(完整版)美国联邦民事诉讼规则(内含中文目录)

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美国民事诉讼费用制度及其对我国的启示

美国民事诉讼费用制度及其对我国的启示

美国民事诉讼费用制度及其对我国的启示美国是一个移民国家,其先民多是为了逃脱暴政的压制而来到美洲大陆的,故而他们十分强调自由和自治,1787年通过的美国宪法即体现了这一精神[1].美国的民事诉讼制度是以美国宪法及其所体现的价值与理念为基础的,它赋予并保障了了美国人民接近司法的权利,作为民事诉讼制度的一个组成部分,其诉讼费用制度自然也较为强调诉讼费用的诉权保障功能。

与其他国家的民事诉讼费用的构成不同,美国的民事诉讼费用包括审理费用(costs)[2]和律师费(fees),以下分别对其进行阐述。

由于美国是一个联邦制国家,联邦及各州的法律均不相同,本文的论述以联邦法律为主,兼及一些州法。

一、审理费用的范围、征收标准及其负担(一)审理费用的范围根据《美国联邦民事诉讼规则》(以下简称<规则>)第54条第4款之规定,当事人在联邦法院进行诉讼应交纳的审理费用包括以下几种:(1)起诉时应支付的案件受理费。

此项费用在性质上与我国的案件受理费相同,具有国家规费的性质。

(2)因庭外录取证言和庭审速记而支付给法院记录员的费用。

此项费用与我国法院和当事人在诉讼过程中实际支出的费用相似。

(3)出庭证人的费用。

由于美国采取当事人主义诉讼模式,一般情况下,证人由当事人自行传唤,相应地,证人出庭作证所发生的费用也由传唤该证人的一方当事人自行偿付;当法庭根据当事人的申请或者依职权主动传唤证人时,证人出庭作证的费用可以作为审理费用的一部分,按照诉讼费用分担的原则确定由某一当事人或当事人共同负担。

(4)胜诉一方当事人在诉讼中支付的诸如文件费、复印费等小额费用也可以作为审理费用而获得补偿。

(5)执行官、法庭任命的专家和翻译人员的费用也应记入审理费用之列。

在美国,律师费一般不能纳入诉讼费用,而是由双方当事人分别负担,这被称为“美国规则”。

当然,该规则也存在例外,根据《规则》第54条第4款第2项的规定,当实体法确定这种费用的补偿构成损害赔偿金额的一个组成部分时,可以通过协议的方式提出律师费用的请求,即在这种情况下,律师费可以作为诉讼费用的一部分。

美国民事诉讼法

美国民事诉讼法

美国民事诉讼法SyllabusCollege of Management, National Chiao Tung UniversityInstitute of Department/ Lecturer’s Mei-Hui Academic Technology 2005 (year) 2 (semester) Institute Name (Sarina) Lin Term Law Course Name No. of 美國民事訴訟法 (Chinese) StudentsCourse Name American Civil Procedure Course Code ITL5361 (English) Credits 3 Hours 3 Pre-requisite N/A Course Objective:To familiarize students with fundamental US civil procedure system and concepts Course Outlines:, Introduction to the US Civil Procedure, US court systems (Federal/State), Outline of a lawsuit, Jurisdiction (personal, subject matter, in rem, etc.), Pleading, Discovery, Adjudication, Appeals, Alternative dispute resolution (ADR)Prescribed Book(s):Civil procedure – Theory and Practice (Silberman & Stein), Aspen Law and BusinessReference Book(s):Federal Rules of Civil Procedure - with Selected Statutes and Cases (Stephen C. Yeazell), AspenLaw and BusinessGrading:The students will be graded by the following formula:- class participation: 20%- case preparation 30%- final exam: 50%This course will not be published on the NCTU and College of Management’s webpages.Signature of the Lecturer:_Mei-Hui (Sarina) Lin※ Should the course be lecturing in English, please tick one of the following options:This course will be one of the IMBA courses. Yes NoSignature: Lin, Mei-Hui Date: Oct. 27, 2005。

美国打官司法律规定(3篇)

美国打官司法律规定(3篇)

第1篇一、引言美国是一个法治国家,其法律体系复杂而庞大。

在美国打官司,需要遵循一系列法律规定,包括但不限于证据规则、诉讼程序、法律文书等。

本文将从以下几个方面对美国打官司法律规定进行详细介绍。

二、证据规则1. 证据种类在美国打官司,证据种类繁多,主要包括以下几种:(1)口头证据:证人证言、当事人陈述等。

(2)书面证据:合同、文件、书信、录音、录像等。

(3)物证:实物、样品、照片等。

(4)鉴定意见:专家证人、鉴定机构出具的鉴定报告等。

2. 证据规则(1)证据真实性:证据必须真实、可靠,不得伪造、篡改。

(2)相关性:证据必须与案件事实有关联,有助于查明案件真相。

(3)合法性:证据获取方式必须合法,不得侵犯他人合法权益。

(4)充分性:证据应当充分,能够证明案件事实。

三、诉讼程序1. 诉讼阶段(1)起诉:原告向法院提交诉状,请求法院判决。

(2)答辩:被告在规定期限内提交答辩状,对原告的诉讼请求进行回应。

(3)证据交换:双方交换证据,为庭审做准备。

(4)庭审:法院开庭审理案件,双方陈述事实、提交证据、进行辩论。

(5)判决:法院根据庭审情况,作出判决。

2. 诉讼期限(1)起诉期限:一般要求在发生争议后一定期限内起诉。

(2)答辩期限:被告在收到起诉状后一定期限内提交答辩状。

(3)证据交换期限:法院规定一定期限内交换证据。

(4)庭审期限:法院根据案件复杂程度,确定庭审期限。

四、法律文书1. 诉状诉状是原告向法院提交的诉讼请求文件,应包括以下内容:(1)原告、被告的基本信息。

(2)案件事实和理由。

(3)诉讼请求。

2. 答辩状答辩状是被告向法院提交的回应原告诉讼请求的文件,应包括以下内容:(1)被告的基本信息。

(2)对原告诉讼请求的否认或承认。

(3)反驳原告的理由。

3. 证据清单证据清单是双方在庭审前交换证据的清单,应包括以下内容:(1)证据种类。

(2)证据来源。

(3)证据用途。

五、律师制度在美国打官司,律师是必不可少的角色。

美国民事诉讼介绍

美国民事诉讼介绍

美国民事诉讼介绍A. 诉讼程序在美国,民事诉讼是一种对抗性的和公开的程序。

双方当事人提起和进行诉讼,向对方以及非诉讼当事人取得信息以证明各自的诉讼请求或答辩理由,并在公开审判中向法院或陪审团提供证据和理由。

法院作为裁判员解决当事人之间的法律争议。

在要求陪审团参加的审判中,由陪审团对案件事实争议进行裁决;不要求陪审团参加的审判,则由法院对事实争议进行裁议。

原则上,法院的审判程序都是向公众公开的,但法院为保护当事人的秘密而命令不公开审理的除外。

B. 美国的法院制度美国的五十个州各有两套不同的法院系统:联邦法院系统和州法院系统。

两套法院系统都受理民事案件。

1.联邦法院分布全美国,分为三个等级:地区法院、上诉法院和最高法院。

联邦法官由美国总统任命,享受终身制。

联邦法院能审理由美国宪法和国会法案明文规定的争议,包括"多元性" ("diversity") 案件,例如美国公民和外国公民之间的争议。

2.州法院五十个州各有自己的州法院系统,各州内的法院分为不同的等级。

州法院法官或者任命或者选举产生,取决于各州自己采用的方式。

州法院可以受理对当事人有属人管辖权的任何案件,除非联邦法院对争议事项拥有排他的管辖权。

联邦法院系统和州法院系统拥有各自的民事程序规则,包括了民事诉讼中的各种程序性问题。

大多数州的民事诉讼规则是以《联邦民事诉讼规则》(简称"《联邦规则》",) 为蓝本制定的。

本大纲即以联邦规则为依据。

3.哪些法院最有可能受理牵涉中国被告的争议?对中国被告提起的诉讼,一般既可以在州法院也可以在联邦法院起诉。

通常是由原告选择在哪个法院提起诉讼。

起诉可以选择在地方性的法院,通常是州法院。

在某些情沉下,中国被告可以将案件从州法院转移至联邦法院。

这是因为联邦法官通常被认为较之州法院法官更为公允,并且,联邦法院多位于大城市,从而陪审团成员可以从一个较大的和更广泛的社区背景之中选择出来。

纯化的民事诉讼法典——美国《联邦民事诉讼规则》立法体例与编纂技术考察

纯化的民事诉讼法典——美国《联邦民事诉讼规则》立法体例与编纂技术考察

纯化的民事诉讼法典——美国《联邦民事诉讼规则》立法体例与编纂技术考察孔令章【摘要】美国<联邦民事诉讼规则>作为英美法系法典化的典型代表,在立法体例和编纂技术风格上迥异于大陆法系国家的立法.美国联邦民事诉讼规则是一部"纯化的民事诉讼法典",实用主义的程序立法思想以及判例法的传统使得其在体例结构上呈现出汇编式特点,在表现形式上采用了分立式的立法,这种法典编纂体例使其更具有可操作性、灵活性和实用性.【期刊名称】《华北电力大学学报(社会科学版)》【年(卷),期】2010(000)006【总页数】5页(P44-48)【关键词】民事诉讼;立法体例;立法技术;分立式立法【作者】孔令章【作者单位】华北电力大学法政系,河北保定071003【正文语种】中文【中图分类】D920.4在美国,民事诉讼法不仅是用来作为解决纠纷、平息争议的法律工具,更是用来作为推动诸如法律面前人人平等、个人意志自治、对个人及社会利益具有重要影响事项的公开等政治理想实现的手段,[1]为了实现这些理想,宪法赋予了民事司法宽泛的功能,民事审判不仅具有解决通常纠纷的功能而且还对社会、政治、经济等领域的发展提供指针的作用。

美国民事诉讼程序在承继英国普通法和衡平法的基础上创设了极具特色的程序制度,作为这些颇具特色制度表现形式的成文法典——《联邦民事诉讼规则》,无论在立法体例上还是在成文法典的编纂方式上都呈现出不同于大陆法系主要国家(如德国)的特征。

这些来自于域外的经验,为我国当下正在进行的民事诉讼法的全面修改提供了全新的法典编纂视角。

美国《联邦民事诉讼规则》从整体上看可以分为两大部分,即规则(Rules)部分和诉讼文书格式附录(Appendix of Forms)部分。

美国联邦民事诉讼规则的主体“规则”部分共分为11节86条,其主要内容可分为4个方面:(1)第l章至第4章:规定诉讼开始,诉答书状和申请书的内容以及当事人和请求的合并;(2)第5章规定了发现程序;(3)第6章至第7章,规定了开庭审理及判决;(4)第8章至第11章,规定了临时扣押财产、书记官及其它有关事项。

美国联邦地区法院民事诉讼规则

美国联邦地区法院民事诉讼规则

《美国联邦地区法院民事诉讼规则》简称《美国联邦民事诉讼规则》目录美国联邦民事诉讼规则导论美国联邦民事诉讼规则第1章本规则的适用范围和一种诉讼形式第1条本规则的适用范围和目的第2条一种诉讼形式第2章诉讼开始;传唤令状、诉答文书、申请书及命令的送达第3条诉讼开始第4条传唤状第4条之1其他令状的送达第5条诉答文书和其他文件的送达与提交第6条期间第3章诉答文书和申请书第7条允许提出的诉答文书;申请书的格式第8条诉答文书的一般规则第9条诉答文书的特别事项第10条诉答文书的格式第11条诉答文书、申请书及其他文件的签名;向法院的陈述;制裁第12条抗辩和异议——提出的期间和方式——通过诉答文书或申请书——基于诉答文书请求判决的申请第13条反请求和交叉请求第14条第三当事人诉讼程序第15条修改和补充诉答文书第16条审理前会议;日程;管理第4章当事人第17条原告和被告;当事人能力第18条请求和救济方法的合并第19条为公正审判而必要合并的人第20条当事人的许可合并第21条当事人的合并错误及不合并第22条互争权利诉讼第23条集团诉讼第23条之1股东的派生诉讼第23条之2关于非法人团体的诉讼第24条诉讼参加第25条替代当事人第5章庭外证言与发现程序第26条规范发现程序的一般规定;出示义务第27条诉讼之前和上诉系属期间的庭外证言第28条参与作成庭外证言的人员第29条关于发现程序的约定第30条口头询问的庭外证言第31条书面质问的庭外证言第32条在法院的诉讼程序中庭外证言的使用第33条对当事人的质问书第34条提供文件和物件以及为调查或其他目的而进入房地产第35条身体和精神状态的检查第36条要求自认第37条不出示或不协助发现:制裁第6章开庭审理第38条要求陪审团审判的权利第39条陪审团审判或法院审判第40条为开庭审理而分配案件第41条撤销诉讼第42条合并;分开审理第43条证言的取得第44条官方记录证明第44条之1外国法的确定第45条传票第46条不需要提出异议第47条选定陪审团成员第48条陪审团成员人数——参与裁决第49条特别裁决和质问书第50条在陪审团审判的案件中作为法律问题作出的判决;选择重新审理的申请;有条件的裁定第51条对陪审团的指示:异议第52条法院认定事实;部分认定事实的判决第53条主事官第7章判决第54条判决;费用第55条缺席第56条简易判决第57条宣告判决第58条登记判决第59条重新审理;判决的修改第60条对判决或命令的救济第61条无害的错误第62条执行判决程序的中止第63条法官不能继续执行职务第8章临时性和终局性财产救济方法第64条对人或财产的扣押第65条禁止令第65条之1担保:对保证人的诉讼程序第66条被联邦法院任命的财产管理人第67条向法院提存第68条判决方案要约第69条执行第70条特定行为的判决;赋予权限第71条有利于或不利于非当事人的第三人的令状第9章特别程序第71条之1不动产征收第72条补助法官;审理前命令第73条补助法官;同意审判及上诉的选择权第74条根据《美国法典》第28编第636条第3款(4)项和本规则第73条第4 款的规定,对补助法官作出的决定向地区法院法官提起上诉的方式第75条根据本规则第73条第4款的规定,对补助法官作出的决定向地区法院法官提起上诉的程序第76条根据本规则第73条第4款的规定向地区法院法官提起上诉案件的判决和诉讼费用第10章地区法院及其书记官第77条地区法院及其书记官第78条申请期日第79条书记官保管的登记簿和记录以及登记第80条速记员;用作证据的速记员报告及速记译回文字第11章一般条款第81条一般适用性第82条管辖区域及审判地不受影响第83条地区法院的规则;法官的指令第84条诉讼文书格式第85条本规则的称谓第86条生效日期附件一:诉讼文书格式附件二:《美国联邦民事诉讼规则》中的词汇英中文语义对照表美国联邦证据规则导言《美国联邦证据规则》介绍第101条适用范围第102条目的和结构第103条关于证据的裁定(a)错误裁定的后果(1)异议(2)提供证明(b)关于提供证据和裁定的记录(c)陪审团审理(d)显见错误第104条初步询问(a)关于可采性的一般询问(b)以事实为条件的相关性(c)陪审团审理(d)被告人作证(e)重要性和可信性第105条有限的可采性第106条书面或录音证词的剩余部分或相关部分第2章司法认知第201条关于裁判事实的司法认知(a)适用范围(b)事实种类(c)任意采用(d)强制采用(e)被听证的机会(f)采用司法认知的时间(g)指示陪审团第3章民事诉讼中的推定第301条民事诉讼中推定的一般规定第302条民事诉讼中州法的适用性第4章相关性及其限制第401条“相关证据”的定义第402条相关证据一般可以采纳;无相关性的证据不能采纳第403条因偏见、混淆或浪费时间而排除相关证据第404条品格证据不能采纳来证明行为;例外;其他犯罪(a)品格证据的一般规定(1)被告人的品格(2)被害人的品格(3)证人的品格(b)其他犯罪、错误或行为第405条证明品格的方法(a)名声或评价(b)特定行为实例第406条习惯;日常工作第407条随后的补救措施第408条和解和要求和解第409条支付医疗或类似费用第410条答辩、答辩讨论和有关陈述不可采纳第411条责任保险第412条性犯罪案件;与被害人过去行为相关第5章特权第6章证人第601条关于证人能力的一般规则第602条缺乏亲身体验第603条宣誓或郑重声明第604条译员第605条法官作为证人的能力第606条陪审员作为证人的能力(a)参加审理(b)对陪审团裁决或起诉书合法性的调查第607条谁可以提出质疑第608条关于证人品格和行为的证据(a)关于品格的评价证据和名声证据(b)行为的具体实例第609条以曾被定罪的证据提出质疑(a)一般规则(b)时间限制(c)赦免、撤销或证明恢复名誉的效果(d)未成年人的裁判(e)上诉未决第610条宗教信仰或主张第611条询问和举证的方式和次序(a)法庭控制(b)交叉询问的范围(c)诱导性问题第612条使用书面材料来唤醒记忆第613条证人先前的陈述(a)就证人先前的陈述进行询问(b)有关证人先前陈述不一致的外部证据第614条法庭传唤和询问证人(a)法庭传唤证人(b)法庭询问(c)异议第615条排除证人第7章意见证据和专家证词第701条一般证人的意见证词第702条专家证词第703条专家意见证词的基础第704条关于最终争议的意见第705条公开专家意见所依据的事实和数据第706条法庭指定专家(a)指定(b)补偿(c)将指定公开(d)当事人自己选择专家第8章传闻证据第801条定义(a)陈述(b)陈述者(c)传闻(d)不是传闻的陈述(1)证人的先前陈述(2)为对立当事人承认第802条传闻证据规则第803条传闻证据的例外;陈述者可否作证无关紧要(1)表达感觉印象(2)刺激的发泄(3)当时存在的精神、感情或身体状态(4)出于医疗诊断或治疗目的的陈述(5)被记录的回忆(6)关于日常行为、活动的记录(7)在第(6)项规定的记录中缺乏记载(8)公共记录或报告(9)重要统计资料(10)缺乏公共记录或没有记载(11)宗教组织的记录(12)婚姻、洗礼或类似证明(13)家庭记录(14)反映财产利益的文件记录(15)文件中反映财产利益的陈述(16)在陈年文件中的陈述(17)市场报告商业出版物(18)学术论文(19)关于个人或家庭历史的名声(20)关于边界和一般历史的名声(21)性格方面的名声(22)先前定罪的判决(23)关于个人、家庭、或一般历史、或边界的判决(24)其他例外第804条传闻证据的例外;陈述者不能到庭作证(a)不能出庭的定义(b)传闻证据的例外(1)先前证词(2)临终陈述(3)对己不利的陈述(4)关于个人或家史的陈述(5)其他例外第805条传闻中的传闻…第806条攻击和支持陈述者的可信性第9章鉴定和辨认第901条要求鉴定或辨认(a)一般规定(b)说明(1)具有知识的人的证明(2)对笔迹的非专家意见(3)由审判者或专家证人进行比较(4)与众不同的特征或类似品质(5)声音辨认(6)声音通话(7)公共记录或报告(8)陈年文件或数据汇编(9)过程或系统(10)法律或规则规定的方法第902条自我鉴定(1)国内盖有印章的公文(2)国内未盖印章的公文(3)外国公文(4)经证实的公共记录的副本(5)官方出版物(6)报纸和期刊(7)商品注册或类似标记(8)被承认的文件(9)商业票据和相关文件(10)根据国会立法推定第903条不必要有补强证人证词第10章文字、录音和照相的内容第1001条定义(1)文字和录音(2)照相(3)原件(4)复制品第1002条要求原件第1003条复制品的可采性第1004条其他关于内容的证据的可采性(1)原件遗失或毁坏(2)原件无法获得(3)原件在对方掌握中(4)附属事项第1005条公共记录第1006条摘要第1007条当事人的证词或书面承认第1008条法庭和陪审团的职能第11章综合规则第1101条规则的适用性(a)法院和治安法院(b)诉讼范围(c)关于特权的规则(d)不适用规则的情况(e)部分适用的规则第1102条修改第1103条标题。

