香港交易所常用证券及金融词汇对照Cn-En

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金融术语中英对照（附中文释义）

金融术语中英对照（附中文释义）American Style Option：美式选择权自选择权契约成立之日起，至到期日之前，买方可以在此期间以事先约定的价格，随时要求选择权的卖方履行契约。

亦即，要求选择权的卖方依契约条件买入或卖出交易标的物。

Appreciation: 升值在外汇市场中，升值使指一个货币相对于另一个货币的价值增加。

Arbitrage: 套利在金融市场从事交易时，利用市场的失衡状况来进行交易，以获取利润的操作方式。

其主要操作方法有两种：一为利用同一产品，在不同市场的价格差异;一为利用在同一市场中各种产品的价格差异来操作。

不论是采用何种方法来进行套利交易，其产品或市场的风险程度必须是相等的。

Asset Allocation: 资产分配原则基于风险分散原则，资金经理在评估其资金需求，经营绩效与风险程度之后，将所持有的资产分散投资于各类型的金融产品中。

如股票、外汇、债券、贵金属、房地产、放款、定存等项，以求得收益与风险均衡的最适当资产组合(Optimum Assets Components).Asset/Liability Management(ALM): 资产负债管理由于金融机构的资产为各种放款及投资，而负债主要为各种存款，费用收入、或投资人委托之资金。

因此资产负债管理的目的，即在于使银行以有限的资金，在兼顾安全性(Safty)、流动性(Liquidity)、获利性(Profitability)及分散性(Diversification)的情况下，进行最适当的资产与负债的分配(Asset Allocation)。

At The Money: 评价选择权交易中，履行价格等于远期价格时称之为评价。

Bear Market: 空头市场(熊市)在金融市场中，若投资人认为交易标的物价格会下降，便会进行卖出该交易标的物的操作策略。

因交易者在卖出补回前，其手中并未持有任何交易标的物，故称为：“空头”。

所谓空头市场就是代表大部分的市场参与者皆不看好后市的一种市场状态。

中港金融词汇对照表由于内地及香港两地的市场术语有所不同,为

中港金融词汇对照表由于内地及香港两地的市场术语有所不同，为方便内地投资者掌握香港的市场信息，香港交易所摘录了香港媒体的财经新闻报道及香港交易所网站内经常出现的词语，并将这些词汇与其意思相同或相若的内地市场术语对照，编成以下的词汇对照表。

词汇以汉语拼音排序。

拼音香港市场术语内地市场术语英语A 按盘价名义价格nominal price暗盘买卖灰市交易grey market price按金押金；保证金depositB 被挟仓；被逼仓被迫仓squeezed补仓；追收孖展追加保证金通知margin callC 除牌摘牌delisting除净日除权日ex-date筹集资金募集资金capital formation长仓；好仓多头仓位long position出市员出市代表floor trader; authorised clerk长揸长期持有hold for long termD 董事袍金董事费；董事报酬directors' feehedging对冲对冲交易；套利交易；套期保值对盘报价撮合；对盘order matching点子基点basis point大额持仓申报制度大户报告制度large position reportingsystemtied up大闸蟹；被缚套牢；多头套牢；空头套牢；给套住大手交易大额交易block trade短仓；淡仓空头；短仓short position股息红利；股利；股息dividendF 覆盘确认指令；执行委托回报order confirmation风险披露声明风险披露书risk disclosure statement G 股份代号股票代码stock code股份购回股份回购share repurchase股份过户登记处股份登记处；证券登记机构share registrar股价敏感数据股价敏感性信息price-sensitive information 窝轮；权证权证warrant高于面值溢价above par沽空对冲卖出保值selling hedge股份拆细股份拆细；分拆；分割splitH 核数师审计师auditor红股派送送股scrip issue; issue of bonusshare互惠基金共同基金mutual fund好淡争持多空争夺trading at narrow ranges核数审计auditing好友；看好股市者多方optimist获豁免交易商；获免注册交豁免注册自营商exempt dealer 易商行业板块sector红背心红马甲trader's vestlow priced stock 毫子股香港专有用语，指股价低于港币1元，但高于港币1角的股票stock trading at $100 or above 红底股香港专有用语，指股价超过港币100元的股票J 交收交割；交收settlement 交易所买卖基金交易所交易基金Exchange Traded Fund (ETF) 结算清算clearing经纪行券商；证券商brokerage firm基本因素基本面basic factors基金单位持有人基金份额持有人fund unit holder挟好仓多杀多；轧多；轧多头long squeeze挟淡仓空杀空；轧空short squeeze交易柜位交易席位；交易单元trading booth即日鲜当天交易；即日平仓买卖day trade transaction价外较现价不利out-of-the-money价内较现价有利in-the-moneyK 空仓空仓；空头short position 开市价；开盘价开盘价格opening price开市前议价时段集合竞价时段pre-market opening session 客户户口；客户账户委托人账户client account可换股债券可转换债券convertible bond斩仓被迫抛售forced liquidation开仓建仓open a positionL 裂口高开跳空高开open high at gap 累积积累accumulate落后股补涨股laggard老鼠仓活动；食价抢帽子；倒卖；投机倒把scalping落盘下单placing orderM 孖展户口保证金账户margin account 买盘买单委托；买方指令；买入委托buy order卖盘卖单委托；卖方委托；卖出委托sell orderN 牛皮 (市况状态) 箱体stagnant marketP 披露权益权益披露disclosure of interests 平均每日成交额平均日成交额average daily turnover 票面息率；票面利率票面利率coupon rate平衡价格均衡价格equilibrium price平价等价at-the-moneyQ 企业管治公司治理corporate governance 强制清盘强制清算compulsory liquidation 企业狙击手企业狙击者corporate raider清偿债项解除债务discharge of a debtR 入场费投资起点；认购起点minimum subscription fee S 市场失当行为市场不当行为market misconduct 收市价收盘价closing price碎股零股odd lot升幅涨幅percentage gain市场焦点市场热点market focus实物股票；实股实券physical script市况疲弱盘软weak market手买卖单位board lot神仙股香港专有用语，指涨跌幅很大的股票T 套戥套利买卖arbitrageX 限价盘限价委托limit order 行使行权exercise行使日期行权日期exercise date细价股小盘股small cap stock新股认购申购新股subscription of new stockpenny stock 仙股香港专有用语，指股价低于港币1毫(10分)的股票。

港股英文交易术语对照一栏表

港股英文交易术语对照一栏表Abandon -放弃Appreciation-升值Arbitrage -套利Asset Allocation –资产配置Ask –要价，喊价Asset –资产At best -最佳化At or Better -特定价格或更佳Authorized Dealer –授权交易商Base currency -基本货币Base Rate -基本率Basis -基差Bear -看空Bid –买价Book –帐面Break even point –损益两平点Bull market -多头市场Bull Position-多头部位Bear market -熊市Bear Position -空头部位Best Orders -最佳买卖订单Bull Chartist –技术分析人Bond –债券Bottom –底价Break –暴跌，暴升，突破Broker –经纪行，经纪人Business Day –交易日Call Price -结算价Canceling Order -撤消指令Cash -现付，现货Cover -平仓，补进Clear，Clearance -清算，结算Clearing House -结算所Closed position -平仓Close -收市COMEX （The New York Commodity Exchange）-纽约商品交易所Commission -佣金Confirmation –确认备忘录Consumer Price Index -消費者物价指数Contract of differences -差价合约Cross rates -交叉汇率Day Order -当日有效单Day trader -当日冲销者Day Trading -当日交易Deal date -交易日Deal Ticket -交易票Dealer -交易人Delivery -交割Delivery month -交割月份Delivery Point -交割地点Derivatives -衍生性金融商品Desk -交易室Economic Indicator –经济指标Equity –资金净值Expiration Date –到期日Fed Fund Rate –联邦基金利率Floor Broker –场内经纪人Floor Trader –场内交易人FOMC -美国联邦准备理事会Foreign Exchange -外汇交易Forex -外汇交易Fundamentals -基本面Futures -期货Futures Contract -期货合约GGoing long -做多Going short -做空Good until cancelled –持续有效单Hedge, Hedging –套期保值Hedger –套期保值者Initial Margin –初始保证金Inflation -通货膨胀Intraday position –当日部位Last Trading Day –最后交易日Leading Indicators –领先指标Leverage –杠杆交易Long –多头，买空Long Position –多头头寸Limit order –限价单Limit –停板限额Limit Up –涨停板Limit Down –跌停板Limit Order –限价指令Liquidation -冲销或平仓Liquidity -流动性Maintenance margin –维持保证金Margin call -追缴保证金Mark to market -逐日结算Monetarism –货币主义Net Position -未平仓部位Offer –卖价Omnibus Account –综合账户Open position –开仓Opening Price –开市价，开盘价Position -部位Quote –报价Resistance Point or Level –压力线Retail Price Index -零售价格指数Risk management –风险管理Scalping -炒单Short / Short Position -空头部位Short sale -放空Spot -现货交易Spread –买卖价差Stable market –稳定市场Stop loss order -止损单Support levels–支撑线Transaction date -交易数据Transaction -交易Unwind -砍仓。

证券常用英语词汇实用单词

证券常用英语词汇实用单词一、证券与股票常用英语词汇All Ordinaries Index (澳大利亚)股市指数AMEX(American Stock Exchange) 美国股票交易所amortize 摊提，分期偿还债务annuity 年金享受权asking price 卖主的开叫价assess 对(财产等)进行估价，确定(款项)的金额back 拖欠的bad loan 呆账，坏账bailout 帮助摆脱困境balloon (分期付款中)最后数目特大的一笔barometer 晴雨表，[喻]标记，指标basis point 基点(一个百分点的百分之一)bear markets 熊市blue-chip (股票等)热门的，(在同行中)最赚钱的for ex foreign exchangebond 债券，公债course 交易所，证券交易所bull markets 牛市bullish 牛市的Bunin-change 快速的大幅度变化CAC-40 Index (法国)股市指数CD(certificate-of-deposit) 大额存款单Chicago Mercantile Exchange 芝加哥商业交易所Consumer Price Index 消费者价格指数contagion 蔓延correction 调整coupon rate 券根利率CTA(Commodities Trading Ad visor) 农矿产品交易顾问Currency board 货币委员会DAX index (法兰克福)德国股市指数dead loan 死帐Delibes 从上市证券表中除名derivatives 衍生金融商品(由利率或债券、外汇或汇率以及股票或股价指数等现货市场衍生出来，主要有期货futures、期权option trading与掉期swap三种类型，品种多达100余种。

) discount 贴现discount rate 贴现率DJIA Dow-Jones Industrial Average 道?琼斯公用事业股价平均数。

常见金融术语英汉对照与详解

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金融词汇英文对照表

Accredit value 自然增长值Accrediting 本金增值适用于多种工具，指名义本金在工具（如上限合约、上下限合约、掉期和互换期权）的期限内连续增长。

Accrual basis 应计制；权责发生制Accrued interest 应计利息ACE 美国商品交易所Acid Test Ratio 酸性测验比率；速动比率Acquisition 收购Across the board 全面一致；全盘的Acting in concert 一致行动；合谋Active assets 活动资产；有收益资产Active capital 活动资本Actual market 现货市场Actual price 现货价Actual useful life 实际可用年期Actuary 精算师；保险统计专家ADB 亚洲开发银行(Asian Development Bank的英文缩写)ADR 美国存股证；美国预托收据；美国存托凭证 (参见American Depository Receipt栏目）ADS 美国存托股份(American Depository Share的英文缩写)Ad valorem 从价；按值Ad valorem stamp duty 从价印花税Adjudicator 审裁员Adjustable rate mortgage调息按揭(ARM)Admitted value 认可值Advance 垫款Affiliated company 关联公司；联营公司After date 发票后，出票后After-hours dealing 收市后交易After-market 后市[股市] 指某只新发行股票在定价和配置后的交易市场。

