美股职业交易员手册
2024年交易员培训教程
交易员培训教程引言:交易员是金融市场中的重要角色,他们通过买卖金融产品来获取利润。
交易员需要具备丰富的知识、技能和经验,以便在激烈的市场竞争中取得成功。
本教程旨在为初学者提供交易员培训的基础知识和技能,帮助他们在金融市场中取得成功。
第一章:金融市场概述1.1金融市场的基本概念金融市场是指各种金融资产进行买卖的场所,包括股票市场、债券市场、外汇市场、期货市场等。
交易员在金融市场中扮演着重要的角色,他们通过买卖金融产品来获取利润。
1.2金融市场的基本功能金融市场的基本功能包括资金融通、风险管理和价格发现。
资金融通是指金融市场为投资者和融资者提供资金的需求和供给的匹配。
风险管理是指金融市场为投资者提供对冲风险的工具,以降低投资风险。
价格发现是指金融市场通过交易活动来确定金融产品的价格。
第二章:交易员的基本素质2.1知识和技能交易员需要具备丰富的金融市场知识和交易技能。
他们需要了解各种金融产品的特点、交易规则和市场动态。
交易员还需要掌握技术分析和基本面分析的方法,以便做出明智的交易决策。
2.2心理素质交易员需要具备良好的心理素质,包括冷静、果断和自律。
在交易过程中,交易员可能会面临各种情绪的波动,如贪婪、恐惧和焦虑。
良好的心理素质可以帮助交易员保持冷静,做出明智的交易决策。
2.3风险管理能力交易员需要具备良好的风险管理能力,以便在交易过程中控制风险。
他们需要了解各种风险管理工具和方法,如止损、止盈和分散投资等。
交易员还需要制定合理的风险管理计划,以应对市场风险。
第三章:交易策略和方法3.1技术分析技术分析是一种通过分析历史价格和成交量数据来预测市场走势的方法。
交易员需要掌握各种技术分析工具和方法,如趋势线、支撑线、阻力线、图表模式和指标等。
3.2基本面分析基本面分析是一种通过分析经济、政治、公司财务等基本面因素来预测市场走势的方法。
交易员需要了解各种基本面分析方法,如宏观经济分析、行业分析和公司分析等。
证券交易员员工手册
证券交易员员工手册一、引言作为一名证券交易员,你将成为金融市场的重要参与者之一。
为了帮助你更好地理解和履行你的职责,本手册将提供一些基本的指导和要求。
请认真阅读,并切实遵守相关规定,始终以诚信和专业精神为准则。
二、工作职责1. 交易执行:根据客户要求执行证券买卖交易,确保交易的高效和准确。
2. 市场研究:持续关注市场动态和新闻,准确判断并提供明智的投资建议。
3. 风险控制:遵循公司风险管理政策,确保交易活动的合规性和稳定性。
4. 客户服务:建立并维护与客户的良好关系,及时回答客户咨询并提供专业的服务。
5. 业绩考核:按照公司规定的绩效指标进行业绩评估和报告。
三、职业道德与准则1. 诚信守法:遵守相关法律法规和行业准则,维护证券市场的公正、公开和透明。
2. 客户利益至上:以客户利益为核心,保护客户权益,积极提供专业的投资建议。
3. 信息保密:绝对保密客户信息和交易细节,不得泄露内部信息或操纵市场。
4. 避免利益冲突:避免利益冲突,客观公正地处理与不同客户的关系。
5. 持续学习:保持学习和进修的态度,始终跟进行业最新动态和技术。
四、操作规范1. 完整记录:准确记录交易明细,包括交易对象、价格、数量等关键信息。
2. 交易授权:严格执行交易授权规定,不擅自利用客户账户进行交易。
3. 违规交易:不参与任何违反法规或公司规定的交易行为。
4. 报告要求:按公司要求及时提交必要的交易报告和记录。
5. 交易限制:谨慎处理涉及潜在风险较高的交易,避免损害客户或公司利益。
五、风险管理1. 健全的风险控制机制:严格遵守公司的风险管理政策和程序。
2. 风险意识:始终保持对市场风险的高度警觉,避免盲目追求高收益或过度承担风险。
3. 外部禁止事项:严禁利用内幕信息进行交易或参与其他非法活动。
六、合规要求1. 注册与资质:具备相关从业资格并及时完成必要登记手续。
2. 内部规章制度:严格按照公司的内部制度和规定操作。
3. 主管监督:接受主管的监督和指导,及时汇报工作进展和风险事件。
美股从业人员必备知识库
美股从业人员必备知识库美股作为全球最大的股票市场之一,吸引了众多投资者和从业人员的关注。
作为从业人员,拥有一定的知识库是非常必要的,以下是美股从业人员必备的知识库。
一、基础知识1.1 股票市场概述了解美股市场的基本情况,包括股票的发行和交易方式、市场结构、主要参与方(投资者、交易所等)以及市场监管机构等。
1.2 股票类型了解常见的股票类型,包括普通股和优先股,以及它们的特点和权益。
1.3 股票指数了解常见的股票指数,如道琼斯工业平均指数(Dow Jones Industrial Average)、纳斯达克综合指数(NASDAQ Composite)等,以及它们的构成和计算方法。
1.4 股票交易了解股票的交易方式,包括市价交易和限价交易,以及交易所的开市时间和交易规则等。
二、财务分析2.1 财务报表了解财务报表的基本内容和意义,包括资产负债表、利润表和现金流量表,以及如何分析和解读这些报表。
2.2 财务指标了解常见的财务指标,如市盈率(PE Ratio)、市净率(PB Ratio)等,以及它们的计算方法和意义。
2.3 财务分析方法了解常用的财务分析方法,包括比率分析、趋势分析和竞争对手分析等,以便评估公司的财务状况和业绩。
三、宏观经济3.1 经济指标了解常见的宏观经济指标,如GDP、CPI、PPI等,以及它们对股市的影响和解读方法。
3.2 政策变化关注宏观经济政策的变化,如货币政策、财政政策等,以及它们对股市的影响和预测。
四、行业分析4.1 行业分类了解不同行业的分类和特点,如金融、科技、消费品等,以及它们的发展趋势和投资机会。
4.2 行业指标了解不同行业的关键指标,如收入增长率、毛利率等,以及它们的计算方法和意义。
4.3 行业研究方法了解行业研究的方法和工具,如SWOT分析、五力分析等,以便评估行业的竞争力和风险。
五、风险管理5.1 投资组合管理了解投资组合的基本原理和方法,包括资产配置、风险分散等,以便优化投资组合的风险收益特征。
交易员行为准则
交易员行为准则全文共四篇示例,供读者参考第一篇示例:第一,诚实正直。
诚信是交易员行为准则的基石。
交易员应该诚实地向客户提供信息,不得隐瞒有关投资产品的风险和收益等信息。
在交易中,交易员不应故意误导客户,也不应隐瞒有关交易的任何信息。
交易员还应保护客户的隐私,不得泄露客户的交易信息。
第二,独立客观。
交易员应以客观、独立的态度对待市场,不受外部干扰的影响。
交易员应根据市场情况和客户需求,独立地进行分析和决策,而不是盲目跟风或者听信市场谣言。
在交易时,交易员应客观地评估风险和收益,并根据客户的风险承受能力和投资目标,提供合适的投资建议。
尊重客户。
交易员应尊重客户的意愿和决定,不得强迫客户进行交易。
交易员应根据客户的需求和目标,为客户提供定制化的投资方案,并在交易中尊重客户的意见和决定。
交易员还应当为客户提供必要的风险提示和建议,帮助客户在市场中做出明智的决策。
第四,合法合规。
交易员应遵守相关法律法规和监管规定,不得进行违法违规的交易行为。
交易员应保证交易活动的合法性和安全性,不得参与市场操纵、内幕交易等违法行为。
在进行交易时,交易员应遵守交易规则,不得利用内幕信息或者其他不当手段获取不正当利益。
第五,持续学习。
交易员应不断学习和提升自己的交易技能和知识水平,保持对市场的敏感度和洞察力。
交易员应密切关注市场动态和发展趋势,及时调整自己的投资策略和交易行为。
在市场中,只有不断学习和创新,才能保持竞争优势和取得成功。
对于交易员而言,遵守行为准则是至关重要的。
只有诚实正直、独立客观、尊重客户、合法合规和持续学习,交易员才能在市场中立足并取得成功。
