2. culture: flourishing of frontier literature, humourists3. magazines appeared to let writer publish their worksII. What is “Local Colour”?Tasks of local colourists: to write or present local characters of their regions in truthful depiction distinguished from others, usually a very small part of the world.Regional literature (similar, but larger in world)Garland, Harte – the westEggleston – IndianaMrs StoweJewett – MaineChopin – LouisianaIII. Mark Twain – Mississippi1. life2. works(1) The Gilded Age(2) “the two advantages”(3) Life on the Mississippi(4) A Connecticut Yankee in King Arthur’s Court(5) The Man That Corrupted Hardleybug3. style(1) colloquial language, vernacular language, dialects(2) local colour(3) syntactic feature: sentences are simple, brief, sometimes ungrammatical(4) humour(5) tall tales (highly exaggerated)(6) social criticism (satire on the different ugly things in society)IV. C omparison of the three “giants” of American Realism1. ThemeHowells – middle classJames – upper classTwain – lower class2. TechniqueHowells – smiling/genteel realismJames – psychological realismTwain – local colourism and colloquialismChapter 4 American NaturalismI. Background1. Darwin’s theory: “natural selection”2. Spenser’s idea: “social Darwinism”3. French Naturalism: ZoraII. Features1. environment and heredity2. scientific accuracy and a lot of details3. general tone: hopelessness, despair, gloom, ugly side of the societyIII. significanceIt prepares the way for the writing of 1920s’ “lost generation” and T. S. Eliot.IV. Theodore Dreiser1. life2. works(1) Sister Carrie(2) The trilogy: Financier, The Titan, The Stoic(3) Jennie Gerhardt(4) American Tragedy(5) The Genius3. point of view(1) He embraced social Darwinism – survival of the fittest. He learned to regard man as merely an animal driven by greed and lust in a struggle for existence in which on ly the “fittest”, the most ruthless, survive.(2) Life is predatory, a “game” of the lecherous and heartless, a jungle struggle in which man, being “a waif and an interloper in Nature”, a “wisp in the wind of social forces”, is a mere pawn in the general scheme of things, with no power whatever to assert his will.(3) No one is ethically free; everything is determined by a complex of internal chemisms and by the forces of social pressure.4. Sister Carrie(1) Plot(2) Analysis5. Style(1) Without good structure(2) Deficient characterization(3) Lack in imagination(4) Journalistic method(5) Techniques in paintingChapter 5 The Modern PeriodSection 1 The 1920sI. IntroductionThe 1920s is a flowering period of American literature. It is c onsidered “the second renaissance” of American literature.The nicknames for this period:(1) Roaring 20s – comfort(2) Dollar Decade – rich(3) Jazz Age – Jazz musicII. Background1. First World War –“a war to end all wars”(1) Economically: became rich from WWI. Economic boom: new inventions. Highly-consuming society.(2) Spiritually: dislocation, fragmentation.2. wide-spread contempt for law (looking down upon law)3. Freud’s theoryIII. Features of the literatureWriters: three groups(1) Participants(2) Expatriates(3) Bohemian (unconventional way of life) – on-lookersTwo areas:(1) Failure of communication of Americans(2) Failure of the American societyImagismI. BackgroundImagism was influenced by French symbolism, ancient Chinese poetry and Japanese literature “haiku”II. Development: three stages1. 1908~1909: London, Hulme2. 1912~1914: England -> America, Pound3. 1914~1917: Amy LowellIII. What is an “image”?An image is defined by Pound as that which presents an intellectual and emotional complex in an instant of time, “a vortex or cluster of fused ideas” “endowed with energy”. The exact word must bring the effect of the object before the reader as it had presented itself to the poet’s mind at the time of writing.IV. Principles1. Direct treatment of the “thing”, whether subjective or objective;2. To use absolutely no word that does not contribute to the presentation;3. As regarding rhythm, to compose in the sequence of the musical phrase, not in the sequence of a metronome.V. Significance1. It was a rebellion against the traditional poetics which failed to reflect the new life of the new century.2. It offered a new way of writing which was valid not only for the Imagist poets but for modern poetry as a whole.3. The movement was a training school in which many great poets learned their first lessons in the poetic art.4. It is this movement that helped to open the first pages of modern English and American poetry.VI. Ezra Pound1. life2. literary career3. works(1) Cathay(2) Cantos(3) Hugh Selwyn Mauberley4. point of view(1) Confident in Pound’s belief that the artist was morally and culturally the arbiter and the “saviour” of the race, he took it upon himself to purify the arts and b ecame the prime mover of a few experimental movements, the aim of which was to dump the old into the dustbin and bring forth something new.(2) To him life was sordid personal crushing oppression, and culture produced nothing but “intangible bondage”.(3) Pound sees in Chinese history and the doctrine of Confucius a source of strength and wisdom with which to counterpoint Western gloom and confusion.(4) He saw a chaotic world that wanted setting to rights, and a humanity, suffering from spiritual death and cosmic injustice, that needed saving. He was for the most part of his life trying to offer Confucian philosophy as the one faith which could help to save the West.5. style: very difficult to readPound’s early poems are fresh and lyrical. The Cantos can be notoriously difficult in some sections, but delightfully beautiful in others. Few have made serious study of the long poem; fewer, if anyone at all, have had the courage to declare that they have conquered Pound; and many seem to agree that the Cantos is a monumental failure.6. ContributionHe has helped, through theory and practice, to chart out the course of modern poetry.7. The Cantos –“the intellectual diary since 1915”Features:(1) Language: intricate and obscure(2) Theme: complex subject matters(3) Form: no fixed framework, no central theme, no attention to poetic rulesVII. T. S. Eliot1. life2. works(1) poemsThe Love Song of J. Alfred PrufrockThe Waste Land (epic)Hollow ManAsh WednesdayFour Quarters(2) PlaysMurder in the CathedralSweeney AgonistesThe Cocktail PartyThe Confidential Clerk(3) Critical essaysThe Sacred WoodEssays on Style and OrderElizabethan EssaysThe Use of Poetry and The Use of CriticismsAfter Strange Gods3. point of view(1) The modern society is futile and chaotic.(2) Only poets can create some order out of chaos.(3) The method to use is to compare the past and the present.4. Style(1) Fresh visual imagery, flexible tone and highly expressive rhythm(2) Difficult and disconnected images and symbols, quotations and allusions(3) Elliptical structures, strange juxtapositions, an absence of bridges5. The Waste Land: five parts(1) The Burial of the Dead(2) A Game of Chess(3) The Fire Sermon(4) Death by Water(5) What the Thunder SaidVIII. Robert Frost1. life2. point of view(1) All his life, Frost was concerned with constructions through poetry. “a momentary stay against confusion”.(2) He understands the terror and tragedy in nature, but also its beauty.(3) Unlike the English romantic poets of 19th century, he didn’t believe that man could find harmony with nature. He believed that serenity came from working, usually amid natural forces, which couldn’t be understood. He regarded work as “significant toil”.3. works – poemsthe first: A Boy’s Willcollections: North of Boston, Mountain Interval (mature), New Hampshire4. style/features of his poems(1) Most of his poems took New England as setting, and the subjects were chosen from daily life of ordinary people, such as “mending wall”, “picking apples”.(2) He writes most often about landscape and people –the loneliness and poverty of isolated farmers, beauty, terror and tragedy in nature. He also describes some abnormal people, e.g. “deceptively simple”, “philosophical poet”.(3) Although he was popular during 1920s, he didn’t experiment like other modern poets. He used conventional forms, plain language, traditional metre, and wrote in a pastured tradition.IX. e. e. cummings“a juggler with syntax, grammar and diction” –individualism, “painter poet”Novels in the 1920s。

胡壮麟语言学教程

语言学导论语言学教程修订版胡壮麟

(完整word版)英语语言学教程(胡壮麟版)

英语语言学教程（胡壮麟版）Chapter one. Invitation to Linguistic.1.What is language?“Language is system of arbitrary vocal symbols used for human communication. It is a system, since linguistic elements are arranged systematically, rather than randomly. Arbitrary, in the sense that there is usually no intrinsic connection between a work (like “book”) and the object it refers to. This explains and is explained by the fact that different languages have different “books”: “book” in English, “livre” in French, “shu” in Ch inese. It is symbolic, because words are associated with objects, actions, ideas etc. by nothing but convention. Namely, people use the sounds or vocal forms to symbolize what they wish to refer to. It is vocal, because sound or speech is the primary medium for all human languages. Writing systems came much later than the spoken forms. The fact that small children learn and can only learn to speak (and listen) before they write (and read) also indicates that language is primarily vocal, rather than written. The term “human” in the definition is meant to specify that language is human specific.2.Design Features of Language.“Design features” here refer to the defining properties of human language that tell the difference between human language and any system of animal communication. They are arbitrariness, duality, productivity, displacement, cultural transmission and interchangeability(1)Arbitrariness: By “arbitrariness”, we mean there is no logical connection between meanings andsounds.(2)Duality: The property of having two levels of structures (phonological and grammatical), units ofthe primary level being composed of elements of the secondary level and each level having its own principles of organization.(3)Productivity: Productivity refers to the ability to the ability to construct and understand anindefinitely large number of sentences in one’s native language, including those that has never heard before, but that are appropriate to the speaking situation. The property that enables native speakers to construct and understand an indefinitely large number of utterances, including utterances that they have never previously encountered.(4)Displacement: “Displacement”, as one of the design features of the human language, refers to thefact that one can talk about things that are not present, as easily as he does things present. In other words, one can refer to real and unreal things, things of the past, of the present, of the future. Language itself can be talked about too.