常见金融词汇中英文对照

ABS 资产担保证券（Asset Backed Securities的英文缩写）Accelerated depreciation 加速折旧Acceptor 承兑人；受票人；接受人Accommodation paper 融通票据；担保借据Accounts payable 应付帐款Accounts receivable 应收帐款Accrual basis 应计制；权责发生制Accrued interest 应计利息Accredited Investors 合资格投资者；受信投资人指符合美国证券交易委员(SEC)条例，可参与一般美国非公开(私募)发行的部份机构和高净值个人投资者Accredit value 自然增长值Accrediting 本金增值适用于多种工具，指名义本金在工具（如上限合约、上下限合约、掉期和互换期权）的期限内连续增长。

ACE 美国商品交易所Acid Test Ratio 酸性测验比率；速动比率Across the board 全面一致；全盘的Acting in concert 一致行动；合谋Active assets 活动资产；有收益资产Active capital 活动资本Actual market 现货市场Actuary 精算师；保险统计专家ADB 亚洲开发银行ADR 美国存股证；美国预托收据；美国存托凭证[股市] 指由负责保管所存托外国股票的存托银行所发行一种表明持有人拥有多少外国股票(即存托股份)的收据。

ADR一般以美元计价和进行交易，及被视为美国证券。

对很多美国投资者而言，买卖ADR比买卖ADR所代表的股票更加方便、更流动、成本较低和容易。

大部份预托收据为ADR；但也可以指全球预托收(GDR) ，欧洲预托收据(EDR) 或国际预托收据(IDR) 。

从法律和行政立场而言，所有预托收据具有同样的意义。

ADS 美国存托股份Ad valorem 从价；按值Affiliated company 关联公司；联营公司After date 发票后，出票后After-market 后市[股市] 指某只新发行股票在定价和配置后的交易市场。

香港证监会英汉词汇(1)