希望每位交易员都能认真遵守这些准则,为自己的交易行为负责,为客户和市场的稳定发展做出贡献。
第二篇示例:交易员行为准则在金融市场中,交易员的行为举止举足轻重,他们的决策不仅会影响自己的盈亏,还可能对整个市场产生影响。
有必要制定一套交易员行为准则,以规范交易员的行为,避免不当行为对市场造成负面影响。
美股交易员高手本拉腾成长之路
我的美股成长之路1欢迎来到DT之家(),以后我将陆续连载我做美股成长的一些心得,希望能对大家有所帮助。
交易很多时候都要和自己内心的阴暗面做斗争,和人性的弱点做斗争,所以写写自己交易时的想法,也是希望自己的阴暗面能暴露在阳光下,更快的进步,也希望大家能在看的高兴之余,在论坛写点交易感悟、经历,帮助了别人同时也帮助了自己。
今天是做美股的第一天,开了个小账户,500的netloss,只开纳斯达克的市场,用的是SW的平台。
加股我一般会留些做了4年存下来的好票,这样会比较稳定,美股新做的,没有压箱底的票,担心顾不了两个市场,所以只开了纳斯达克,纽约留给下个月。
由于没有压箱底的票,所以只能选一些消息股,我一开始选择消息股有一个很重要的原因是因为作为一个在其他市场有经验的美股新手,刚做美股如果做一些正常的票的话,里面会有很多老手,他们可能在某只票里面做了四五年,对这只票的股性非常熟,赚久了有底气,和这些老手竞争是没有任何便宜可赚的,但是消息股出完消息股性大乱,无论在这只票里做多久的人都得从零开始,这样就有机会能公平的交易了。
一般消息股我喜欢做高开或者低开很多的票,因为这样的股票往往会高开高走或者低开低走,比较容易赚钱,今天GMCR低开了二十多块钱,量很大,主要就做它了。
开盘很明显就要跌,但是竟然发现进不去,一问才知道跌幅超过10%的股票只能被动进仓,这个时候已经错过最好的时机了,所以这笔29.01进的点位已经跌很多了,很虚,一下子就出了,后来跌到了25块,很可惜啊。
很多人觉得低开很多的股票由于跌太多,不敢进,其实大可不必这么去担心,关键还是点位,低开自然有低开的道理,而且低开过多的股票会让很多杠杆长线交易者爆机出局,所以一般开盘都会有一波傻跌,这是绝望者的抛盘,只要满足这样的条件,追进去有很大的利润空间和很好的点位,这样的股票跌起来经常一开盘就一两块的跌,所以开盘不杀进去,后面点位就不好了,担心风险是有必要的,但是股票是控制不了的,能控制的是自己的手数,手数小点就行。
华尔街职业交易员的基本功,从小白到交易高手要做什么?
华尔街职业交易员的基本功,从小白到交易高手要做什么?学习时期刚开始进行交易的最初几年,初学的交易者应该把自己看成一个学徒,可以是某人的学徒,某本书的学徒,也可以是市场的学徒。
这段时期内,不要期待重大的获利;反之,交易者应该集中精神于资本保障,训练自己。
刚开始交易时,因为茫然无知,很可能触犯无数错误。
产生一些亏损是正常的,初学者应该有心理准备接受这点,这些都是应该是学习成本。
刚开始,应该只让少数资金承担风险,只要足以让你通过实际交易经验学习就够了。
很多初学者从一开始就大张旗鼓,打算大捞一笔,完全没有把自己训练为最佳交易者的准备。
请记住,很多成功交易者都曾经破产,最起码也曾经发生过重大的亏损。
即使是在理查德·丹尼斯调教之下的海龟们,最初也难免亏损,然后才有一少部分人成为杰出的交易者。
如果各位曾经阅读《金融怪杰》一书,应该还记得其中的每位主角似乎都曾经破产一两次。
不论是股票投资或债券当日冲销,都需要花费很多时间认真学习、汲取经验,然后才能慢慢体会其中的门道。
虽然大部分的初学者都无法度过这段艰难的学习过程,但那些接受训练而不觉得气馁的人,成功的机会仍然很大。
交易者应该学习的东西:◇填写交易指令;◇阅读价格走势图;◇技术分析;◇了解各种不同市场不同品种的不同交易规则;◇如何响应消息;◇制定交易系统;◇测试交易系统;◇培养严格的纪律规范;◇制定资金管理计划;◇管理风险;◇学习如何认赔;◇学习何时应该交易,何时不该交易;◇制定交易计划;◇控制情绪。
更重要的,交易者必须克制一些不该有的行为,例如:◇仅仅因为情绪而追涨杀跌;◇资本不足却勉强交易;◇交易过度频繁;◇让亏损持续累计成为一场灾难;◇对于部位产生非理性的坚持;◇过早获利了结;◇接受过高的风险;◇为了追求刺激而进行交易;◇态度顽固;金融交易是一种持续学习的过程,不是阅读一本书或参加一场讲演会就能精通的。
任何人都可以阅读5本有关网球的书籍,上几堂课,但如果你想成为真正的网球选手,就必须实际上场练习,而且是不断练习。
美股交易员大学培训课程
化交易和过度亏损。
分散投资
02
通过配置不同行业和不同市场的资产,降低投资组合的整体风
险。
风险收益评估
03
在交易前对潜在的风险和收益进行充分评估,确保交易的合理
性。
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交易心理建设与调整
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冷静客观
培养冷静客观的交易心态,不被市场波动和情绪左右,坚持自己 的交易计划。
耐心等待
学会耐心等待良好的交易机会,不盲目跟风或冲动交易。
基本面分析
了解公司财务报表、行业前景 、宏观经济等因素对股价的影 响。
交易策略与风险管理
学习不同交易策略的应用场景 ,掌握风险控制和资金管理的
方法。
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学员学习成果评价
知识掌握程度
通过考试和作业评估学员对课程知识点的掌握情 况。
实战交易表现
模拟交易和实盘交易的业绩表现,反映学员的交 易能力。
学习态度和参与度
接受失败
认识到交易中的失败是不可避免的,学会接受并总结经验教训, 不断调整和改进。
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压力测试与应对策略
模拟交易
通过模拟交易进行压力测试,让学员在真实市场环境下体验交易的 压力和挑战。
应对策略
教授有效的应对策略,如放松技巧、心理暗示、情绪管理等,帮助 学员在压力下保持冷静和专注。
案例分析
分享成功交易员在面对压力和挑战时的应对策略和心路历程,为学员 提供借鉴和启示。
全球主要金融市场的介 绍和特点
金融市场的参与者和角 色
金融市场的监管机构和 法规
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股票基础知识
01
02
03
04
股票的定义、种类和特点
股票的发行、交易和退市流程
GPFOC无锡大有投资美股交易员培训内部资料3-28-IBN
CPFOC 无锡大有投资美股交易员培训内部资料3/28 交易过程:我们做的这支股票的名称为IBN ,做的方式是做空(Short ),
在10:46时以48.87卖出,10:56再以48.54卖出。
具体过程:1)对比市场 5分钟图与股票IBN 5分钟图可以看到:市场开市迅速上涨,股票跟随市场快速上涨。
可以判断股票比较跟随市场。
2) 对比市场1分钟与股票1分钟图,在10:12时市场冲
高,而股票略微上涨;在10:16时市场冲高调整,而股票冲高回落且缓慢下降,说明股票弱于市场,并且股票出现了向下的信号,同时可以看出股票在48.90附近有明显的阻力。
3) 在10:46时,市场下降,股票IBN 突破48.90,我们进
场做short ,拿到的价位是48.87.这时可以看到股票IBN 的成交量迅速放大,说明此时突破有量的支持。
4) 在10:49时,股票降到48.75附近时有小幅调整,因为
市场继续下降,股票调整范围又在我们的trailing stoploss 之内,所以我们没有出场,继续等候。
5) 股票跟随市场继续下降,在10:56时,市场调整,股
票交易量萎缩,股票回调,反向突破48.50,立即出场,拿的价位48.54.