美国诉讼法的法律规定(3篇)

美国诉讼法的法律规定(3篇)

第1篇一、引言美国诉讼法是调整诉讼活动的法律规范,旨在规范诉讼程序,保障当事人合法权益,维护司法公正。

美国诉讼法体系庞杂,包括宪法、联邦法、州法等多个层次的法律规定。

本文将从美国诉讼法的概述、基本原则、诉讼程序、证据规则等方面进行详细阐述。

二、美国诉讼法概述1. 诉讼法的渊源美国诉讼法的渊源包括宪法、联邦法、州法、判例法等。

其中,宪法确立了诉讼法的基本原则和制度,联邦法和州法具体规定了诉讼程序和规则,判例法则通过法院判决积累了丰富的实践经验。

2. 诉讼法的体系美国诉讼法体系分为联邦诉讼法和州诉讼法。

联邦诉讼法主要适用于联邦法院,州诉讼法主要适用于州法院。

两者在基本原则和制度上具有相似性,但在具体程序和规则上存在差异。

三、美国诉讼法的基本原则1. 公正原则公正原则是美国诉讼法的基本原则之一,包括程序公正和实体公正。

程序公正要求法院在审理案件过程中,保障当事人平等参与、充分表达意见、提供证据等权利;实体公正要求法院依法判决,维护当事人合法权益。

2. 法律面前人人平等原则法律面前人人平等原则要求法院在审理案件时,对当事人一视同仁,不得因种族、性别、宗教信仰等因素歧视或偏袒任何一方。

3. 当事人参与原则当事人参与原则要求法院在审理案件过程中,充分保障当事人参与诉讼的权利,包括提出诉讼请求、提交证据、陈述意见等。

4. 司法独立原则司法独立原则要求法院在审理案件时,不受行政机关、立法机关和其他社会团体的影响,独立行使审判权。

四、美国诉讼程序1. 起诉与答辩原告向法院提交起诉状,被告收到起诉状后,需要在规定期限内提交答辩状。

起诉状和答辩状是诉讼程序的重要文件,明确了诉讼请求和答辩理由。

2. 开庭审理开庭审理是诉讼程序的核心环节。

法院在开庭审理过程中,依法对案件进行调查、辩论、质证等,以查明案件事实。

3. 证据规则证据规则是美国诉讼法的重要组成部分,旨在规范证据的收集、审查和运用。

主要证据规则包括:(1)证据的合法性:证据必须符合法律规定,不得非法收集。

(完整版)美国联邦民事诉讼规则(内含中文目录)

(完整版)美国联邦民事诉讼规则(内含中文目录)