英汉证券期货及财务用语汇编第 I 部 - 证券、期货及财务用语两 - 内地香港共通译法内 - 内地译法港 - 香港译法AABF Hong Kong Bond Index Fund港－ ABF香港创富债券指数基金ABF Pan Asia Bond Index Fund (PAIF)两－沛富基金内－泛亚债券指数基金；泛亚基金abnormal item两－非正常项目about order港－近价盘above par两－超过票面值；高于面值内－超面值above the line两－线上项目港－经常项目abridged auditor's report内－审计报告节本港－经删节的核数师报告abrogation两－废除；取消港－废止absconding contributory港－潜逃的分担人absolute acceptance两－单纯承兑；无条件承兑absolute change两－绝对数值变更；绝对数值变化absolute discharge港－无条件解除absolute interest港－绝对权益absolute par两－绝对平价内－票面价格不变absolute profit margin内－绝对毛利港－绝对利润幅度absolute return两－绝对回报absolute return funds两－绝对回报基金absolute subscription内－确定条件的募集港－确定条件认购absolute value两－绝对价值港－实值；绝对值abuse of trust港－违反信托abusive conduct/abusive practice 港－舞弊行为accelerated depreciation两－加速折旧；加快折旧accelerating trend两－加速趋势内－加快态势acceleration clause两－加速清还条款acceptable index内－认可指数港－可接纳的指数acceptable inspection regime (AIR) 港－可接纳的监察制度acceptable trustee港－获接纳的受托人acceptance两－承兑；接纳港－承约；接纳要约acceptance house内－承兑商行港－承兑行；承兑商acceptance in blank两－空白承兑acceptance line两－承兑限额；承兑信用acceptances of provisional allotments 港－暂定配额接纳书accept by way of security港－接受作为抵押accepted index港－获接纳指数；认可指数accepted trustee港－获接纳的受托人accepting shareholder两－接纳要约的股东内－预受要约的股东acceptor两－承兑人；受票人；接受人；接纳者accept order港－接价盘access两－取用；进入；接触港－接连途径；接达access channel港－接触渠道；接触途径access control港－使用管制access criteria港－准入条件；准入准则accessibility of financial information 港－财务信息可供取用的程度access method港－连接模式access time两－存取时间；信息发送时间access to accounts港－可查阅帐目access to market内－市场准入港－进入市场；参与市场；使用市场设施accommodation两－融通内－融资港－通融；贷款；利便安排accommodation bill两－融通票据内－融资票据；担保借据accommodation charge港－融通收费accommodation party内－融通票据；关系人港－汇票代发人accommodation trading港－欠单交易；欺诈交易；通融交易account两－帐户；户口内－帐港－帐目；会计科目accountability两－问责性内－会计责任港－责任承担accountable to the public港－接受公众问责accountant's report两－会计师报告内－查帐报告account carrier港－开户机构account disclosure document 港－帐目披露文件；帐户披露文件account executive两－客户主任内－营业员；业务员港－投资经理account in arrears港－拖欠帐户accounting basis港－会计基础accounting class两－会计类别accounting data两－会计数据accounting date两－会计结算日期内－结帐日期港－会计日期；记帐日期；结算日期accounting equation港－会计程式；会计等式accounting firm内－会计师事务所港－会计师行accounting guidelines港－会计指引accounting on cash basis内－应收应付制会计港－现金制会计；收付实现制会计accounting period两－会计期；会计期间；会计报告期accounting policy两－会计政策accounting practice两－会计惯例；会计实务accounting practice unit港－会计执业单位accounting principles两－会计原则港－会计准则accounting records两－会计纪录accounting report两－会计报告accounting standards两－会计准则港－会计标准accounting statement两－会计报告accounting transaction内－帐项交易港－会计事项；帐务交易accounting treatment内－会计处理港－会计处理方式account maintenance港－帐户服务account monitoring procedure两－帐户监督程序account number两－帐户号码；户口号码；帐号account opening control内－开户控制港－开户监控account opening documentation港－开户文件account payable两－应付帐款港－应付款项；应付帐项account payee only (A/C payee only) 两－存入收款人帐户港－只可转帐account receivable两－应收帐款港－应收款项；应收帐项account rendered两－结欠清单；报帐account rigging内－捏造帐目港－伪造帐目account statement港－结单；帐单；会计财务报表内－帐户报表account title港－帐户名称；会计科目account transfer港－转帐account transfer instruction (ATI) 港－户口转帐指示；户口转移指示accredit两－发行信用证；信托；委托accreditation两－评审港－委任；隶属关系accredited*港－隶属*accredited adviser港－认可顾问accredited corporation内－经认可的公司港－所隶属的公司；所隶属的法团accredited dealer港－认可交易商accredited director港－隶属董事accredited individual港－隶属人士accredited investor港－认可投资者accredited representative港－隶属代表accredited to港－隶属于accreting swap两－递增互换accretion两－增值内－价值附加港－增益accretion of discount两－折价债券资本增值accrual两－增加；增额港－应计项目；应累算数目accrual accounting两－权责发生制；应计制accrual basis两－权责发生制；应计制；应计基础内－权责应计制accrual bond两－长期延息抵押担保债券accrue两－应计内－自然增长港－应累算accrued benefits两－累算权益内－应计利益accrued bond interest receivable内－应计未收债券利息港－应累算应收债券利息accrued charges两－应计费用内－预提费用港－应累算费用accrued cumulative dividend两－应计股息内－应计累积股利港－应累算累积股息accrued cumulative preference share dividend 两－应计累积优先股股息内－应计累积优先股股利港－应累算累积优先股股息accrued dividend两－应计股息内－应计股利港－应累算股息accrued expenses两－应计费用内－应付费用港－应累算费用accrued interest两－应计利息内－应付利息；待付利息港－应累算利息accrued interest payable两－累计应付利息内－应付未付利息港－应累算应付利息；应计未付利息accrued interest receivable两－累计应收利息内－应收未收利息港－应累算应收利息；应计未收利息accrued revenue两－应计收入内－应计营业收入港－应累算收益accumulated depreciation两－累计折旧；累积折旧accumulated dividend两－累计股息港－累积股息accumulated income两－累计收益；累积收入accumulated interest两－累计利息；累积利息accumulated profits两－累积利润港－累计利润；滚存溢利accumulated surplus brought forward 港－承前累积盈余accumulated surplus carried forward 港－转后累积盈余accumulation/distribution indicator港－收集／派发指标achievement ratio of bond floatation 内－债券募集完成率港－债券筹集完成率acid test两－酸性测试内－酸性试验港－快速流动比率测试acid-test ratio两－酸性测试比率内－酸性试验比率港－快速流动比率acknowledgement receipt两－确认收据内－确认书acquire两－收购；取得；购置acquired assets两－既得资产；取得资产港－收购资产acquired surplus两－购得盈余acquirer两－收购方；买方内－购方；取方acquisition两－收购；取得；购置内－买进acquisition arrangement两－购买安排；收购安排；购置安排acquisition cost两－取得成本；购置成本；购入成本acquisition of assets两－购置资产内－购买资产港－取得资产acquisition of control两－取得控制权acquisition of interests两－取得权益acquisition of shell两－买壳；购入空壳acquisition price两－购置价格；收购价港－购入价act as trustee港－担任信托人；担任受托人act improperly港－行为失当；行为不当acting in concert两－一致行动内－合谋港－采取一致行动act in good faith港－真诚行事act in professional capacity港－以专业身分行事active account两－活动帐户港－活跃帐户active bond crowd两－活跃债券交易商active business pursuits [GEM] 港－活跃业务纪录 [创业板] active director两－积极参与的董事内－活跃的董事active investigation case港－调查中个案；当前调查个案active market两－交投畅旺的市场港－交投活跃active partner内－活跃的股东港－积极参与业务的合伙人；任职合股人active securities两－热门股票内－活跃的证券active stock两－交投活跃的股票；热门股票active trading两－交投活跃activity statement两－活动结单act of God港－天灾acts and failures港－行为及缺失actual两－现金金融凭证；物质商品actual circulation两－实际流通港－实际流通量actual cost两－实际成本actual dishonour两－实际拒付；拒绝承兑actual expenditure两－实际开支；实际支出内－实际费用actual income两－实际收入actual market两－现货市场actual monthly returns 两－实际每月回报actual no par value stock 两－实际无面值的股票actual price两－实际价格；现货价；实价actual quotation两－实际价位内－实际报价港－实盘actual rate of interest两－实际利率actual useful life两－实际可使用年期actual year basis港－按实际年度计算actual yield rate两－实际收益率actuarial evaluation两－精算评估港－精算估值actuarial investigation港－精算调查actuarial valuation两－精算评估港－精算估值actuary两－精算师内－精算人员；保险计算人员act with due diligence两－谨慎勤勉行事港－以应尽的努力行事act without jurisdiction港－越权行事added risk asset两－添加风险资产addendum两－附录；附件港－补充文件；增补条文additional accreditation港－额外的隶属关系additional AMS terminal user港－附加自动对盘终端机用家additional assessment港－补加评税additional award港－附加裁决additional fees两－额外开支港－额外费用additional liquid capital内－额外流动资金港－额外速动资金additional liquid capital buffer港－额外速动资金缓冲additional margin两－额外保证金；追加保证金；追加按金；额外按金additional paid-in capital两－额外实收资本内－追加实缴股本；额外投入资本additional paid-in capital in excess of stated value 内－超面值追加股本港－股本溢价additional power两－额外权力；附加权力港－增补权力additional signature 两－追加签字add-on内－附加利益；内加利益港－优惠add-on interest两－内加利息addressee港－接收人；收件人ad hoc analysis港－特别分析ad hoc report两－临时报告ad hoc review内－专项审查港－特别审查adjourned meeting 两－续会港－延会adjudged bankrupt 港－被裁定破产adjudicated bankrupt 港－裁定破产人adjudicator两－审裁员adjustable factor港－可调整因素adjustable peg两－可调整的挂钩adjustable rate convertible note 两－可调整利率转换债券adjustable rate mortgage内－可调息按揭港－调息抵押adjustable rate preferred stock 两－可调整股利优先股adjusted actual港－经调整的实数；调整后实数adjusted basis内－已调动的基价港－调整基数adjusted current asset两－经调整流动资产adjusted debit balance两－已调整负债余额adjusted exercise price两－已调整行使价adjusted futures price两－经调整期货价格adjusted liabilities*两－经调整负债*adjusted loss两－调整后亏损港－经调整的亏损adjusted net admissible asset 两－经调整可接纳资产净值港－调整后的可接纳资产净值adjusted net asset两－经调整净资产港－调整后资产净值adjusted net tangible asset两－经调整的有形资产净值港－调整后的有形资产净值adjusted surplus港－经调整的盈余额；调整后的盈余额adjustment两－调整；修订；更正；保险理算adjustment bond两－调整债券adjustment centre两－调剂中心adjustment credit两－调整信贷adjustment lag港－调整过程的时间差距；调整时差adjustment of loss两－亏损调整港－损失理算adjustment of monetary base内－吞吐基础货币港－货币基础调整adjustment of prior transaction港－优先交易的调整adjustment of remittance and return港－调整转交款项及申报表；调整转交数额及报表adjustment voucher港－调整凭单administered exchange rate港－受管制汇率administering bank两－承办银行；经办银行administration order内－执管令；管理财产命令港－遗产管理令administrative action两－行政措施港－行政诉讼administrative burden两－行政负担administrative guidance港－行政指引administrative law judge港－行政法法官administrative measure两－行政措施administrative proceeding内－行政诉讼港－行政研讯程序administrator两－行政人员；遗产管理人；管理人内－执管人admissibility港－可接纳性admissible securities value港－证券的认可价值admissible value港－可接纳的价值admission of debt港－债项承认书admission of proof港－接纳债权证明admission requirement港－准入要求admission to trading内－准予挂牌交易港－准予买卖admitted value港－认可值ad referendum agreement 港－暂定协议；有待覆核的协定ad valorem两－从价ad valorem capital duty两－资本从价印花税ad valorem stamp duty两－从价税港－从价印花税；按值征税ad valorem tariff港－从价关税advance两－预支；垫款；预付款；贷款内－涨价advance account两－垫款帐户；预付款帐户港－暂支帐目advance against securities 内－证券担保贷款advance balance line两－股票涨落线advance bill两－预付票据advance booking application form港－排期申请表格advance-decline index/advance-decline line 两－腾落指数；腾落指标advance-decline ratio两－涨跌比率港－上升与下跌股数比率advance from shareholders内－股东预付款港－股东垫款advance on subscription两－预缴股款内－认购证券预付款；预收订费advance payment of remittance两－预付汇款内－汇兑支出advance refunding两－套期转换内－债券提前转期adverse action两－拒绝信贷请求港－不利行动adverse balance两－逆差adverse effect两－不利影响港－不良影响；负面影响adverse exchange两－逆汇adverse findings港－负面调查结论adverse opinion内－相反意见港－否定意见；负面意见adverse variance两－帐面逆差advertisement*两－广告*advertisement addressed to shareholders 两－在报章刊登的致股东通告内－致股东通告港－致股东公告advertising guidelines港－广告宣传指引advice两－通知书advice of payment两－付款通知adviser/advisor两－顾问advising on corporate finance*内－企业融资谘商港－就机构融资提供意见*；就企业融资提供意见advising on futures contacts*内－期货合约谘商港－就期货合约提供意见*advising on securities*内－证券谘商港－就证券提供意见*advisory港－劝喻报告；专题报告；指引advisory business内－谘商业务港－顾问业务Advisory Committee*两－顾问委员会港－谘询委员会*advisory function内－谘商功能港－顾问功能advisory fund两－谘询基金advisory specialist group两－专家谘询小组affidavit两－宣誓书港－誓章affidavit in opposition港－反对呈请的誓章affidavit of concurrence港－赞同誓章affiliated bank两－联营银行内－会员银行affiliated company两－联号公司；关联公司；联营公司；联属公司港－联系公司affiliated finance company港－关联财务公司affiliated member两－附属会员；附属成员港－关联成员；联系会员affiliated person港－联系人after-arrival-of-goods draft两－货物抵达后见票即付汇票after-date bill两－出票后定期付款汇票after hours两－收市后交易时段after-hours dealing内－闭市后交易；收盘后交易港－市后交易；收市后交易；现货市场收市后的交易after market/aftermarket内－证券发行后的市场；次级市场港－二级市场afternoon session两－午市after-tax operating income两－税后营运收入after-tax profit两－税后利润港－税后盈利；税后溢利after-tax real rate of return港－税后实际回报率against actuals (A.A.)两－以"期"换"现"against the box两－以保险箱作担保的股票交易agency两－代理；代理人；代理机构agency account两－代理帐户港－代理户口；代客买卖户口agency agreement两－代理协议agency bill两－代理汇票agency contract港－代理人合约agency debt两－机构债务内－政府机构债务agency fee两－代理费；代理费用内－代理手续费agency loan两－机构贷款agency order港－客户委托agency share transfer system内－代办股份转让系统；代办系统；三板市场agency trade/agency trading两－代客买卖港－代理交易；经纪交易agent bank两－代理银行内－代理行agents*两－代理人*港－承销人aggregate两－总计；合计；累计；总数；合计总额港－合并处理；汇总计算；集合计算aggregate amount两－总额；总款额aggregate assets and liabilities两－资产负债总额港－总体资产和负债aggregate at constant price港－按固定价格计算的总体数字aggregate auction港－集合竞价aggregate balance港－总结余aggregate basis港－合计基准aggregate business volume港－总营业额aggregate demand港－总体需求aggregate dilution内－稀释总额aggregated positions两－合计持仓aggregated risk两－合计风险aggregate exercise price内－总交割价格港－总行使价aggregate gross foreign currency position* 港－合计外币总持仓量*aggregate gross position港－总持仓量aggregate gross position limit港－合计总持仓限额aggregate limit两－总限额aggregate market value两－总市值aggregate money position内－资金汇总净额；资金头寸总额港－总计款额aggregate nominal value两－总面值aggregate performance两－总体业绩港－总体表现aggregate risk两－综合风险；总风险aggregate total港－整体总额aggregate value两－总值；合计价值aggregation港－合并处理aggregation of claims港－索偿合计aggregation of interests港－合计权益；并合权益aggregation of positions两－持仓合并计算aggressive growth fund港－进取增长基金aggressive lending practices 港－冒进的贷款手法aggressive stock两－进取型的股票aggrieved party港－感到受屈的一方aging两－分期；按期分类aging analysis of accounts两－帐龄分析agio两－差价；贴水agreed future time港－议定的日后某个时间agreed price两－议定价格agreement*两－协议*；合约；合同agreement for sale and purchase两－买卖协议内－买卖合同港－买卖合约agreement in writing*港－书面协议*aid and abet港－协助及教唆aid tying两－对援款的限制air pocket stock两－空中陷阱股票alert内－提示性公告港－警报alert message内－信息提示；提示信息；警示信息港－讯息提示；提示资讯alienation clause两－转让产权条款allegation of fraud内－欺诈指控港－诈骗指称alleged breach港－指称的违规alleged concert party港－指称的一致行动集团alligator spread两－鳄鱼式价差all-in transaction costs港－整体交易成本all monies debenture两－全面抵押债券allocate两－分配；配置；摊分；投放内－划拨配置allocation algorithm港－分配方法；分配法allocation of best prices港－获分配最佳价格allocation of expenses两－费用摊分港－费用摊销allocation of funds两－分配款项港－溢利分配allocation of profits内－利润分配港－溢利分配；盈利分配allocation of quota内－额度分配港－配额分配allocation of resource港－资源调配All Ordinaries Index (AOI)港－所有普通股指数all-or-none order (AON order)内－照办或拒受；足额执行指令；整批委托；不可分割委托港－全部完成或放弃买卖盘allotment两－分配；配股；配发；股份配发内－分派红利通知书；送股；派股allotment letter内－配股函港－分配通知书allotment money内－分配应缴款港－应缴配股款项allotment notice两－配股通知；配股通知书内－股份配售通知allotment of shares两－配股；股份配售；股份配发；股份分配内－认股分配allotment price两－配股价；配发价内－派定价格allottee两－获配发人；获配售人港－获分配者allowable business loss港－可扣除的营业亏损allowable expenses港－可扣税支出allow a claim两－批准索偿内－批准索赔港－准许申索；准予申索allowance两－津贴；补助费；准备；备抵内－减免；折扣；折让allowance for bad and doubtful debts 内－坏帐及呆帐准备金港－坏帐及呆帐备抵allowed claims港－准予申索数额all-time high港－历史新高alpha coefficient两－阿尔法系数alpha risk两－甲级风险alteration of capital两－资本变更港－资本更改alternate两－候补代表港－替任人；候补人alternate custodian内－候补保管人港－候补代管人alternate member两－候补委员alternate trustee两－候补受托人港－候补信托人alternative delivery procedure (ADP) 内－替代交割程序港－另类交收程序alternative hypothesis港－对立假设alternative investment两－另类投资alternative investment funds两－另类投资基金alternative investments港－另类投资工具alternative market两－另类市场港－第二板市场alternative mortgage loan (AML)两－可选择按揭贷款alternative technology两－另类科技alternative trading facilities港－另类买卖设施alternative trading system (ATS)两－另类交易系统；其他交易系统amalgamated balance sheet两－综合资产负债表amalgamation两－合并；兼并amber light system两－预警讯号ambit of licensing港－发牌涵盖范围amended valuation内－修订评值港－经修订的估值amendment两－修正；修改；修订amendment to rules港－对规则的修订；规则修订American Depositary Receipt (ADR)内－美国存股证；美国存托凭证；美国存托收据；美国预托收据港－美国预托证券American option/American style option两－美式期权内－美式选择权amortization两－分期摊销；摊还；摊销内－分期偿还港－摊分amortization after tax内－税后还贷amortized cost两－已摊销成本amortizing bond港－摊还债券amount financed两－实际融资额amount in arrears两－欠款金额；未付款金额amount of margin required to be deposited* 港－按规定须存放的保证金数额*；规定保证金额amount of profits accrued两－累积利润amount of share capital两－股本额amount outstanding两－未偿还数额；未付清金额amount payable两－应付款额港－应支付款额amount receivable两－应收款额港－应收取款项amounts transferred两－调拨款项AMS order book港－自动对盘系统未完成买卖记录AMS second terminal港－自动对盘系统第二终端机analyst两－分析师；分析员ancillary agreement港－附属协议ancillary credit business两－辅助信贷业务ancillary risk港－附属风险ancillary risk disclosure statements港－辅助性质的风险说明书ancillary stabilizing action*港－附带稳定价格行动*angel investor两－天使投资者announcement两－公布；公告annual accounting date港－年结日期annual accounts两－年度帐目；周年帐目内－年度决算annual estimates两－年度预算港－周年预算annual fee两－年费annual financial statements内－年度帐目；年度财务会计报告港－周年财务报表annual general meeting (AGM)两－周年大会；股东周年大会内－股东年会；年度股东大会港－成员大会annual growth rate两－年增率；年增长率；每年增长率annual inspection两－年度视察；年度稽核；年度检查；年度审查；年检annual interest两－年息内－年利annualization两－年度化；年率化；按年计算annualized average of monthly loan balance 港－年率化每月贷款余额annualized percentage rate内－年化率港－年率化百分率annualized return内－年化回报港－年率化的回报；年度化的回报annualized standard deviation内－年化标准差港－年率化标准差annual payment港－每年缴款annual percentage rate两－年百分率annual recurrent grant港－年度经常性拨款annual report两－年报；年度报告annual return两－周年报表；年度回报；每年回报港－周年申报表annual review两－年度审查；年检annual roll-forward basis港－逐年延展方式annual shareholder meeting两－股东周年大会annual statement两－年度报表；年度决算表annuitant内－领年金者；享受年金权利者港－年金受益人annuities on human life港－人寿年金annuity两－年金annuity bond两－年金债券；永久债券anonymous account两－身分不明的帐户；匿名帐户antecedent agreement or understanding 港－事前协议或谅解antecedent debt内－提前债项港－先前债项ante-dated cheque内－提前日期的支票港－倒填日期支票anteil两－红利；利息；股份anti-bribery guidelines两－防止贿赂指引anticipated costs两－预计成本；估计成本anticipatory letter of credit两－预支信用证；红条款信用证anti-dilution provision两－反稀释条款港－反摊薄条款anti-fraud两－打击欺诈；打击诈骗anti-money laundering内－反洗钱港－反洗黑钱antiquated law两－过时的法例anti-risk ability两－抗风险能力anti-trust两－反托拉斯；反垄断anti-trust law两－反托拉斯法；反垄断法apparent conduct两－表面行为apparent partner港－表面合伙人appeal两－上诉appeal against suspension 港－反对暂停交易的上诉appeal panel*港－上诉委员会*appeal period两－上诉期限appellant两－上诉人appetite for risk港－风险容量applicable law两－准据法；适用法律applicant*两－申请人*；申请者applicant company两－申请公司applicant corporation港－申请法团application*两－申请*；申购application fee两－申请费application fees for changes to a licence 港－申请更改牌照所指明的事项的费用application for remittance两－托汇application for re-registration港－再注册申请application for retirement of bill两－赎票申请书application for review*两－覆检申请港－覆核申请*application for review of specified decision 内－指明决定覆检申请港－申请覆核指明决定application for shares两－认股书内－认购股份申请书港－股份申购书application for stay of execution of decision港－申请搁置执行决定application for waiver of general offer requirement 内－全面要约规定豁免申请港－宽免全面要约规定的申请application inter parte港－各方之间的申请application materials两－申请资料内－申请材料application monies两－认购款项港－申购款项application of asset两－资产运用application of funds两－资金运用；资金应用application procedures两－认购程序；申购程序；申请程序application program interface港－应用程式界面application rights两－认购权；认购股份权；申购权application system两－应用系统Applied Research Fund港－应用研究基金appointed day*两－指定日期*appointed depository港－获委任存管处appointed insurance agent港－获委任保险代理人appointer两－委任人apportionment两－分摊；分配apportionment of shares港－股份分配apportionment on a pro rata basis 港－按比例分摊计算appraisal两－估价；估值；评估；价值评估内－评价appraisal increment两－重估增值；评估增值appraised value两－估定价值；评估价值appraiser两－估价者；估值师港－鉴定人appreciation两－增值；升值appreciation guarantee两－增值保证appreciation tax两－增值税appropriate person两－适当人选appropriation两－拨款；挪用；拨用；拨付appropriation account内－拨款帐户；利润分拨帐港－分配帐；盈余分拨帐；拨款帐目；盈余分配帐approval两－批准；核准；批核；同意；许可approval procedures港－审批程序；核准程序approved assets两－核准资产approved auditing standards两－认可审计标准港－认可核数准则approved automated system港－核准自动化系统approved bank formed or established outside Hong Kong 港－核准境外成立银行；在香港以外地区组成或设立的核准银行approved bank incorporated outside Hong Kong*港－核准的在香港以外成立为法团的银行*approved bond intermediary两－认可债券中介人approved borrower港－核准借用人；核准借入人approved budget港－核准预算approved business两－核准业务approved courses港－核准课程approved credit rating agency*港－核准信贷评级机构*approved currency两－认可货币；核准货币approved custodian*港－核准保管人*approved deposit fund港－认可存款基金approved examination港－核准考试approved futures exchange*港－核准期货交易所*approved introducing agent*港－核准介绍代理人*approved investment adviser*港－认可投资顾问*approved investment trust港－核准投资信托approved lending agent*港－核准借出代理人*approved money broker两－核准货币经纪approved overseas insurer港－核准海外保险人approved overseas trust company 港－核准海外信托公司approved person*港－核淮人士*approved pooled investment fund 港－核准汇集投资基金approved provision港－核准拨款approved redeemable shares*港－核准可赎回股份*approved regional exchange*港－认可地区性交易所*approved retirement scheme港－认可退休金计划approved securities borrowing and lending counterparty* 港－核准证券借贷对手方*approved share registrar*港－认可股份登记员*；认可股份登记机构；核准股票过户登记处approved standby subordinated loan facility*港－核准备用后偿贷款融通*approved stock borrowing counterparty港－核准证券借用对手方approved stock exchange*港－核准证券交易所*approved subordinated loan*港－核准后偿贷款*approved trustee港－核准受托人Arab currency-related unit (Arcru)两－阿拉伯货币联合单位arbitrage内－套利买卖；套购；套汇港－套戥arbitrage basis内－套利标准港－套戥基准arbitrage bond两－套利债券arbitrage-free futures price 港－无套戥期货价arbitrage fund内－套利基金；套汇基金港－套戥基金arbitrage of shares两－套购证券港－套戥股份arbitrage profit内－套利利润港－套戥利润arbitrage techniques港－套戥技巧arbitrageur内－套利者；套汇者；套期图利者港－套戥者arbitrary scale up method港－随意提增法arbitration award港－仲裁裁决arbitration panel*港－仲裁小组*arbitrator*两－仲裁人*；仲裁员area gap港－普通缺口；一般性裂口arithmetic average两－算术平均数arm's length agreement两－正常交易港－正常商业交易协议；正常商业关系arm's length transaction两－公平交易；正常业务交易港－公正交易；公平磋商的交易arranger港－安排人；安排商；安排者；安排行arrear certificate两－延迟付款证书arrears两－欠款内－拖欠款；迟付款港－积欠款项arrears of revenue港－逾期未收税款；逾期未收帐项arrears procedures两－处理拖欠程序arrival bill两－到期后付款汇票arrival contract两－期货合同arrival draft两－到期后付款汇票articles*港－章程细则*Articles of Agreement of the International Bank for Reconstruction and Development两－《国际复兴开发银行协定》articles of association两－公司章程；组织章程；组织章程细则；组织细则artificial price港－非真实的价格artificial transaction内－弄虚交易港－虚假交易ascending triangle内－上升三角形港－上升三角ASEAN Free Trade Area (AFTA) 两－东盟自由贸易区ASE Index两－美国股票交易所平均数指数A shares两－ A股；甲类股份内－ A种股票AsiaClear两－亚洲结算系统Asian Bond Market Initiative两－亚洲债券市场发展倡议Asian dollar bond两－亚洲美元债券Asian dollar market两－亚洲美元市场Asian dollar rate港－亚洲美元利率Asian financial crisis两－亚洲金融危机Asian financial turmoil两－亚洲金融风暴Asian option两－亚洲式期权；亚式期权asked rate两－同业拆借利率ask order内－卖单委托；卖方委托；卖出委托港－卖盘ask price/asked price/asking price 两－沽盘价；索价；卖价；沽售价内－要价；申卖价格港－卖盘价；喊价；卖方报价assented bonds两－同意调换债券assenting securities两－同意接纳要约的证券assessable capital stock两－可催缴股本assessable profit两－应课税溢利港－应评税利润assessed profit两－估定利润assessed value两－估定价值；估值额assessment两－评估；评定；估价港－评税；评税单assessment of performance港－业绩评估；实绩评价asset两－资产asset accretion两－资产增加asset allocation两－资产分配；资产调配；资产配置内－资产调度asset and liabilities structure港－资产负债结构asset appraisal两－资产评估港－资产估值asset-backed securities两－资产抵押证券；具资产保证的证券内－资产支援证券；有资产支援的证券港－资产支持证券；有资产支持的证券；抵押证券asset-based lending两－资产抵押贷款asset bubble两－资产泡沫asset concentration两－资产集中asset contribution factor两－资产贡献率asset coverage/asset coverage ratio两－资产覆盖率；资产保证内－资产偿付比率asset injection两－注资；注入资产asset liability management两－资产负债管理asset management*两－资产管理*港－提供资产管理asset market两－资产市场。