6) 这笔交易:在10:46以48.87卖出,再在10:56以48.54买进,股数为100股,赚得33$
讲解视频
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美股职业交易员手册
行业介绍中国何时诞生第一代国际化交易员?行业介绍中国何时诞生第一代国际化交易员?香港中环遮打大厦,位不同肤色的大学生从英国、新加坡、印度、中国内地和香港,来到座落于此的摩根大通亚太总部。
他们刚在一场惊心动魄的利率期货大赛中胜出,前来接受摩根大通的嘉奖和面试。
比赛是摩根大通遴选新交易员或投资银行人手的特殊环节,与以往不同,这次参赛的除了欧洲人,还有中国内地的学生。
中国赛区亚军夏天——来自上海交通大学金融专业的硕士研究生,作为内地唯一一位获奖者,进入该行的助理交易员岗位实习。
他离自己的梦想——成为一个交易员——已近在咫尺!万美元!这是夏天在比赛中赢得的“梦幻利润”。
这场名为“梦幻未来”的比赛,竞争激烈不亚于真刀真枪的比拼,采用的是实时利率期货行情,共延续周,选手只有在各赛区总成绩名列三甲,方可获得进一步的面试机会,而每个赛区的参赛人数多达数千人。
年月初,比赛进入第周。
美国次贷危机愈演愈烈,信贷紧缩笼罩全球,市场对美国经济衰退的担心与日俱增。
当挤兑现象出现,同时许多欧洲金融机构也曝出巨额损失,夏天确信:这场危机已不可避免要波及大西洋(行情,股吧)的另一岸。
他果断对英镑的短期利率期货投入了大量的买入头寸。
“因为投资者会避开那些风险资产而转向购买国债,由此而压低短期利率水平,各国央行也会介入,以降息的方式保证经济的增长。
”这个看法在真实的市场中被印证。
然而在比赛中,不知是何种原因,英镑利率在半天之内上涨多个基点。
这一意外波动使夏天当时以每个约万英镑买入的个合约,损失高达上百万美元。
一场艰难的抉择摆在他的面前:继续坚守价值分析,还是跟随市场炒作?他没有乱阵脚。
经过仔细分析,他认为基本面并没有改变,并预期利率还应该会降到比以前更低的水平。
于是,他大胆地将所有的头寸平仓止损后,以最高限额,即每个合约亿英镑的水平买入所有的个不同期限合约。
他漂亮地通过了这场考验。
半天之后,利率果然又回到原来的水平。
通过这笔操作,他净赚万美元。
Master-Trader
Contents Introduction: (4)Philosophy: (5)Trading strategies – an overview: (6)Introduction to direct access trading: (8)The US stock markets: (9)Bids and offers: (10)NASDAQ and level 2: (12)The New York Stock Exchange (NYSE): (14)NYSE stocks in the level 2 window: (15)NYSE stocks on “Island”: (16)The basics of Nasdaq order routing: (16)Short selling: (18)Basic rules for using technical analysis: (19)Market and sector analysis: (20)Types of charts: (22)Development of trends: (24)Moving averages: (26)Volume: (28)Breakouts: (29)The pivot setup: (31)Continuation patterns: (32)Moving average crossovers (36)Basic swing trading setups: (38)Flags and pennants: (40)Triangles: (42)The cup and handle: (44)Candlestick indicators: (45)Price resistance: (49)What makes stock prices move? (50)Price/Volume studies: (51)Momentum trading: (53)Gainers and dumpers: (54)Liquidity: (57)Spotting the “ax” on level 2: (59)Gaps and premarket trading: (60)Unusual prices: (63)Nasdaq order routing systems: (65)The Island ECN (ISLD): (67)Archipelago (ARCA): (68)Small order execution system (SOES): (69)Selectnet (SNET): (70)Instinet (INCA): (71)Trade Management: (72)Learning plan: (73)Paper trading: (75)Choosing brokers: (76)Commissions (77)Technical requirements/computer setup: (79)Graphics and multi monitor setup: (80)A typical trading day and pre market preparation: (83)Keys to success - psychological aspects: (88)Disclaimer: (95)Introduction:This book is designed to introduce you to the exciting world of active trading. Active trading means to actively participate in everyday price movements of the financial markets. Active trading enables you to actively manage risks and to participate from both rising and falling prices. The trades I am describing in this book can be from as short as a few seconds to as long as a few days. Many of the strategies can be applied to various timeframes. The difference between active traders and investors is that active traders trade the actual price movement versus investors who make their decisions based on the anticipation of future price movements. I tried to make this book as complete as possible. However, you will find as many strategies as traders. As you gain more experience you will realize that most strategies are based on the same basic principles and that there is really no holy grail out there.I have been trading and coaching for many years now. The need to be independent certainly was the biggest reason for me to enter the world of trading. In what other job do you have the freedom to work from anywhere in the world where you have access to the Internet? I started with investing but always felt that there has to be more to the stock market. That’s when I started watching quotes in real time and realized how big the profit potential must be if I could just cut out a small piece of the everyday movements. There are many obstacles to conquer though in order to get to a consistent success. A solid strategy, a neutral state of mind and rigid risk management are only some of the key traits needed to be successful.Whether you are planning to trade full time or just part time, this book will give you very valuable insight into the whole business. Even if you are just planning to invest you should read this book and take some of the basics of technical analysis into consideration when making your next decisions.Philosophy:Personally I don’t think trading needs to be complicated. Keeping it simple is the way to success. I have seen that with all of the worlds leading traders. They only use a few basic strategies in combination with simple tools and indicators.That does not mean trading is simple. There is great room for failure when it comes to staying neutral and to discipline.You don’t need to know everything. The key is to find a few solid strategies that work for YOU and master them. My goal is to help you on this search.I believe the most effective way to become successful as a trader is to learn directly from a pro who as already made his mistakes and been thru the struggle one faces when starting out.In my career as a coach I met many traders that were confused by all the tools they were given. Basically they had all the knowledge they needed, but no one told them how to apply itto real trading. This is why I started one-on-one coaching.For more information on coaching please see.Trading strategies – an overview:There are as many different trading strategies as there are traders. Generally they can be distinguished though by the time frame in which they take place. I suggest that every trader experiments with different strategies and then decide for himself what he is most comfortable with.A)Longer term strategies (from a day trader perspective)Investing: Investors buy shares of a certain company because they believe in its long-term growth perspective. They have little interest in most of the daily price movements and are looking to hold their shares for several years.Swingtrading:Swingtrading means to hold stocks anywhere from one to five days and sometimes more. Swingtraders try to take advantage of certain “key” situations in a stock price’s movement. Such a situation would be a buy after a pullback into solid support during a longer term uptrend. Swingtrading belongs to one of the easier to implement strategies and is excellent for people with small accounts.Overnight trading:B)Short term strategiesMomentum trading: A momentum trade usually lasts anywhere from 30 seconds to about 1 hour. Momentum trading is based on strong price movements and counter price movements often caused by news.Breakout trading: breakouts (breakdowns) do occur in any time frame.Popular charts for breakout traders