(5)Cultural transmission: This means that language is not biologically transmitted from generationto generation, but that the details of the linguistic system must be learned anew by each speaker.(6)Interchangeability: Interchangeability means that any human being can be both a producer and areceiver of messages.3.Functions of Language.Language has at least seven functions: phatic, directive, Informative, interrogative, expressive, evocative and performative.(1)Phatic function: The “phatic function” refers to language being used for setting up a certainatmosphere or maintaining social contacts (rather than for exchanging information or ideas).Greetings, farewells, and comments on the weather in English and on clothing in Chinese all serve this function.(2)Directive function: The “directive function” means that language may be used to get the hearerto do something. Most imperative sentences perform this function, e. g., “Tell me the result when you finish.”(3)Informative function: Language serves an “informational function” when used to tellsomething, characterized by the use of declarative sentences. Informative statements are often labeled as true (truth) or false (falsehood).(4)Interrogative function: When language is used to obtain information, it serves an “interrogativefunction”. This includes all questi ons that expect replies, statements, imperatives etc.(5)Expressive function: The “expressive function” is the use of language to reveal somethingabout the feelings or attitudes of the speaker.(6)Evocative function: The “evocative function” is the use of langu age to create certain feelings inthe hearer. Its aim is, for example, to amuse, startle, antagonize, soothe, worry or please.(7)Per formative function: This means people speak to “do things” or perform actions.4. What is linguistic?“Linguistics” is the sc ientific study of language. It studies not just one language of any one society, but the language of all human beings. In short, linguistics studies the general principles whereupon all human languages are constructed and operate as systems of communication in their societies or communities. 5. Main branches of linguistics.The study of language as a whole is often called general linguistics. But a linguist sometimes is able to deal with only one aspect of language at a time, thus the arise of various branches: phonetics, phonology, morphology, syntax, semantics, pragmatics, sociolinguistics, applied linguistics, psycholinguistics etc. 6. Important distinctions in linguistic.(1) synchronic study vs. diachronic studyThe description of a language at some point of time (as if it stopped developing) is a synchrony study (synchrony). The description of a language as it changes through time is a diachronic study (diachronic).(2) Speech vs. writingSpeech is primary, because it existed long before writing systems came into being. Genetically children learn to speak before learning to write. Secondly, written forms just represent in this way or that the speech sounds: individual sounds, as in English and French as in Japanese. In contrast to speech, spoken form of language, writing as written codes, gives language new scope and use that speech does not have. Most modern linguistic analysis is focused on speech, different from grammarians of the last century and theretofore.(3) Descriptive vs. prescriptiveA linguis tic study is “descriptive” if it only describes and analyses the facts of language, and “prescriptive” if it tries to lay down rules for “correct” language behavior. Linguistic studies before this century were largely prescriptive because many early grammars were largely prescriptive because many early grammars were based on “high” (literary or religious) written records. Modern linguistics is mostly descriptive.(4). langue vs. paroleF. de Saussure refers “langue” to the abstract linguistic system shared by all the members of a speech community and refers “parole” to the actual or actualized language, or the realization of langue. Langue is abstract, parole specific to the speaking situation; langue not actually spoken by an individual, parole always a naturally occurring event; langue relatively stable and systematic, parole is a mass of confused facts, thus not suitable for systematic investigation. What a linguist ought to do, according to Saussure, is to abstract langue from instances of parole, i.e. to discover the regularities governing all instances ofparole and make than the subject of linguistics. The langue-parole distinction is of great importance, which casts great influence on later linguists.(5). competence vs. performanceAccording to N. Ch omsky, “competence” is the ideal language user’s knowledge of the rules of his language, and “performance” is the actual realization of this knowledge in utterances. The former enables a speaker to produce and understand an indefinite number of sentences and to recognize grammatical mistakes and ambiguities. A speaker’s competence is stable while his performance is often influenced by psychological and social factors. So a speaker’s performance does not always match or equal his supposed competence. Chomsky believes that linguists ought to study competence, rather than performance. (6). linguistic potential vs. linguistic behaviorThese two terms, or the potential-behavior distinction, were made by M. A. K. Halliday in the 1960s, from a functional point of view. There is a wide range of things a speaker can do in his culture, and similarly there are many things he can say, for example, to many people, on many topics. What he actually says (i.e. his “actual linguistic behavior”) on a certain occasion to a cert ain person is what he has chosen from many possible injustice items, each of which he could have said (linguistic potential).Chapter 2 Phonetics1.What is phonetics?“Phonetics” is the science which studies the characteristics of human sound-making, especially those sounds used in speech, and provides methods for their description, classification and transcription, speech sounds may be studied in different ways, thus by three different branches of phonetics.(1) Articulatory phonetics; the branch of phonetics that examines the way in which a speech sound is produced to discover which vocal organs are involved and how they coordinate in the process.(2) Auditory phonetics, the branch of phonetic research from the hearer’s point of view, looking into the impression which a speech sound makes on the hearer as mediated by the ear, the auditory nerve and the brain.(3) Acoustic phonetics: the study of the physical properties of speech sounds, as transmitted between mouth and ear. Most phoneticians, however, are interested in articulatory phonetics.2. The IPAThe IPA, abbreviation of “International Phonetic Alphabet”, is a compromise system making use of symbols of all sources, including diacritics indicating length, stress and intonation, indicating phonetic variation. Ever since it was developed in 1888, IPA has undergone a number of revisions.3. Place of articulationIt refers to the place in the mouth where, for example, the obstruction occurs, resulting in the utterance ofa consonant.4. Manner of articulationThe “manner of articulation” literally means the way a sound is articulated.5. Phonology“Phonology” is the study of sound systems- the invention of distinctive speech sounds that occur in a language and the patterns wherein they fall. Minimal pair, phonemes, allophones, free variation, complementary distribution, etc., are all to be investigated by a phonologist.6. Narrow transcription and broad transcription.The former was meant to symbolize all the possible speech sounds, including even the most minute shades of pronunciation while Broad transcription was intended to indicate only those sounds capable ofdistinguishing one word from another in a given language.7. Phone Phoneme AllophoneA “phone” is a phonetic unit or segment. The speech sounds we hear and produce during linguistic communication are all phones. When we hear the following words pronounced: [pit], [tip], [spit], etc., the similar phones we have heard are [p] for one thing, and three different [p]s, readily making possible the “narrow transcription or diacritics”. Phones may and may not distinguish meaning.A “phoneme” is a phonological unit; it is a unit that is of distinctive value. As an abstract unit, a phoneme is not any particular sound, but rather it is represented or realized by a certain phone in a certain phonetic context. For example, the phoneme[p] is represented differently in [pit], [tip] and [spit].The phones representing a phoneme are called its “allophones”, i.e., the different (i.e., phones) but do not make one word so phonetically different as to create a new word or a new meaning thereof. So the different [p] s in the above words is the allophones of the same phoneme [p]. How a phoneme is represented by a phone, or which allophone is to be used, is determined by the phonetic context in which it occurs. But the choice of an allophone is not random. In most cases it is rule-governed; these rules are to be found out by a phonologist.8.Minimal pairs?When two different phonetic forms are identical in every way except for one sound segment which occurs in the same place in the string, the two forms (i. e., word) are supposed to form a “minimal pair”, e.g., “pill” and “bill”, “pill” and “till”, “till” and “dill”, “till” and “kill”, etc. All these words together c onstitute a minimal set. They are identical in form except for the initial consonants. There are many minimal pairs in English, which makes it relatively easy to know what English phonemes are. It is of great importance to find the minimal pairs when a phonologist is dealing with the sound system of an unknown language.9. Free variationIf two sounds occurring in the same environment do not contrast; namely, if the substitution of one for the other does not generate a new word form but merely a different pronunciation of the same word, the two sounds then are said to be in “free variation”.10. Complementary distributionWhen two sounds never occur in the same environment, they are in “complementary distribution”. For example, the aspirated English plosives never occur after [s], and the unsaturated ones never occur initially. Sounds in complementary distribution may be assigned to the same phoneme.11. Assimilation rule.The “assimilation rule” assimilates one segment to another by “copying” a feature of a sequential phoneme, thus making the two phones more similar.12. Deletion ruleThe “deletion rule” tell us when a sound is to be deleted although is orthographically represented.13. Suprasegmental phonology and suprasegmental features“Suprasegmental phonology” refers to the study of phonological properties of linguistic units larger than the segment called phoneme, such as syllable, length and pitch, stress, intonation.Chapter 3. Morphology1.Morpheme and MorphologyThe “morpheme” is the smallest unit in terms of relationship between expression and content, a unit which cannot be divided without destroying or drastically altering the meaning, whether it is lexical or grammatical.