香港股票术语

（HK版本，可能与国内股票术语有所出入）上市股票 [Listed stocks]：在交易所上买卖的股票。

分析员 [Analyst]：证券公司或基金管理公司的雇员，主要负责对不同的公司进行分析研究，并对该公司的股票作买入/卖出的建议。

他们大多数专注个别行业。

内幕消息 [Insider information]：指公司内部未作公开的消息。

如消息持有人将消息作贩卖用途，均属违法。

止蚀盘 [Stop-loss order]：客户指令，表示当股价下跌至某价位时将股票出售。

止蚀盘 /止赚盘；止蚀/止赚 [Stop order/ stop]：一项指令，表明当股价到达指定价位时将股票买入或卖出。

平价/等价 [At-the-money]：如期权的协议价格相等于其相关证券的市场价格，该期权属于平价。

主要经办人 [Lead manager]：商业或投资银行主要负责按排组织银团贷款或发行债券。

他们同时会联合其它借贷或包销银行与发行商磋商有关细则，及分析市场情况。

未完成指令/ 开放指令 [Open order]：以行使价买入/ 卖出证券的指令，此指令于行使、撤销或价格转变前一直有效。

未平仓合约 [Open interest]：某期权未执行的合约数量-可以显示该期权的流动性。

市场 [Market]：一般指股票市场，可以分为两类：第一及第二市场，各市场分别买卖不同的股票。

市价盘 [Market order]：以当时证券交易的市价立即买卖某种证券。

市价盘 [Market order]：指证券市价，卖出证券的最后市价。

在该价位上买方愿意购入而卖方愿意出售。

市值 [Market value]：证券在市场上的价格。

市盈率 [Price-Earnings Ratio, PE Ratio]：股票的市价除以当时或预测未来的每股盈利。

市盈率是投资分析常用的指标Of一。

一般而言，市盈率应是越低越好，因比率低显示市价偏低或者是盈利偏高。

回购 [Buy-back]：与[回购协议]定义相同。

常见的金融词汇中英对照

常见的金融词汇中英对照1. 金融市场 (Financial Markets)金融市场是指用于实现资金交易和资金融通的场所，包括股票市场、债券市场、外汇市场和商品市场等。

•股票市场 (Stock Market): the market for buying and selling shares of publicly traded companies.•债券市场 (Bond Market): the market for buying and selling bonds.•外汇市场 (Foreign Exchange Market): the market for trading foreign currencies.•商品市场 (Commodity Market): the market for trading commodities such as oil, gold, and agricultural products.2. 资本市场 (Capital Market)资本市场是指长期融资和投资的市场，包括股票市场和债券市场等。

•股票市场 (Stock Market): the market for buying and selling shares of publicly traded companies.•债券市场 (Bond Market): the market for buying and selling bonds.3. 证券 (Securities)证券是指可以转让和交易的金融工具，包括股票、债券、证券投资基金等。

•股票 (Stocks): shares of ownership in a company that can be bought and sold on a stock market.•债券 (Bonds): debt securities issued by governments, corporations, or other organizations to raise capital.•证券投资基金 (Mutual Funds): investment funds that pool money from multiple investors to invest in a diversified portfolio of stocks, bonds, orother securities.4. 风险管理 (Risk Management)风险管理是指识别、评估和处理金融交易和投资中的各种风险，以减少损失和提高效益。

2023年最新的中港金融词汇的对照

2023年最新的中港金融词汇的对照1.止蚀盘：止蚀盘的主要作用是限制投资者的损失。

如果投资者持有的证券价格下跌，而且跌势持续，投资者便可在股价下跌至某一预先订下的价格水平时，售出证券，以限制损失。

然而，投资者应留意，止蚀盘只是一种投资策略，证券商可否替投资者实际执行止蚀盘，还须视乎有关股份在市场上有否需求，其时的成交价及买卖情况等。

2.限价盘：限制了投资者交易的最高或最低价格。

当买入证券时，投资者须向证券商明确指示其愿意购入证券的最高买入价。

如果当时市场上的卖盘索价等于或低于最高买入价，证券商便可替投资者完成全部买卖盘，或不足之数在下一个最好卖盘出现时补购，这当然亦须以不超过最高买入价为原则。

当投资者要售出证券时，他则要向证券商指示最低卖出价，证券商只能在股价等于或高于最低卖出价时替他售出证券。

3.增强限价盘：与限价盘相似，只是前者可在同一时间与最多5条轮候队伍进行配对，且输入卖盘价可以较最佳买盘价低4个价位，输入买盘价则可以较最佳卖盘价高4个价位；配对后任何未能成交的余额将转为原先输入的指定限价的一般限价盘。