《美国联邦地区法院民事诉讼规则》简称《美国联邦民事诉讼规则》目录美国联邦民事诉讼规则导论美国联邦民事诉讼规则第1章本规则的适用范围和一种诉讼形式第1条本规则的适用范围和目的第2条一种诉讼形式第2章诉讼开始;传唤令状、诉答文书、申请书及命令的送达第3条诉讼开始第4条传唤状第4条之1其他令状的送达第5条诉答文书和其他文件的送达与提交第6条期间第3章诉答文书和申请书第7条允许提出的诉答文书;申请书的格式第8条诉答文书的一般规则第9条诉答文书的特别事项第10条诉答文书的格式第11条诉答文书、申请书及其他文件的签名;向法院的陈述;制裁第12条抗辩和异议——提出的期间和方式——通过诉答文书或申请书——基于诉答文书请求判决的申请第13条反请求和交叉请求第14条第三当事人诉讼程序第15条修改和补充诉答文书第16条审理前会议;日程;管理第4章当事人第17条原告和被告;当事人能力第18条请求和救济方法的合并第19条为公正审判而必要合并的人第20条当事人的许可合并第21条当事人的合并错误及不合并第22条互争权利诉讼第23条集团诉讼第23条之1股东的派生诉讼第23条之2关于非法人团体的诉讼第24条诉讼参加第25条替代当事人第5章庭外证言与发现程序第26条规范发现程序的一般规定;出示义务第27条诉讼之前和上诉系属期间的庭外证言第28条参与作成庭外证言的人员第29条关于发现程序的约定第30条口头询问的庭外证言第31条书面质问的庭外证言第32条在法院的诉讼程序中庭外证言的使用第33条对当事人的质问书第34条提供文件和物件以及为调查或其他目的而进入房地产第35条身体和精神状态的检查第36条要求自认第37条不出示或不协助发现:制裁第6章开庭审理第38条要求陪审团审判的权利第39条陪审团审判或法院审判第40条为开庭审理而分配案件第41条撤销诉讼第42条合并;分开审理第43条证言的取得第44条官方记录证明第44条之1外国法的确定第45条传票第46条不需要提出异议第47条选定陪审团成员第48条陪审团成员人数——参与裁决第49条特别裁决和质问书第50条在陪审团审判的案件中作为法律问题作出的判决;选择重新审理的申请;有条件的裁定第51条对陪审团的指示:异议第52条法院认定事实;部分认定事实的判决第53条主事官第7章判决第54条判决;费用第55条缺席第56条简易判决第57条宣告判决第58条登记判决第59条重新审理;判决的修改第60条对判决或命令的救济第61条无害的错误第62条执行判决程序的中止第63条法官不能继续执行职务第8章临时性和终局性财产救济方法第64条对人或财产的扣押第65条禁止令第65条之1担保:对保证人的诉讼程序第66条被联邦法院任命的财产管理人第67条向法院提存第68条判决方案要约第69条执行第70条特定行为的判决;赋予权限第71条有利于或不利于非当事人的第三人的令状第9章特别程序第71条之1不动产征收第72条补助法官;审理前命令第73条补助法官;同意审判及上诉的选择权第74条根据《美国法典》第28编第636条第3款(4)项和本规则第73条第4 款的规定,对补助法官作出的决定向地区法院法官提起上诉的方式第75条根据本规则第73条第4款的规定,对补助法官作出的决定向地区法院法官提起上诉的程序第76条根据本规则第73条第4款的规定向地区法院法官提起上诉案件的判决和诉讼费用第10章地区法院及其书记官第77条地区法院及其书记官第78条申请期日第79条书记官保管的登记簿和记录以及登记第80条速记员;用作证据的速记员报告及速记译回文字第11章一般条款第81条一般适用性第82条管辖区域及审判地不受影响第83条地区法院的规则;法官的指令第84条诉讼文书格式第85条本规则的称谓第86条生效日期附件一:诉讼文书格式附件二:《美国联邦民事诉讼规则》中的词汇英中文语义对照表美国联邦证据规则导言《美国联邦证据规则》介绍第1章一般规定第101条适用范围第102条目的和结构第103条关于证据的裁定(a)错误裁定的后果(1)异议(2)提供证明(b)关于提供证据和裁定的记录(c)陪审团审理(d)显见错误第104条初步询问(a)关于可采性的一般询问(b)以事实为条件的相关性(c)陪审团审理(d)被告人作证(e)重要性和可信性第105条有限的可采性第106条书面或录音证词的剩余部分或相关部分第2章司法认知第201条关于裁判事实的司法认知(a)适用范围(b)事实种类(c)任意采用(d)强制采用(e)被听证的机会(f)采用司法认知的时间(g)指示陪审团第3章民事诉讼中的推定第301条民事诉讼中推定的一般规定第302条民事诉讼中州法的适用性第4章相关性及其限制第401条“相关证据”的定义第402条相关证据一般可以采纳;无相关性的证据不能采纳第403条因偏见、混淆或浪费时间而排除相关证据第404条品格证据不能采纳来证明行为;例外;其他犯罪(a)品格证据的一般规定(1)被告人的品格(2)被害人的品格(3)证人的品格(b)其他犯罪、错误或行为第405条证明品格的方法(a)名声或评价(b)特定行为实例第406条习惯;日常工作第407条随后的补救措施第408条和解和要求和解第409条支付医疗或类似费用第410条答辩、答辩讨论和有关陈述不可采纳第411条责任保险第412条性犯罪案件;与被害人过去行为相关第5章特权第501条一般规则第6章证人第601条关于证人能力的一般规则第602条缺乏亲身体验第603条宣誓或郑重声明第604条译员第605条法官作为证人的能力第606条陪审员作为证人的能力(a)参加审理(b)对陪审团裁决或起诉书合法性的调查第607条谁可以提出质疑第608条关于证人品格和行为的证据(a)关于品格的评价证据和名声证据(b)行为的具体实例第609条以曾被定罪的证据提出质疑(a)一般规则(b)时间限制(c)赦免、撤销或证明恢复名誉的效果(d)未成年人的裁判(e)上诉未决第610条宗教信仰或主张第611条询问和举证的方式和次序(a)法庭控制(b)交叉询问的范围(c)诱导性问题第612条使用书面材料来唤醒记忆第613条证人先前的陈述(a)就证人先前的陈述进行询问(b)有关证人先前陈述不一致的外部证据第614条法庭传唤和询问证人(a)法庭传唤证人(b)法庭询问(c)异议第615条排除证人第7章意见证据和专家证词第701条一般证人的意见证词第702条专家证词第703条专家意见证词的基础第704条关于最终争议的意见第705条公开专家意见所依据的事实和数据第706条法庭指定专家(a)指定(b)补偿(c)将指定公开(d)当事人自己选择专家第8章传闻证据第801条定义(a)陈述(b)陈述者(c)传闻(d)不是传闻的陈述(1)证人的先前陈述(2)为对立当事人承认第802条传闻证据规则第803条传闻证据的例外;陈述者可否作证无关紧要(1)表达感觉印象(2)刺激的发泄(3)当时存在的精神、感情或身体状态(4)出于医疗诊断或治疗目的的陈述(5)被记录的回忆(6)关于日常行为、活动的记录(7)在第(6)项规定的记录中缺乏记载(8)公共记录或报告(9)重要统计资料(10)缺乏公共记录或没有记载(11)宗教组织的记录(12)婚姻、洗礼或类似证明(13)家庭记录(14)反映财产利益的文件记录(15)文件中反映财产利益的陈述(16)在陈年文件中的陈述(17)市场报告商业出版物(18)学术论文(19)关于个人或家庭历史的名声(20)关于边界和一般历史的名声(21)性格方面的名声(22)先前定罪的判决(23)关于个人、家庭、或一般历史、或边界的判决(24)其他例外第804条传闻证据的例外;陈述者不能到庭作证(a)不能出庭的定义(b)传闻证据的例外(1)先前证词(2)临终陈述(3)对己不利的陈述(4)关于个人或家史的陈述(5)其他例外第805条传闻中的传闻…第806条攻击和支持陈述者的可信性第9章鉴定和辨认第901条要求鉴定或辨认(a)一般规定(b)说明(1)具有知识的人的证明(2)对笔迹的非专家意见(3)由审判者或专家证人进行比较(4)与众不同的特征或类似品质(5)声音辨认(6)声音通话(7)公共记录或报告(8)陈年文件或数据汇编(9)过程或系统(10)法律或规则规定的方法第902条自我鉴定(1)国内盖有印章的公文(2)国内未盖印章的公文(3)外国公文(4)经证实的公共记录的副本(5)官方出版物(6)报纸和期刊(7)商品注册或类似标记(8)被承认的文件(9)商业票据和相关文件(10)根据国会立法推定第903条不必要有补强证人证词第10章文字、录音和照相的内容第1001条定义(1)文字和录音(2)照相(3)原件(4)复制品第1002条要求原件第1003条复制品的可采性第1004条其他关于内容的证据的可采性(1)原件遗失或毁坏(2)原件无法获得(3)原件在对方掌握中(4)附属事项第1005条公共记录第1006条摘要第1007条当事人的证词或书面承认第1008条法庭和陪审团的职能第11章综合规则第1101条规则的适用性(a)法院和治安法院(b)诉讼范围(c)关于特权的规则(d)不适用规则的情况(e)部分适用的规则第1102条修改第1103条标题FEDERAL RULES OF CIVIL PROCEDUREI.SCOPE OF RULES ONE FORM OF ACTIONRule1 Scope and Purpose of RulesThese rules govern the procedure in the United States district courts in all suits of a civil nature whether cognizable as cases at law or in equity or in admiralty, with the exceptions stated in Rule 81. They shall be construed and administered to secure the just, speedy, and inexpensive determination of every action.Rule 2 One Form of ActionThere shall be one form of action to be known as civil action.II. COMMENCEMENT OF ACTION; SERVICE OF PROCESS, PLEADINGS, MOTIONS, AND ORDERSRule 3 Commencement of ActionA civil action is commenced by filing a complaint with the court.Rule 4 Summons(a) Form. The summons shall be signed by the clerk, bear the seal of the court, identify the court and the parties, be directed to the defendant, and state the name and address of the plaintiff's attorney or, if unrepresented, of the plaintiff. It shall also state the time within which the defendant must appear and defend, and notify the defendant that failure to do so will result in a judgment by default against the defendant for the relief demanded in the complaint. The court may allow a summons to be amended.(b) Issuance. Upon or after filing the complaint, the plaintiff may present a summons to the clerk for signature and seal. If the summons is in proper form, the clerk shall sign, seal, and issue it to the plaintiff for service on the defendant. A summons, or a copy of the summons if addressed to multiple defendants, shall be issued for each defendant to be served.(c) Service with Complaint; by Whom Made.(1) A summons shall be served together with a copy of the complaint. The plaintiff isresponsible for service of a summons and complaint within the time allowed under subdivision(m) and shall furnish the person effecting service with the necessary copies of the summonsand complaint.(2) Service may be effected by any person who is not a party and who is at least 18 years of age. At the request of the plaintiff, however, the court may direct that service be effected by a United States marshal, deputy United States marshal, or other person or officer specially appointed by the court for the purpose. Such an appointment must be made when the plaintiff is authorized to proceed in forma pauperis pursuant to28 U.S.C. §1915 or is authorized to proceed as a seaman under 28 U.S.C. §1916(d) Waiver of Service; Duty to Save Costs of Service; Request to Waive.(1) A defendant who waives service of a summons does not thereby waive any objection to the venue or to the jurisdiction of the court over the person of the defendant.(2) An individual, corporation, or association that is subject to service under subdivision(e), (f), or (h) and that receives notice of an action in the manner provided in this paragraph has a duty to avoid unnecessary costs of serving the summons. To avoid costs, the plaintiff may notify such a defendant of the commencement of the action and request that the defendant waive service of a summons. The notice and request.(A) shall be in writing and shall be addressed directly to the defendant,if an individual, or else to an officer or managing or general agent (or otheragent authorized by appointment or law to receive service of process) of adefendant subject to service under subdivision (h) ;(B) shall be dispatched through first-class mail or other reliable means;(C) shall be accompanied by a copy of the complaint and shall identify thecourt in which it has been filed;(D) shall inform the defendant, by means of a text prescribed in an officialform promulgated pursuant to Rule 84, of the consequences of compliance andof a failure to comply with the request;(E) shall set forth the date on which request is sent; (F) shall allow thedefendant a reasonable time to return the waiver, which shall be at least30 days from the date on which the request is sent, or 60 days from that dateif the defendant is addressed outside any judicial district of the UnitedStates; and(G) shall provide the defendant with an extra copy of the notice and request,as well as a prepaid means of compliance in writing.If a defendant located within the United States fails to comply with a requestfor waiver made by a plaintiff located within the United States, the courtshall impose the costs subsequently incurred in effecting service on thedefendant unless good cause for the failure be shown.(3) A defendant that, before being served with process, timely returns a waiver so requested is not required to serve an answer to the complaint until 60 days after the date on which the request for waiver of service was sent, or 90 days after that date if the defendant was addressed outside any judicial district of the United States.(4) When the plaintiff files a waiver of service with the court, the action shall proceed, except as provided in paragraph (3), as if a summons and complaint had been served at the time of filing the waiver, and no proofs of service shall be required.(5) The costs to be imposed on a defendant under paragraph (2) for failure to comply witha request to waive service of a summons shall include the costs subsequently incurred in effecting service under subdivision (e), (f), or (h), together with the costs, including a reasonable attorney's fee, of any motion required to collect the costs of service.(e) Service Upon Individuals Within a Judicial District of the United States. Unless otherwise provided by federal law, service upon an individual from whom a waiver has not been obtained and filed, other than an infant or an incompetent person, may be effected in any judicial district of the United States:(1) pursuant to the law of the state in which the district court is located, or in whichservice is effected, for the service of a summons upon the defendant in an action broughtin the courts of general jurisdiction of the State; or(2) by delivering a copy of the summons and of the complaint to the individual personallyor by leaving copies thereof at the individual's dwelling house or usual place of abodewith some person of suitable age and discretion then residing therein or by deliveringa copy of the summons and of the complaint to an agent authorized by appointment or bylaw to receive service of process.(f) Service Upon Individuals in a Foreign Country. Unless otherwise provided by federal law, service upon an individual from whom a waiver has not been obtained and filed, other than an infant or an incompetent person, may be effected in a place not within any judicial district of the United States:(1) by any internationally agreed means reasonably calculated to give notice, such as thosemeans authorized by the Hague Convention on the Service Abroad of Judicial and ExtrajudicialDocuments; or(2) if there is no internationally agreed means of service or the applicable internationalagreement allows other means of service, provided that service is reasonably calculatedto give notice:(A) in the manner prescribed by the law of the foreign country for servicein that country in an action in any of its courts of general jurisdiction;or(B) as directed by the foreign authority in response to a letter rogatoryor letter of request; or(C) unless prohibited by the law of the foreign country, by(i) delivery to the individual personally of a copy of thesummons and the complaint; or(ii) any form of mail requiring a signed receipt, to beaddressed and dispatched by the clerk of the court to the partyto be served; or(3) by other means not prohibited by international agreement as may be directed by thecourt.(g) Service Upon Infants and Incompetent Person. Service upon an infant or an incompetent person in a judicial district of the United States shall be effected in the manner prescribed by the law of the state in which the service is made for the service of summons or like process upon any such defendant in an action brought in the courts of general jurisdiction of that state. Service upon an infant or an incompetentperson in a place not within any judicial district of the United States shall be effected in the manner prescribed by paragraph (2)(A) or (2)(B) of subdivision (f) or by such means as the court may direct.(h) Service Upon Corporations and Associations. Unless otherwise provided by federal law, service upon a domestic or foreign corporation or upon a partnership or other unincorporated association that is subject to suit under a common name, and from which a waiver of service has not been obtained and filed, shall be effected:(1) in a judicial district of the United States in the manner prescribed for individualsby subdivision (e)(1), or by delivering a copy of the summons and of the complaint to anofficer, a managing or general agent, or to any other agent authorized by appointment orby law to receive service of process and, if the agent is one authorized by statute toreceive service and the statute so requires, by also mailing a copy to the defendant, or(2) in a place not within any judicial district of the United States in any manner prescribedfor individuals by subdivision (f) except personal delivery as provided in paragraph(2)(C)(i) thereof.(i) Serving the United States, Its Agencies, Corporations, Officers, or Employees.(1) Service upon the United States shall be effected(A) by delivering a copy of the summons and of the complaint to the UnitedStates attorney for the district in which the action is brought or to anassistant United States attorney or clerical employee designated by theUnited States attorney in a writing filed with the clerk of the court or bysending a copy of the summons and of the complaint by registered or certifiedmail addressed to the civil process clerk at the office of the United Statesattorney and(B) by also sending a copy of the summons and of the complaint by registeredor certified mail to the Attorney General of the United States at Washington,District of Columbia, and(C) in any action attacking the validity of an order of an officer or agencyof the United States not made a party, by also sending a copy of the summonsand of the complaint by registered or certified mail to the officer or agency.(2)(A) Service on an agency or corporation of the United States, or an officer or employeeof the United States sued only in an official capacity, is effected by serving the UnitedStates in the manner prescribed by Rule 4 (i)(1) and by also sending a copy of the summonsand complaint by registered or certified mail to the officer, employee, agency, orcorporation.(B) Service on an officer or employee of the United States sued in anindividual capacity for acts or omissions occurring in connection with theperformance of duties on behalf of the United States whether or not theofficer or employee is sued also in an official capacity is effected byserving the United States in the manner prescribed by Rule 4 (i)(1) and byserving the officer or employee in the manner prescribed by Rule 4 (e), (f),or (g).(3) The court shall allow a reasonable time to serve process under Rule 4 (i) for the purposeof curing the failure to serve:(A) all persons required to be served in an action governed by Rule 4 (i)(2)(A),if the plaintiff has served either the United States attorney or the AttorneyGeneral of the United States, or(B) the United States in an action governed by Rule 4 (i)(2)(B), if theplaintiff has served an officer or employee of the United States sued in anindividual capacity.(j) Service Upon Foreign, State, or Local Governments.(1) Service upon a foreign state or a political subdivision, agency, or instrumentalitythereof shall be effected pursuant to 28 U.S.C. §1608(2) Service upon a state, municipal corporation, or other governmental organization subjectto suit, shall be effected by delivering a copy of the summons and of the complaint toits chief executive officer or by serving the summons and complaint in the manner prescribedby the law of that state for the service of summons or other like process upon any suchdefendant.(k) Territorial Limits of Effective Service.(1) Service of a summons or filing a waiver of service is effective to establish jurisdictionover the person of a defendant(A) who could be subjected to the jurisdiction of a court of generaljurisdiction in the state in which the district court is located, or(B) who is a party joined under Rule 14 or Rule 19 and is served at a placewithin a judicial district of the United States and not more than 100 milesfrom the place from which the summons issues, or(C) who is subject to the federal interpleader jurisdiction under 28 U.S.C.§ 1335, or(D) when authorized by a statute of the United States.(2) If the exercise of jurisdiction is consistent with the Constitution and laws of theUnited States, serving a summons or filing a waiver of service is also effective, withrespect to claims arising under federal law, to establish personal jurisdiction over theperson of any defendant who is not subject to the jurisdiction of the courts of generaljurisdiction of any state.(l) Proof of Service. If service is not waived, the person effecting service shall make proof thereof to the court. If service is made by a person other than a United States marshal or deputy United Statesmarshal, the person shall make affidavit thereof. Proof of service in a place not within any judicial district of the United States shall, if effected under paragraph (1) of subdivision (f), be made pursuant to the applicable treaty or convention, and shall, if effected under paragraph (2) or (3) thereof, include a receipt signed by the addressee or other evidence of delivery to the addressee satisfactory to the court. Failure to make proof of service does not affect the validity of the service. The court may allow proof of service to be amended.(m) Time Limit for Service. If service of the summons and complaint is not made upon a defendant within 120 days after the filing of the complaint, the court, upon motion or on its own initiative after notice to the plaintiff, shall dismiss the action without prejudice as to that defendant or direct that service be effected within a specified time; provided that if the plaintiff shows good cause for the failure, the court shall extend the time for service for an appropriate period. This subdivision does not apply to service in a foreign country pursuant to subdivision (f) or (j)(1).(n) Seizure of Property; Service of Summons Not Feasible.(1) If a statute of the United States so provides, the court may assert jurisdiction overproperty. Notice to claimants of the property shall than be sent in the manner providedby the statute or by service of a summons under this rule.(2) Upon a showing that personal jurisdiction over a defendant cannot, in the districtwhere the action is brought, be obtained with reasonable efforts by service of summonsin any manner authorized by this rule, the court may assert jurisdiction over any of thedefendant's assets found within the district by seizing the assets under the circumstancesand in the manner provided by the law of the state in which the district court is located.Rule 4.1. Service of Other Process(a) Generally. Process other than a summons as provided in Rule 4 or subpoena as provided in Rule 45 shall be served by a United States marshal, a deputy United States marshal, or a person specially appointed for that purpose, who shall make proof of service as provided in Rule 4 (1). The process may be served anywhere within the territorial limits of the state in which the district court is located, and, when authorized by a statute of the United States, beyond the territorial limits of that state.(b) Enforcement of Orders: Commitment for Civil Contempt. An order of civil commitment of a person held to be in contempt of a decree or injunction issued to enforce the laws of the United States may be served and enforced in any district. Other orders in civil contempt proceedings shall be served in the state in which the court issuing the order to be enforced is located or elsewhere within the United States if not more than 100 miles from the place at which the order to be enforced was issued.Rule 5 Service and Filing of Pleadings and Other Papers(a) Service: When Required. Except as otherwise provided in these rules, every order required by its terms to be served, every pleading subsequent to the original complaint unless the court otherwise orders because of numerous defendants, every paper relating to discovery required to be served upon a party unless the court otherwise orders, every written motion other than one which may be heard ex parte, and every written notice, appearance, demand, offer of judgment, designation of record on appeal, and similar paper shall be served upon each of the parties. No service need be made on parties in default for failure to appear except that pleadings asserting new or additional claims for relief against them shall be served upon them in the manner provided for service of summons in Rule 4.In an action begun by seizure of property, in which no person need be or is named as defendant, any service required to be made prior to the filing of an answer, claim, or appearance shall be made upon the person having custody or possession of the property at the time of its seizure.(b) Same: How Made. Whenever under these rules service is required or permitted to be made upon a party represented by an attorney the service shall be made upon the attorney unless service upon the party is ordered by the court. Service upon the attorney or upon a party shall be made by delivering a copy to the attorney or party or by mailing it to the attorney or party at the attorney's or party's last known address or, if no address is known, by leaving it with the clerk of the court. Delivery of a copy within this rule means: handing it to the attorney or to the party; or leaving it at the attorney's or party's office with a clerk or other person in charge thereof; or, if there is no one in charge, leaving it in a conspicuous place therein; or, if the office is closed or the person to be served has no office, leaving it at the person's dwelling house or usual place of abode with some person of suitable age and discretion then residing therein. Service by mail is complete upon mailing.(c) Same: Numerous Defendants. In any action in which there are unusually large numbers of defendants, the court, upon motion or of its own initiative, may order that service of the pleadings of the defendants and replies thereto need not be made as between the defendants and that any cross-claim, counterclaim, or matter constituting an avoidance or affirmative defense contained therein shall be deemed to be denied or avoided by all other parties and that the filing of any such pleading and service thereof upon the plaintiff constitutes due notice of it to the parties. A copy of every such order shall be served upon the parties in such manner and form as the court directs.(d) Filing; Certificate of Service. All papers after the complaint required to be served upon a party, together with a certificate of service, must be filed with the court within a reasonable time after service, but disclosures under Rule 26 (a)(1) or (2) and the following discovery requests and responses must not be filed until they are used in the proceeding or the court orders filing: (i) depositions, (ii) interrogatories, (iii) requests for documents or to permit entry upon land, and (iv) requests for admission.(e) Filing With the Court Defined. The filing of papers with the court as required by these rules shall be made by filing them with the clerk of court, except that the judge may permit the papers to be filed with the judge, in which event the judge shall note thereon the filing date and forthwith transmit them to the office of the clerk. A court may by local rule permit papers to be filed, signed, or verified by electronic means that are consistent with technical standards, if any, that the Judicial Conference of the United States establishes. A paper filed by electronic means in compliance with a local rule constitutes a written paper for the purpose of applying these rules. The clerk shall not refuse to accept for filing any paper presented for that purpose solely because it is not presented in proper form as required by these rules or any local rules or practices.Prospective amendment:Amendment of Rule 5, effective December 1, 2001. By order dated April 23, 2001, the Supreme Court of the United States approved the following amendments to Rule 5, effective December 1, 2001, and authorized their transmission to Congress in accordance with 28 USCS § 2072Rule 5. Service and Filing of Pleadings and Other Papers(b) Making Service.(1) Service under Rules 5(a) and 77(d) on a party represented by an attorney is made onthe attorney unless the court orders service on the party.(2) Service under Rule 5(a) is made by:(A) Delivering a copy to the person served by:(i) handing it to the person;(ii) leaving it at the person's office with a clerk or otherperson in charge, or if no one is in charge leaving it in aconspicuous place in the office; or(iii) if the person has no office or the office is closed,leaving it at the person's dwelling house or usual place ofabode with someone of suitable age and discretion residingthere.(B) Mailing a copy to the last known address of the person served. Serviceby mail is complete on mailing.(C) If the person served has no known address, leaving a copy with the clerkof the court.(D) Delivering a copy by any other means, including electronic means,consented to in writing by the person served. Service by electronic meansis complete on transmission; service by other consented means is completewhen the person making service delivers the copy to the agency designatedto make delivery.If authorized by local rule, a party may make service under this subparagraph(D) through the court's transmission facilities.(3) Service by electronic means under Rule 5(b)(2)(D) is not effective if the party making service learns that the attempted service did not reach the person to be served.Rule 6 Time(a) Computation. In computing any period of time prescribed or allowed by these rules, by the local rules of any district court, by order of court, or by any applicable statute, the day of the act, event, or default from which the designated period of time begins to run shall not be included. The last day of the period so computed shall be included, unless it is a Saturday, a Sunday, or a legal holiday, or, when the act to be done is the filing of a paper in court, a day on which weather or other conditions have made the office of the clerk of the district court inaccessible, in which event the period runs until the end of the next day which is not one of the aforementioned days. When the period of time prescribed or allowed is less than 11 days, intermediate Saturdays, Sundays, and legal holidays shall be excluded in the computation. As used in this rule and in Rule 77 (c), legal holiday includes New Year's Day, Birthday of Martin Luther King, Jr., Washington's Birthday, Memorial Day, Independence Day, Labor Day, Columbus Day, Veterans Day, Thanksgiving Day, Christmas Day, and any other day appointed as a holiday by the President of the Congress of the United States, or by the state in which the district court is held.。