are 5 minute and 15 minute charts. The holding period is anywhere from a few seconds (breakout scalp) up to the end of the day.Breakout trading means to buy stock after it has broken out above a certain price. Vice versa for shorts.Pullback trading: Pullback trading is the opposite of breakout trading. Pullback traders are looking for stock prices to pull back a significant enough amount (usually into support) in order for them to justify an entry (vice versa for shorts). Personally I am more of a breakout trader since I like the confirmation of the stock prices’ movement that I get thru the breakout; although pullback trading often has the smaller stops though. The holding period is usually a few seconds up to an hour.Scalping:Scalping describes “ultra short term” trading. Scalpers try to take advantage of very small price movements and sell their shares immediately when they have a big enough profit or the stock isn’t moving in their direction or goes against them.Cutting the spread: Cutting the spread can be seen as a scalping variety. Cutting the spread means to take advantage of the spread (the price difference between the bid and the ask price). It means to buy a stock on the bid side and to sell it immediately afterwards on the ask side for a small profit. Since the decimalization of the markets this type of trading has certainly become much more difficult because spreads have gotten much smaller, however I still see traders implementing this strategy pretty successfully.Please note that the strategies presented in this book are by no means the “holy grail”. Trading setups have to be monitored and adjusted continuously. I did try to cover all the major strategies though in order to give you a sound insight into how traders work.Introduction to direct access trading:Direct access trading has revolutionized trading in the late 90’s. Many traders are still not aware of the tremendous advantages it offers, especially for the active trader. Imagine being able to place an order with the push of one button and to get executed instantly. This is what direct access trading is all about.The traditional way to route orders was to call your broker, who would then send your order to his person on the exchange floor or to the market maker to actually execute your order. After that is done the whole process reverses in order confirm what happened with your order. If you are lucky this process will only take a few minutes, but in many cases it takes much longer. For some time now people have used online trading, which in most cases is not much different to the traditional way, with the exception that your order gets sent electronically to your broker who then processes it.With the introduction of direct access trading order execution has improved dramatically. You are now able to route your order directly to the exchange without any middlemen involved. Access to the market that was formerly only available to institutions is now available to everyone. You can decide which way your order is going to be routed and you can change or cancel it at any time in an instant.On your level 2 screen you can see all the competing bids and offers for any stock listed at the Nasdaq. Every market maker and every ECN is displayed in the level 2 window and you can directly trade with them. Think about how fast your voice travels over the phone? This is the speed you can use for routing your orders. It works solely electronically and there are no middleman involved.There are different order routes integrated into every direct access trading platform, which allow you to send orders to the various market participants.The US stock markets:The NASDAQ is a computerized exchange without an actual trading floor. Orders are executed thru a complex computer system. You will find 2 types of market participants on the NASDAQ, Market Makers (MM) and electronic communication networks (ECN’s). There are various different Market makers as well as ECN’s which all interact thru computer systems.The NYSE is a centralized exchange where shares are traded on an actual exchange floor. Every stock traded on the NYSE has it’s own “specialist” who is responsible for maintain-ing a fair and orderly market in that particular stock.On the NYSE only the specialist has insight into the order book, which holds all the orders for the stock he is responsible for. Let’s assume you are trying to buy XYZ for $15 but the best seller wants at least $15.25 for XYZ. In this case your order will be placed in the specialist’s order book on the bid side and will be executed once a seller is willing to sell you shares for your limit price. The information in the order book can be very valu-able since big buy or sell orders are points of support/resis-tance.Bids and offers:The 2 main forces in the markets are supply (bid) and demand (offer/ask). It is basically a very simple concept. But many new traders are irritated by itThere are two ways to trade stocks based on bids and offers: Passive:Passive buyingPassive buying means that you are trying to buy a stock at a price that is lower than the current best ask price. Therefore your order cannot be executed immediately (since you are not agreeing to the seller’s price) and gets displayed on the bid side of the level 2.Passive buying means to place a bid and to wait for a seller to sell you his stocks.Passive sellingWhen selling passively you are trying to sell a stock at a higher price than the current bid price. Your order won’t be executed immediately and gets displayed on level 2.Passive selling means to place an offer (ask) and to wait for a buyer to buy shares from you.There is no way to ensure that your order gets executed when trading passively, since there might be no one willing to agree to your price.Active:Active buyingActive buying means to buy shares from an existing seller who has an offer in the market. You are agreeing to someone else’s price offer.Active sellingActive selling means to sell shares to an existing buyer who has a bid in the market.When trading actively you are most likely to get your order filled immediately, unless someone else steps in front of you.Remember that you can only get filled for as many shares as the counter-part is willing to trade. Therefore you might get partial fills.NASDAQ and level 2:Level 2 is a quote screen that displays all the competing bids and offers. These bids and offers come from big institu-tions and banks as well as individual traders displaying their orders thru ECN’s. There are over 400 registered market partici-pants who are able to place bids and offers in every single stock listed on the NASDAQ. Level 2 trading