“Morphology” is the branch of grammar that studies the internal structure of words, and the rules by which words are formed. It is generally divided into two fields: inflectional morphology and lexical/derivational morphology.2.Types of Morphemes.(1)free morpheme and bound morphemeA “free morpheme” is a morpheme that constitutes a word by itself, such as ‘bed”, “tree”, etc. A “bound morpheme” is one that appears with at least another morpheme, such as “-s” in “beds”, “-al” in “national” and so on.All monomorphemic words are free morphemes. Those polymorphemic words are either compounds (combination of two or more free morphemes) or derivatives (word derived from free morphemes).(2). root; affix; stemA “root” is the base form of a word that cannot be further analyzed without total loss of identity. It is the part of the word that is left when all the affixes are removed.“Affixes”is a collective term for the type of morpheme that can be used only when added to another morpheme (the root or stem), so affix is naturally bound. (prefix, suffix, infix)A “stem” is any morpheme or combi nation of morphemes to which an affix can be added.(3). Inflectional affix and derivational affix.Inflectional affixes: do not change the word class, but only added a minute or delicate grammatical meaning to the stem.Derivational affixes: often change the lexical meaning and word class.Inflectional affixes are mostly suffixes, and derivational affixes can be prefixes (sub-, de-) or suffixes (-er, -able).3. Inflection“Inflection” is the manifestation of grammatical relationships through the addition of inflectional affixes, such as number, person, finiteness, aspect, and case, which does not change the grammatical class of the items to which they are attached.4. Word formationIn its restricted sense, refers to the process of word variations signaling lexical relationships. It can be future sub classified into the compositional type (compound) and the derivational type.5. Lexical change(1) lexical change proper(特有词汇变化)A. InventionB. Blending: blending is relative complex from of compounding, in which two words are blended by joining the initial part of the first word and the final part of the second word, or by joining the initial parts of the two words.C. Abbreviation: a new word is created by cutting the final part, the initial part, or both the initial and final parts accordingly.D. Acronym: acronym is made up from the first letters of the name of an organization, which have a heavily modified headword.E. Back-formation: it refers to an abnormal type of word-formation where a shorter word is derived by deleting an imagined affix from a longer form already in the language.F. Analogical creation: it can account for the co-existence of the forms, regular and irregular, in the conjugation of some English verbs.G. Borrowing:a. loanwords: the borrowing of loanwords is a process in which both form and meaning are borrowed with only a slight adaptation, in some causes, to the phonological system of the new language that they enter.b. loanblend: it is a process in which part of the form is native and the rest has been borrowed, but the meaning is fully borrowed.c. loanshift: it is a process in which the meaning is borrowed, and the form is native.d. loan translation: a special type of borrowing, in which each morpheme or word is translated in the equivalent morpheme or word in another language.(2). Morpho-syntactical change （形态句法变化）A. morphological change: the words have changed their formsB. syntactical change(3). Semantic change （语义变化）A. broading: a process to extend or elevate the meaning from its originally specific sense to a relative general one.B. narrowing: it refers to a process in which the original meaning of a word can be narrowed or restricted to a specific sense.C. meaning shift: the change of meaning has nothing to do with generalization or restriction.D. fork etymology: it refers to a change in form of a word or phrase, resulting from an incorrect popular notion of the origin or meaning of the term on from the influence of more familiar terms mistakenly taken to be analogous.(4). Phological change （音位变化)Refers to changes in sound leading to change in form.a. loss（语音的脱落）b. addition （语音的增加）c. metathesis（换位）d. assimilation （同化）(5). Orthographic change （书写法变化）Chapter Four. Syntax1. Syntax.“Syntax” is the study of the rules governing the ways in which words, word groups and phrases are combined to form sentences in a language, or the study of the interrelationships between sentential elements.2. Sentence.L. Bloomfield defines “sentence” as an independent linguistic form not included by some grammatical marks in any other linguistic from, i. e., it is not subordinated to a larger linguistic form, and it is a structurally independent linguistic form. It is also called a maximum free form.3. Syntactic relations.“Syntactic relations” refer to the ways in which words, word groups or phrases form sentences; hencethree kinds of syntactic relations: positional relations, relations of substitutability and relations of co-occurrence.a.“Positional relation”, or “word order”, refers to the sequential a rrangement to words in a language.It is a manifestation of a certain aspect of what F. de Saussure called “syntagmatic relations”, or of what other linguists call “horizontal relations” or “chain relations”.b.“Relations of substitutability” refer to classe s or sets of words substitutable for each othergrammatically in same sentence structures. Saussure called them “associative relations”. Other people call them “paradigmatic/vertical/choice relations”.c.“Relations of co-occurrence”, one means that words of different sets of clauses may permit orrequire the occurrence of a word of another set or class to form a sentence or a particular part of a sentence. Thus relations of co-occurrence partly belong to syntagmatic relations and partly to paradigmatic relations.3.Grammatical constructionGrammatical construction: it can be used to mean any syntactic construct which is assigned one or more conventional function in a language, together with whatever is linguistically conventionalized about its contribution to the meaning or use the construct contains.4.IC analysis and immediate constituents.“IC analysis” is a new approach of sentence study that cuts a sentence into two (or more) segments. This kind of pure segmentation is simply dividing a sentence into its constituent elements without even knowing what they really are. What remain of the first cut is called “immediate constituents”, and what are left at the final cut is called “ultimate constituents”.5.Endocentric and exocentric constructions“Endocentric construction” is one whose distribution is functionally equivalent to that of one or more of its constituents, i.e., a word or a group of words, which serves as a definable “centre” or “head”. Usually noun phrases, verb phrases and adjective phrases belong to endocentric types because the constituent items are subordinate to the head.“Exocentric construction”, opposite of endocentric construction, refers to a group of syntactically related words where none of the words is functionally equivalent to the group as whole; that is to say, there is no definable centre or head inside the group. Exocentric construction usually includes basic sentence, prepositional phrase, predicate (verb + object) construction, and connective (be + complement) construction.6.Coordination and subordination.They are two main types of endocentric construction.Coordination is a common syntactic pattern in English and other languages formed by grouping together two of more categories of the same type with the help of a conjunction such as “and” ,“but” and “or”. Subordination refers to the process or result of linking linguistic units so that they have different syntactic status, one being dependent upon the other, and usually a constituent of the other. (three basic types of subordination clause: complement clause, adjunct clause, relation clause.)7. Syntactic function(1) Subject: “subject” refers to one of the nouns in the nominative case. In English, the subject of a sentence is often said to be the doer of the action, while the object is the person or thing acted upon by the doer.a. Grammatical subject: it refers to a noun which can establish correspondence with the verb and which can be checked by a tag-question test, e.g., “He is a good cook, (isn’t he?).”b. Logical subject: the original object noun phrase occupies the grammatical space before a verb, the space that a subject normally occupies, the core subject, now the object of a preposition, is called the logical subject.(2). Predicate: A “predicate” refers to a major constituent of s entence structure in a binary analysis in which all obligatory constituents other than the subject are considered together. e.g., in the sentence “The monkey is jumping”, “is jumping” is the predicate.(3) Object: “object” refers to the receiver or goal of an action and it is further classified into two kinds: direct object and indirect object. In some inflecting languages, an object is marked by case labels: the “accusative case” for direct object, and the “dative case”for direct object, and the “dative case” for indirect to word order (after the verb and preposition) and by inflections (of pronouns). e.g., in the sentence “John kissed me”, “me” is the object. Modern linguists suggest that an object refers to such an item that it can become a subject in passive transformation.8. CategoryThe term “category” in some approaches refers to classes and functions in its narrow sense, e.g., noun, verb, subject, predicate, noun phrase, verb phrase, etc. More specifically it refers to the defining properties of these general units: the categories of the noun, for example, include number, gender, case and countability; and of the verb, for example, tense, aspect, voice, etc.(1)Number: “Number” is a grammatical category used for the analysis of word classes displaying suchcontrasts as singular, dual, plural, etc. In English, number is mainly observed in nouns, and there are only two forms: singular and plural. Number is also reflected in the inflections of pronouns and verbs.(2)Gender: “Gender” displays such contrasts as“masculine”, “feminine”, “neuter”, or “animate” and“inanimate”, etc., for the analysis of word classes. When word items refer to the sex of the real-world entities, we natural gender (the opposite is grammatical gender).