美国联邦刑事诉讼规则和证据规则

美国联邦刑事诉讼规则和证据规则

----------------------- Page 1----------------------- ----------------------- Page 2-----------------------外国刑事诉讼法典系列美国联邦刑事诉讼规则和证据规则卞建林译----------------------- Page 3-----------------------序一切事物只有互相比较才能见差别长短,只有互相借鉴才能促发展进步。

法制建设也是如此。

中国法制建设,包括中国刑事诉讼法制的改革和健全,既要立足中国国情,不断总结自己的经验,也应当研究外国的法制建设情况,借鉴他们的经验,以奏 "他山之石,可以攻玉"之效。

正因为如此,由我主持的《中国政法大学刑事法律研究中心》,在原来《刑事诉讼制度改革研究》课题组工作的基础上,继续对若干西方国家的刑事诉讼法典组织翻译出版,《美国联邦刑事诉讼规则和证据规则》就是其中之一。

我们感谢卞建林博士对这部法典的翻译付出了辛勤的劳动。

由于美国的联邦刑事诉讼规则和证据规则规定得比较原则,比较简明,不象大陆法系国家成文的刑事诉讼法典那样系统全面,为了使读者概括了解这两部规则,我们请他对美国的刑事诉讼制度和证据制度作一简介。

卞建林博士曾于1993年8月至1994年8月作为访问学者在美国纽约大学法学院进修一年,对美国刑事诉讼制度和证据制度有比较系统的研究,相信他的介绍定会有助于读者对美国刑事司法制度的了解。

最后,我们感谢美国福特基金会对《美国联邦刑事诉讼----------------------- Page 4-----------------------规则和证据规则》的出版予以资助。

陈光中1996年1月----------------------- Page 5-----------------------目录1目录美国刑事诉讼简介................................................ (1)联邦刑事诉讼规则 ............................................. (35)第一章范围、目的和结构 ................................. (35)第1条范围 ............................................. (35)第2条目的和结构 .................................... (35)第二章预备诉讼 ............................................. (36)第3条控告 ............................................. (36)第4条根据控告签发逮捕令或传票 ............... (36)第5条在治安法官前初次聆讯 ..................... (37)第5.1条预备审查.................................... (39)第三章大陪审团起诉书和检察官起诉书 ......... (41)第6条大陪审团 ....................................... (41)第7条大陪审团起诉书和检察官起诉书 ......... (45)第8条共同犯罪和共同被告 ........................ (47)第9条根据大陪审团起诉书或检察官起诉书签发逮捕令或传票 .................. (47)第四章传讯和准备审判 .................................... (50)----------------------- Page 6-----------------------2目录第10条传讯............................................. (50)第11条答辩............................................. (50)第12条审判前的书状和申请;辩护和异议...... (54)第12.1条通知不在犯罪现场 ..................... (56)第12.2条通知作精神病辩护或者专家关于被告人精神状况的证词 ........................ (58)第12.3条通知以公共权利为由辩护 ............ (59)第13条将大陪审团起诉书或检察官起诉书合并审理....................................... (60)第14条将可能有不公正影响的共同诉讼分开....................................... (61)第15条证据保全....................................... (61)第16条透露和审查.................................... (63)第17条传票............................................. (67)第17.1条庭审前会议 .............................. (69)第五章审判地点 ............................................. (70)第18条起诉和审判地点.............................. (70)第19条(已废除).................................... (70)第20条为答辩和判刑而移送........................ (70)第21条为审判而移送................................. (71)第22条申请移送的时间.............................. (72)第六章审判 ................................................... (73)第23条陪审团审判或法庭审判..................... (73)----------------------- Page 7-----------------------目录3第24条审判陪审员.................................... (74)第25条法官;无资格................................. (75)第26条作证............................................. (75)第26.1条确定外国法律 ........................... (75)第26.2条提供证人陈述 ........................... (76)第27条官方记录的证明.............................. (77)第28条译员............................................. (77)第29条申请宣判无罪................................. (77)第29.1条终结辩论 ................................. (79)第30条指示............................................. (79)第31条裁决............................................. (79)第七章判决 ................................................... (81)第32条课刑和判决.................................... (81)第32.1条撤消或变更缓刑或监视释放 ......... (85)第33条重新审判....................................... (86)第34条阻止审判....................................... (86)第35条纠正课刑....................................... (86)第36条文字错误....................................... (87)第八章上诉(已废除) .................................... (88)第37条提起上诉;申请调卷令(已废除)...... (88)第38条延期执行....................................... (88)第39条上诉监督(已废除)........................ (89)第九章补充诉讼和特别诉讼 .............................. (90)----------------------- Page 8-----------------------4目录第40条提交另一地区................................. (90)第41条搜查和扣押.................................... (91)第42条刑事藐视法庭(罪)........................ (96)第十章一般规定 ............................................. (97)第43条被告人到庭.................................... (97)第44条获得律师和被指定律师的权利............ (98)第45条期间............................................. (98)第46条从监狱释放 ................................. (100)第47条申请 .......................................... (102)第48条撤消 .......................................... (102)第49条文件的送达和存档 ........................ (102)第50条案件日程表;及时处理的计划 ......... (104)第51条不必要的例外 .............................. (104)第52条无害错误和明显错误 ..................... (104)第53条法庭内行为规则 ........................... (104)第54条适用范围和例外 ........................... (105)第55条记录 .......................................... (107)第56条法院和书记官 .............................. (108)第57条地区法院制定规则 ........................ (108)第58条轻罪和其他轻微犯罪的程序 ............ (108)第59条生效日期 .................................... (113)第60条标题 .......................................... (113)联邦证规则...................................................... (114)----------------------- Page 9-----------------------目录5第一章一般规定............................................. (115)第101条适用范围....................................... (115)第102条目的和结构.................................... (115)第103条关于证据的裁定.............................. (115)()错误裁定的后果.................................... (115)a(1)异议................................................... (115)(2)提供证明............................................. (116)()关于提供证据和裁定的记录 .................. (116)b()陪审团审理.......................................... (116)c()显见错误 .......................................... (116)d第104条初步询问....................................... (116)()关于可采性的一般询问........................... (116)a()以事实为条件的相关性 ........................ (116)b()陪审团审理.......................................... (116)c()被告人作证 ....................................... (117)d()重要性和可信性.................................... (117)e第105条有限的可采性................................. (117)第106条书面或录音证词的剩余部分或相关部分....................................... (117)第二章司法认知............................................. (118)第201条关于裁判事实的司法认知.................. (118)()适用范围............................................. (118)a()事实种类 .......................................... (118)b----------------------- Page 10-----------------------6目录)任意采用............................................. (118)(c()强制采用 .......................................... (118)d()被听证的机会....................................... (118)e()采用司法认知的时间.............................. (118)f()指示陪审团 ....................................... (118)g第三章民事诉讼中的推定................................. (120)第301条民事诉讼中推定的一般规定............... (120)第302条民事诉讼中州法的适用性.................. (120)第四章相关性及其限制.................................... (121)第401条 "相关证据"的定义........................ (121)第402条相关证据一般可以采纳;无相关性的证据不能采纳................................. (121)第403条因偏见、混淆或浪费时间而排除相关证据... (121)第404条品格证据不能采纳来证明行为;例外;其他犯罪.............................. (121)()品格证据的一般规定.............................. (121)a(1)被告人的品格....................................... (122)(2)被害人的品格....................................... (122)(3)证人的品格.......................................... (122)()其他犯罪、错误或行为 ........................ (122)b第405条证明品格的方法.............................. (122)()名声或评价.......................................... (122)a----------------------- Page 11-----------------------目录7()特定行为实例 .................................... (122)b第406条习惯;日常工作.............................. (123)第407条随后的补救措施.............................. (123)第408条和解和要求和解.............................. (123)第409条支付医疗或类似费用........................ (123)第410条答辩、答辩讨论和有关陈述不可采纳....................................... (124)第411条责任保险....................................... (124)第412条性犯罪案件;与被害人过去行为相关....................................... (125)第五章特权................................................... (127)第501条一般规则....................................... (127)第六章证人................................................... (128)第601条关于证人能力的一般规则.................. (128)第602条缺乏亲身体验................................. (128)第603条宣誓或郑重声明.............................. (128)第604条译员............................................. (128)第605条法官作为证人的能力........................ (129)第606条陪审员作为证人的能力..................... (129)()参加审理 .......................................... (129)a()对陪审团裁决或起诉书合法性的调查 ...... (129)b第607条谁可以提出质疑.............................. (129)第608条关于证人品格和行为的证据............... (129)----------------------- Page 12-----------------------8目录)关于品格的评价证据和名声证据 ............ (129)(a()行为的具体实例 ................................. (130)b第609条以曾被定罪的证据提出质疑............... (130)()一般规则 .......................................... (130)a()时间限制 .......................................... (131)b()赦免、撤消或证明恢复名誉的效果 ......... (131)c()未成年人的裁判 ................................. (132)d()上诉未决 .......................................... (132)e第610条宗教信仰或主张.............................. (132)第611条询问和举证的方式和次序.................. (132)()法庭控制 .......................................... (132)a()交叉询问的范围 ................................. (132)b()诱导性问题 ....................................... (133)c第612条使用书面材料来唤醒记忆.................. (133)第613条证人先前的陈述.............................. (134)()就证人先前的陈述进行询问 .................. (134)a()有关证人先前陈述不一致的外部证据 ...... (134)b第614条法庭传唤和询问证人........................ (134)()法庭传唤证人 .................................... (134)a()法庭询问 .......................................... (134)b()异议 ................................................ (134)c第615条排除证人....................................... (134)第七章意见证据和专家证词.............................. (136)----------------------- Page 13-----------------------目录9第701条一般证人的意见证词........................ (136)第702条专家证词....................................... (136)第703条专家意见证词的基础........................ (136)第704条关于最终争议的意见........................ (136)第705条公开专家意见所依据的事实和数据...... (137)第706条法庭指定专家................................. (137)()指定 ................................................ (137)a()补偿 ................................................ (137)b()将指定公开 ....................................... (138)c()当事人自己选择专家 ........................... (138)d第八章传闻证据............................................. (139)第801条定义............................................. (139)()陈述 ................................................ (139)a()陈述者 ............................................. (139)b()传闻................................................... (139)c()不是传闻的陈述 ................................. (139)d(1)证人的先前陈述.................................... (139)(2)为对立当事人承认................................. (139)第802条传闻证据规则.............................. (140)第803条传闻证据的例外;陈述者可否作证无关紧要.................................... (140)(1)表达感觉印象....................................... (140)(2)刺激的发泄.......................................... (140)----------------------- Page 14-----------------------10目录(3)当事存在的精神、感情或身体状态............ (140)(4)出于医疗诊断或治疗目的的陈述............... (141)(5)被记录的回忆....................................... (141)(6)关于日常行为、活动的记录..................... (141)(7)在第(6)项规定的记录中缺乏记载 ......... (141)(8)公共记录或报告.................................... (141)(9)重要统计资料....................................... (142)(10)缺乏公共记录或没有记载 ..................... (142)(11)宗教组织的记录 ................................. (142)(12)婚姻、洗礼或类似证明 ........................ (143)(13)家庭记录 .......................................... (143)(14)反映财产利益的文件记录 ..................... (143)(15)文件中反映财产利益的陈述 .................. (143)(16)在陈年文件中的陈述 ........................... (143)(17)市场报告,商业出版物 ........................ (144)(18)学术论文 .......................................... (144)(19)关于个人或家庭历史的名声 .................. (144)(20)关于边界和一般历史的名声 .................. (144)(21)性格方面的名声 ................................. (144)(22)先前定罪的判决 ................................. (145)(23)关于个人、家庭、或一般历史、或边界的判决 .................................... (145)(24)其他例外 .......................................... (145)----------------------- Page 15-----------------------目录11第804条传闻证据的例外;陈述者不能到庭作证....................................... (145)()不能出庭的定义.................................... (145)a()传闻证据的例外 .................................(146)b(1)先前证词............................................. (146)(2)临终陈述............................................. (146)(3)对己不利的陈述.................................... (147)(4)关于个人或家史的陈述........................... (147)(5)其他例外............................................. (147)第805条传闻中的传闻................................. (148)第806条攻击和支持陈述者的可信性............... (148)第九章鉴定和辨认.......................................... (149)第901条要求鉴定或辨认.............................. (149)()一般规定............................................. (149)a()说明 ................................................ (149)b(1)具有知识的人的证明.............................. (149)(2)对笔迹的非专家意见.............................. (149)(3)由审判者或专家证人进行比较.................. (149)(4)与众不同的特征或类似品质..................... (149)(5)声音辨认............................................. (149)(6)声音通话............................................. (149)(7)公共记录或报告.................................... (150)(8)陈年文件或数据汇编.............................. (150)----------------------- Page 16-----------------------12目录(9)过程或系统.......................................... (150)(10)法律或规则规定的方法 ........................ (150)第902条自我鉴定....................................... (150)(1)国内盖有印章的公文.............................. (151)(2)国内未盖印章的公文.............................. (151)(3)外国公文............................................. (151)(4)经证实的公共记录的副本........................ (151)(5)官方出版物.......................................... (151)(6)报纸和期刊.......................................... (152)(7)商品注册或类似标记.............................. (152)(8)被承认的文件....................................... (152)(9)商业票据和相关文件.............................. (152)(10)根据国会立法推定 .............................. (152)第903条不必要有补强证人证词..................... (152)第十章文字、录音和照相的内容........................ (153)第1001条定义 .................................... (153)(1)文字和录音.......................................... (153)(2)照相................................................... (153)(3)原件................................................... (153)(4)复制品................................................ (153)第1002条要求原件 .................................... (153)第1003条复制品的可采性 ........................... (154)第1004条其他关于内容的证据的可采性 ... (154)----------------------- Page 17-----------------------目录13(1)原件遗失或毁坏.................................... (154)(2)原件无法获得....................................... (154)(3)原件在对方掌握中................................. (154)(4)附属事项............................................. (154)第1005条公共记录 .................................... (154)第1006条摘要 .......................................... (155)第1007条当事人的证词或书面承认 ............... (155)第1008条法庭和陪审团的职能 ..................... (155)第十一章综合规则.......................................... (156)第1101条规则的适用性 .............................. (156)()法院和治安法院.................................... (156)a()诉讼范围 .......................................... (156)b()关于特权的规则.................................... (156)c()不适用规则的情况 .............................. (156)d()部分适用的规则.................................... (157)e第1102条修改 .......................................... (158)第1103条标题 .......................................... (158)----------------------- Page 18-----------------------美国联邦刑事诉讼规则和证据规则1美国刑事诉讼简介在法律传统上,美国源自英国普通法系,实行判例制度,没有系统成文的刑事诉讼法典。