literally revolutionized the markets. The NASDAQ stock exchange was the first to introduce level 2. Meanwhile there are a few international ex-changes following.Here is a look at a level 2 window that also has order entry implemented:The upper part of the window gives you some basic information about the stock, i.e. the current price, the highest price of the day, the low of the day and the total volume traded.The next part of the window is used for order entry:Here is the part with the actual level 2 quote information:The left column displays all the buy orders:The higher the price that people are willing to pay for the stock, the higher the entry in the left column. The price on top is called the “best bid”. Each different color displays another price level. There is no other meaning to these colors.The right column displays all of the sell orders:The lower the price that people are willing to sell their stocks for, the higher the entry in the right column. The price on top is called the “best ask.”The prices on top of the two columns are the best prices available at the moment. They are referred to as the “inside market.” These prices will be the ones you can find in regular level 1 quotations.Let’s take a little closer look at the ask side of our level 2 window:The first column (MMID) gives you information about the market participant. The second column (ask) tells you what price the participant is willing to sell the stock for. The third column dis-plays the size at which he or she is willing to sell. You have to multiply the number by 100, so 10 would mean that there are 1000 shares for sale. In the screen above, RSSF for example, is trying to sell 1000 shares at a price of $62.The New York Stock Exchange (NYSE):Every stock listed on the NYSE has it’s own specialist. He is responsible for maintaining a fair and orderly market in that particular stock. If you send your order to the NYSE via a direct access trading platform it will be send (via SuperDOT) directly to the specialist’s order book for execution. The special-ist is the only one who has access to the order book. Orders are executed strictly on a first come first serve basis.It is the specialist’s responsibility to maintain a fair and orderly market. One example of this would be a situation where there is a huge sell order coming into the market but there are almost no buyers - without the specialist’s help the stock price would dump irrationally. It is his responsibility to buy the stock in this situation and to keep the stock at a “fair” level. The specialist is therefore always the buyer of last resort.Every order on the NYSE has the chance to receive price improvement. For example if you are trying to buy XYZ for $100 and someone is entering a sell order with a limit of $99 you would end up buying the stock for $99.5.Since the NYSE is not fully computerized you will notice a differ-ence in the speed of execution versus Nasdaq orders. This applies to the cancellation of orders as well. Even though it is slower I usually never wait longer than a few seconds for my order to get executed; only if there a buyers/sellers at my price limit of course.NYSE stocks in the level 2 window:If you place an NYSE symbol into a level 2 box you might be confused since there is more than just the NYSE displayed. This is because most of the stocks listed on the NYSE are also traded on various regional exchanges. Even though the quotes you see are in a level 2 box they are all level 1 quota-tions since they only display the inside market (best bid and ask).Here is an example:I highlighted the NYSE quotes in this example. The NYSE quotes are almost always the most important since the major market participants use the NYSE for executions. Other market participants here include “BOST” (Boston stock exchange) or “PHIL” Philadelphia stock exchange.NYSE stocks on “Island”:Many of the ma j or NYSE and AMEX stocks are no longer only traded on the traditional exchanges. They are now being traded thru ECN’s as well, with Island “ISLD” being the most important. The basics of Nasdaq order routing:Placing trades on the Nasdaq is a little more complicated than doing so on the NYSE. There are different order routes available. Those are Selectnet, SOES (small order execution system) and ECN’s (electronic communication networks).Selectnet can be seen as the center of the Nasdaq market even though it is only the second choice at best for most active traders. Access to Selectnet allows you to send your order to every available market participant. It is also possible to place bid and offers via Selectnet.SOES was implemented as a system for non-professional traders and allows them to execute their orders against market makers. SOES only sends the order out to market makers, not ECN’s. It’s mandatory for market makers to fill orders sent to them thru SOES.ECN’s are electronic networks that allow traders to execute orders against other ECN’s as well as to place their own bids and offers. Trading thru ECN’s is the fastest order way available since there are no middlemen involved and the ECN’s computers are usually very very fast. My ECN orders usually get filled immediately if I am agreeing to someone else’s bid or offer.Order routing can get pretty complex since there are different rules and limitations for each route. Luckily there are intelligent order systems out there, which take a variety of order systems into account and do the work for you, making order routing pretty easy for the most part.I will explain order entry in more detail later in this book.Short selling:Short selling allows you to make money on a falling stock price.When selling short, you sell a stock that you don’t own (you borrow it from your broker) and try to buy it back (covering)for a lower price. For example you sell 100 shares of XYZ short for a price of $10 per share. This will ad $1000 to your account. No, the money does not actually get credited to your account since you are only borrowing from you broker. If you buy those 100 shares back for $9 per share that will mean you have to pay $900 for that transaction, leaving you with a $100 gain. When you are shorting a stock, your potential risk is unlimited since a stock can go up more than 100% but sink not more than 100%. Therefore I would stay away especially from small stocks (they often rise dramatically in price) when shorting!Short selling rulesShort selling is a little more complicated than regular buying because the short selling rule (up tick rule) prohibits you from selling into an already falling stock price and therefore making an entry more difficult. In order to short a stock the current bid and ask