(3)Case: “Case” identifies the synta ctic relationship between words in a sentence. In Latin grammar,cases are based on variations in the morphological forms of the word, and are given the terms “accusative”, “nominative”, “dative”, etc. In English, the case category is realized in three way s: by following a preposition and by word order.(4)Agreement (or Concord): “Concord” may be defined as requirement that the forms of two or morewords of specific word classes that stand in specific syntactic relationship with one another shall be characteri zed by the same paradigmatically marked category or categories, e.g., “man runs”, “men run”.9. Syntagmatic relation and paradigmatic relationSyntagmatic relation: it is a relation between one item and other in a sequence, or between elements which are all present, such as the relation between “weather” and the others in the following sentence “If the weather is nice, we’ll go out.”Paradigmatic relation: it is also called Associative, a relation between elements replaceable with each other at a particular place in a structure, or between one element present and the others absent. It is also known as the vertical relation or choice relation.10. Phrase; clause and sentence.A “phrase” is a single element of structure containing more than one word, and lacki ng the subject-predicate structure typical of “clauses”. Traditionally, it is seen as part of a structural hierarchy, falling between a clause and word, e.g., “the three tallest girls” (nominal phrase). There is now a tendency to make a distinction between word groups and phrases. A “word group” is an extension of a word of aparticular class by way of modification with its main features of the class unchanged. Thus we have nominal group, verbal group, adverbial group, conjunction group and preposition group.A “clause” is group of words with its own subject and predicate included in a larger subject-verb construction, namely, in a sentence. Clauses can also be classified into two kinds: finite and non-finite clauses, the latter referring to what are traditionally called infinitive phrase, participle phrase and gerundial phrase.Sentence is the minimum part of language that expresses a complete thought. Bloomfield (1935) defined the sentence as “one not included by virtue of any grammatical construction in any larger linguistic form.”11. RecursivenessIt mainly means that a phrasal constituent can be embedded within another constituent having the same category. By “recursiveness” we mean that there is theoretically no limit to the number of the embedded cl auses in a complex sentence. This is true also with nominal and adverbial clauses, e.g., “I saw the man who killed a cat who…a rat which…that…”(1)Conjoining: “Conjoining” refers to a construction where one clause is co-ordinated or conjoined withanother, e. g., “John bought a cat and his wife killed her.”(2)Embedding: “Embedding” refers to the process of construction where one clause is included in thesentence (or main clause) in syntactic subordination, e.g., “I saw the man who had killed a chimpanzee.”12. Beyond the sentence(1) Sentential connection: the notion of hypotactic and paratactic relations can also be applied to the study of syntactic relations between sentences.a. “Hypotactic relation” refers to a construction where constituents are linked by means of conjunction, e.g. “He bought eggs and milk.”b. “Paratactic relation” refers to constructions which are connected by juxtaposition, punctuation or intonation, e. g., “He bought tea, coffee, eggs and milk” (pay attention to the first three nouns co nnected without “and”).(2). Cohesion:Cohesion is a concept to do with discourse of text rather than with syntax, it refers to relations of meaning that exist within the text, and defines it as a text.Textual cohesiveness can be realized by employing various cohesive devices: conjunction, ellipsis, lexical collection, lexical repetition, reference, substitution etc.Chapter Five. Meaning1.Semantics:“Semantics” refers to the study of the communication of meaning through language. Or simply, it is the study of meaning.2.What is meaning?Though it is difficult to define, “meaning” has the following meaning: (1) an intrinsic property; (2) the connotation of a word; (3) the words put after a dictionary entry; (4) the position an object occupies in a system; (5) what the symbol user actually refers to; (6) what the symbol user should refer to; (7) what the symbol user believes he is referring to; (8) what the symbol interpreter refers to; (9) what the symbol interpreter believes it refers to; (10) what the sym bol interpreter believes the user refers to…linguists argued about “meaning of meaning” fiercely in the result of “realism”, “conceptualism/mentalism”, “mechanism”, “contextualism”, “behaviorism”, “functionalism”, etc. Mention ought to be made of the。

胡壮麟《语言学教程》(修订版).doc

胡壮麟《语言学教程》（修订版）第一部分各章节提纲笔记Chapter 1 Invitations to Linguistics1.1 Why study language?1. Language is very essential to human beings.2. In language there are many things we should know.3. For further understanding, we need to study language scientifically.1.2 What is language?Language is a means of verbal communication. It is a system of arbitrary vocal symbols used for human communication.1.3 Design features of languageThe features that define our human languages can be called design features which can distinguish human language from any animal system of communication.1.3.1 ArbitrarinessArbitrariness refers to the fact that the forms of linguistic signs bear no natural relationship to their meanings.1.3.2 DualityDuality refers to the property of having two levels of structures, such that units of the primary level are composed of elements of the secondary level and each of the two levels has its own principles of organization.1.3.3 CreativityCreativity means that language is resourceful because of its duality and its recursiveness.Recursiveness refers to the rule which can be applied repeatedly without any definite limit. The recursive nature of language provides a theoretical basis for the possibility of creating endless sentences.1.3.4 DisplacementDisplacement means that human languages enable their users to symbolize objects, events and concepts which are not present (in time and space) at the moment of conversation.1.4 Origin of language1. The bow-wow theoryIn primitive times people imitated the sounds of the animal calls in the wild environment they lived and speech developed from that.2. The pooh-pooh theoryIn the hard life of our primitive ancestors, they utter instinctive sounds of pains, anger and joy which gradually developed into language.3. The “yo-he-ho” theoryAs primitive people worked together, they produced some rhythmic grunts which gradually developed into chants and then into language.1.5 Functions of languageAs is proposed by Jacobson, language has six functions:1. Referential: to convey message and information;2. Poetic: to indulge in language for its own sake;3. Emotive: to express attitudes, feelings and emotions;4. Conative: to persuade and influence others through commands and entreaties;5. Phatic: to establish communion with others;6. Metalingual: to clear up intentions, words and meanings.Halliday (1994) proposes a theory of metafunctions of language. It means that language has three metafunctions:1. Ideational function: to convey new information, to communicate a content that is unknown to the hearer;2. Interpersonal function: embodying all use of language to express social and personal relationships;3. Textual function: referring to the fact that language has mechanisms to make any stretch of spoken and writtendiscourse into a coherent and unified text and make a living passage different from a random list of sentences.According to Hu Zhuanglin, language has at least seven functions:1.5.1 InformativeThe informative function means language is the instrument of thought and people often use it to communicate new information.1.5.2 Interpersonal functionThe interpersonal function means people can use language to establish and maintain their status in a society.1.5.3 PerformativeThe performative function of language is primarily to change the social status of persons, as in marriage ceremonies, the sentencing of criminals, the blessing of children, the naming of a ship at a launching ceremony, and the cursing of enemies.1.5.4 Emotive functionThe emotive function is one of the most powerful uses of language because it is so crucial in changing the emotional status of an audience for or against someone or something.1.5.5 Phatic communionThe phatic communion means people always use some small, seemingly meaningless expressions such as Good morning, God bless you, Nice day, etc., to maintain a comfortable relationship between people without any factual content.1.5.6 Recreational functionThe recreational function means people use language for the sheer joy of using it, such as a baby’s babbling or a chanter’s chanting.1.5.7 Metalingual functionThe metalingual function means people can use language to talk about itself. E.g. I can use the word “book” to talk about a book, and I can also use the expression “the word book” to talk about the sign “b-o-o-k”itself.1.6 What is linguistics?Linguistics is the scientific study of language. It studies not just one language of any one community, but the language of all human beings.1.7 Main branches of linguistics1.7.1 PhoneticsPhonetics is the study of speech sounds, it includes three main areas: articulatory phonetics, acoustic phonetics, and auditory phonetics.1.7.2 PhonologyPhonology studies the rules governing the structure, distribution, and sequencing of speech sounds andthe shape of syllables.1.7.3 MorphologyMorphology studies the minimal units of meaning – morphemes and word-formation processes.1.7.4 SyntaxSyntax refers to the rules governing the way words are combined to form sentences in a language, or simply, the study of the formation of sentences.1.7.5 SemanticsSemantics examines how meaning is encoded in a language.1.7.6 PragmaticsPragmatics is the study of meaning in context.1.8 MacrolinguisticsMacrolinguistics is the study of language in all aspects, distinct from microlinguistics, which dealt solely with the formal aspect of language system.1.8.1 PsycholinguisticsPsycholinguistics investigates the interrelation of language and mind, in processing and producing utterances and in language acquisition for example.1.8.2 SociolinguisticsSociolinguistics is a term which covers a variety of different interests in language and society, including the language and the social characteristics of its users.1.8.3 Anthropological linguisticsAnthropological linguistics studies the relationship between language and culture in a community.1.8.4 Computational linguisticsComputational linguistics is an interdisciplinary field which centers around the use of computers to process or produce