美国公司控诉案件法律(3篇)

美国公司控诉案件法律(3篇)

第1篇一、引言美国作为全球最大的经济体之一,其法律体系复杂且完善。

在公司控诉案件中,法律起着至关重要的作用。

本文将简要介绍美国公司控诉案件的法律规定,包括诉讼程序、证据要求、责任认定等方面。

二、诉讼程序1. 起诉状在美国,公司控诉案件的第一步是起诉状。

起诉状是原告向法院提交的书面文件,其中详细说明了诉讼请求、事实和理由。

起诉状需满足以下要求:(1)清晰明确地陈述诉讼请求;(2)详细描述事实,包括时间、地点、当事人等;(3)提供法律依据,支持诉讼请求。

2. 答辩状被告收到起诉状后,需在规定时间内向法院提交答辩状。

答辩状是对原告起诉状的回应,包括承认、否认或部分承认原告的诉讼请求,以及提出反诉或交叉诉讼。

3. 证据交换在诉讼过程中,双方当事人需进行证据交换。

证据交换包括交换书面证据、证人证言、专家意见等。

双方当事人需在规定时间内提交证据,以便对方进行质证。

4. 庭审庭审是公司控诉案件的关键环节。

在庭审中,双方当事人需陈述事实、提供证据、进行辩论。

法院根据双方提供的证据和辩论结果,作出判决。

5. 诉讼调解在美国,法院鼓励当事人进行诉讼调解。

调解是一种非正式的解决纠纷方式,由中立第三方主持,协助双方达成和解协议。

6. 诉讼判决法院根据庭审结果和证据,作出判决。

判决可能包括以下几种:(1)驳回诉讼请求;(2)部分支持诉讼请求;(3)全部支持诉讼请求。

三、证据要求1. 直接证据直接证据是指能够直接证明案件事实的证据。

在公司控诉案件中,直接证据包括合同、协议、书面文件、电子邮件、证人证言等。

2. 间接证据间接证据是指不能直接证明案件事实,但与案件事实相关的证据。

在诉讼过程中,间接证据需与其他证据结合,共同证明案件事实。

3. 证据标准在美国,证据标准分为两种:证明责任和证明标准。

(1)证明责任:原告需承担证明自己诉讼请求的责任。

在大多数情况下,原告需证明自己的诉讼请求具有“优势证据”。

(2)证明标准:法院在判决时,需根据证明标准进行判断。

美国诉讼中的送达规则在中国内地的适用

美国诉讼中的送达规则在中国内地的适用

遇到民法问题?赢了网律师为你免费解惑!访问>>美国诉讼中的送达规则在中国内地的适用近年来随着中美两国商贸往来的不断深入发展,在美国联邦和州法院的民事诉讼案件中,以中国公司或个人作为被告的民事诉讼案件也不断并且持续的增加中。

越来越多的中国内地公司收到来自美国法院的传票和诉讼材料,但由于美国域外送达规则的复杂性及缺乏对送达规则的了解,收到传票和诉讼材料的中国被告人并不清楚该送达是否有效、他们是否应该要去美国法庭出庭,能否抗辩、不履行或者是默认对方的送达行为。

美国民事诉讼顺利审结的前提是在中国的被告人收到一份有效送达的诉讼材料或者在美国的原告做出有效的放弃送达声明,只有这样送达程序才能对中国被告人生效,进而有可能获得中国法院认可的美国裁判书。

本文拟向读者概括介绍美国诉讼中的送达规则在中国内地的适用。

一、美国联邦民事诉讼规则第4条美国法院组织分为联邦和各州两大系统。

联邦法院送达程序的依据是美国联邦民事诉讼规则第4条,该条规定了传票和诉讼材料的送达方式。

第4条(d)款允许美国原告向外国被告放弃送达,尤其是第4条(f)款及第4条(h)(2)款规定了对美国域外的个人、公司以及社团可适用特别的送达程序。

第4条(j)款简要规定了向外国国家或其地方政府的送达程序。

第4条(d)款的放弃送达规定适用的条件是外国被告人失踪,或者是送达程序难以送达给外国被告人,或者是外国被告人不在美国境内并且需要花费大量且不必要的成本送达给被告人。

这类放弃送达并不意味着放弃对案件审判地及案件管辖权方面的任何异议,但是如果放弃送达的请求是通过普通邮件邮寄或者是其他中国未允许的送达方式,则放弃送达请求是无效或者是有问题的。

现行的美国联邦民事诉讼规则第4条承认以下的送达方式:(1)国际商业协议的送达方式;(2)送达地国家的法律认可的送达方式;(3)外国国家机关直接送达方式;(4)个人送达方式;(5)美国地区法院签发的邮件送达方式;(6)美国地区法院承认的国际公约中规定的其他送达方式。