4.特别限价盘：只要成交价不逊于输入限价便可最多跟5条轮候队伍（即当时最佳价及随后的4个价位）配对。

在配对后，交易系统会取消原买卖盘中未能成交的余额。

在开市前时段的输入买卖盘时段内，交易所参与者亦只可输入竞价盘及竞价限价盘。

5.竞价盘：是没有指定价格的市价盘，较竞价限价盘优先对盘。

竞价盘于开市前时段内对盘后会自动取消。

6.竞价限价盘：是有指定价格的限价盘。

在开市前时段内对盘后，未成交的竞价限价盘如并未偏离按盘价多于9倍或少于1/9，该买卖盘便会按所输入的限价变换为限价盘，并会被保留在持续交易时段以供配对。

一般来说，香港的证券商提供电话、互联网和其他电子渠道让投资者发放买卖指令，投资者也可亲自前往银行或证券商发出交易指示。

投资者发出交易指示时，需明确指示拟购入或卖出的证券名称（或股份代号）、数量及买卖价。

金融类常用英语词汇表(2)

金融类常用英语词汇表(2)Hang Seng China Enterprise Index 恒生中国企业指数 (香港) Hang Seng Index 恒生指数 (香港)Hedge Fund 对冲基金；套保基金Hedging 对冲; 套保HIBOR 香港银行同业拆借利率HKFE 香港期货交易所有限公司HKMA 香港金融管理局(金管局)HKSAR 香港特别行政区HKSCC 香港中央结算有限公司HKSE 香港证券交易所Holding Company 控股公司Homepage 首页（互联网）Hong Kong Futures Exchange Ltd. 香港期货交易所有限公司Hong Kong Interbank Offer Rate 香港银行同业拆放利率Hong Kong Monetary Authority 香港金融管理局(金管局) Hong Kong Securities Clearing Co. Ltd. 香港中央结算有限公司Hong Kong Special Administrative Region 香港特别行政区Hong Kong Stock Exchange 香港证券交易所HSCEI 恒生中国企业指数 (香港)HSI 恒生指数(恒指) (香港)Hybrid cap 混合上限IAS 国际会计准则ICP 互联网内容供货商Idle funds 闲置资金IMF 国际货币基金IMM 国际货币市场Implicit deflator 隐性通货紧缩指数Import quota 进口配额Import tariff 进口关税In-the-money 价内（期权）Incentive site 鱼饵网点（互联网）Income tax 所得税；入息税；薪俸税Indemnification 赔偿Indexed performance 指数表现Indicative price 指示性价格Industrail and Commercial Consolidated Tax 工商统一税Information memorandum 资料备忘录Information technology 信息科技Initial Conversion Premium 初次转换溢价Initial Public Offering 首次公开招股发行Insider trading 内幕交易Institutional investor 机构投资者Intangible asset 无形资产Intellectual property (IP) 知识产权Interest Rate Swap 利率掉期Intergovernmental loan 政府间贷款Interim report 中期报告Intermediary 中介机构; 中介人International Accounting Standards 国际会计准则International Finance 国际融资International Market 国际市场International Monetary Fund 国际货币基金International Monetary Market 国际货币市场International Organization for Standardization 国际标准化组织International Trust & Investment Corp. 国际信托投资公司(国投公司) Internet Content Provider 互联网内容供货商Internet presence 网上广告Intrinsic value 内在价值Inventory 存货；库存Investment, Investing 投资Investment advice, Investment advisor 投资咨询；投资顾问Investment bank, Investment banking 投资银行；投资银行服务Investment grade 投资级Investment research 投资研究Investor Relations 投资者关系IPO 初次公开发行；首次公开招股Investor Relations 投资者关系Irrevocable letter of credit 不可撤消信用状ISO 国际标准化组织Issued (and outstanding) shares 已发行股票Issuer 发行人IT 信息科技ITIC 国际信托投资公司(国投公司)Joint account 联名帐户；共同帐户Joint and several liabilities 共同及连带责任Joint global coordinator 联席全球协调人Joint stock company 股份有限公司Joint venture 合营企业；合资企业Jointly operated mines 联办矿Junior mortgage 次级按揭Junk bond 垃圾债券Korea Composite Index 韩国综合指数Korea Stock Exchange 韩国证券交易所Kuala Lumpur Stock Exchange 吉隆坡证券交易所L/C 信用状LBO 杠杆买断交易；借贷融资收购Lead manager 主承销；牵头经办人Legal persons shares 法人股Lender 贷款人Letter of credit 信用状Leverage = level of debt/equity 债务水平/比重Leveraged Buy Out 杠杆买断交易；借贷融资收购Leveraged rate 杠杆比率LIBOR 伦敦银行同业拆借利率Lien 扣押；扣押权；留置权LIFFE 伦敦国际金融期货及期权交易所Limited recourse 有限追索权Limited partnership 有限责任合伙Linked Exchange Rate System 联系汇率制度Liquid investment 短期投资Liquid Yield Option Note 流动收息权利票据Liquidity 流动性；流动资金；变现能力Liquidity ratio 速动比率Listed company 上市公司Litigation 诉讼Local toll collecting highway infrastructure index 地方收费公路基楚设施指数Lock-in 自然出现（条件）Lock-out 自然消失（条件）Lock-up 锁定；封锁[股市]由发行公司或第三者供应方(如适用)作出承诺，在事先未取得承销商(包销商) 的同意前，不得进一步出售股份。