human language.1.9 Important distinctions in linguistics1.9.1 Descriptive vs. prescriptiveTo say that linguistics is a descriptive science is to say that the linguist tries to discover and record the rules to which the members of a language-community actually conform and does not seek to impose upon them other rules, or norms, of correctness.Prescriptive linguistics aims to lay down rules for the correct use of language and settle the disputes over usage once and for all.For example, “Don’t say X.” is a prescriptive command; “People don’t say X.” is a descriptive statement.The distinction lies in prescribing how things ought to be and describing how things are. In the 18th century, all the main European languages were studied prescriptively. However, modern linguistics is mostly descriptive because the nature of linguistics as a science determines its preoccupation with description instead of prescription.1.9.2 Synchronic vs. diachronicA synchronic st udy takes a fixed instant (usually at present) as its point of observation. Saussure’sdiachronic description is the study of a language through the course of its history. E.g. a study of the features of the English used in Shakespeare’s time would be sync hronic, and a study of the changes English has undergone since then would be a diachronic study. In modern linguistics, synchronic study seems to enjoy priority over diachronic study. The reason is that unless the various state of a language are successfully studied it would be difficult to describe the changes that have taken place in its historical development.1.9.3 Langue & paroleSaussure distinguished the linguistic competence of the speaker and the actual phenomena or data of linguistics as langue and parole. Langue is relative stable and systematic, parole is subject to personal and situational constraints; langue is not spoken by an individual, parole is always a naturally occurring event.What a linguist should do, according to Saussure, is to draw rules from a mass of confused facts, i.e. to discover the regularities governing all instances of parole and make them the subject of linguistics.1.9.4 Competence and performanceAccording to Chomsky, a language user’s underlying knowledge about the sy stem of rules is called the linguistic competence, and the actual use of language in concrete situations is called performance.Competence enables a speaker to produce and understand and indefinite number of sentences and to recognize grammatical mistakes and ambiguities. A speaker’s competence is stable while his performance is often influenced by psychological and social factors. So a speaker’s performance does not always match his supposed competence. Chomsky believes that linguists ought to study competence, rather than performance.Chomsky’s competence-performance distinction is not exactly the same as, though similar to, Saussure’s langue-parole distinction. Langue is a social product and a set of conventions of a community, while competence is deemed as a property of mind of each individual. Saussure looks at language more from a sociological or sociolinguistic point of view than Chomsky since the latter deals with his issues psychologically or psycholinguistically.1.9.5 Etic vs. emicBeing etic mean s researchers’ making far too many, as well as behaviorally and inconsequential, differentiations, just as often the case with phonetics vs. phonemics analysis in linguistics proper.An emic set of speech acts and events must be one that is validated as meaningful via final resource to the native members of a speech community rather than via appeal to the investigator’s ingenuity or intuition alone.Following the suffix formations of (phon)etics vs (phon)emics, these terms were introduced into the social sciences by Kenneth Pike (1967) to denote the distinction between the material and functional study of language: phonetics studies the acoustically measurable and articulatorily definable immediate sound utterances, whereas phonemics analyzes the specific selection each language makes from that universal catalogue from a functional aspect.Chapter 2 Speech Sounds2.1 Speech production and perceptionPhonetics is the study of speech sounds. It includes three main areas:1. Articulatory phonetics – the study of the production of speech sounds2. Acoustic phonetics – the study of the physical properties of the sounds produced in speech3. Auditory phonetics – the study of perception of speech soundsMost phoneticians are interested in articulatory phonetics.2.2 Speech organsSpeech organs are those parts of the human body involved in the production of speech. The speech organs can be considered as consisting of three parts: the initiator of the air stream, the producer of voice and the resonating cavities.2.3 Segments, divergences, and phonetic transcription2.3.1 Segments and divergencesAs there are more sounds in English than its letters, each letter must represent more than one sound.2.3.2 Phonetic transcriptionInternational Phonetic Alphabet (IPA): the system of symbols for representing the pronunciation of words in any language according to the principles of the International Phonetic Association. The symbols consists of letters and diacritics. Some letters are taken from the Roman alphabet, some are special symbols.2.4 Consonants2.4.1 Consonants and vowelsA consonant is produced by constricting or obstructing the vocal tract at some places to divert, impede,or completely shut off the flow of air in the oral cavity.A vowel is produced without obstruction so no turbulence or a total stopping of the air can be perceived.2.4.2 ConsonantsThe categories of consonant are established on the basis of several factors. The most important of these factors are:1. the actual relationship between the articulators and thus the way in which the air passes throughcertain parts of the vocal tract (manner of articulation);2. where in the vocal tract there is approximation, narrowing, or the obstruction of the air (place ofarticulation).2.4.3 Manners of articulation1. Stop/plosive: A speech sound which is produced by stopping the air stream from the lungs and thensuddenly releasing it. In English, [] are stops and[] are nasal stops.2. Fricative: A speech sound which is produced by allowing the air stream from the lungs to escapewith friction. This is caused by bringing the two articulators, e.g. the upper teeth and the lower lip,close together but not closes enough to stop the airstreams completely. In English,[] are fricatives.3. (Median) approximant: An articulation in which one articulator is close to another, but without thevocal tract being narrowed to such an extent that a turbulent airstream is produced. In English thisclass of sounds includes [].4. Lateral (approximant): A speech sound which is produced by partially blocking the airstream fromthe lungs, usually by the tongue, but letting it escape at one or both sides of the blockage. [] is theonly lateral in English.Other consonantal articulations include trill, tap or flap, and affricate.2.4.4 Places of articulation1. Bilabial: A speech sound which is made with the two lips.2. Labiodental: A speech sound which is made with the lower lip and the upper front teeth.3. Dental: A speech sound which is made by the tongue tip or blade and the upper front teeth.4. Alveolar: A speech sound which is made with the tongue tip or blade and the alveolar ridge.5. Postalveolar: A speech sound which is made with the tongue tip and the back of the alveolar ridge.6. Retroflex: A speech sound which is made with the tongue tip or blade curled back so that theunderside of the tongue tip or blade forms a stricture with the back of the alveolar ridge or the hardpalate.7. Palatal: A speech sound which is made with the front of the tongue and the hard palate.8. Velar: A speech sound which is made with the back of the tongue and the soft palate.9. Uvular: A speech sound which is made with the back of the tongue and the uvula, the shortprojection of the soft tissue and muscle at the posterior end of the velum.10. Pharyngeal: A speech sound which is made with the root of the tongue and the walls of the pharynx.11. Glottal: A speech sound which is made with the two pieces of vocal folds pushed towards eachother.2.4.5 The consonants of EnglishReceived Pronunciation (RP): The type of British Standard English pronunciation which has been regarded as the prestige variety and which shows no regional variation. It has often been popularly referred to as “BBC English” or “Oxford English” because it is widely used in the private sector of the education system and spoken by most newsreaders of the BBC network.A chart of English consonantsIn many cases there are two sounds that share the same place and manner of articulation. These pairs of consonants are distinguished by voicing, the one appearing on the left is voiceless and the one on the right is voiced.Therefore, the consonants of English can be described in the following way:[p] voiceless bilabial stop[b] voiced bilabial stop[s] voiceless alveolar fricative[z] voiced alveolar fricative[m] bilabial nasal[n] alveolar nasal[l] alveolar lateral[j] palatal approximant[h] glottal fricative[r] alveolar approximant2.5 Vowels2.5.1 The criteria of vowel description1. The part of the tongue that is raised – front, center, or back.2. The extent to which the tongue rises in the direction of the palate. Normally, three or four degreesare recognized: high, mid (often divided into mid-high and mid-low) and low.3. The kind of opening made at the lips – various degrees of lip rounding or spreading.4. The position of the soft palate – raised for oral vowels, and lowered for vowels which have beennasalized.2.5.2 The theory of cardinal vowelsCardinal vowels are a set of vowel qualities arbitrarily defined, fixed and unchanging, intending to providea frame of reference for the description of the actual vowels of existing languages.By convention, the eight primary cardinal vowels are numbered from one to eight as follows: CV1[], CV2[], CV3[], CV4[], CV5[], CV6[], CV7[], CV8[].A set of secondary cardinal vowels is obtained by reversing the lip-rounding for a give position: CV9 –CV16. [I am sorry I cannot type out many of these. If you want to know, you may consult the textbook p. 47.2.5.3 Vowel glidesPure (monophthong) vowels: vowels which are produced without any noticeable change in vowel quality.Vowel glides: Vowels where there is an audible change of quality.Diphthong: A vowel which is usually considered as one distinctive vowel of a particular language but really involves two vowels, with one vowel gliding to the other.2.5.4 The vowels of RP[] high front tense unrounded vowel[] high back lax rounded vowel[] central lax unrounded vowel[] low back lax rounded vowel2.6 Coarticulation and phonetic transcription2.6.1 CoarticulationCoarticulation: The simultaneous