prices must be on an up tick, meaning they must be higher than the previous price. Your order entry software will automatically prevent you from violating this rule. You will usually find an arrow in the upper part of your level 2 window that tells you if the stock is on an up tick. Even if the stock is not on an up tick you will always be able to short it on the ask side. When there is a lot of selling pressure though, chances of getting a fill on the ask are slim.Furthermore the stock you are aiming to short has to be available for borrowing from your broker. Your broker will hold a list of stocks you can almost always borrow and has a short lookup tool. I have had very good experiences with the availability of stocks for shorting.Basic rules for using technical analysis:Multiple timeframesMost traders use technical analysis as their primary tool to find potential trades and to determine entry/exit points. Only momentum traders and scalpers might only look at the stock movement or the supply and demand they can see on the level 2 screen.When using technical analysis it is very important to get the bigger picture of the stock’s price movement. That’s why you should always have a look at multiple timeframes of charts before making a trade. Imagine a stock is looking ready to go up on the 5 min chart but is running into strong resistance on the daily chart. You don’t want to get caught buying it here but rather wait for it to break that resistance before entering a long position.I always try to look at least one intraday chart as well as the daily chart. Previous days highs and lows are always points that are every important. Other timeframes that I like to look at are 5min and 15min charts.The perfect setup shows the same “picture” on multiple time frames. Here is an example of a stock that is breaking down on the intraday chart as well as on the daily chart:Please see next page.Market and sector analysisThe overall market is most likely to determine how strong the stocks you are watching might move. Make sure to not trade against the overall market and know what to expect every day. I use the same tools and patterns for market analy-sis that I use for stock analysis. The most important thing for me to look at is the previous day’s range. The previous day’s low will serve as support to the downside and the high will serve as resistance to the upside. Besides analyzing the overall market you should also know what the individual sectors are doing to further increase your success rate. A good top down approach would be too look at the overall market first, then to determine what the general direction is most likely going to be and to look for sectors that reflect that direction the best, and finally filter out stocks out of that particular sector that provide interesting set-ups.Indicator analysisBesides the price patterns described in this book there are vari-ous technical indicators that you can use in conjunction with them. The simplest technical indicators are moving averages. Others include stochastic, money flow, rate of change etc. Gen-erally speaking, the more indicators that confirm your setup, the better. I only use moving averages and stochastic for my trad-ing. Technical indicators go along with everything described in this book; they should be seen as additional tools. However, some trades might only use certain indicators and make trades based on them. I will not describe all the technical indicators in detail since it would be too much to fit in here and most likely just be confusing. I would rather refer to the link section on my website for further reading on technical indicators.Setup pricesA setup price is a predetermined price where you are looking to enter a position. Make sure that setup prices get broken significantly before you enter your position. For example if I am looking at a buy above $50, I would wait for the stock to break that price by approximately 5 cents. This varies though, and depends a lot on the stock I am trading. The important thing is that there are trades being made ABOVE the setup price in order for the setup to be valid.Also make sure, that the stock actually trades above the setup price. This can be problem with low volume stocks where the inside market (best bid and ask) changes without any trades taking place.Types of charts:The most common way to display charts is the line chart fol-lowed by the bar chart. In the bar chart the vertical line marks the high and low, the left horizontal line marks the opening price and the right horizontal line marks the closing price. If you selected a 5 min chart, that means that each bar reflects the price movement of only 5 minutes. In a daily chart each bar/ candle displays one entire days movement.The type of chart used most by active traders is the candle-stick chart. This type of chart has been in use for over 100 years and has its origin in Japan. It is also referred to as a Japanese candlestick chart. The color of the candlestick itself tells us if there was an up - or downtrend in that par-ticular timeframe and makes reading them very easy. There are also numerous indicator based on the shape of the candlestick itself. I will talk about the most common ones later.The following candlesticks are open candlesticks, meaning that their opening price was lower than the closing price and therefore reflect an overall uptrend in the timeframe you selected. The color used here for an open candlestick is green; sometimes people will use white instead.If the opening price was higher than the closing price you get a closed candlestick that reflects a downtrend. The colors used are usually black or red.The vertical line on the top of the candlestick is always the high, no matter what color the candlestick has. The line on the bottom always marks the low. These lines are also called shadows (upper/lower) or tail. There might be no shadows at all if the opening price marks the high and the closing price the low or vice versa. The colored part is always referred to as “the body” of the candlestick.Development of trends:There are 3 trends a stock can move in:a) Uptrendb) Sideways trendc) Downward trenda) An uptrend is a series of price advances followed by price declines that don’t violate the prior low (higher highs and higher lows).In an uptrend the prior low serves as support and the last high serves as resistance. The best trade during an uptrend is of course a long trade.At some point after a rise in price the stock will be “tired” and has to “relax” a little to gain strength to make a move again. This is when a sideways trend (consolidation) develops.b) In a sideways trend highs and