香港交易所常用证券及金融词汇对照Cn-En

《2000年证券（保证金融资）（修订）条例》Securities (Margin Financing) (Amendment) Ordinance 2000《2004年公司（修订）条例》Companies (Amendment) Ordinance 20042003年企管行动纲领Corporate Governance Action Plan for 2003《2003年证券及期货（合约限量及须申报的持仓量）（修订）规则》Securities and Futures (Contracts Limits and Reportable Positions) (Amendment) Rules 2003ABF 香港创富债券指数基金ABF Hong Kong Bond Index Fundalpha 系数alpha coefficientdelta 式对冲delta hedgedelta 零值delta neutralELI计算机ELI CalculatorH股指数期货H-shares Index FuturesH股指数期权H-shares Index OptionsHKATS 电子交易系统Hong Kong Futures Automated Trading SystemiShares MSCI南韩指数基金iShares MSCI South Korea Index FundiShares MSCI台湾指数基金iShares MSCI Taiwan Index Fundi股 MSCI中国指数基金iShares MSCI China Trackeri股新华富时A50中国指数基金iShares FTSE/Xinhua A50 China TrackerT + 2 交收制度T + 2 settlement systemT + 3 规则【美国】T + 3 Rule【US】TOPIC 系统【英国】Teletext Output of Price Information by Computer (TOPIC)【UK】一划一级市场primary market一致行动acting in concert一般性授权general mandate一般谘询及支援工作小组General Advisory and Support Working Team一般豁免general waiver; blanket waiver一般权证plain vanilla warrant一线多机multiple-workstations一篮子指数买卖盘index basket order一篮子货币basket of currencies; currency basket一篮子备兑证basket warrant一篮子权证basket warrant二划九龙证券交易所The Kowloon Stock Exchange二手市场used market二板市场*second board二级市场secondary market; after market / aftermarket「二项式」期权定价模式binomial option pricing model「二态」期权模式"two-state" option valuation model二线股second liner; second line stock二类股票【台湾】TIGER Board【Taiwan】人均国内生产总值per capita gross domestic product人均国民生产总值per capita gross national product入市指令order instruction入市价entry price《十载挑战与发展》【刊物】Decade of Challenge & Development, A【publication】三划三角债triangular debt三个月拆息利率期货Serial Month Hibor Futures三线股third liner上下限协议ceiling-floor agreement上市listing; flotation上市上诉委员会Listing Appeals Committee《上市公司董事指引》Guide for Directors of Listed Companies《上市公司董事进行证券交易的标准守则》Model Code for Securities Transactions by Directors of Listed Issuers上市公司资料库Primary Market Database上市决策小组Listing Decisions Panel《上市决策新架构谘询文件》Consultation Paper on New Structure for Listing Decision-making上市事宜谅解备忘录补篇(附件一)First Supplement to the Addendum to Memorandum of Understanding GoverningListing Matters上市事宜谅解备忘录补篇(重订版)Amended and Restated Addendum to Memorandum of Understanding GoverningListing Matters上市协议Listing Agreement上市委员会Listing Committee上市法团listed corporation上市后的收购活动post-listing acquisition上市规则listing rules上市开放式基金listed open-end fund (LOF)上市发行人listed issuer上市证券listed securities上市证券变动之月报Monthly Return on Movement of Listed Securities上市覆核小组Listing Review Panel上市(覆核)委员会Listing (Review) Committee上海市期货同业公会Shanghai Municipal Futures Industry Association上海联合产权交易所Shanghai United Assets and Equity Exchange上海证券中央登记结算公司Shanghai Securities Central Clearing and Registration Corporation上海证券交易所Shanghai Stock Exchange上诉委员会【证监会】Appeals Panel【SFC】上证综合指数Shanghai Composite Index下一交收日到期/逾期数额报告【中央结算系统】Next Settlement Day Due / Overdue Position Report【CCASS】下载download口头竞价 / 口头唱价*【= 公开喊价】auction【= open outcry】大手交易block trade大手交易机制；大手交易设施Block Trade Facility; Block Trading Facility (BTF)大利市Teletext大利市版页Teletext page大利市资讯服务Teletext Information Service大利市网络供应商费用Teletext carrier charge大利市影像广播服务Teletext video broadcast service大批登记服务bulk registration service大宗交易*block trade大股东substantial shareholder; major shareholder大型股large cap stock大量户口转移指示Mass Account Transfer Instruction (Mass ATI)大量开盘mass quote大额未平仓合约large open position大额股票【中央结算系统】jumbo certificate【CCASS】大额持仓汇报协议Large Exposure Report Agreement大额买卖盘block order小型恒生指数期货合约Mini-HSI Futures小型恒生指数期权合约Mini-HSI Options已交收数额报告【中央结算系统】Settled Position Report【CCASS】已停业公司dormant company已终止经营之业务discontinued operations已发行股份/股本/股票issued shares; outstanding stock「已划分的买卖」制度【中央结算系统】isolated trades system【CCASS】四划「不公平损害」补救"unfair prejudice" remedy不公平竞争uneven playing field【cf level playing field】不可抗力force majeure不交收远期外汇合约non-deliverable forward contract (NDF)不定额供款variable contribution不活跃公司dormant company不派息欧式认沽期权non-dividend paying European put option不派息欧式认购期权non-dividend paying European call option不限量发行tap issue不记名式国库券【中国内地】Bearer Treasury【Mainland China】不记名证券bearer securities不停电电源装置；不间断电源装置uninterrupted power supply (ups)不动盘inactive order不当行为misconduct中小企业板块【深圳证券交易所】Small and Medium Enterprise Board (SME Board)【Shenzhen Stock Exchange】中介人财务规管制度工作小组Working Group on Review of Financial Regulatory Framework froIntermediaries中介控股公司intermediate holding company中介现象intermediation中介机构/团体intermediary中午资料传送服务Mid-day Data File Transfer Service中文资讯系统Chinese News System中外合资企业Sino-foreign equity joint venture中央代理人central nominee中央交易纪录central transaction log中央存管处central depository中央股份借贷系统centralised borrowing and lending system中央国债登记结算有限责任公司 (中央国债登记结算公China Government Securities Depository Trust & Clearing Co. Ltd. (CDC)司)中央控制工作站controller workstation《中央结算系统一般规则》General Rules of CCASS中央结算系统互联网系统CCASS Internet System中央结算系统保证基金CCASS Guarantee Fund中央结算系统强制证券借贷服务Compulsory Stock Borrowing and Lending Service in CCASS中央结算系统参与者及指定银行名录CCASS Participant & Designated Bank List中央结算系统参与者保荐户口CCASS Participant Sponsored Account中央结算系统登记册CCASS Register《中央结算系统运作程序规则》CCASS Operational Procedures中央结算系统证券存管处CCASS Depository中央结算对手central counterparty (CCP)中央买卖盘纪录central order book中央汇金投资有限责任公司China SAFE Investments Ltd中央证券交收系统【欧洲】Centrale de Livraison de Valeurs Mobilieres (CEDEL)【Europe】中央证券存管处国际会议Conference of Central Securities Depositories (CCSD)中位价期权middle-priced option中型股mid-cap stock中国人民银行People's Bank of China (PBOC)中国内地发行人PRC issuer《中国公司在香港上市指南》【刊物】Listing Chinese Companies in Hong Kong【publication】中国存托凭证*Chinese depository receipt (CDR)中国投资发展促进会China Association for the Promotion of Investment (CAPI)中国保险监督管理委员会（中国保监会）China Insurance Regulatory Commission (CIRC)中国国际经济贸易仲裁委员会China International Economic and Trade Arbitration Commission中国注册会计师协会Chinese Institute of Certified Public Accountants (CICPA)中国会计学会Accounting Society of China (ASC)中国证券市场网页China Stock Markets Web中国证券投资者保护基金有限责任公司【中国内地】China Securities Investor Protection Fund Corporation Limited 【MainlandChina】中国预托证券Chinese depository receipt (CDR)中国银行业监督管理委员会（中国银监会）China Banking Regulatory Commission (CBRC)中国证券登记结算有限责任公司（中国结算公司）China Securities Depository & Clearing Corporation Limited (CSDCC)中国证券业协会The Securities Association of China (SAC)中国证券业协会基金公会The Chinese Association of Securities Investment Funds(CASIF)中国证券业协会证券分析师专业委员会Securities Analysts Association of China (SAAC)中国证券监督管理委员会（中国证监会）China Securities Regulatory Commission (CSRC)《中国证券监督管理委员会公告》China Securities Regulatory Commission Official Bulletin 【publication】中期报告interim report中华民国证券柜台买卖中心GreTai Securities Market (GTSM)中间行使价middle exercise price中资企业控股公司(红筹股)China-controlled company (Red Chip)互保基金Fidelity Fund互动语音电话系统Interactive Voice Response System (IVRS)互惠基金mutual fund互换交易*swap互联网Internet介绍形式上市listing by introduction介绍代理人introducing agent内在值intrinsic value《内地与香港关于建立更紧密经贸关系的安排》Mainland/Hong Kong Closer Economic Partnership Arrangement《内地与香港关于建立更紧密经贸关系的安排-与证券及期货人员资格有关的安排》Mainland/Hong Kong Closer Economic Partnership Arrangement - Arrangements relating to Qualifications of Securities and Futures Industry Practitioners内部核数师internal auditor内部监控internal control内部稽核internal audit内部储备inner reserve内部谴责internal censure内资股【中国内地】domestic share【Mainland China】内幕交易insider dealing内幕交易者insider dealer内幕交易审裁处Insider Dealing Tribunal内联网intranet《公司(上市公司的财务摘要报告)规例》Companies (Summary Financial Reports of Listed Companies) Regulation 公司户口house account; principal account公司交易板【英国】Company Bulletin Board【UK】公司交易所参与者Corporate Exchange Participant《公司收购及合并守则》Code on Takeovers and Mergers公司投资者户口Corporate Investor Account公司治理*corporate governance公司法改革常务委员会Standing Committee on Company Law Reform公司仓house position; firm position公司专用户口proprietary account公司通讯corporate communication公司通讯工作小组Working Group on Corporate Communications公司注册处Companies Registry公司注册证书certificate of incorporation公司债*corporate bond公司董事学会【英国】Institute of Directors (IoD)【UK】公司盘firm order《公司购回本身股份守则》Code on Share Repurchases公布系统public address system公平市值fair market value公平竞争level playing field【cf uneven playing field】公正交易arm's length transaction公告板bulletin board公众利益public interest公众利益董事Public Interest Director公众利益监察局Public Interest Oversight Board (PIOB)公众持股市值public float capitalisation公众持股量public float; free float公开叫价交易open outcry trading公开市场活动open market operations公开作价call-over公开招股offer to the public公开售股open offer公开密码匙基础建设Public Key Infrastructure (PKI)公开喊价/叫价【= 口头竞价】open outcry【= auction】公开发售offer for sale; open offer公开认购offer for subscription公开谴责public censure公开权益disclosure of interests《公认会计原则》Generally Accepted Accounting Principles(GAAP)公积金计划Provident Fund Scheme分包销商sub-underwriter分列登记册Split Register分行证明书branch certificate分拆 / 分拆上市spin-off分派distribution分销distribution分类表决制度classified voting system分类指数sub-index分类账sub-ledger午市afternoon session反向可转换产品reverse convertibles反收购reverse takeover反收购文件defence document反通货膨胀disinflation反驳交易rejected sales反弹rally反馈测试模式beta test mode太平洋区资本市场研究中心Pacific-Basin Capital Markets Research Center太平洋经济合作会议Pacific Economic Cooperation Council (PECC)太平洋证券交易所Pacific Stock Exchange (PSE)少数股东minority shareholder少数股东权益minority interest巴塞尔协定Basel Concordat巴塞尔协议Basel Agreement巴塞尔银行监管委员会(巴塞尔委员会)Basel Committee on Banking Supervision (Basel Committee)引申波幅implied volatility户口结单statement of account户口结余月结单【中央结算系统】Monthly Balance Statement【CCASS】户口转移指示Account Transfer Instruction (ATI)户口转移指示整批档案传送ATI Batch File Transfer手board lot; round lot支付及结算系统委员会The Committee on Payment and Settlement Systems(CPSS)支付系统小组委员会【金管局】Committee of Payment System【HKMA】文件风险documentation risk日本中央银行Bank of Japan日本公社债研究所Japan Bond Research Institute (JBRI)日报表daily quotations sheet日经平均指数Nikkei Stock Average日转期汇Rolling Forex欠款arrears止蚀限价盘stop limit order止蚀盘stop order; stop-loss order牛市bull market牛熊证Callable Bull/Bear Contract五划主承销商*lead underwriter主板main board主要主管【创业板】principal supervisor【GEM】主要交易major transaction主要股东major shareholder; substantial shareholder主要保荐人primary sponsor主要经办人lead manager主要经济指标leading economic indicator主题稽核theme inspection主权风险sovereign risk世界银行World Bank仔细审查/审核due diligence付运中货品goods-in-transit代收股息/债券利息服务费dividend and debt securities interest collection service fee代履行权责服务费corporate actions service fee代客买卖agency trade代客买卖户口agency account代表委任表格proxy form代理人agent代理人户口nominee account代理户口agency account代价consideration代价股份consideration share代价发行consideration issue代办股份转让系统【中国内地】Agency Share Transfer System 【Mainland China】以（马克）计值 / 为计价货币 / 为单位denominated in (DM)以先旧后新方式配售placing and top-up; top up placing以披露为本disclosure-based以物易物的虚晃交易banner barter transaction以股代息dividend in specie; scrip dividend以股换股share exchange以信息披露为重disclosure-based以按金形式缴付的期权金margined premium以现金折算的息股证cash settled ELI以责务变更的方式进行净额结算netting by novation以最佳价格 / 条件执行交易的原则principle of best execution以报价 / 开盘带动quote-driven以买卖盘带动order-driven以监管机构评审为本merit-based出市代表 / 出市员floor trader; authorised clerk加权指数Weighted Index【Taiwan Stock Exchange】加速折旧accelerated depreciation包销underwrite包销承担净值net underwriting commitment包销商underwriter包销银团underwriting syndicate北京产权交易所China Beijing Equity Exchange另项投资市场【英国】Alternative Investment Market (AIM)【UK】另选登记服务optional registration service另类投资alternative investment「只限长仓」期权经纪Long Only Brokers for Options (LOBO)可分派溢利distributable profit可用年限useful life可行性研究feasibility study可扩展商业报告语言eXtensible Business Reporting Language (XBRL)可扩展标记语言Extensible Markup Language可转换/可换股可赎回票据convertible redeemable note可转换/可换股票据convertible note可转换/可换股债券convertible bond可转换/可换股证券convertible securities可转让票据negotiable instrument可转让证券集体投资计划Undertakings in Collective Investments in Transferable Securities (UCITS)可赎回股份redeemable share台湾创新成长企业类股Taiwan Innovative Growing Entrepreneurs (TIGER)台湾期货交易所Taiwan Futures Exchange (TAIFEX)台湾证券交易所Taiwan Stock Exchange Corporation台湾证券交易所发行量加权股价指数(台湾加权指数)Taiwan Stock Exchange Capitalisation Weighted Stock Index (TAIEX)台湾证券集中保管公司Taiwan Securities Central Depository Company Limited外部核数师external auditor外围市场fringe market外债sovereign debt外汇风险foreign exchange exposure外汇基金投资有限公司Exchange Fund Investment Limited (EFIL)外汇基金票据Exchange Fund Bill外汇基金债券Exchange Fund Note (EFN)外汇掉期forex swap外汇期权forex option外汇管制exchange control外聘核数师external auditor外资股【中国内地】foreign share【Mainland China】外币折算风险currency translation exposure失责default失责人士defaulter失责追收供款default recovery contribution失实陈述misrepresentation《失实陈述条例》Misrepresentation Ordinance失职行为misconduct市盈率price/earnings ratio (P/E)市值market value; capitalisation市值租金market rental市场失当行为审裁处Market Misconduct Tribunal市场占有率market share市场定价price discovery市场波幅market volatility市场架构改革统筹委员会Co-ordinating Committee on Market Structure Reform市场风险market risk市场气氛market sentiment市场参与者market participant市场从业员market practitioner市场敏感资料market-sensitive information市场深度market depth《市场统计月报》Monthly Market Statistics市场资本总额*market capitalisation市场价格厘定price discovery市场数据传送专线Market Datafeed市场操纵；市场操纵行为market manipulation市场总值market capitalisation市场阔度breadth of the market市价计值按金mark-to-market margin市价盘market order市价总值market capitalisation市账率*price-to-book ratio平均每日成交额average daily turnover平均结算权证Average Return