or overlapping articulation of two successive phonological units.Anticipatory coarticulation: If the sound becomes more like the following sound, as in the case of lamp, it is known as anticipatory coarticulation.Perseverative coarticulation: If the sound displays the influence of the preceding sound, as in the case of map, it is perseverative coarticulation.Nasalization: Change or process by which vowels or consonants become nasal.Diacritics: Any mark in writing additional to a letter or other basic elements.2.6.2 Broad and narrow transcriptionsThe use of a simple set of symbols in our transcription is called a broad transcription. The use of more specific symbols to show more phonetic detail is referred to as a narrow transcription. The former was meant to indicate only these sounds capable of distinguishing one word from another in a given language while the latter was meant to symbolize all the possible speech sounds, including even the minutest shades of pronunciation.2.7 Phonological analysisPhonetics is the study of speech sounds. It includes three main areas: articulatory phonetics, acoustic phonetics, and auditory phonetics. On the other hand, phonology studies the rules governing the structure, distribution, and sequencing of speech sounds and the shape of syllables. There is a fair degree of overlap in what concerns the two subjects, so sometimes it is hard to draw the boundary between them. Phonetics is the study of all possible speech sounds while phonology studies the way in which speakers of a language systematically use a selection of these sounds in order to express meaning. That is to say, phonology is concerned with the linguistic patterning of sounds in human languages, with its primary aim being to discover the principles that govern the way sounds are organized in languages, and to explain the variations that occur.2.8 Phonemes and allophones2.8.1 Minimal pairsMinimal pairs are two words in a language which differ from each other by only one distinctive sound andwhich also differ in meaning. E.g. the English words tie and die are minimal pairs as they differ in meaning and in their initial phonemes /t/ and /d/. By identifying the minimal pairs of a language, a phonologist can find out which sound substitutions cause differences of meaning.2.8.2 The phoneme theory2.8.3 AllophonesA phoneme is the smallest linguistic unit of sound that can signal a difference in meaning. Any of thedifferent forms of a phoneme is called its allophones. E.g. in English, when the phoneme // occurs at the beginning of the word like peak //, it is said with a little puff of air, it is aspirated. But when // occurs in the word like speak //, it is said without the puff of the air, it is unaspirated. Both the aspirated [] in peak and the unaspirated [=] in speak have the same phonemic function, i.e. they are both heard and identified as // and not as //; they are both allophones of the phoneme //.2.9 Phonological processes2.9.1 AssimilationAssimilation: A process by which one sound takes on some or all the characteristics of a neighboring sound.Regressive assimilation: If a following sound is influencing a preceding sound, we call it regressive assimilation.Progressive assimilation: If a preceding sound is influencing a following sound, we call it progressive assimilation.Devoicing: A process by which voiced sounds become voiceless. Devoicing of voiced consonants often occurs in English when they are at the end of a word.2.9.2 Phonological processes and phonological rulesThe changes in assimilation, nasalization, dentalization, and velarization are all phonological processes in which a target or affected segment undergoes a structural change in certain environments or contexts. In each process the change is conditioned or triggered by a following sound or, in the case of progressive assimilation, a preceding sound. Consequently, we can say that any phonological process must have three aspects to it: a set of sounds to undergo the process; a set of sounds produced by the process; a set of situations in which the process applies.We can represent the process by man s of an arrow: voiced fricative → voiceless / __________ voiceless.This is a phonological rule. The slash (/) specifies the environment in which the change takes place. The bar (called the focus bar) indicates the position of the target segment. So the rule reads: a voiced fricative is transformed into the corresponding voiceless sound when it appears before a voiceless sound.2.9.3 Rule ordering2.10 Distinctive featuresDistinctive feature: A particular characteristic which distinguishes one distinctive sound unit of a language from another or one group of sounds from another group.Binary feature: A property of a phoneme or a word which can be used to describe the phoneme or word. A binary feature is either present or absent. Binary features are also used to describe the semantic properties of words.2.11 SyllablesSuprasegmental features: Suprasegmental features are those aspects of speech that involve more than single sound segments. The principal suprasegmental features are syllables, stress, tone, and intonation.Syllable: A unit in speech which is often longer than one sound and smaller than a whole word.Open syllable: A syllable which ends in a vowel.Closed syllable: A syllable which ends in a consonant.Maximal onset principle: The principle which states that when there is a choice as to where to place a consonant, it is put into the onset rather than the coda. E.g. The correct syllabification of the word country should be //. It shouldn’t be // or // according to this principle.2.12 StressStress refers to the degree of force used in producing a syllable. In transcription, a raised vertical line [] is used just before the syllable it relates to.Chapter 3 Lexicon3.1 What is word?1. What is a lexeme?A lexeme is the smallest unit in the meaning system of a language that can be distinguished from other similarunits. It is an abstract unit. It can occur in many different forms in actual spoken or written sentences, and is regarded as the same lexeme even when in flected. E.g. the word “write” is the lexeme of “write, writes, wrote, writing and written.”2. What is a morpheme?A morpheme is the smallest unit of language in terms of relationship between expression and content, a unitthat cannot be divided into further smaller units without destroying or drastically altering the meaning, whether it is lexical or grammatical. E.g. the word “boxes” has two morphemes: “box” and “es,” neither of which permits further division or analysis shapes if we don’t want to sacri fice its meaning.3. What is an allomorph?An allomorph is the alternate shapes of the same morpheme. E.g. the variants of the plurality “-s” makes the allomorphs thereof in the following examples: map – maps, mouse – mice, ox – oxen, tooth – teeth, etc.4. What is a word?A word is the smallest of the linguistic units that can constitute, by itself, a complete utterance in speech orwriting.3.1.1 Three senses of “word”1. A physically definable unit2. The common factor underlying a set of forms3. A grammatical unit3.1.2 Identification of words1. StabilityWords are the most stable of all linguistic units, in respect of their internal structure, i.e. the constituent parts of a complex word have little potential for rearrangement, compared with the relativepositional mobility of the constituents of sentences in the hierarchy. Take the word chairman for example.If the morphemes are rearranged as * manchair, it is an unacceptable word in English.2. Relative uninterruptibilityBy uninterruptibility, we men new elements are not to be inserted into a word even when there are several parts in a word. Nothing is to be inserted in between the three parts of the word disappointment:dis + appoint + ment. Nor is one allowed to use pauses between the parts of a word: * dis appoint ment.3. A minimum free formThis was first suggested by Leonard Bloomfield. He advocated treating sentence as “the maximumfree form” and word “the minimum free form,” the latter being the smallest unit that can con stitute, byitself, a complete utterance.3.1.3 Classification of words1. Variable and invariable wordsIn variable words, one can find ordered and regular series of grammatically different word form; on the other hand, part of the word remains relatively constant. E.g. follow – follows – following – followed.Invariable words refer to those words such as since, when, seldom, through, hello, etc. They have noinflective endings.2. Grammatical words and lexical wordsGrammatical words, a.k.a. function words, express grammatical meanings, such as, conjunctions, prepositions, articles, and pronouns, are grammatical words.Lexical words, a.k.a. content words, have lexical meanings, i.e. those which refer to substance, action and quality, such as nouns, verbs, adjectives, and adverbs, are lexical words.3. Closed-class words and open-class wordsClosed-class word: A word that belongs to the closed-class is one whose membership is fixed or limited. New members are not regularly added. Therefore, pronouns, prepositions, conjunctions, articles,etc. are all closed items.Open-class word: A word that belongs to the open-class is one whose membership is in principle infinite or unlimited. Nouns, verbs, adjectives and many adverbs are all open-class items.4. Word classThis is close to the notion of parts of speech in traditional grammar. Today, word class displays a wider range of more precisely defined categories. Here are some of the categories newly introduced intolinguistic analysis.(1) Particles: P articles include at least the infinitive marker “to,” the negative marker “not,” and thesubordinate units in phrasal verbs, such as “get by,” “do up,” “look back,” etc.(2) Auxiliaries: Auxiliaries used to be regarded as verbs. Because of their unique properties,which one could hardly expect of a verb, linguists today tend to define them as a separateword class.(3) Pro-forms: Pro-forms are the forms which can serve as replacements for different elements ina sentence. For example, in the following conversation, so replaces that I can come.A: I hope you can come.B: I hope so.(4) Determiners: Determiners refer to words which are used before the noun acting as head of anoun phrase, and determine the kind of reference the noun phrase has. Determiners can bedivided into three subclasses: predeterminers, central determiners and postdeterminers.3.2 The formation of word3.2.1 Morpheme and morphologyMorphology studies the internal structure of words, and the rules by which words are formed.3.2.2 Types of morphemes1. Free morpheme and bound morphemeFree morphemes: Those which may occur alone, that is, those which may constitute words by themselves, are free morphemes.Bound morphemes: Those which must appear with at least another morpheme are called bound。