lows are approximately on the same level. The highs mark resistance and the lows serve as support.After a long sideways trend stocks often reverse the prior direc-tion and fall in to a downtrend (in case the prior trend was up).c) A downtrend is a series of price declines followed by price advances that don’t violate the prior highs (lower highs and lower lows). The prior high serves as resistance to the upside and the prior low serves as support to the downside. On the next page you will see a chart displaying all the trends.Trend lines and trend channels:Trend lines and trend channels are a very important part in technical analysis since they define the trend itself and show you important areas of support and resistance. I use them mostly for the longer-term analysis based on daily charts.In an uptrend a line is drawn below the “major” lows of the trend. The uptrending line shows you relevant support. The opposite is done in a downtrend; you draw a line above the “major” highs of the trend. As with many things in technical analysis it is much easier to see what I am talking about by looking at an example:Trend channels occur in stable trends when you can draw a second (parallel) trend line in addition to the one we talked about before. This time we will also draw a line above the highs of the up trend and vice versa for down trends. By drawing this line we have established a trend channel that not only shows us support, but also shows the most likely range the stock will be trading in, thus us very nice entry points at support (refer-ring to the core swing trading buy setup) and profit targets at resistance.Moving averages:Moving averages are probably the most widely followed and therefore most significant indicators. And yet, they are very simple to use.Moving averages have multiple functions. They serve as im-portant areas of support and resistance and give trade signals if a stocks’ price is crossing above or below them. If a stock trades above the moving average line it serves as support to the downside, if it trades below it will serve as resistance to the upside. An example would be the 200MA, which is often used by fund managers. A stock that is trading above its 200 day moving average is generally a good long position, as long as it holds that moving average.。
美股交易员岗位职责
美股交易员岗位职责
美股交易员是一种金融交易职业,负责在证券交易所进行交易。
以下是美股交易员岗位职责的简要描述。
1. 进行市场分析:美股交易员需要对市场进行深入的分析,研
究市场走势,判断趋势,了解市场风险和机遇,并作出相应的策略
和决策。
2. 实施交易策略:基于市场分析和风险评估,美股交易员需要
制定和实施交易策略,包括买入和卖出股票,期货以及各种金融衍
生品等。
3. 监控交易风险:交易过程中,美股交易员需要控制交易风险,降低损失,制定风险控制措施。
4. 与客户沟通:美股交易员作为金融服务职业,需要与客户进
行沟通,包括了解客户需求,回答客户问题,解释交易策略等。
5. 维护客户关系:美股交易员需要与客户建立良好的关系,保
持联系,解决客户问题,寻求客户反馈进行优化和改进。
6. 跟踪市场动态:美股交易员需要及时跟踪市场动态,了解交
易机会和相关信息,以保证策略的及时调整和投资的有效性。
7. 分析交易结果:美股交易员需要对交易结果进行分析,了解
交易效果,优化交易策略,提高投资回报率。
总之,美股交易员需要具备较高的市场分析能力、交易决策能力、风险控制能力、沟通能力和客户服务能力等综合能力,以保证
分析市场、制定交易策略和保持与客户良好关系的同步进行。
毕业半年的美股交易员DayTrader经验谈
毕业半年的美股交易员DayTrader经验谈第一篇:毕业半年的美股交易员DayTrader经验谈毕业半年的美股交易员DayTrader经验谈.txt举得起放得下叫举重,举得起放不下叫负重。
头要有勇气,抬头要有底气。
学习要加,骄傲要减,机会要乘,懒惰要除。
人生三难题:思,相思,单相思。
毕业半年的美股交易员DayTrader谈感受一.从一笔交易说起…开盘10多分钟,我关注到昨天表现还不错的一只股票在大盘飙涨时居然没有反应。
打开报价表一看:哦,原来卖方有一个20手的大单(在这样的小成交量的股票上,价差大,一个价位也就是几手单。
20手算是大的了)。
我测了测,居然还有买方暗盘存在。
再两边放单试探了下买卖力量,发现买方还是更主动一些,于是毫不犹豫的替买方扫掉这个“拦路石”。
还快乐的骂了一句:“NND,别人都飚涨,你还敢挡路,看我打你!”我打过去1500股,剩余的就被其他买家哄抢了。
果然,价位一过,我的股票也开始发飙了,我跟着放买盘往上紧逼。
股价很快就涨了3毛多,大盘开始盘整一根,我犹豫着试着用暗单平仓一半,结果竟然不能出。
我不由的又骂:“我CAO,你居然敢骗我,我不给你了,我卖别人去!”我观察了一下我的股票,处于所有均线之上,我顶在后面的买单撤走之后,也有买单给我撑住价位,心中稍安,大盘也对我有利,在盘整一根K线后,继续上涨。
我看卖方力量这时仍然不是特别强,于是趁势再拉高一毛,便开始准备逢高出货了。
我后面放些买单,然后死盯着TIME&SALES,如果有人主动扫卖单,我就放卖单给他,如果BID上聚集了很多买单。
就直接砸过去。
这样来来回回几分钟后,我就只剩几百股了。
我欣慰的说了句:“感谢安拉,感谢上帝,感谢美国人民!”。
不久,我开始发现买的人学乖了,都不买了,买盘也少了不少,倒是卖盘还是不断出现。
我看一下大盘,经过几分钟的冒绿上涨后(美国K线红代表跌,绿代表涨),现在开始翻红回调了。
我正犹豫要不要砸出来,个股居然开跌了,而且很快,估计刚才的买势都被我消耗殆尽了吧,超买回调,跌了1毛多才找到支撑。
美股操盘手
美股操盘手美股操盘手美股操盘手是指那些专业的投资者和交易员,他们通过在美国股市买卖股票来赚取利润。
他们通常拥有丰富的金融和市场知识,以及经验丰富的分析和决策能力。
在这个竞争激烈的市场中,他们利用各种技巧和策略来获取收益,并在短期内实现投资目标。
作为操盘手,最重要的是要了解股市和宏观经济的情况。
他们密切关注经济指标、行业动向和公司的财务状况,以此为基础做出投资决策。
他们研究公司的基本面和技术面,利用股票的波动和趋势来预测价格的变动,并找到适合的买入和卖出时机。
除了研究和分析,操盘手还需要掌握行业资讯和市场情报。
他们不断地获取信息、与其他交易员交流,并在市场中寻找投资机会。
他们还可能参加公司的会议和活动,了解公司的动态和发展方向,以更好地评估股票的潜力和风险。
操盘手还要具备风险管理和资金管理的能力。
他们需要制定合理的投资计划,根据自己的目标和风险承受能力来选择合适的投资品种和头寸大小。
他们要设定止损和止盈点,控制风险并保护资金。
同时,他们需要灵活调整策略,根据市场的变化和风险情况做出相应的调整。
一位成功的操盘手还需要拥有良好的心理素质和自控能力。
股市是一个充满波动和不确定性的地方,市场情绪和投资者情绪常常波动不定。
操盘手需要冷静、理性和耐心地应对市场的波动和压力,避免冲动和情绪化的交易决策。
最后,操盘手需要不断学习和提升自己的能力。
股市是一个不断变化和竞争激烈的场所,只有保持与时俱进,学习新的理论和技术,才能在市场中保持竞争力。
操盘手可以通过参加培训课程、阅读专业书籍和研究报告,以及与其他投资者交流来提升自己的能力。
总之,美股操盘手是一个高风险高回报的职业。
他们需要具备扎实的金融知识和市场分析能力,灵活运用各种策略和技巧,掌握行业资讯和市场情报,具备风险管理和资金管理的能力,良好的心理素质和自控能力,以及不断学习和进取的精神。
只有具备这些能力,操盘手才能在美国股市中取得成功。
美股交易员培训手册:title平台
NASD (National Association of Securities Dealers) Fee -NASD charges a fee on the sale of securities -This fee is $0.0001 per share
-4-
Training Manual
Tigeer Investment
*对 Day Trader 来讲, 牛市和熊市每天都有, 因为 Day Trader 有 别于中长线交易,使用最短的时间界限,几分钱的波动亦可被视 为一个趋势
Crossed Market (买卖价格交叉错位) � Quote Level I 买价高于卖价 � 经常发生在 pre-market � Easy money?
第三节 可控风险与不可控风险
Day trader 在进行高风险投机,有些风险可以控制,有些风 险不可以控制
可控风险 � 敲错键,新手的最多亏钱原因,通过时间和不断的操作 来不断减少此类错误(永远不会消失) � 电脑恐惧症,长时间的坐在电脑前工作的心理障碍
不可控风险 � 操作平台故障 � 内部系统故障 � 互联网掉线 � 交易的延时成交
-7-
Training Manual
Tigeer Investment
Small Cap � Small capitalization stocks are stocks that are traded on the NASDAQ Small Cap Market
Large Cap � Large capitalization stocks are stocks that are traded on the NASDAQ National Market
美股职业交易员手册
美股职业交易员手册: 职业介绍12010-01-03 22:37职业介绍职业交易员介绍职业交易员是经过严格的挑选与训练,在金融市场上通过金融产品的买卖获取盈利并以此为职业的人。
据统计,在职业交易员中间,平均年收入大约在7万美元左右,年收入突破20万美元的大约占20~25%。
交易员的工作与一般行业有很大的不同,而与职业体育运动则有许多可比之处:1、都有可能获得远高于常人的收入,不过交易员的潜力更大。
2、都必须以自己的真实能力来挣得酬劳,不能象一般工作那样依靠长期的固定收入。
3、相对于职业运动员,甚至包括医生、律师等高收入行业来说,交易员的培养所需时间相对较短。
4、要成为一个职业交易员比做一个职业运动员相对成功的机率要高得多。
5、与职业运动员相比,交易员的职业生涯要长许多,往往交易年份越久,经验越丰富,收入也更高。
要成为一个优秀的交易员就像成为一个优秀的飞行员一样,必须经过严格的、系统化的训练,这样的训练需要付出昂贵的代价,这包括金钱、时间和精力的投入。
交易员的自然成才率很低,从行业的一般概率来说,80%的交易员最后都会被淘汰掉。
即使在美国,要成为专业交易员,也是一件非常不容易的事。
首先,要有公司招聘,其次“职业交易员”训练班学费非常昂贵,每星期学费高达两千美金。
新人在开始阶段往往充满了热情但是却低估了初学阶段的艰辛。
在学习的这段时间里,如果处理不好生活与家庭的问题,交易将是世界上最糟糕的工作。
当然,一旦掌握了交易这项技能,就很少有人再去从事以前的职业,这是因为交易员这个职业确实有非常吸引人的地方:第一是收入一般来说非常高,有些交易员年收入达到几十万、上百万、甚至几百万美金,而这一切有可能在很短时间内发生;第二是工作自由度大;第三是该行业非常富有挑战性;第四是收入水平没有上下限,自己的能力不断提高就会使收入增加;第五是完全凭自己的本事赚钱,少了很多人际关系的纠缠;第六是有更多时间享受自己喜欢的生活方式。
美国股市投资手册(美股投资手册)
美国股市投资手册(美股投资手册)美国股市投资手册投资产品、分析方法及投资策略大全(简体中文版)Stock Investing HandbookA Complete Guide to Investment Products, Analytical Methods and Investment Strategies许嘉信博士,CFA李婉儿金融分析师Copyright . 2010 by Jason XuAll rights reserved.版权所有翻版必究Limit of Liability/Disclaimer of Warranty: While the publisher and author have tried their best in preparing this book, they make no representations or warranties with respect to the accuracy or completeness of the contents of this book and specifically disclaim any implied warranties of merchantability or fitness for a particular purpose.No warranty may be created or extended by sales representatives. Neither the publisher nor author shall be liable for any loss of profit or any other commercial damages.免责声明:本书作者及出版社已尽力确保内容的准确性和完整性。