Warrant平均价盘average value order平仓close out; cover; position squaring平仓交易closing transaction平仓合约closing contract平仓价exit price平买入仓【期权】closing buy【options】平价【期权】parity【options】平价期权at-the-money option平卖出仓【期权】closing sale【options】平衡项目balancing item平衡价格equilibrium price平衡价值parity value扒头交易front running; trading ahead打和点breakeven point未分派溢利/利润undistributed profits未分配溢利/利润unappropriated profits未平仓合约open contract; open position; open interest未完成买卖盘outstanding order未能履行责任default未偿或然负债outstanding contingent liabilities未偿还借款outstanding loan未缴足股份partly-paid share未缴股款股权nil-paid rights未缴款供股权nil-paid rights本地生产总值gross domestic product (GDP)《本地注册认可机构的企业管治指引》【金管局】Guideline on Corporate Governance of Locally Incorporated AuthorizedInstitutions【HKMA】《本地注册认可机构披露财务资料》【金管局】Financial Disclosure by Locally Incorporated Authorized Institutions 【HKMA】正股underlying stock正常买卖盘差额normal order imbalance正常运行比率uptime母公司parent company; holding company民企股P chip用户代号User ID用户接纳测试 / 用户接收测试user acceptance test (UAT)用户终端设施user access「用者自付」原则"user pay" principle申报期reporting period申报会计师reporting accountant立约成价contracted price六划交叉买卖；交叉盘买卖crossed trade; cross trade; crossing交叉盘系统crossing system交付delivery交收上限settlement cap交收settlement交收日settlement date交收指示settlement instruction (SI)「交收指示」交易settlement instruction transaction交收指示状况报告【中央结算系统】SI Status Report【CCASS】交收指示的交易SI transaction交收指示活动报告【中央结算系统】SI Activity Report【CCASS】交收指示整批传送【中央结算系统】Settlement Instruction Batch Upload【CCASS】交收风险settlement risk交收报告【中央结算系统】Settlement Report【CCASS】交收期settlement period交收银行settlement bank交收积压settlement backlog交投呆滞slow trading交投活跃active market交投淡静quiet trading交投疏落light trading交投畅旺heavy trading交易大堂trading floor; trading hall交易工作站trading workstation交易及交收委员会Trading and Settlement Committee交易及结算综合系统integrated trading and clearing system交易日trading day交易日表trading calendar交易市场secondary market交易系统使用费【现货市场】trading tariff【cash market】《交易所（特别征费）条例》Exchanges (Special Levy) Ordinance《交易所及结算所（合并）条例》Exchanges and Clearing Houses (Merger)Ordinance交易所另项交易系统【英国】Stock Exchange Alternative Trading System(SEATS)【UK】交易所交易权证明书Exchange Trading Right Certificate交易所自动报价系统【英国】Stock Exchange Automated Quotations System (SEAQ)【UK】交易所买卖基金；交易所交易基金*Exchange Traded Fund (ETF)交易所参与者Exchange Participant《交易所参与者及联交所交易权持有人名录》List of Exchange Participants & Holders of Stock Exchange Trading Rights 交易所参与者证明书Exchange Participant Certificate交易所国际自动报价系统【英国】Stock Exchange Automated Quotations System for International Equities(SEAQI)【UK】《交易所规则》Rules of the Exchange交易所买卖之期权exchange traded option交易流通速度turnover velocity交易能力trading capacity交易商dealer交易参数trading parameter交易圈 / 交易场pit; trading pit交易设施trading facilities; execution facilities交易单位trading unit交易费Trading Fee交易量trading capacity《交易运作程序 ─ 期权买卖交易所参与者专用》Operational Trading Procedures for Options Trading Exchange Participants 交易对手counterparty交易征费Transaction Levy交易柜位trading booth交易转移【期权】trade give-ups【options】交易议价板Bulletin Board交错到期组合staggering maturities企业狙击手corporate raider企业债*enterprise bond企业资讯资料库Enterprise Information Database企业管治corporate governance《企业管治常规守则》Code on Corporate Governance Practices《企业管治常规守则及企业管治报告征求意见草拟本》Exposure of Draft Code on Corporate Governance Practices and CorporateGovernance Report企业融资协会The Corporate Finance Association (CFA)《企业融资顾问操守准则》【证监会】Corporate Finance Advisers Code of Conduct【SFC】先进先出first in, first out (FIFO)光纤以太网Optical Ethernet全面收购建议general offer全面披露full disclosure全面结算参与者General Clearing Participant (GCP)全面豁免blanket waiver; general waiver全面摊薄每股盈利fully diluted earnings per share全球期货交易系统Globex全国社会保障基金National Social Security Fund全国社会保障基金理事会【中国内地】National Council for Social Security Fund【Mainland China】全国电子交易系统【中国内地】National Electronic Trading System (NETS) 【Mainland China】全国银行同业拆借中心【中国内地】National Interbank Funding Centre【Mainland China】全部完成或放弃买卖盘all-or-none order全资附属公司wholly-owned subsidiary全数执行或立刻取消Fill-or-Kill (FOK)全额或取消Fill-or-Kill (FOK)全权代客买卖账户discretionary account全权委托户口discretionary account全权委托盘discretionary order; no-forcing order; order at discretion全权信托discretionary trust全权管理人discretionary manager共用代理人【中央结算系统】common nominee【CCASS】「共用代理人」股票"common nominee" share certificate共用软件shareware共同抵押品管理系统Common Collateral Management System (CCMS)共同风险管理系统Common Risk Management System共同基金*mutual fund再贴现rediscount印花税stamp duty《印花税条例》Stamp Duty Ordinance印花税署署长Collector of Stamp Revenue合成工具synthetics合成期权synthetic option合成认购期权长仓synthetic long call合并amalgamation; consolidation; merger合并有形资产净值combined net tangible assets合并与收购mergers and acquisitions合约互惠基金contractual mutual fund合约股数contract size合约乘数contract multiplier合约规格contract specifications合约单位contract unit合格交付good for delivery合格境内机构投资者Qualified Domestic Institutional Investor (QDII)合格境外机构投资者Qualified Foreign Institutional Investor (QFII)合规顾问compliance adviser合资企业joint venture合资合同joint venture contract合资格主管Eligible Supervisor合资格机构买家qualified institutional buyer合资格证券eligible securities合营企业joint venture同日行使same day exercise同系附属公司 / 同集团附属公司fellow subsidiary名义汇率nominal exchange rate吊销资格令disqualification order回升rally回本期payoff period回扣 / 回佣rebate; commission rebate; sub-commission回收期payoff period回抽佣金sub-commission回报return; payoff回报率rate of return回补机制claw back mechanism回应时间response time回购buy-back【cf repurchase agreement】回购协议repurchase agreement (repo)回购权证call warrant在交易所买卖的期权traded option在建工程construction-in-progress多工作站multiple-workstations多工作站系统Multi-workstation System (MWS)多批交收处理程序batch settlement run多种货币买卖multi-currency trading多头*long position; bull position《如何撰写清楚易明的公布》【刊物】【证监会】How to Create Clear Announcements【publication】【SFC】存留利息retention interest存货inventory存款公司公会The Deposit-Taking Companies Association存管代理人depository nominee存管处及共用代理人系统Depository and Common Nominee System (DNS)安全港safe harbour展margin展客户margin client展买卖margin trading展融资margin financing展覆盖率margin coverage ratio年金*pension fund年度股东大会*annual general meeting (AGM)年度账目annual accounts年报annual report年结日balance sheet date成本效益cost effectiveness成交纪录trading record成交单 / 成交单据 / 买卖单据contract note成交调整trade amendment成交额比率turnover ratio扣减(率)haircut; discount rate收市后交易after-hours dealing收市后资料传送服务End-of-day Trade Data File Transfer Service收市差额缴款day-end marks收市价closing price收市盘at-the-close order收回价【牛熊证】call price【CBBC】收取内幕消息人士tipper收取即日差额缴款机制intra-day marks collection mechanism收益revenue; income; gain收益率yield收益率曲线yield curve收益图payoff diagram收款代理receiving agent收款银行receiving bank《收款银行在新股发行中扮演的角色指引》【金管局】Guideline on Role of the Receiving Bank in New Share Issues【HKMA】收费charge收费结构charging structure收紧信贷credit squeeze收盘价closing price收购acquisition; takeover; buy-out / buyout收购上诉委员会【证监会】Takeovers Appeal Committee【SFC】收购及合并委员会【证监会】Takeovers & Mergers Panel【SFC】收购建议offer早市morning session有形资产净值net tangible assets有抵押权证collateralised warrant有限制牌照银行restricted licence bank有限责任公司limited liability company有条件协议conditional agreement有条件现金收购/要约conditional cash offer有资产支持的债务证券asset-backed securities (ABS)有担保的卖空交易covered short selling《有关申报卖空活动及备存证券借出纪录规定的指引》【证监会】Guidance Note for Short Selling Reporting and Stock Lending Record Keeping Requirements【SFC】《有关在互联网上提供财经资讯的通告 ─ 发牌规定》【证监会】Circular on Provision of Financial Information on the Internet ─Licensing Requirements【SFC】《有关成立财务汇报局的立法建议谘询》Consultation Paper on Legislative Proposals to Establish FinancialReporting Council《有关改善规管上市事宜的建议谘询文件》Consultation Paper on Proposals to Enhance the Regulation of Listing《有关改善规管上市事宜的建议谘询总结》Consultation Conclusions on Proposals to Enhance the Regulation of Listing《〈有关防止洗黑钱及恐怖分子集资活动的指引〉建议修订本谘询文件》Consultation Paper on the Proposed Revised Prevention of Money Laundering and Terrorist Financing Guidance Note有关长时间停牌公司之报告Prolonged Suspension Status Report《有关建议加强监督核数师的公众利益活动及成立财务汇报检讨委员会的谘询文件》Consultation Paper on the Proposals to Enhance the Oversight of the Public Interest Activities of Auditors and Establish a Financial Reporting Review Panel《有关根据〈单位信托及互惠基金守则〉获认可的集体投资计划投资于房地产投资信托基金的谘询总结》Consultation Conclusions on Investments in Real Estate Investment Trusts by Collective Investment Schemes Authorised under the Code on Unit Trusts and Mutual Funds有关创业板内地发行人监管合作事宜之换文Letter of Exchanges regarding regulatory co-operation for mainlandcompanies to be listed on GEM《有关无纸化证券市场的建议运作模式的谘询文件》Consultation Paper on a Proposed Operational Model for a ScriplessSecurities Market有关发行人延迟公布业绩之报告Status Report on Issuers' Delay in Releasing Results Announcement《有关电子交易条例内适用于成交单据的规定的指引》【证监会】Guidance Note on the Application of the Electronic Transactions Ordinance to Contract Notes【SFC】《有关对保荐人及独立财务顾问监管的谘询文件》Consultation Paper on the Regulation of Sponsors and Independent FinancialAdvisers《有关对保荐人及独立财务顾问监管的谘询总结》Consultation Conclusions on the Regulation of Sponsors and IndependentFinancial Advisers《有关监管保荐人及合规顾问的谘询文件》Consultation Paper on the Regulation of Sponsors and Compliance Advisers 《有关监管证券及期货的网上交易谘询文件》Consultation Paper on the Regulation of On-Line Trading of Securities andFutures有关暂时停牌公司之报告Temporary Suspension Status Report《有关赋权证券及期货事务监察委员会代表公司提出衍生诉讼的建议谘询文件》Consultation Paper on the Proposal to Empower the Securities and Futures Commission to Initiate a Derivative Action on Behalf of a Company《有关检讨〈公司收购、合并及股份购回守则〉的谘询文件》Consultation Paper on a Review of the Codes on Takeovers and Mergers and Share Repurchases《有关检讨投资者赔偿基金的水平及经费、自1998年以来发生的经纪违责事件及投资者赔偿安排运作情况的谘询总结》Consultation Conclusions on the Review of theLevel and Funding of the Investor Compensation Fund, Broker Defaults since1998 and the Operation of the Investor Compensation Arrangements《有关检讨〈证券及期货条例〉第XV部的披露权益制度的谘询总结》Consultation Conclusions on the Review of the Disclosure of Interests Regime under Part XV of the Securities and Futures Ordinance次要控制人minority controller老鼠仓活动rat trading; scalping自主评级【银行】Individual rating【banking】自由兑换free convertibility自由增购率"trading only" stocks自行结算self-clearing自行结算参与者Self Clearing Participant (SCP)自律监管机构self-regulatory organisation; self-regulating organisation 自动行使【期权】automatic exercise【options】自动配对股份automatched stock自动对盘及成交系统（自动对盘系统）Automatic Order Matching and Execution System (AMS)自动对盘系统未完成买卖盘纪录AMS order book自动对盘系统第二终端机AMS Second Terminal自动荧幕交易系统automated screen trading system (AST system)自动暂缓交易机制circuit breaker自发性收购management buy-out (MBO)自置光纤线路private fibre optical circuit自营买卖proprietary trading自营商*dealer行使exercise行使方式exercise style行使日exercise day (E day)行使后按金margin-after-exercise行使期 / 行使时限exercise period行使价 / 行权价格*strike price【options】; exercise price行使价间距exercise price interval行仓firm position行业覆盖层面spread of sector行头盘front running行权期*exercise schedule七划估计使用年期estimated useful life估值师valuer估值报告valuation report低收费经纪discount broker低于面值below par低于最佳卖盘价 / 低于最好沽盘价downtick; minus tick作实买卖价firm bid and ask quotations作价买卖market making佣金回扣commission rebate兑付*redemption免责声明disclaimer冷淡对待令cold shoulder order利差交易carry trade利息补贴【中国内地】interest rate subsidy【Mainland China】利息资本化capitalisation of interest利益冲突事宜委员会Conflict Committee利率上限interest-rate ceiling利率掉期 / 利率调期*interest-rate swap利率掉期期货Interest Rate Swap Futures利率期货interest-rate futures利率衔接interest collar; interest rate collar利润profit初次公开发行*initial public offering (IPO)初步认购价initial subscription price助理主管【创业板】assistant supervisor【GEM】即日平仓交易day trade即日回购协议【银行】intraday repurchase agreement【banking】即日有效买卖盘good-for-day order即日拆借市场intra-day money market即日流动资金intraday liquidity即日差额缴款报告【中央结算系统】Intra-day Marks Collection Report【CCASS】即日追补按金intra-day margin call即日报价intraday quotation即日买卖day trade即日盘 / 即日买卖盘day order「即日鲜」day trade即日额外按金intra-day margin即月front-month即夜传送报告资料服务【中央结算系统】Overnight Report Distribution【CCASS】即时支付结算系统【金管局】Real Time Gross Settlement system (RTGS)【HKMA】即时或取消Immediate-or-Cancel (IOC)即时汇款同时交收【银行】payment vs payment (PvP)【banking】即时资讯real time information即时数码资料传送专线realtime digital datafeed即时数码数据服务Realtime Digital Data Service (RDDS)即时转送online transfer否定声明negative statement; disclaimer吸收合并merger by absorption囤仓策略buy and hold strategy均衡价格equilibrium price坐盘proprietary trading夹仓squeeze; short squeeze尾盘at-the-close order技术分析technical analysis技术性验证测试Proof of Concept投资分析员investment analyst投资服务指令【欧洲联盟】Investment Services Directive (ISD)【European Union】投资者户口服务Investor Account Service投资者户口持有人Investor Participant (IP)《投资者户口持有人规则》Terms and Conditions for Investor Participants《投资者与证券市场》【刊物】Investors and the Stock Market【publication】投资者赔偿有限公司Investor Compensation Company Limited《投资者应知多点》【刊物】Know More About Your Investment【publication】投资级别investment grade投资理念investment philosophy投资组合portfolio投资组合经理portfolio manager投资对象investee投资管理研究联会Association for Investment Management and Research (AIMR)投资顾问investment adviser投资顾问委员会Investment Advisory Committee投标程序tender procedure折扣discount; haircut折扣经纪discount broker折算translation折旧depreciation折让discount折让经纪discount broker抛空short selling改良特别股份交易方法Enhanced Special Stock Trading Method更正交易trade amendment更改财政年度结算日期change of year end更紧密经贸关系安排Closer Economic Partnership Arrangement(CEPA)每日平均交收效率daily average settlement efficiency每日交易活动及持仓报告【期货】Daily Trading Activity and Open Positions Summary Report【futures】每日回报标准差standard deviation of daily return每日按金daily margin每日按金要求daily margin callPage 11 of 40。