语言学教程胡壮麟（第四版）第1章

语言学教程胡壮麟（第四版）第1章第1章Invitations to Linguistics第一部分Design features of languageThe features that define our human languages can be called design features which can distinguish human language from any animal system of communication.1. ArbitrarinessArbitrariness, put forward by Saussure, means that the forms of linguistic signs have no natural relationship to their meanings. For example, there is no necessary relationship between the word monkey and the animal it symbolizes.However, there are different levels of arbitrariness:1) Arbitrary relationship between the sound of a morpheme and its meaning.Language is not entirely arbitrary, even with onomatopoeic words that sound like the sounds they describe, such as crash, bang in English.Totally different words are used to describe the sound. e.g. the dog barks bowwow in English but 汪汪汪in Chinese.Besides, some compound words are also not entirely arbitrary, such as photocopy.2) Arbitrariness at the syntactic level:Language is not arbitrary at the syntactic level. And there is a certain degree of correspondence between the sequence of clauses and the real happening. For example,He came in and sat down. He sat down and came in. He sat down after came in.3) Arbitrariness and conventionConvention means you have to say things in this way andyou can’t change the expression any other way. The link between a linguistic sign and its meaning is a matter of convention. Arbitrariness of language makes it potentially creative, and conventionality of language makes learn a language laborious.2. DualityDuality means that the property of having two levels of structures, such that units of the primary level are composed of elements of the secondary level and each of the two levels has its own principles of organization. The property of duality only exists in such a system, namely, with both elements and units.Many animals communicate with special calls, which have corresponding meanings. That is, the primary units have meanings but cannot be further divided into elements. For example, tens of thousands of words are formed out of a small set of sounds, around 40 in the case of the English language.3. CreativityCreativity means that language is resourceful because of its duality and its recursiveness, and refers to the feature that one is able to construct and understand an infinitely large number of sentences in his native language, including these that one has never heard before.①Because of duality, the speaker is able to combine the basic linguistic units to form an infinite set of sentences, most of which are never produced or heard.②Recursiveness, refers t o the rule which can be applied repeatedly without any definite limit. The recursive nature of language provides a theoretical basis for the possibility of creating endless sentences.E.g. He bought a book which was written by a teacher whotaught in a sch ool which…4. DisplacementDisplacement means that human languages enable their users to symbolize objects, events and concepts which are not present at the moment of conversation. We can talk about things that are not present, as easily as we do things present. In other words, we can refer to real and unreal things, things of the past, of the present, of the future.Displacement benefits human beings by giving us the power to handle generalizations and abstractions. Once we can talk about physically distant thing, we acquire the ability to understand concepts which denote “non-things”, such as truth and beauty. For example, I can refer to Confucius even though he has been dead for over 2550 years.第二部分Hu Zhuanglin, language has at least seven functions1. Phatic communion（寒暄功能）考过It refers to the social interaction of language. We always use such small, seemingly meaningless expressions to maintain a comfortable relationship between people without any factual content. Ritual exchanges about health or weather such as Good morning, God bless you often state the obvious. They indicate that a channel of communication is open if it should be needed.Different cultures have different topics of phatic communication. For example, Chinese people useThe informative function means language is the instrument of thought and people often feel they need to speak their thoughts aloud.And language serves for the expression of content, that is, of the speaker’s experience of the realThe emotive function is one of the most powerful uses of language, because it is crucial in changing the emotional status of an audience for or against someone or something. e.g. God, damn it,The interpersonal function means people can use language to establish and maintain their status in a society.For example, the ways in which people address others and refer to themselves indicate the various grades of interpersonal relations, such as Dear Sir, Dear Professor, yours.In addition, attached to the interpersonal function of language is its function of expressing identity. For example, the shouting of names or slogans at public meetings all signal who we are and whereThe performative function of language is primarily to change the social status of persons, as in marriage ceremonies, the sentencing of criminals, the blessing of children, the naming of a ship at a launching ceremony, and the cursing of enemies.The recreational function means people use language for the sheer joy of using it, such as a baby’s babbling or a chanter’s chanting.The metalingual function means language can be used to talk about itself. For example, I can use the word “book” to talk about a book.To organize any written text into a coherent whole, writers employ certain expressions to keep their readers informed aboutwhere they are and where they are going. This makes the language infinitely self-reflexive, that is, we human can talk about talk and think about thinking.第三部分Main branches of linguistics1. Phonetics（语音学）Phonetics studies speech sounds, including the production of speech, that is, how speech sounds are actually made, transmitted and received, the description and classification of speech sounds, words and connected speech, etc.2. Phonology（音系学）Phonology studies the rules governing the structure, distribution, and sequencing of speech sounds and the shape of syllables.3. Morphology（形态学）Morphology is concerned with the internal structure of words, it studies the minimal units of meaning – morphemes and word-formation processes.4. Syntax（句法学）Syntax studies the sentence structure of language. Specifically, it is the study of the rules governing the ways in which words, word groups and phrases are combined to form sentences in a language, or the study of the interrelationships between sentential elements.5. Semantics（语义学）Semantics studies the meaning of linguistic units, words and sentences in particular.6. Pragmatics（语用学）Pragmatics studies the intended meaning of a speaker and takes context into consideration.第四部分Important distinctions in linguistics 重要区别1. Descriptive vs. prescriptive（描写式和规定式）To say that linguistics is a descriptive science is to say that the linguist tries to discover and record the rules to which the members of a language-community actually conform and does not seek to impose upon them other rules, or norms, of correctness.Prescriptive linguistics aims to lay down rules for the correct use of language and settle the disputes over usage once and for all.For example, “Don’t say X.” is a prescriptive command; “People don’t say X.” is a descriptive statement. The distinction lies in prescribing how things ought to be and describing how things are. In the 18th century, all the main European languages were studied prescriptively. However, modern linguistics is mostly descriptive because the nature of linguistics as a science determines its preoccupation with description instead of prescription.E.g. A grammar of Ancient Chinese.Diachronic: The study of language as it changes through time is diachronic.E.g. From Old English to Standard English.In modern linguistics, synchronic study seems to enjoy priority over diachronic study. The reason is that unless the various state of a language are successfully studied it would be difficult to describe the changes that have taken place in its historical development.Saussure distinguished the linguistic competence of the speaker and the actual phenomena or data of linguistics aslangue and parole.①Langue refers to the abstract linguistic system shared by all the members of a speech community, and parole refers to the actual or actualized language, or the realization of language.②Langue is relative stable and systematic, parole is subject to personal and situational constraints;③Langue is not spoken by an individual, parole is always a naturally occurring event.What a linguist should do, according to Saussure, is to abstract langue from instances of parole, i.e. to discover the regularities governing all instances of parole and make them the subject of linguistics.the linguistic competence, and the actual use of language in concrete situations is called performance. Competence enables a speaker to produce and understand an indefinite number of sentences and to recognize grammatical mistakes and ambiguities.A speaker’s co mpetence is stable while his performance is often influenced by psychological and social factors. So a speaker’s performance doesn’t always match his supposed competence. Chomsky believes that linguists ought to study competence, rather than performance.C homsky’s competence-performance distinction is not exactly the same as, though similar to, Saussure’s langue-parole distinction.Langue is a social product and a set of conventions of a community, while competence is considered as a property of mind of each individual.Saussure looks at language more from a sociological orsociolinguistic point of view than Chomsky since the latter deals with his issues psychologically or psycholinguistically.。

语言学教程胡壮麟(第四版) 第1章