作者及出版社均不对本书的内容作任何形式的担保。
本书提供的信息及建议仅供参考。
阁下在做任何交易决策前,敬请注意风险。
美股交易员论坛、美股交易员、美股论坛、加股交易员、日内交易员之家.daytrader、DT之家、
美股交易员论坛、美股交易员、美股论坛、加股交易员、日内交易员之家.daytrader、DT之家、第一,相对强弱我相信一句话:强者越强,弱者越弱!股票市场同样遵循这个道理。
这个也是我一进公司后学到的第一课:相对强弱,买比市场强的股票,卖空比市场弱的股票,在大趋势涨的情况下,买入多于卖空,在大趋势跌的情况下,卖空多于买入。
本部分内容设定了隐藏,需要回复后才能看到策略有了,怎么用呢?告诉大家一个最简单的办法,就是比较:怎么比,要做nasdaq多的话,就把你的股票和nas100指数比。
先说daytrading吧:我喜欢把index future的图放在股票图的上面,这样一比,你就可以看出来了。
当index往下跌的时候,你的股票不怎么跌,当index breaks low的时候,你的股票却没有,这…就叫强势股。
为什么?我怎么知道,但是肯定是有原因的,但是我们这些小喽喽就不知道了。
(现在我有点知道了,今天一个credit Suisse zurich的option tradingdesk叫我给他买几十万股某个股票,同时让我不要show hand,just get in slowly,你说这种时候,外面的人知道什么呀!)大家要是还不明白,就去看看Jesse Livermore的那本书。
说到这里,我就随便举个例子吧!今天的市场很弱(8/12/04),但是qcom却很强,所以要是我赌市场涨,我就会买qcom, 因为这个就算我错了,他也不会跌很多。
你们说semi跌得最多了,要不要买他们,我说这是找死,万一你判断错了,你就等着哭吧!对于时间段长一点的炒家,也没什么问题,比较6个月的图,一看你就明白了谁强谁弱了。
为什么?还是那句话,我也不知道。
我相信市场,我相信市场的反应,所以我相信这个策略。
第二,大势和投机说实话,在我做交易的时候,大势我关注的不是很多,尤其是对daytrading 或一些比较短线交易。
在每段时间,大势都会有个趋势,是uptrend or downtrend,我只需要知道这个就行了。
美股操盘手培训方案
美股操盘手培训方案操盘手旳培养是一种复杂旳系统工程,采用老式旳粗放式旳培训措施会大大旳增长学习旳成本,且在短时间内很难到达培养目旳。
通过长期旳分析与实践,结合近来几年业内操盘手旳成功经验,操盘手旳培养应当是从扎实旳理论基础到纯熟旳模拟操作,再到实盘交易,并在操盘过程中不停加强理论修养、循序渐进旳过程。
理论阶段在理论教学中,指导老师会教会大家操盘旳必要理论。
既能使学生对超短线知识有一种清晰旳认识,又不至于波及太艰深旳金融知识,大大节省了精力。
模拟阶段在模拟操作中,学生会学会软件旳设置、键盘旳纯熟运用,通过观测,学生会对盘面和走势有一种初步旳认识。
实盘阶段在实盘阶段,大家会在老师旳指导下运用基本旳盈利方略,学会在交易中旳生存技巧,在此基础上找到适合自己旳盈利方式并最终实现稳定盈利。
操盘手培训特色:培训讲师均有丰富旳操盘经验,教材根据操盘所需知识自主编写而成,教学措施和教学课程不停创新完善。
培训一改粗放式旳培训模式,而采用“三步走”——理论、模拟、实盘旳科学环节,学员可以少走弯路,极大地减少了稳定盈利之前旳亏损成本。
事实证明,我们旳培训是卓有成效旳。
职业素质交易素养实训课程理论阶段学会求知热情超短线行业有效沟通谦虚操盘所需旳概念与措施自我训练自信从事超短线行业旳信念模拟阶段高效团体坚持交易软件常用设置端正心态耐心盘面分析磨练意志独立风险控制团体合作实盘阶段措施智慧专注交易心理严格风控客观盈利措施企业文化自律控制风险注:1.基础理论培训期间,每天下午下课之后5:00之前,学员可以选择留在教室内阅读图书架上有关超短线旳书籍,做笔记,在离开学校之前必须交还工作人员。
2.有问题及时向工作人员征询。
第二阶段:模拟盘目旳:(1)纯熟交易软件旳使用、常用设置和股票搜索;(2)对键盘相称纯熟地使用;(3)通过实践初步掌握盘面分析、技术分析和基本面分析;(4)端正交易心理、磨练意志力;(5)学会风险控制;(6)学会团体合作。
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美股职业交易员手册:职业介绍12010-01-0322:37职业介绍职业交易员介绍职业交易员是经过严格的挑选与训练,在金融市场上通过金融产品的买卖获取盈利并以此为职业的人。
据统计,在职业交易员中间,平均年收入大约在7万美元左右,年收入突破20万美元的大约占20~25%。
交易员的工作与一般行业有很大的不同,而与职业体育运动则有许多可比之处:1、都有可能获得远高于常人的收入,不过交易员的潜力更大。
2、都必须以自己的真实能力来挣得酬劳,不能象一般工作那样依靠长期的固定收入。
3、相对于职业运动员,甚至包括医生、律师等高收入行业来说,交易员的培养所需时间相对较短。
4、要成为一个职业交易员比做一个职业运动员相对成功的机率要高得多。
5、与职业运动员相比,交易员的职业生涯要长许多,往往交易年份越久,经验越丰富,收入也更高。
要成为一个优秀的交易员就像成为一个优秀的飞行员一样,必须经过严格的、系统化的训练,这样的训练需要付出昂贵的代价,这包括金钱、时间和精力的投入。
交易员的自然成才率很低,从行业的一般概率来说,80%的交易员最后都会被淘汰掉。
即使在美国,要成为专业交易员,也是一件非常不容易的事。
首先,要有公司招聘,其次“职业交易员”训练班学费非常昂贵,每星期学费高达两千美金。
新人在开始阶段往往充满了热情但是却低估了初学阶段的艰辛。
在学习的这段时间里,如果处理不好生活与家庭的问题,交易将是世界上最糟糕的工作。
当然,一旦掌握了交易这项技能,就很少有人再去从事以前的职业,这是因为交易员这个职业确实有非常吸引人的地方:第一是收入一般来说非常高,有些交易员年收入达到几十万、上百万、甚至几百万美金,而这一切有可能在很短时间内发生;第二是工作自由度大;第三是该行业非常富有挑战性;第四是收入水平没有上下限,自己的能力不断提高就会使收入增加;第五是完全凭自己的本事赚钱,少了很多人际关系的纠缠;第六是有更多时间享受自己喜欢的生活方式。
美股职业交易员手册:职业介绍2--交易员这个职业发展前景怎样2010-01-0322:38交易员这个职业发展前景怎样金融业本身就是一个精英行业,交易员更是精英中的精英。
优秀的交易员无疑是银行、证券公司、上市公司、基金、专业交易公司最舍得花重金招募的人才,因为交易员的水准对公司的业绩影响是巨大的。
法国兴业银行与英国巴林银行因为交易员的违规操作而蒙受巨大损失。
很多投行,Trading都是最赚钱的业务。
例如,高盛Trading的收入占总收入的60%。
职业交易员的收入怎样优秀交易员的收入是非常高的。
美国第一体育明星乔丹在最高峰时年薪达到一千七百万美圆,华尔街的交易高手收入水平远不止这一数字。
华尔街的著名期刊“金融世界”每年刊登一次华尔街收入排行榜,年收入至少得在一千万美圆以上才能进入排行榜前一百名,而排名在最前面的年收入则可达到上亿。
美国曾对全国即日交易员作过一个非常详细和完整的调查研究。
据统计,在职业即日交易员中间平均年收入大约在7万美元左右。
有25%左右的人年收入在5万美元以下,另有25%左右的人年收入在5~10万,28%左右在10~20万之间,还有22%左右的人年收入超过20万美元。
美国的平均年工资大约在2.4万美元左右,因此我们可以看到即日交易员的平均工资大约是美国平均工资的三倍。
美股职业交易员手册:职业介绍3--怎样才能成为一个优秀的交易员2010-01-0322:39怎样才能成为一个优秀的交易员1、在名师的指导下要进行系统的学习与正确的训练。
光看书,很难掌握金融交易的正确方法,一个很大的原因是,金融书籍太多,每一个作者的出发点、背景情况、技能水平都有很大的不同,有些作者的思维方式甚至是互相冲突的。
对于初学者来说,还没有一个稳定的投资系统,本来心里已经充满了疑惑,又看了各种不同理念的书,往往会觉得不知道到底该怎么办。
最后,恐怕很难有一个系统的方法。
参加职业交易员训练,有很多明显的优势。
首先,你会得到比较系统的、专业化的训练;第二,减少自己走弯路和犯错误的机会,导师也会为你指出更多的成功机会。
第三、导师可以在你遇到困难时,提供支持与解答各种疑难问题。
2、持之以恒、百折不挠的工作态度。
培养一个职业交易员一般要三个月到两年的时间,对那些指望一夜间成为暴发户的人来说,最好的办法是去买彩票。
交易和其它工作一样,都需要相当的学习阶段,而要想成为一个真正高水平的交易员,更是要付出多年的勤奋努力。
3、真正喜欢从事充满挑战和竞争的交易工作。
不管在哪一行,一个人只有做自己真心喜爱的事情,才会有足够的动力并真正能够做好该项工作。
这一点在交易中体现得似乎更明显,职业交易员往往会得到较高的报酬,但同时也需要付出很大的努力,面对较大的压力和竞争。
如果不喜欢这份工作而只是为了金钱去勉强自己,那将是一件很痛苦的事情。
并且最终会影响到他的交易业绩。
4、循序渐进,有耐心,也要有纪律性。
必须学会独立思考,从实战中学习,学会控制自己的心态,开始学习交易时不要急于求成,从小规模的交易开始做起。
学会控制好情绪的波动。
面对变化莫测的市场,保持冷静的头脑和稳定的情绪是极其重要。
是否每个人经过学习都可以成为交易员回答是肯定的,学习交易又不是研究高科技,只要经过系统的学习与正确的训练,绝大多数人都可以成为交易员,与智商没有太多关系,基本上属于学习上的问题。
但是,如果没有老师的传授与教导,通过自学成为交易员这是很困难的,绝大多数人会在一年内就被市场淘汰,成功概率不会超过10%。
这跟你很难通过自学而成为一个脑科医生是一样的道理。
美股职业交易员手册:职业介绍4--以交易为生2010-01-0322:39以交易为生“你可以无拘无束,可以在世界上任何地方生活和工作,不拘于常规,亦无需对任何人负责。
”这是成功交易员生活的真实写照;“你开始从事交易工作,经过刻苦研究之后,却无法稳定盈利。
生活就如地狱一样,压力如影随形”这是那些失败交易员的生活写照。
很多人就是在这种生活状态下,变得灰心丧气并退出市场,因为他们认为自己并不具有作交易员的那种‘天分’,但事实上‘天分’是可以教会的。
金融交易是一门系统的科学与技术,如果没有受过什么系统的、正确的训练,就想获得成功,肯定是概率很低的。
其实,只要经过系统的学习与严格的训练,绝大多数人都可以成为交易员。
《时代杂志》曾经采访过美国第一大专业交易公司的总裁,据这位总裁说,进入该公司的新手,如果能够按照公司的要求,接受严格的专业训练,那么在两年后,有80%以上的人都能够成为稳定赢利的交易员。
我相信,如果某一样东西至少有两个人可以做好的话,那么这个技巧就可以教给大家。
使你交易亏损的原因有很多,但是使你交易成功的原因却只有一条,那就是:深刻的认识自己,改变观念,去系统的学习并接受正确的训练,找出适合自己的交易方法。
对于喜欢挑战、追求公平的人来讲,交易是一份不错的工作,它让我们能够掌握自己的命运,完全靠自己的本事,创造属于自己的未来。
但是,喜欢仅仅是一个方面,适合的才是最好的,并不是每个人都适合从事这个职业。
有些人可能比较适合做每天都相对固定的事情,这也并不是坏事,每个人都应该充分发挥自己的特点。
了解自己是很重要的,了解自己也许是一件一辈子的工作,但是在这方面花功夫是非常值得的。
尽管你现在很年轻,没有什么资本,但这并不代表你一无所有,生活的关键在于你如何思考并做出了何种选择。
美股职业交易员手册:职业介绍5--一个职业day trader的感受2010-01-0322:42看到有很多人在做daytrading或是short term trading,所以觉得写写自己的策略,或许对大家有点用。
我在xxx工作了一年半,xxx可以说是street上最大的daytrading公司了,其他公司和他比简直是太小了(我们公司是允许持有股票过夜的,大部分trader都有这个习惯,这也是我们和其他公司的不同)。
几个月前,我离开了这个公司,离开时在公司的竞赛中排第二十。
(是按照每股盈利来算)为什么要离开呢?1)公司的主营业务已经转向了,trading已经不再是主要的业务了,将来的上市也不会包括trading这个部门;2)公司的运作变得十分保守,做得好的得不到应该的提升(是运作资金方面);3)daytrading在将来的日子中将不是很容易赚钱,个人觉得,交易的方式应该随着股市的变化而变化,而daytrading只是交易的一种方式,太局限,就会有害。
(五月份面世了一个AMEX的derivative floor trader的职位,数学,反应都没有问题,最后的原因就是我有一年半的daytrading experience,真的是哭笑不得。
)在xxx公司,公司给钱运作,自己不承担任何风险,这个真的是世界上最好的学习机会。
尽管daytrading的time frame仅仅是一天,但是所有的策略都是适用于更长时段的投机。
最最关键,我学会了控制风险,扩大收益这个理念。
(人生不就是赌博吗?)下面我就随便写写我的一些策略,已经公司中高手的策略。
(公司在全盛时期,有20%的交易员赚超过百万一年,我旁边的两位赚了三千万。
公司95%是犹太人,犹太人的确牛呀!)我就随便写写,大家就随便看看。
第一,相对强弱我相信一句话:强者越强,弱者越弱!股票市场同样遵循这个道理。
这个也是我一进公司后学到的第一课:相对强弱,买比市场强的股票,卖空比市场弱的股票,在大趋势涨的情况下,买入多于卖空,在大趋势跌的情况下,卖空多于买入。
其实我觉得这也就是professional和非professional之间的区别:非professional喜欢买跌得多的股票,越跌越买,professional正好相反。
(当然,招无定式,我的trainer 就是一个专买这种暴跌的股票的主,当然,我会把他的策略也写写。
)策略有了,怎么用呢?告诉大家一个最简单的办法,就是比较:怎么比,要做nasdaq多的话,就把你的股票和nas100指数比。
先说daytrading吧:我喜欢把index future的图放在股票图的上面,这样一比,你就可以看出来了。
当index往下跌的时候,你的股票不怎么跌,当index breaks low的时候,你的股票却没有,这…就叫强势股。
为什么?我怎么知道,但是肯定是有原因的,但是我们这些小喽喽就不知道了。
(现在我有点知道了,今天一个credit Suisse zurich的option trading desk叫我给他买几十万股某个股票,同时让我不要show hand,just get in slowly,你说这种时候,外面的人知道什么呀!)大家要是还不明白,就去看看Jesse Livermore的那本书。
说到这里,我就随便举个例子吧!今天的市场很弱(8/12/04),但是qcom却很强,所以要是我赌市场涨,我就会买qcom,因为这个就算我错了,他也不会跌很多。