美国联邦民事诉讼规则

美国联邦民事诉讼规则

FEDERAL RULES OF CIVIL PROCEDUREI.SCOPE OF RULES ONE FORM OF ACTIONRule1 Scope and Purpose of RulesThese rules govern the procedure in the United States district courts in all suits of a civil nature whether cognizable as cases at law or in equity or in admiralty, with the exceptions stated in Rule 81. They shall be construed and administered to secure the just, speedy, and inexpensive determination of every action.Rule 2 One Form of ActionThere shall be one form of action to be known as civil action.II. COMMENCEMENT OF ACTION; SERVICE OF PROCESS, PLEADINGS, MOTIONS, AND ORDERSRule 3 Commencement of ActionA civil action is commenced by filing a complaint with the court.Rule 4 Summons(a) Form. The summons shall be signed by the clerk, bear the seal of the court, identify the court and the parties, be directed to the defendant, and state the name and address of the plaintiff's attorney or, if unrepresented, of the plaintiff. It shall also state the time within which the defendant must appear and defend, and notify the defendant that failure to do so will result in a judgment by default against the defendant for the relief demanded in the complaint. The court may allow a summons to be amended.(b) Issuance. Upon or after filing the complaint, the plaintiff may present a summons to the clerk for signature and seal. If the summons is in proper form, the clerk shall sign, seal, and issue it to the plaintiff for service on the defendant. A summons, or a copy of the summons if addressed to multiple defendants, shall be issued for each defendant to be served.(c) Service with Complaint; by Whom Made.(1) A summons shall be served together with a copy of the complaint. The plaintiff isresponsible for service of a summons and complaint within the time allowed under subdivision(m) and shall furnish the person effecting service with the necessary copies of the summonsand complaint.(2) Service may be effected by any person who is not a party and who is at least 18 years of age. At the request of the plaintiff, however, the court may direct that service be effected by a United States marshal, deputy United States marshal, or other person or officer specially appointed by the court for the purpose. Such an appointment must be made when the plaintiff is authorized to proceed in forma pauperis pursuant to28 U.S.C. §1915 or is authorized to proceed as a seaman under 28 U.S.C. §1916(d) Waiver of Service; Duty to Save Costs of Service; Request to Waive.(1) A defendant who waives service of a summons does not thereby waive any objection tothe venue or to the jurisdiction of the court over the person of the defendant.(2) An individual, corporation, or association that is subject to service under subdivision(e), (f), or (h) and that receives notice of an action in the manner provided in this paragraph has a duty to avoid unnecessary costs of serving the summons. To avoid costs, the plaintiff may notify such a defendant of the commencement of the action and request that the defendant waive service of a summons. The notice and request.(A) shall be in writing and shall be addressed directly to the defendant,if an individual, or else to an officer or managing or general agent (or otheragent authorized by appointment or law to receive service of process) of adefendant subject to service under subdivision (h) ;(B) shall be dispatched through first-class mail or other reliable means;(C) shall be accompanied by a copy of the complaint and shall identify thecourt in which it has been filed;(D) shall inform the defendant, by means of a text prescribed in an officialform promulgated pursuant to Rule 84, of the consequences of compliance andof a failure to comply with the request;(E) shall set forth the date on which request is sent; (F) shall allow thedefendant a reasonable time to return the waiver, which shall be at least30 days from the date on which the request is sent, or 60 days from that dateif the defendant is addressed outside any judicial district of the UnitedStates; and(G) shall provide the defendant with an extra copy of the notice and request,as well as a prepaid means of compliance in writing.If a defendant located within the United States fails to comply with a requestfor waiver made by a plaintiff located within the United States, the courtshall impose the costs subsequently incurred in effecting service on thedefendant unless good cause for the failure be shown.(3) A defendant that, before being served with process, timely returns a waiver so requested is not required to serve an answer to the complaint until 60 days after the date on which the request for waiver of service was sent, or 90 days after that date if the defendant was addressed outside any judicial district of the United States.(4) When the plaintiff files a waiver of service with the court, the action shall proceed, except as provided in paragraph (3), as if a summons and complaint had been served at the time of filing the waiver, and no proofs of service shall be required.(5) The costs to be imposed on a defendant under paragraph (2) for failure to comply witha request to waive service of a summons shall include the costs subsequently incurred in effecting service under subdivision (e), (f), or (h), together with the costs, including a reasonable attorney's fee, of any motion required to collect the costs of service.(e) Service Upon Individuals Within a Judicial District of the United States. Unless otherwise provided by federal law, service upon an individual from whom a waiver has not been obtained and filed, other than an infant or an incompetent person, may be effected in any judicial district of the United States:(1) pursuant to the law of the state in which the district court is located, or in whichservice is effected, for the service of a summons upon the defendant in an action broughtin the courts of general jurisdiction of the State; or(2) by delivering a copy of the summons and of the complaint to the individual personallyor by leaving copies thereof at the individual's dwelling house or usual place of abodewith some person of suitable age and discretion then residing therein or by deliveringa copy of the summons and of the complaint to an agent authorized by appointment or bylaw to receive service of process.(f) Service Upon Individuals in a Foreign Country. Unless otherwise provided by federal law, service upon an individual from whom a waiver has not been obtained and filed, other than an infant or an incompetent person, may be effected in a place not within any judicial district of the United States:(1) by any internationally agreed means reasonably calculated to give notice, such as thosemeans authorized by the Hague Convention on the Service Abroad of Judicial and ExtrajudicialDocuments; or(2) if there is no internationally agreed means of service or the applicable internationalagreement allows other means of service, provided that service is reasonably calculatedto give notice:(A) in the manner prescribed by the law of the foreign country for servicein that country in an action in any of its courts of general jurisdiction;or(B) as directed by the foreign authority in response to a letter rogatoryor letter of request; or(C) unless prohibited by the law of the foreign country, by(i) delivery to the individual personally of a copy of thesummons and the complaint; or(ii) any form of mail requiring a signed receipt, to beaddressed and dispatched by the clerk of the court to the partyto be served; or(3) by other means not prohibited by international agreement as may be directed by thecourt.(g) Service Upon Infants and Incompetent Person. Service upon an infant or an incompetent person in a judicial district of the United States shall be effected in the manner prescribed by the law of the state in which the service is made for the service of summons or like process upon any such defendant in an action brought in the courts of general jurisdiction of that state. Service upon an infant or an incompetentperson in a place not within any judicial district of the United States shall be effected in the manner prescribed by paragraph (2)(A) or (2)(B) of subdivision (f) or by such means as the court may direct.(h) Service Upon Corporations and Associations. Unless otherwise provided by federal law, service upon a domestic or foreign corporation or upon a partnership or other unincorporated association that is subject to suit under a common name, and from which a waiver of service has not been obtained and filed, shall be effected:(1) in a judicial district of the United States in the manner prescribed for individualsby subdivision (e)(1), or by delivering a copy of the summons and of the complaint to anofficer, a managing or general agent, or to any other agent authorized by appointment orby law to receive service of process and, if the agent is one authorized by statute toreceive service and the statute so requires, by also mailing a copy to the defendant, or(2) in a place not within any judicial district of the United States in any manner prescribedfor individuals by subdivision (f) except personal delivery as provided in paragraph(2)(C)(i) thereof.(i) Serving the United States, Its Agencies, Corporations, Officers, or Employees.(1) Service upon the United States shall be effected(A) by delivering a copy of the summons and of the complaint to the UnitedStates attorney for the district in which the action is brought or to anassistant United States attorney or clerical employee designated by theUnited States attorney in a writing filed with the clerk of the court or bysending a copy of the summons and of the complaint by registered or certifiedmail addressed to the civil process clerk at the office of the United Statesattorney and(B) by also sending a copy of the summons and of the complaint by registeredor certified mail to the Attorney General of the United States at Washington,District of Columbia, and(C) in any action attacking the validity of an order of an officer or agencyof the United States not made a party, by also sending a copy of the summonsand of the complaint by registered or certified mail to the officer or agency.(2)(A) Service on an agency or corporation of the United States, or an officer or employeeof the United States sued only in an official capacity, is effected by serving the UnitedStates in the manner prescribed by Rule 4 (i)(1) and by also sending a copy of the summonsand complaint by registered or certified mail to the officer, employee, agency, orcorporation.(B) Service on an officer or employee of the United States sued in anindividual capacity for acts or omissions occurring in connection with theperformance of duties on behalf of the United States whether or not theofficer or employee is sued also in an official capacity is effected byserving the United States in the manner prescribed by Rule 4 (i)(1) and byserving the officer or employee in the manner prescribed by Rule 4 (e), (f),or (g).(3) The court shall allow a reasonable time to serve process under Rule 4 (i) for the purposeof curing the failure to serve:(A) all persons required to be served in an action governed by Rule 4 (i)(2)(A),if the plaintiff has served either the United States attorney or the AttorneyGeneral of the United States, or(B) the United States in an action governed by Rule 4 (i)(2)(B), if theplaintiff has served an officer or employee of the United States sued in anindividual capacity.(j) Service Upon Foreign, State, or Local Governments.(1) Service upon a foreign state or a political subdivision, agency, or instrumentalitythereof shall be effected pursuant to 28 U.S.C. §1608(2) Service upon a state, municipal corporation, or other governmental organization subjectto suit, shall be effected by delivering a copy of the summons and of the complaint toits chief executive officer or by serving the summons and complaint in the manner prescribedby the law of that state for the service of summons or other like process upon any suchdefendant.(k) Territorial Limits of Effective Service.(1) Service of a summons or filing a waiver of service is effective to establish jurisdictionover the person of a defendant(A) who could be subjected to the jurisdiction of a court of generaljurisdiction in the state in which the district court is located, or(B) who is a party joined under Rule 14 or Rule 19 and is served at a placewithin a judicial district of the United States and not more than 100 milesfrom the place from which the summons issues, or(C) who is subject to the federal interpleader jurisdiction under 28 U.S.C.§ 1335, or(D) when authorized by a statute of the United States.(2) If the exercise of jurisdiction is consistent with the Constitution and laws of theUnited States, serving a summons or filing a waiver of service is also effective, withrespect to claims arising under federal law, to establish personal jurisdiction over theperson of any defendant who is not subject to the jurisdiction of the courts of generaljurisdiction of any state.(l) Proof of Service. If service is not waived, the person effecting service shall make proof thereof to the court. If service is made by a person other than a United States marshal or deputy United Statesmarshal, the person shall make affidavit thereof. Proof of service in a place not within any judicial district of the United States shall, if effected under paragraph (1) of subdivision (f), be made pursuant to the applicable treaty or convention, and shall, if effected under paragraph (2) or (3) thereof, include a receipt signed by the addressee or other evidence of delivery to the addressee satisfactory to the court. Failure to make proof of service does not affect the validity of the service. The court may allow proof of service to be amended.(m) Time Limit for Service. If service of the summons and complaint is not made upon a defendant within 120 days after the filing of the complaint, the court, upon motion or on its own initiative after notice to the plaintiff, shall dismiss the action without prejudice as to that defendant or direct that service be effected within a specified time; provided that if the plaintiff shows good cause for the failure, the court shall extend the time for service for an appropriate period. This subdivision does not apply to service in a foreign country pursuant to subdivision (f) or (j)(1).(n) Seizure of Property; Service of Summons Not Feasible.(1) If a statute of the United States so provides, the court may assert jurisdiction overproperty. Notice to claimants of the property shall than be sent in the manner providedby the statute or by service of a summons under this rule.(2) Upon a showing that personal jurisdiction over a defendant cannot, in the districtwhere the action is brought, be obtained with reasonable efforts by service of summonsin any manner authorized by this rule, the court may assert jurisdiction over any of thedefendant's assets found within the district by seizing the assets under the circumstancesand in the manner provided by the law of the state in which the district court is located.Rule 4.1. Service of Other Process(a) Generally. Process other than a summons as provided in Rule 4 or subpoena as provided in Rule 45 shall be served by a United States marshal, a deputy United States marshal, or a person specially appointed for that purpose, who shall make proof of service as provided in Rule 4 (1). The process may be served anywhere within the territorial limits of the state in which the district court is located, and, when authorized by a statute of the United States, beyond the territorial limits of that state.(b) Enforcement of Orders: Commitment for Civil Contempt. An order of civil commitment of a person held to be in contempt of a decree or injunction issued to enforce the laws of the United States may be served and enforced in any district. Other orders in civil contempt proceedings shall be served in the state in which the court issuing the order to be enforced is located or elsewhere within the United States if not more than 100 miles from the place at which the order to be enforced was issued.Rule 5 Service and Filing of Pleadings and Other Papers(a) Service: When Required. Except as otherwise provided in these rules, every order required by its terms to be served, every pleading subsequent to the original complaint unless the court otherwise orders because of numerous defendants, every paper relating to discovery required to be served upon a party unless the court otherwise orders, every written motion other than one which may be heard ex parte, and every written notice, appearance, demand, offer of judgment, designation of record on appeal, and similar paper shall be served upon each of the parties. No service need be made on parties in default for failure to appear except that pleadings asserting new or additional claims for relief against them shall be served upon them in the manner provided for service of summons in Rule 4.In an action begun by seizure of property, in which no person need be or is named as defendant, any service required to be made prior to the filing of an answer, claim, or appearance shall be made upon the person having custody or possession of the property at the time of its seizure.(b) Same: How Made. Whenever under these rules service is required or permitted to be made upon a party represented by an attorney the service shall be made upon the attorney unless service upon the party is ordered by the court. Service upon the attorney or upon a party shall be made by delivering a copy to the attorney or party or by mailing it to the attorney or party at the attorney's or party's last known address or, if no address is known, by leaving it with the clerk of the court. Delivery of a copy within this rule means: handing it to the attorney or to the party; or leaving it at the attorney's or party's office with a clerk or other person in charge thereof; or, if there is no one in charge, leaving it in a conspicuous place therein; or, if the office is closed or the person to be served has no office, leaving it at the person's dwelling house or usual place of abode with some person of suitable age and discretion then residing therein. Service by mail is complete upon mailing.(c) Same: Numerous Defendants. In any action in which there are unusually large numbers of defendants, the court, upon motion or of its own initiative, may order that service of the pleadings of the defendants and replies thereto need not be made as between the defendants and that any cross-claim, counterclaim, or matter constituting an avoidance or affirmative defense contained therein shall be deemed to be denied or avoided by all other parties and that the filing of any such pleading and service thereof upon the plaintiff constitutes due notice of it to the parties. A copy of every such order shall be served upon the parties in such manner and form as the court directs.(d) Filing; Certificate of Service. All papers after the complaint required to be served upon a party, together with a certificate of service, must be filed with the court within a reasonable time after service, but disclosures under Rule 26 (a)(1) or (2) and the following discovery requests and responses must not be filed until they are used in the proceeding or the court orders filing: (i) depositions, (ii) interrogatories, (iii) requests for documents or to permit entry upon land, and (iv) requests for admission.(e) Filing With the Court Defined. The filing of papers with the court as required by these rules shall be made by filing them with the clerk of court, except that the judge may permit the papers to be filed with the judge, in which event the judge shall note thereon the filing date and forthwith transmit them to the office of the clerk. A court may by local rule permit papers to be filed, signed, or verified by electronic means that are consistent with technical standards, if any, that the Judicial Conference of the United States establishes. A paper filed by electronic means in compliance with a local rule constitutes a written paper for the purpose of applying these rules. The clerk shall not refuse to accept for filing any paper presented for that purpose solely because it is not presented in proper form as required by these rules or any local rules or practices.Prospective amendment:Amendment of Rule 5, effective December 1, 2001. By order dated April 23, 2001, the Supreme Court of the United States approved the following amendments to Rule 5, effective December 1, 2001, and authorized their transmission to Congress in accordance with 28 USCS § 2072Rule 5. Service and Filing of Pleadings and Other Papers(b) Making Service.(1) Service under Rules 5(a) and 77(d) on a party represented by an attorney is made onthe attorney unless the court orders service on the party.(2) Service under Rule 5(a) is made by:(A) Delivering a copy to the person served by:(i) handing it to the person;(ii) leaving it at the person's office with a clerk or otherperson in charge, or if no one is in charge leaving it in aconspicuous place in the office; or(iii) if the person has no office or the office is closed,leaving it at the person's dwelling house or usual place ofabode with someone of suitable age and discretion residingthere.(B) Mailing a copy to the last known address of the person served. Serviceby mail is complete on mailing.(C) If the person served has no known address, leaving a copy with the clerkof the court.(D) Delivering a copy by any other means, including electronic means,consented to in writing by the person served. Service by electronic meansis complete on transmission; service by other consented means is completewhen the person making service delivers the copy to the agency designatedto make delivery.If authorized by local rule, a party may make service under this subparagraph(D) through the court's transmission facilities.(3) Service by electronic means under Rule 5(b)(2)(D) is not effective if the party making service learns that the attempted service did not reach the person to be served.Rule 6 Time(a) Computation. In computing any period of time prescribed or allowed by these rules, by the local rules of any district court, by order of court, or by any applicable statute, the day of the act, event, or default from which the designated period of time begins to run shall not be included. The last day of the period so computed shall be included, unless it is a Saturday, a Sunday, or a legal holiday, or, when the act to be done is the filing of a paper in court, a day on which weather or other conditions have made the office of the clerk of the district court inaccessible, in which event the period runs until the end of the next day which is not one of the aforementioned days. When the period of time prescribed or allowed is less than 11 days, intermediate Saturdays, Sundays, and legal holidays shall be excluded in the computation. As used in this rule and in Rule 77 (c), legal holiday includes New Year's Day, Birthday of Martin Luther King, Jr., Washington's Birthday, Memorial Day, Independence Day, Labor Day, Columbus Day, Veterans Day, Thanksgiving Day, Christmas Day, and any other day appointed as a holiday by the President of the Congress of the United States, or by the state in which the district court is held.(b) Enlargement. When by these rules or by a notice given thereunder or by order of court an act is required or allowed to be done at or within a specified time, the court for cause shown may at any time in its discretion (1) with or without motion or notice order the period enlarged if request therefor is made before the expiration of the period originally prescribed or as extended by a previous order, or (2) upon motion made after the expiration of the specified period permit the act to be done where the failure to act was the result of excusable neglect; but it may not extend the time for taking any action under Rules 50 (b) and (c)(2), 52 (b), 59 (b), (d), and (e), and 60(b), except to the extent and under the conditions stated in them.(c) Unaffected by Expiration of Term. [Rescinded Feb. 28, 1966, eff. July 1, 1966.](d) For Motions Affidavits. A written motion, other than one which may be heard ex parte, and notice of the hearing thereof shall be served not later than 5 days before the time specified for the hearing, unless a different period is fixed by these rules or by order of the court. Such an order may for cause shown be made on ex parte application. When a motion is supported by affidavit, the affidavit shall be served with the motion; and, except as otherwise provided in Rule 59 (c), opposing affidavits may be served not later than 1 day before the hearing, unless the court permits them to be served at some other time.(e) Additional Time After Service by Mail. Whenever a party has the right or is required to do some act or take some proceedings within a prescribed period after the service of a notice or other paper upon the party and the notice or paper is served upon the party by mail, 3 days shall be added to the prescribed period.Prospective amendment:Amendment of Rule 6, effective December 1, 2001. By order dated April 23, 2001, the Supreme Court of the United States approved the following amendments to Rule 6, effective December 1, 2001, and authorized their transmission to Congress in accordance with 28 USCS§ 2072Rule 6. Time(e) Additional Time After Service under Rule 5(B)(2)(B), (C), or (D). Whenever a party has the right or is required to do some act or take some proceedings within a prescribed period after the service of a notice or other paper upon the party and the notice or paper is served upon the party under Rule 5(b)(2)(B), (C), or (D), 3 days shall be added to the prescribed period.III. PLEADINGS AND MOTIONSRule 7 Pleadings Allowed : Form of Motions(a) Pleadings. There shall be a complaint and an answer; a reply to a counterclaim denominated as such; an answer to a cross-claim, if the answer contains a cross-claim; a third-party complaint, if a person who was not an original party is summoned under the provisions of Rule 14; and a third-party answer, if a third-party complaint is served. No other pleading shall be allowed, except that the court may order a reply to an answer or a third-party answer.(b) Motions and Other Papers(1) An application to the court for an order shall be by motion which, unless made duringa hearing or trial, shall be made in writing, shall state with particularity the groundstherefor, and shall set forth the relief or order sought. The requirement of writing isfulfilled if the motion is stated in a written notice of the hearing of the motion.(2) The rules applicable to captions and other matters of form of pleadings apply to allmotions and other papers provided for by these rules.(3) All motions shall be signed in accordance with Rule 11.(c) Demurrers, Pleas, etc., Abolished. Demurrers, pleas, and exceptions for insufficiency of a pleading shall not be used.Rule 8 General Rules of Pleading(a)Claims for Relief. A pleading which sets forth a claim for relief, whether an originalclaim, counterclaim, cross-claim, or third-party claim, shall contain (1) a short andplain statement of the grounds upon which the court's jurisdiction depends, unlessthe court already has jurisdiction and the claim needs no new grounds of jurisdictionto support it, (2) a short and plain statement of the claim showing that the pleaderis entitled to relief, and (3) a demand for judgment for the relief the pleader seeks.Relief in the alternative or of several different types may be demanded.(b) Defenses; Form of Denials. A party shall state in short and plain terms the party'sdefenses to each claim asserted and shall admit or deny the averments upon which theadverse party relies. If a party is without knowledge or information sufficient toform a belief as to the truth of an averment, the party shall so state and this hasthe effect of a denial. Denials shall fairly meet the substance of the averments denied.When a pleader intends in good faith to deny only a part or a qualification of an averment,the pleader shall specify so much of it as is true and material and shall deny onlythe remainder. Unless the pleader intends in good faith to controvert all the avermentsof the preceding pleading, the pleader may make denials as specific denials ofdesignated averments or paragraphs or may generally deny all the averments except suchdesignated averments or paragraphs as the pleader expressly admits; but, when thepleader does so intend to controvert all its averments, including averments of thegrounds upon which the court's jurisdiction depends, the pleader may do so by generaldenial subject to the obligations set forth in Rule 11.(c) Affirmative Defenses. In pleading to a preceding pleading, a party shall set forth affirmatively accord and satisfaction, arbitration and award, assumption of risk, contributory negligence, discharge in bankruptcy, duress, estoppel, failure of consideration, fraud, illegality, injury by fellow servant, laches, license, payment, release, res judicata, statute of frauds, statute of limitations, waiver, and any other matter constituting an avoidance or affirmative defense. When a party has mistakenly designated a defense as a counterclaim or a counterclaim as a defense, the court on terms, if justice so requires, shall treat the pleading as if there had been a proper designation.(d) Effect of Failure To Deny. Averments in a pleading to which a responsive pleading is required, other than those as to the amount of damage, are admitted when not denied in the responsive pleading. Averments in a pleading to which no responsive pleading is required or permitted shall be taken as denied or avoided.(e) Pleading to be Concise and Direct; Consistency.。

跨国民事诉讼规则

跨国民事诉讼规则

跨国民事诉讼规则(初步草案第二稿)[1]徐昕译目录第1条解释原则第一章范围和属人管辖权第2条本规则适用的争议第3条跨国诉讼的专门法院第4条属人管辖权和共同诉讼第5条管辖地第6条法院的组成第7条法院地诉讼法和法院的一般权力第二章诉讼程序第8条提起诉讼第9条诉状第10条答辩状;反诉第11条(对诉答文书的)修正第12条缺席判决第13条跨国争议的和解要约第14条保全措施第15条初步决定和简易判决第16条自主开示第17条证据开示第18条笔录证言和宣誓证言第19条有关证据开示和自主开示的保护性命令第20条庭前会议第21条语言第22条证据的关联性和可采性第23条专家证据第24条证据特权第25条开庭审理第26条有关证据的权力和救济第27条对诉讼外第三人的命令第28条证据笔录第29条最终辩论和判决第30条诉讼费用第三章其他诉讼程序第31条上诉程序第32条进一步的上诉审第33条判决无效第34条上诉期间到期第35条判决的执行第33条司法协助第1条解释原则1.1本规则的解释应促进实体公正和程序公正,并考虑诉讼当事人的法律和文化传统。

1.2各方当事人有权适当地陈述案件(presentitscase),当事人诉讼地位对等。

1.3诉讼程序应符合程序公正的合理预期,减少诉讼成本,提高诉讼效率。

1.4法院须确保所有诉讼参与人诉讼行为适当、专业。

1.5对当事人和诉讼外第三人进行程序上限制和制裁须符合限制和制裁之目的。

评论:C-1.1解释原则与大多数诉讼法律制度的基本原则相类似。

跨国纠纷的审理中适用上述原则,要求法院和当事人清楚地了解各种法律制度之间的不同。

“考虑诉讼当事人的法律和文化传统”,并不意味着外国法可以超越本国法的效力,也不表明外国当事人可以不遵守本规则或者其他法院地规则,它只不过表明,法官应欣赏各种法律制度的文化和传统。

C-1.2基本的指导原则包括:充分考虑当事人提出的证据和法律主张;只有在合理必要时,为保证有秩序地解决争议,方得进行程序限制和制裁。

美国民事诉讼法律适用(2篇)

美国民事诉讼法律适用(2篇)