常用证券业务名词中英文对照

常用证券业务名词中英文对照ADR（American Depositary Receipt ）美国存托凭证存托凭证（Depository Receipts,简称DR），又称存券收据或存股证．是指在一国证券市场流通的代表外国某一有价证券的可转让凭证，属公司融资业务范畴的金融衍生丁具。

美同存托凭证（ADR）是面向美国投资者发行并在美国证券市场交易的存托凭证。

Block trading 大宗交易所谓大宗交易，是指证券单笔买卖申报达到交易所规定的数额规模时，交易所采用的与通常交易方式不同的交易方式。

而所谓与通常交易方式不同的交易方式，即在证券交易过程中，不采用实行价格优先、时间优先的集中竞价交易原则，而以协商一致作为达成大宗交易的手段。

Capital appreciation funds 资本增值型基金寻求最大限度的资本增值，红利不是主要目标。

包括积极成长型基金、成长型基金、部门基金等。

CEPA（Closer Economic Partnership Arrangement）内地和香港关于建立更紧密经贸关系的安排CEPA是适应近年来香港经济结构调整和经济转型的迫切需要，中央政府支持香港经济发展的又一重大举措，CEPA主要内容有两点：一是零关税政策，内地将自2004年1月1日起，对原产香港进口金额较大的273个税目的产品实行零关税。

内地将不迟于2006年1月1日对以上273种以外原产香港的进口货物实行零关税，但须事先由特区政府核定产品确实在港生产，并由双方核定产品清单和确定原产地标准；二是内地向香港进一步开放服务业，包括医疗、金融、零售、法律、运输、影视等诸多行业，在部分行业，基本上将港资视同为内资，比如说货代业务就比照内资企业运作。

CDR（Chinese Depositary Receipt）中国预托证券CDR是境外注册并上市的公司在中国内地上市集资的一种方式，投资者购买后就相当于购买了该上市公司的股票。

中港金融词汇对照表

词汇以汉语拼音排序。

金融常用词汇

金融类常用英语词汇表Hang Seng China Enterprise Index 恒⽣生中国企业指数 (⾹香港) Hang Seng Index 恒⽣生指数 (⾹香港)Hedge Fund 对冲基⾦金；套保基⾦金Hedging 对冲; 套保HIBOR ⾹香港银⾏行同业拆借利率HKFE ⾹香港期货交易所有限公司HKMA ⾹香港⾦金融管理局(⾦金管局)HKSAR ⾹香港特别⾏行政区HKSCC ⾹香港中央结算有限公司HKSE ⾹香港证券交易所Holding Company 控股公司Homepage ⾸首页（互联⽹网）Hong Kong Futures Exchange Ltd. ⾹香港期货交易所有限公司Hong Kong Interbank Offer Rate ⾹香港银⾏行同业拆放利率Hong Kong Monetary Authority ⾹香港⾦金融管理局(⾦金管局) Hong Kong Securities Clearing Co. Ltd. ⾹香港中央结算有限公司Hong Kong Special Administrative Region ⾹香港特别⾏行政区Hong Kong Stock Exchange ⾹香港证券交易所HSCEI 恒⽣生中国企业指数 (⾹香港)HSI 恒⽣生指数(恒指) (⾹香港)Hybrid cap 混合上限IAS 国际会计准则ICP 互联⽹网内容供货商Idle funds 闲置资⾦金IMF 国际货币基⾦金IMM 国际货币市场Implicit deflator 隐性通货紧缩指数Import quota 进⼜⼝口配额Import tariff 进⼜⼝口关税In-the-money 价内（期权）Incentive site 鱼饵⽹网点（互联⽹网）Income tax 所得税；⼊入息税；薪俸税Indemnification 赔偿Indexed performance 指数表现Indicative price 指⽰示性价格Industrail and Commercial Consolidated Tax ⼯工商统⼀一税Information memorandum 资料备忘录Information technology 信息科技Initial Conversion Premium 初次转换溢价Initial Public Offering ⾸首次公开招股发⾏行Insider trading 内幕交易Institutional investor 机构投资者Intangible asset ⽆无形资产Intellectual property (IP) 知识产权Interest Rate Swap 利率掉期Intergovernmental loan 政府间贷款Interim report 中期报告Intermediary 中介机构; 中介⼈人International Accounting Standards 国际会计准则International Finance 国际融资International Market 国际市场International Monetary Fund 国际货币基⾦金International Monetary Market 国际货币市场International Organization for Standardization 国际标准化组织International Trust & Investment Corp. 国际信托投资公司(国投公司) Internet Content Provider 互联⽹网内容供货商Internet presence ⽹网上⼴广告Intrinsic value 内在价值Inventory 存货；库存Investment, Investing 投资Investment advice, Investment advisor 投资咨询；投资顾问Investment bank, Investment banking 投资银⾏行；投资银⾏行服务Investment grade 投资级Investment research 投资研究Investor Relations 投资者关系IPO 初次公开发⾏行；⾸首次公开招股Investor Relations 投资者关系Irrevocable letter of credit 不可撤消信⽤用状ISO 国际标准化组织Issued (and outstanding) shares 已发⾏行股票Issuer 发⾏行⼈人IT 信息科技ITIC 国际信托投资公司(国投公司)Joint account 联名帐户；共同帐户Joint and several liabilities 共同及连带责任Joint global coordinator 联席全球协调⼈人Joint stock company 股份有限公司Joint venture 合营企业；合资企业Jointly operated mines 联办矿Junior mortgage 次级按揭Junk bond 垃圾债券Korea Composite Index 韩国综合指数Korea Stock Exchange 韩国证券交易所Kuala Lumpur Stock Exchange 吉隆坡证券交易所L/C 信⽤用状LBO 杠杆买断交易；借贷融资收购Lead manager 主承销；牵头经办⼈人Legal persons shares 法⼈人股Lender 贷款⼈人Letter of credit 信⽤用状Leverage = level of debt/equity 债务⽔水平/⽐比重Leveraged Buy Out 杠杆买断交易；借贷融资收购Leveraged rate 杠杆⽐比率LIBOR 伦敦银⾏行同业拆借利率Lien 扣押；扣押权；留置权LIFFE 伦敦国际⾦金融期货及期权交易所Limited recourse 有限追索权Limited partnership 有限责任合伙Linked Exchange Rate System 联系汇率制度Liquid investment 短期投资Liquid Yield Option Note 流动收息权利票据Liquidity 流动性；流动资⾦金；变现能⼒力Liquidity ratio 速动⽐比率Listed company 上市公司Litigation 诉讼Local toll collecting highway infrastructure index 地⽅方收费公路基楚设施指数Lock-in ⾃自然出现（条件）Lock-out ⾃自然消失（条件）Lock-up 锁定；封锁[股市]由发⾏行公司或第三者供应⽅方(如适⽤用)作出承诺，在事先未取得承销商(包销商)的同意前，不得进⼀一步出售股份。

常见金融英文词汇

Accredit value 自然增长值Accrediting 本金增值适用于多种工具，指名义本金在工具（如上限合约、上下限合约、掉期和互换期权）的期限内连续增长。

Accrual basis 应计制；权责发生制Accrued interest 应计利息ACE 美国商品交易所Acid Test Ratio 酸性测验比率；速动比率Acquisition 收购Across the board 全面一致；全盘的Acting in concert 一致行动；合谋Active assets 活动资产；有收益资产Active capital 活动资本Actual market 现货市场Actual price 现货价Actual useful life 实际可用年期Actuary 精算师；保险统计专家ADB 亚洲开发银行(Asian Development Bank的英文缩写)ADR 美国存股证；美国预托收据；美国存托凭证(参见American DepositoryReceipt栏目）ADS 美国存托股份(American Depository Share的英文缩写)Ad valorem 从价；按值Ad valorem stamp duty 从价印花税Adjudicator 审裁员Adjustable rate mortgage调息按揭(ARM)Admitted value 认可值Advance 垫款Affiliated company 关联公司；联营公司After date 发票后，出票后After-hours dealing 收市后交易After-market 后市[股市] 指某只新发行股票在定价和配置后的交易市场。

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香港交易所常用证券及金融词汇对照Cn-En

金融术语中英对照（附中文释义）

中港金融词汇对照表 由于内地及香港两地的市场术语有所不同,为

港股英文交易术语对照一栏表

证券常用英语词汇实用单词

常见金融术语英汉对照与详解

金融词汇英文对照表

常见金融词汇中英文对照

香港证监会英汉词汇(1)

香港股票术语

常见的金融词汇中英对照

2023年最新的中港金融词汇的对照

金融类常用英语词汇表(2)

香港交易所常用证券及金融词汇对照Cn-En

常用证券业务名词中英文对照

中港金融词汇对照表

金融常用词汇

常见金融英文词汇

中港金融词汇对照表由于内地及香港两地的市场术语有所不同,为