第1章Invitations to Linguistics第一部分Design features of languageThe features that define our human languages can be called design features which can distinguish human language from any animal system of communication.1. ArbitrarinessArbitrariness, put forward by Saussure, means that the forms of linguistic signs have no natural relationship to their meanings. For example, there is no necessary relationship between the word monkey and the animal it symbolizes.However, there are different levels of arbitrariness:1) Arbitrary relationship between the sound of a morpheme and its meaning.Language is not entirely arbitrary, even with onomatopoeic words that sound like the sounds they describe, such as crash, bang in English.Totally different words are used to describe the sound. e.g. the dog barks bowwow in English but 汪汪汪in Chinese.Besides, some compound words are also not entirely arbitrary, such as photocopy.2) Arbitrariness at the syntactic level:Language is not arbitrary at the syntactic level. And there is a certain degree of correspondence between the sequence of clauses and the real happening. For example,He came in and sat down. He sat down and came in. He sat down after came in.3) Arbitrariness and conventionConvention means you have to say things in this way and you can’t change the expression any other way. The link between a linguistic sign and its meaning is a matter of convention. Arbitrariness of language makes it potentially creative, and conventionality of language makes learn a language laborious.2. DualityDuality means that the property of having two levels of structures, such that units of the primary level are composed of elements of the secondary level and each of the two levels has its own principles of organization. The property of duality only exists in such a system, namely, with both elements and units.Many animals communicate with special calls, which have corresponding meanings. That is, the primary units have meanings but cannot be further divided into elements. For example, tens of thousands of words are formed out of a small set of sounds, around 40 in the case of the English language.3. CreativityCreativity means that language is resourceful because of its duality and its recursiveness, and refers to the feature that one is able to construct and understand an infinitely large number of sentences in his native language, including these that one has never heard before.①Because of duality, the speaker is able to combine the basic linguistic units to form an infinite set of sentences, most of which are never produced or heard.②Recursiveness, refers to the rule which can be applied repeatedly without any definite limit. The recursive nature of language provides a theoretical basis for the possibility of creating endless sentences.E.g. He bought a book which was written by a teacher who taught in a school which…4. DisplacementDisplacement means that human languages enable their users to symbolize objects, events and concepts which are not present at the moment of conversation. We can talk about things that are not present, as easily as we do things present. In other words, we can refer to real and unreal things, things of the past, of the present, of the future.Displacement benefits human beings by giving us the power to handle generalizations and abstractions. Once we can talk about physically distant thing, we acquire the ability to understand concepts which denote “non-things”, such as truth and beauty. For example, I can refer to Confucius even though he has been dead for over 2550 years.第二部分Hu Zhuanglin, language has at least seven functions1. Phatic communion（寒暄功能）考过It refers to the social interaction of language. We always use such small, seemingly meaningless expressions to maintain a comfortable relationship between people without any factual content. Ritual exchanges about health or weather such as Good morning, God bless you often state the obvious. They indicate that a channel of communication is open if it should be needed.Different cultures have different topics of phatic communication. For example, Chinese people useThe informative function means language is the instrument of thought and people often feel they need to speak their thoughts aloud.And language serves for the expression of content, that is, of the speaker’s experience of the realThe emotive function is one of the most powerful uses of language, because it is crucial in changing the emotional status of an audience for or against someone or something. e.g. God, damn it,The interpersonal function means people can use language to establish and maintain their status in a society.For example, the ways in which people address others and refer to themselves indicate the various grades of interpersonal relations, such as Dear Sir, Dear Professor, yours.In addition, attached to the interpersonal function of language is its function of expressing identity. For example, the shouting of names or slogans at public meetings all signal who we are and whereThe performative function of language is primarily to change the social status of persons, as in marriage ceremonies, the sentencing of criminals, the blessing of children, the naming of a ship at a launching ceremony, and the cursing of enemies.The recreational function means people use language for the sheer joy of using it, such as a baby’s babbling or a chanter’s chanting.The metalingual function means language can be used to talk about itself. For example, I can use the word “book” to talk about a book.To organize any written text into a coherent whole, writers employ certain expressions to keep their readers informed about where they are and where they are going. This makes the language infinitely self-reflexive, that is, we human can talk about talk and think about thinking.第三部分Main branches of linguistics1. Phonetics（语音学）Phonetics studies speech sounds, including the production of speech, that is, how speech sounds are actually made, transmitted and received, the description and classification of speech sounds, words and connected speech, etc.2. Phonology（音系学）Phonology studies the rules governing the structure, distribution, and sequencing of speech sounds and the shape of syllables.3. Morphology（形态学）Morphology is concerned with the internal structure of words, it studies the minimal units of meaning – morphemes and word-formation processes.4. Syntax（句法学）Syntax studies the sentence structure of language. Specifically, it is the study of the rules governing the ways in which words, word groups and phrases are combined to form sentences in a language, or the study of the interrelationships between sentential elements.5. Semantics（语义学）Semantics studies the meaning of linguistic units, words and sentences in particular.6. Pragmatics（语用学）Pragmatics studies the intended meaning of a speaker and takes context into consideration.第四部分Important distinctions in linguistics 重要区别1. Descriptive vs. prescriptive（描写式和规定式）To say that linguistics is a descriptive science is to say that the linguist tries to discover and record the rules to which the members of a language-community actually conform and does not seek to impose upon them other rules, or norms, of correctness.Prescriptive linguistics aims to lay down rules for the correct use of language and settle the disputes over usage once and for all.For example, “Don’t say X.” is a prescriptive command; “People don’t say X.” is a descriptive statement. The distinction lies in prescribing how things ought to be and describing how things are. In the 18th century, all the main European languages were studied prescriptively. However, modern linguistics is mostly descriptive because the nature of linguistics as a science determines its preoccupation with description instead of prescription.E.g. A grammar of Ancient Chinese.Diachronic: The study of language as it changes through time is diachronic.E.g. From Old English to Standard English.In modern linguistics, synchronic study seems to enjoy priority over diachronic study. The reason is that unless the various state of a language are successfully studied it would be difficult to describe the changes that have taken place in its historical development.Saussure distinguished the linguistic competence of the speaker and the actual phenomena or data of linguistics as langue and parole.①Langue refers to the abstract linguistic system shared by all the members of a speech community, and parole refers to the actual or actualized language, or the realization of language.②Langue is relative stable and systematic, parole is subject to personal and situational constraints;③Langue is not spoken by an individual, parole is always a naturally occurring event.What a linguist should do, according to Saussure, is to abstract langue from instances of parole, i.e. to discover the regularities governing all instances of parole and make them the subject of linguistics.the linguistic competence, and the actual use of language in concrete situations is called performance. Competence enables a speaker to produce and understand an indefinite number of sentences and to recognize grammatical mistakes and ambiguities.A speaker’s competence is stable while his performance is often influenced by psychological and social factors. So a speaker’s performance doesn’t always match his supposed competence. Chomsky believes that linguists ought to study competence, rather than performance.Chomsky’s competence-performance distinction is not exactly the same as, though similar to, Saussure’s langue-parole distinction.Langue is a social product and a set of conventions of a community, while competence is considered as a property of mind of each individual.Saussure looks at language more from a sociological or sociolinguistic point of view than Chomsky since the latter deals with his issues psychologically or psycholinguistically.。

语言学导论-语言学教程修订版-胡壮麟

语言学导论-语言学教程修订版-胡壮麟An Introduction to Linguistics语言学导论胡壮麟主编《语言学教程》（修订版）：大学2001年Chapter 1 Invitations to Linguistics1.1Why study language?●Languages are the best mirror of the human mind. --Leibniz(莱布尼兹1646-1716)psychology mind/brain pedagogy cognitive science●The three basic questions that concern Chomsky are:(i) What constitutes knowledge of language?(ii) How is knowledge of language acquired?(iii) How is knowledge of language put to use?1.2What is language?●Language is a purely human and non-instinctive method of communicating ideas,emotions and desires by means of voluntarily produced symbols. – Sapir（萨丕尔1884-1939)●Language is a system of arbitrary vocal symbols used for human communication.-- Wardhaugh（沃道）● A language is a set (finite or infinite) of sentences, each finite in length andconstructed out of a finite set of elements. – Chomsky（乔姆斯基1928 -）● A language is a system for meanings. – Halliday （礼德1925 -）We shall define language as “meaning potential”: that is, as sets of options, or alternatives, in meaning, that are available to the speaker-hearer. -- Halliday1.3Design features of language●Design features Concept introduced by C. F. Hockett in the 1960sof a set of key properties of language not shared or not known to be shared, as a set, with systems of communication in any other species. Their number and names vary from one account to another; but all include, as among the most important, the properties of duality, arbitrariness, and productivity.1.3.1Arbitrariness任意性: The property of language by which there is in general nonatural (i.e. logical) relation between the form of a single lexical unit and itsmeaning. 书book livre rose motivated 理据sheep cow moo moo quackoink bedroomWhat’s in a name? that which we ca ll a roseBy any other name would smell as sweet. – Shakespeare(莎士比亚1564-1616)名无固宜，约之以命，约定俗成谓之宜，异于约则谓之不宜。

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