第1篇一、引言美国作为法治国家,其民事诉讼法律体系较为完善。

本文将从美国民事诉讼法律的基本原则、诉讼程序、管辖权、证据规则等方面,对美国民事诉讼法律适用进行简要阐述。

二、美国民事诉讼法律基本原则1. 公正、公平原则美国民事诉讼法律强调公正、公平原则,保障当事人合法权益。

法院在审理案件时,应确保各方当事人平等参与诉讼,充分陈述意见,尊重事实,依法作出公正裁决。

2. 自愿原则美国民事诉讼法律遵循自愿原则,当事人可自由选择是否提起诉讼。

在诉讼过程中,当事人可协商解决纠纷,无需法院强制介入。

3. 法院独立原则美国法院独立行使审判权,不受政府、政党、企业等外部干预。

法院在审理案件时,应依法独立作出判决,保障司法公正。

4. 当事人主义原则美国民事诉讼法律以当事人主义为特点,强调当事人对自己权益的保护。

在诉讼过程中,当事人有权提出证据、辩论、上诉等,法院对案件的审理主要依赖于当事人提供的证据和主张。

三、美国民事诉讼程序1. 起诉与答辩美国民事诉讼程序从起诉开始。

原告向法院提交起诉状,明确被告、诉讼请求和事实依据。

被告收到起诉状后,需在规定时间内提交答辩状,对原告的诉讼请求进行回应。

2. 证据交换在诉讼过程中,双方当事人需进行证据交换,以证明自己的主张。

证据交换包括书证、物证、证人证言等。

3. 开庭审理开庭审理是民事诉讼程序的核心环节。

双方当事人陈述事实、辩论证据,法院依法作出判决。

4. 上诉与执行当事人对一审判决不服,可在规定时间内向上级法院提起上诉。

法院审理上诉案件,依法作出判决。

判决生效后,当事人可申请强制执行。

四、美国民事诉讼管辖权1. 一般管辖权美国民事诉讼的一般管辖权原则为被告住所地法院管辖。

被告住所地法院是指被告在我国境内有住所或者营业场所的法院。

2. 特殊管辖权美国民事诉讼的特殊管辖权包括合同履行地、侵权行为发生地、财产所在地等。

当事人可依据案件具体情况选择适用特殊管辖权。

五、美国民事诉讼证据规则1. 自由心证原则美国民事诉讼证据规则遵循自由心证原则,即法院对证据的认定和采信,依据自己的判断和推理,不受当事人主张的限制。

美国诉讼程序法民事诉讼的步骤与策略

美国诉讼程序法民事诉讼的步骤与策略

美国诉讼程序法民事诉讼的步骤与策略民事诉讼是指民事法律纠纷当事人通过法庭解决纠纷的一种法律程序。

在美国,民事诉讼程序法为诉讼当事人提供了一系列明确的步骤和策略,以确保公正和公平的诉讼过程。

本文将介绍美国民事诉讼的步骤和一些常见的诉讼策略。

一、立案和起诉民事诉讼的第一步是立案和起诉。

原告需要向法院提交诉状,并支付相应的诉讼费用。

诉状是原告提起诉讼的正式文件,其中包括起诉理由、要求法院采取的行动和对方当事人的基本信息。

法院会核实诉状内容,并向被告发出传票,通知被告出庭应诉。

二、答辩和发现阶段被告在收到传票后,需要在规定的时间内提交答辩意见。

被告可以选择不予答辩,或者提交书面答辩意见。

在答辩阶段,双方当事人也可以要求对方提供证据和相关文件,这称为发现。

发现阶段的目的是让双方当事人了解对方的证据和主张,以便为自己的辩护做准备。

三、庭前会议和调解在正式开庭之前,法庭通常会安排庭前会议。

庭前会议是指法庭和诉讼当事人之间的预审会议,旨在解决一些简单的程序问题,或者促使当事人进行和解。

和解是民事诉讼过程中的一种常见策略,通过协商解决纠纷,可以避免费用和时间上的浪费。

四、准备庭审和呈堂证人如果无法在庭前解决纠纷,案件将进入庭审阶段。

庭审是双方在法庭上陈述自己的观点和证据的过程。

在庭审中,双方可以呈堂证人并进行交叉盘问。

准备庭审和呈堂证人是诉讼策略中非常重要的一部分,当事人需要充分准备自己的证据和辩护材料,并且在法庭上展示自己的观点和理据。

五、判决和上诉庭审结束后,法院将作出判决。

判决是指法院根据掌握的事实和适用的法律作出的裁决决定。

根据判决结果,原告和被告可以选择是否上诉。

上诉是诉讼策略中的一项重要手段,当一方不满意判决结果时可以向上级法院申请重新审理。

六、执行和强制执行如果判决结果有利于原告,但被告不履行判决,原告可以申请执行。

执行是迫使被告履行判决的手段,可以通过强制执行措施,如拍卖财产或找到其他形式的补偿来实现。

美国民事诉讼费用制度及其对我国的启示

美国民事诉讼费用制度及其对我国的启示

美国民事诉讼费用制度及其对我国的启示美国是一个移民国家,其先民多是为了逃脱暴政的压制而来到美洲大陆的,故而他们十分强调自由和自治,1787年通过的美国宪法即体现了这一精神[1].美国的民事诉讼制度是以美国宪法及其所体现的价值与理念为基础的,它赋予并保障了了美国人民接近司法的权利,作为民事诉讼制度的一个组成部分,其诉讼费用制度自然也较为强调诉讼费用的诉权保障功能。

与其他国家的民事诉讼费用的构成不同,美国的民事诉讼费用包括审理费用(costs)[2]和律师费(fees),以下分别对其进行阐述。

由于美国是一个联邦制国家,联邦及各州的法律均不相同,本文的论述以联邦法律为主,兼及一些州法。

一、审理费用的范围、征收标准及其负担(一)审理费用的范围根据《美国联邦民事诉讼规则》(以下简称<规则>)第54条第4款之规定,当事人在联邦法院进行诉讼应交纳的审理费用包括以下几种:(1)起诉时应支付的案件受理费。

此项费用在性质上与我国的案件受理费相同,具有国家规费的性质。

(2)因庭外录取证言和庭审速记而支付给法院记录员的费用。

此项费用与我国法院和当事人在诉讼过程中实际支出的费用相似。

(3)出庭证人的费用。

由于美国采取当事人主义诉讼模式,一般情况下,证人由当事人自行传唤,相应地,证人出庭作证所发生的费用也由传唤该证人的一方当事人自行偿付;当法庭根据当事人的申请或者依职权主动传唤证人时,证人出庭作证的费用可以作为审理费用的一部分,按照诉讼费用分担的原则确定由某一当事人或当事人共同负担。

(4)胜诉一方当事人在诉讼中支付的诸如文件费、复印费等小额费用也可以作为审理费用而获得补偿。

(5)执行官、法庭任命的专家和翻译人员的费用也应记入审理费用之列。

在美国,律师费一般不能纳入诉讼费用,而是由双方当事人分别负担,这被称为“美国规则”。

当然,该规则也存在例外,根据《规则》第54条第4款第2项的规定,当实体法确定这种费用的补偿构成损害赔偿金额的一个组成部分时,可以通过协议的方式提出律师费用的请求,即在这种情况下,律师费可以作为诉讼费用的一部分。

frcp标准

frcp标准

frcp标准FRCP标准:促进美国联邦民事诉讼公平和高效的法律规范FRCP标准是指美国联邦民事诉讼中的联邦规则民事诉讼程序代码(Federal Rules of Civil Procedure,简称FRCP)。

这是美国联邦最高法院根据其权力而制定的内容广泛的法规,旨在确保美国联邦民事诉讼具有公正、高效和一致的标准。

FRCP标准的制定背景可以追溯到上世纪30年代。

在此之前,各地法院制定自己独立的程序规则,导致了不同地区诉讼程序的差异和混乱。

为了解决这个问题,美国最高法院在1938年颁布了第一个FRCP版本。

自那时以来,FRCP标准不断修订和更新,以适应法律实践的变化和技术的进步。

FRCP标准的主要目标是实现公平和高效的诉讼程序。

以下是FRCP标准的主要内容和作用:1. 引入律师参与的义务:根据FRCP标准,当一方无法自行出庭时,必须由律师代表。

这一要求有助于确保诉讼双方在法律上平等地应对。

2. 诉讼程序的统一和一致性:FRCP标准规定了民事诉讼程序的基本要素,例如起诉、答辩、发现、证据和审理等。

这些规则适用于所有的联邦民事诉讼案件,无论涉及何种类别的事项。

3. 促进诉讼的及时解决:FRCP标准鼓励各方在合理的时间内解决争端,以减少诉讼的时间和成本。

例如,FRCP要求诉讼双方在预审阶段交换有关案件的信息和证据,以帮助双方更早地了解案件的事实和证据。

4. 简化证据提供:FRCP标准鼓励采取现代化的证据要求,包括电子证据和电子发现。

这有助于降低诉讼成本并提高证据收集的效率。

5. 多元解决争议机制:FRCP标准鼓励在适当的情况下采取替代争议解决方式,例如调解、仲裁和协商。

这有助于减轻法院的负担,同时提供更快速和便宜的解决方案。

FRCP标准对美国联邦民事诉讼产生了深远的影响。

它促使联邦法院在诉讼过程中保持公正和高效,并确保各方有机会公平地陈述其权益和主张。

此外,FRCP标准与技术的快速发展相适应,使得诉讼程序更加适应现代社会的需求。

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《美国联邦地区法院民事诉讼规则》简称《美国联邦民事诉讼规则》目录美国联邦民事诉讼规则导论美国联邦民事诉讼规则第1章本规则的适用范围和一种诉讼形式第1条本规则的适用范围和目的第2条一种诉讼形式第2章诉讼开始;传唤令状、诉答文书、申请书及命令的送达第3条诉讼开始第4条传唤状第4条之1其他令状的送达第5条诉答文书和其他文件的送达与提交第6条期间第3章诉答文书和申请书第7条允许提出的诉答文书;申请书的格式第8条诉答文书的一般规则第9条诉答文书的特别事项第10条诉答文书的格式第11条诉答文书、申请书及其他文件的签名;向法院的陈述;制裁第12条抗辩和异议——提出的期间和方式——通过诉答文书或申请书——基于诉答文书请求判决的申请第13条反请求和交叉请求第14条第三当事人诉讼程序第15条修改和补充诉答文书第16条审理前会议;日程;管理第4章当事人第17条原告和被告;当事人能力第18条请求和救济方法的合并第19条为公正审判而必要合并的人第20条当事人的许可合并第21条当事人的合并错误及不合并第22条互争权利诉讼第23条集团诉讼第23条之1股东的派生诉讼第23条之2关于非法人团体的诉讼第24条诉讼参加第25条替代当事人第5章庭外证言与发现程序第26条规范发现程序的一般规定;出示义务第27条诉讼之前和上诉系属期间的庭外证言第28条参与作成庭外证言的人员第29条关于发现程序的约定第30条口头询问的庭外证言第31条书面质问的庭外证言第32条在法院的诉讼程序中庭外证言的使用第33条对当事人的质问书第34条提供文件和物件以及为调查或其他目的而进入房地产第35条身体和精神状态的检查第36条要求自认第37条不出示或不协助发现:制裁第6章开庭审理第38条要求陪审团审判的权利第39条陪审团审判或法院审判第40条为开庭审理而分配案件第41条撤销诉讼第42条合并;分开审理第43条证言的取得第44条官方记录证明第44条之1外国法的确定第45条传票第46条不需要提出异议第47条选定陪审团成员第48条陪审团成员人数——参与裁决第49条特别裁决和质问书第50条在陪审团审判的案件中作为法律问题作出的判决;选择重新审理的申请;有条件的裁定第51条对陪审团的指示:异议第52条法院认定事实;部分认定事实的判决第53条主事官第7章判决第54条判决;费用第55条缺席第56条简易判决第57条宣告判决第58条登记判决第59条重新审理;判决的修改第60条对判决或命令的救济第61条无害的错误第62条执行判决程序的中止第63条法官不能继续执行职务第8章临时性和终局性财产救济方法第64条对人或财产的扣押第65条禁止令第65条之1担保:对保证人的诉讼程序第66条被联邦法院任命的财产管理人第67条向法院提存第68条判决方案要约第69条执行第70条特定行为的判决;赋予权限第71条有利于或不利于非当事人的第三人的令状第9章特别程序第71条之1不动产征收第72条补助法官;审理前命令第73条补助法官;同意审判及上诉的选择权第74条根据《美国法典》第28编第636条第3款(4)项和本规则第73条第4 款的规定,对补助法官作出的决定向地区法院法官提起上诉的方式第75条根据本规则第73条第4款的规定,对补助法官作出的决定向地区法院法官提起上诉的程序第76条根据本规则第73条第4款的规定向地区法院法官提起上诉案件的判决和诉讼费用第10章地区法院及其书记官第77条地区法院及其书记官第78条申请期日第79条书记官保管的登记簿和记录以及登记第80条速记员;用作证据的速记员报告及速记译回文字第11章一般条款第81条一般适用性第82条管辖区域及审判地不受影响第83条地区法院的规则;法官的指令第84条诉讼文书格式第85条本规则的称谓第86条生效日期附件一:诉讼文书格式附件二:《美国联邦民事诉讼规则》中的词汇英中文语义对照表美国联邦证据规则导言《美国联邦证据规则》介绍第1章一般规定第101条适用范围第102条目的和结构第103条关于证据的裁定(a)错误裁定的后果(1)异议(2)提供证明(b)关于提供证据和裁定的记录(c)陪审团审理(d)显见错误第104条初步询问(a)关于可采性的一般询问(b)以事实为条件的相关性(c)陪审团审理(d)被告人作证(e)重要性和可信性第105条有限的可采性第106条书面或录音证词的剩余部分或相关部分第2章司法认知第201条关于裁判事实的司法认知(a)适用范围(b)事实种类(c)任意采用(d)强制采用(e)被听证的机会(f)采用司法认知的时间(g)指示陪审团第3章民事诉讼中的推定第301条民事诉讼中推定的一般规定第302条民事诉讼中州法的适用性第4章相关性及其限制第401条“相关证据”的定义第402条相关证据一般可以采纳;无相关性的证据不能采纳第403条因偏见、混淆或浪费时间而排除相关证据第404条品格证据不能采纳来证明行为;例外;其他犯罪(a)品格证据的一般规定(1)被告人的品格(2)被害人的品格(3)证人的品格(b)其他犯罪、错误或行为第405条证明品格的方法(a)名声或评价(b)特定行为实例第406条习惯;日常工作第407条随后的补救措施第408条和解和要求和解第409条支付医疗或类似费用第410条答辩、答辩讨论和有关陈述不可采纳第411条责任保险第412条性犯罪案件;与被害人过去行为相关第5章特权第501条一般规则第6章证人第601条关于证人能力的一般规则第602条缺乏亲身体验第603条宣誓或郑重声明第604条译员第605条法官作为证人的能力第606条陪审员作为证人的能力(a)参加审理(b)对陪审团裁决或起诉书合法性的调查第607条谁可以提出质疑第608条关于证人品格和行为的证据(a)关于品格的评价证据和名声证据(b)行为的具体实例第609条以曾被定罪的证据提出质疑(a)一般规则(b)时间限制(c)赦免、撤销或证明恢复名誉的效果(d)未成年人的裁判(e)上诉未决第610条宗教信仰或主张第611条询问和举证的方式和次序(a)法庭控制(b)交叉询问的范围(c)诱导性问题第612条使用书面材料来唤醒记忆第613条证人先前的陈述(a)就证人先前的陈述进行询问(b)有关证人先前陈述不一致的外部证据第614条法庭传唤和询问证人(a)法庭传唤证人(b)法庭询问(c)异议第615条排除证人第7章意见证据和专家证词第701条一般证人的意见证词第702条专家证词第703条专家意见证词的基础第704条关于最终争议的意见第705条公开专家意见所依据的事实和数据第706条法庭指定专家(a)指定(b)补偿(c)将指定公开(d)当事人自己选择专家第8章传闻证据第801条定义(a)陈述(b)陈述者(c)传闻(d)不是传闻的陈述(1)证人的先前陈述(2)为对立当事人承认第802条传闻证据规则第803条传闻证据的例外;陈述者可否作证无关紧要(1)表达感觉印象(2)刺激的发泄(3)当时存在的精神、感情或身体状态(4)出于医疗诊断或治疗目的的陈述(5)被记录的回忆(6)关于日常行为、活动的记录(7)在第(6)项规定的记录中缺乏记载(8)公共记录或报告(9)重要统计资料(10)缺乏公共记录或没有记载(11)宗教组织的记录(12)婚姻、洗礼或类似证明(13)家庭记录(14)反映财产利益的文件记录(15)文件中反映财产利益的陈述(16)在陈年文件中的陈述(17)市场报告商业出版物(18)学术论文(19)关于个人或家庭历史的名声(20)关于边界和一般历史的名声(21)性格方面的名声(22)先前定罪的判决(23)关于个人、家庭、或一般历史、或边界的判决(24)其他例外第804条传闻证据的例外;陈述者不能到庭作证(a)不能出庭的定义(b)传闻证据的例外(1)先前证词(2)临终陈述(3)对己不利的陈述(4)关于个人或家史的陈述(5)其他例外第805条传闻中的传闻…第806条攻击和支持陈述者的可信性第9章鉴定和辨认第901条要求鉴定或辨认(a)一般规定(b)说明(1)具有知识的人的证明(2)对笔迹的非专家意见(3)由审判者或专家证人进行比较(4)与众不同的特征或类似品质(5)声音辨认(6)声音通话(7)公共记录或报告(8)陈年文件或数据汇编(9)过程或系统(10)法律或规则规定的方法第902条自我鉴定(1)国内盖有印章的公文(2)国内未盖印章的公文(3)外国公文(4)经证实的公共记录的副本(5)官方出版物(6)报纸和期刊(7)商品注册或类似标记(8)被承认的文件(9)商业票据和相关文件(10)根据国会立法推定第903条不必要有补强证人证词第10章文字、录音和照相的内容第1001条定义(1)文字和录音(2)照相(3)原件(4)复制品第1002条要求原件第1003条复制品的可采性第1004条其他关于内容的证据的可采性(1)原件遗失或毁坏(2)原件无法获得(3)原件在对方掌握中(4)附属事项第1005条公共记录第1006条摘要第1007条当事人的证词或书面承认第1008条法庭和陪审团的职能第11章综合规则第1101条规则的适用性(a)法院和治安法院(b)诉讼范围(c)关于特权的规则(d)不适用规则的情况(e)部分适用的规则第1102条修改第1103条标题FEDERAL RULES OF CIVIL PROCEDUREI.SCOPE OF RULES ONE FORM OF ACTIONRule1 Scope and Purpose of RulesThese rules govern the procedure in the United States district courts in all suits of a civil nature whether cognizable as cases at law or in equity or in admiralty, with the exceptions stated in Rule 81. They shall be construed and administered to secure the just, speedy, and inexpensive determination of every action.Rule 2 One Form of ActionThere shall be one form of action to be known as civil action.II. COMMENCEMENT OF ACTION; SERVICE OF PROCESS, PLEADINGS, MOTIONS, AND ORDERSRule 3 Commencement of ActionA civil action is commenced by filing a complaint with the court.Rule 4 Summons(a) Form. The summons shall be signed by the clerk, bear the seal of the court, identify the court and the parties, be directed to the defendant, and state the name and address of the plaintiff's attorney or, if unrepresented, of the plaintiff. It shall also state the time within which the defendant must appear and defend, and notify the defendant that failure to do so will result in a judgment by default against the defendant for the relief demanded in the complaint. The court may allow a summons to be amended.(b) Issuance. Upon or after filing the complaint, the plaintiff may present a summons to the clerk for signature and seal. If the summons is in proper form, the clerk shall sign, seal, and issue it to the plaintiff for service on the defendant. A summons, or a copy of the summons if addressed to multiple defendants, shall be issued for each defendant to be served.(c) Service with Complaint; by Whom Made.(1) A summons shall be served together with a copy of the complaint. The plaintiff isresponsible for service of a summons and complaint within the time allowed under subdivision(m) and shall furnish the person effecting service with the necessary copies of the summonsand complaint.(2) Service may be effected by any person who is not a party and who is at least 18 years of age. At the request of the plaintiff, however, the court may direct that service be effected by a United States marshal, deputy United States marshal, or other person or officer specially appointed by the court for the purpose. Such an appointment must be made when the plaintiff is authorized to proceed in forma pauperis pursuant to28 U.S.C. §1915 or is authorized to proceed as a seaman under 28 U.S.C. §1916(d) Waiver of Service; Duty to Save Costs of Service; Request to Waive.(1) A defendant who waives service of a summons does not thereby waive any objection to the venue or to the jurisdiction of the court over the person of the defendant.(2) An individual, corporation, or association that is subject to service under subdivision(e), (f), or (h) and that receives notice of an action in the manner provided in this paragraph has a duty to avoid unnecessary costs of serving the summons. To avoid costs, the plaintiff may notify such a defendant of the commencement of the action and request that the defendant waive service of a summons. The notice and request.(A) shall be in writing and shall be addressed directly to the defendant,if an individual, or else to an officer or managing or general agent (or otheragent authorized by appointment or law to receive service of process) of adefendant subject to service under subdivision (h) ;(B) shall be dispatched through first-class mail or other reliable means;(C) shall be accompanied by a copy of the complaint and shall identify thecourt in which it has been filed;(D) shall inform the defendant, by means of a text prescribed in an officialform promulgated pursuant to Rule 84, of the consequences of compliance andof a failure to comply with the request;(E) shall set forth the date on which request is sent; (F) shall allow thedefendant a reasonable time to return the waiver, which shall be at least30 days from the date on which the request is sent, or 60 days from that dateif the defendant is addressed outside any judicial district of the UnitedStates; and(G) shall provide the defendant with an extra copy of the notice and request,as well as a prepaid means of compliance in writing.If a defendant located within the United States fails to comply with a requestfor waiver made by a plaintiff located within the United States, the courtshall impose the costs subsequently incurred in effecting service on thedefendant unless good cause for the failure be shown.(3) A defendant that, before being served with process, timely returns a waiver so requested is not required to serve an answer to the complaint until 60 days after the date on which the request for waiver of service was sent, or 90 days after that date if the defendant was addressed outside any judicial district of the United States.(4) When the plaintiff files a waiver of service with the court, the action shall proceed, except as provided in paragraph (3), as if a summons and complaint had been served at the time of filing the waiver, and no proofs of service shall be required.(5) The costs to be imposed on a defendant under paragraph (2) for failure to comply witha request to waive service of a summons shall include the costs subsequently incurred in effecting service under subdivision (e), (f), or (h), together with the costs, including a reasonable attorney's fee, of any motion required to collect the costs of service.(e) Service Upon Individuals Within a Judicial District of the United States. Unless otherwise provided by federal law, service upon an individual from whom a waiver has not been obtained and filed, other than an infant or an incompetent person, may be effected in any judicial district of the United States:(1) pursuant to the law of the state in which the district court is located, or in whichservice is effected, for the service of a summons upon the defendant in an action broughtin the courts of general jurisdiction of the State; or(2) by delivering a copy of the summons and of the complaint to the individual personallyor by leaving copies thereof at the individual's dwelling house or usual place of abodewith some person of suitable age and discretion then residing therein or by deliveringa copy of the summons and of the complaint to an agent authorized by appointment or bylaw to receive service of process.(f) Service Upon Individuals in a Foreign Country. Unless otherwise provided by federal law, service upon an individual from whom a waiver has not been obtained and filed, other than an infant or an incompetent person, may be effected in a place not within any judicial district of the United States:(1) by any internationally agreed means reasonably calculated to give notice, such as thosemeans authorized by the Hague Convention on the Service Abroad of Judicial and ExtrajudicialDocuments; or(2) if there is no internationally agreed means of service or the applicable internationalagreement allows other means of service, provided that service is reasonably calculatedto give notice:(A) in the manner prescribed by the law of the foreign country for servicein that country in an action in any of its courts of general jurisdiction;or(B) as directed by the foreign authority in response to a letter rogatoryor letter of request; or(C) unless prohibited by the law of the foreign country, by(i) delivery to the individual personally of a copy of thesummons and the complaint; or(ii) any form of mail requiring a signed receipt, to beaddressed and dispatched by the clerk of the court to the partyto be served; or(3) by other means not prohibited by international agreement as may be directed by thecourt.(g) Service Upon Infants and Incompetent Person. Service upon an infant or an incompetent person in a judicial district of the United States shall be effected in the manner prescribed by the law of the state in which the service is made for the service of summons or like process upon any such defendant in an action brought in the courts of general jurisdiction of that state. Service upon an infant or an incompetentperson in a place not within any judicial district of the United States shall be effected in the manner prescribed by paragraph (2)(A) or (2)(B) of subdivision (f) or by such means as the court may direct.(h) Service Upon Corporations and Associations. Unless otherwise provided by federal law, service upon a domestic or foreign corporation or upon a partnership or other unincorporated association that is subject to suit under a common name, and from which a waiver of service has not been obtained and filed, shall be effected:(1) in a judicial district of the United States in the manner prescribed for individualsby subdivision (e)(1), or by delivering a copy of the summons and of the complaint to anofficer, a managing or general agent, or to any other agent authorized by appointment orby law to receive service of process and, if the agent is one authorized by statute toreceive service and the statute so requires, by also mailing a copy to the defendant, or(2) in a place not within any judicial district of the United States in any manner prescribedfor individuals by subdivision (f) except personal delivery as provided in paragraph(2)(C)(i) thereof.(i) Serving the United States, Its Agencies, Corporations, Officers, or Employees.(1) Service upon the United States shall be effected(A) by delivering a copy of the summons and of the complaint to the UnitedStates attorney for the district in which the action is brought or to anassistant United States attorney or clerical employee designated by theUnited States attorney in a writing filed with the clerk of the court or bysending a copy of the summons and of the complaint by registered or certifiedmail addressed to the civil process clerk at the office of the United Statesattorney and(B) by also sending a copy of the summons and of the complaint by registeredor certified mail to the Attorney General of the United States at Washington,District of Columbia, and(C) in any action attacking the validity of an order of an officer or agencyof the United States not made a party, by also sending a copy of the summonsand of the complaint by registered or certified mail to the officer or agency.(2)(A) Service on an agency or corporation of the United States, or an officer or employeeof the United States sued only in an official capacity, is effected by serving the UnitedStates in the manner prescribed by Rule 4 (i)(1) and by also sending a copy of the summonsand complaint by registered or certified mail to the officer, employee, agency, orcorporation.(B) Service on an officer or employee of the United States sued in anindividual capacity for acts or omissions occurring in connection with theperformance of duties on behalf of the United States whether or not theofficer or employee is sued also in an official capacity is effected byserving the United States in the manner prescribed by Rule 4 (i)(1) and byserving the officer or employee in the manner prescribed by Rule 4 (e), (f),or (g).(3) The court shall allow a reasonable time to serve process under Rule 4 (i) for the purposeof curing the failure to serve:(A) all persons required to be served in an action governed by Rule 4 (i)(2)(A),if the plaintiff has served either the United States attorney or the AttorneyGeneral of the United States, or(B) the United States in an action governed by Rule 4 (i)(2)(B), if theplaintiff has served an officer or employee of the United States sued in anindividual capacity.(j) Service Upon Foreign, State, or Local Governments.(1) Service upon a foreign state or a political subdivision, agency, or instrumentalitythereof shall be effected pursuant to 28 U.S.C. §1608(2) Service upon a state, municipal corporation, or other governmental organization subjectto suit, shall be effected by delivering a copy of the summons and of the complaint toits chief executive officer or by serving the summons and complaint in the manner prescribedby the law of that state for the service of summons or other like process upon any suchdefendant.(k) Territorial Limits of Effective Service.(1) Service of a summons or filing a waiver of service is effective to establish jurisdictionover the person of a defendant(A) who could be subjected to the jurisdiction of a court of generaljurisdiction in the state in which the district court is located, or(B) who is a party joined under Rule 14 or Rule 19 and is served at a placewithin a judicial district of the United States and not more than 100 milesfrom the place from which the summons issues, or(C) who is subject to the federal interpleader jurisdiction under 28 U.S.C.§ 1335, or(D) when authorized by a statute of the United States.(2) If the exercise of jurisdiction is consistent with the Constitution and laws of theUnited States, serving a summons or filing a waiver of service is also effective, withrespect to claims arising under federal law, to establish personal jurisdiction over theperson of any defendant who is not subject to the jurisdiction of the courts of generaljurisdiction of any state.(l) Proof of Service. If service is not waived, the person effecting service shall make proof thereof to the court. If service is made by a person other than a United States marshal or deputy United Statesmarshal, the person shall make affidavit thereof. Proof of service in a place not within any judicial district of the United States shall, if effected under paragraph (1) of subdivision (f), be made pursuant to the applicable treaty or convention, and shall, if effected under paragraph (2) or (3) thereof, include a receipt signed by the addressee or other evidence of delivery to the addressee satisfactory to the court. Failure to make proof of service does not affect the validity of the service. The court may allow proof of service to be amended.(m) Time Limit for Service. If service of the summons and complaint is not made upon a defendant within 120 days after the filing of the complaint, the court, upon motion or on its own initiative after notice to the plaintiff, shall dismiss the action without prejudice as to that defendant or direct that service be effected within a specified time; provided that if the plaintiff shows good cause for the failure, the court shall extend the time for service for an appropriate period. This subdivision does not apply to service in a foreign country pursuant to subdivision (f) or (j)(1).(n) Seizure of Property; Service of Summons Not Feasible.(1) If a statute of the United States so provides, the court may assert jurisdiction overproperty. Notice to claimants of the property shall than be sent in the manner providedby the statute or by service of a summons under this rule.(2) Upon a showing that personal jurisdiction over a defendant cannot, in the districtwhere the action is brought, be obtained with reasonable efforts by service of summonsin any manner authorized by this rule, the court may assert jurisdiction over any of thedefendant's assets found within the district by seizing the assets under the circumstancesand in the manner provided by the law of the state in which the district court is located.Rule 4.1. Service of Other Process(a) Generally. Process other than a summons as provided in Rule 4 or subpoena as provided in Rule 45 shall be served by a United States marshal, a deputy United States marshal, or a person specially appointed for that purpose, who shall make proof of service as provided in Rule 4 (1). The process may be served anywhere within the territorial limits of the state in which the district court is located, and, when authorized by a statute of the United States, beyond the territorial limits of that state.(b) Enforcement of Orders: Commitment for Civil Contempt. An order of civil commitment of a person held to be in contempt of a decree or injunction issued to enforce the laws of the United States may be served and enforced in any district. Other orders in civil contempt proceedings shall be served in the state in which the court issuing the order to be enforced is located or elsewhere within the United States if not more than 100 miles from the place at which the order to be enforced was issued.Rule 5 Service and Filing of Pleadings and Other Papers(a) Service: When Required. Except as otherwise provided in these rules, every order required by its terms to be served, every pleading subsequent to the original complaint unless the court otherwise orders because of numerous defendants, every paper relating to discovery required to be served upon a party unless the court otherwise orders, every written motion other than one which may be heard ex parte, and every written notice, appearance, demand, offer of judgment, designation of record on appeal, and similar paper shall be served upon each of the parties. No service need be made on parties in default for failure to appear except that pleadings asserting new or additional claims for relief against them shall be served upon them in the manner provided for service of summons in Rule 4.In an action begun by seizure of property, in which no person need be or is named as defendant, any service required to be made prior to the filing of an answer, claim, or appearance shall be made upon the person having custody or possession of the property at the time of its seizure.(b) Same: How Made. Whenever under these rules service is required or permitted to be made upon a party represented by an attorney the service shall be made upon the attorney unless service upon the party is ordered by the court. Service upon the attorney or upon a party shall be made by delivering a copy to the attorney or party or by mailing it to the attorney or party at the attorney's or party's last known address or, if no address is known, by leaving it with the clerk of the court. Delivery of a copy within this rule means: handing it to the attorney or to the party; or leaving it at the attorney's or party's office with a clerk or other person in charge thereof; or, if there is no one in charge, leaving it in a conspicuous place therein; or, if the office is closed or the person to be served has no office, leaving it at the person's dwelling house or usual place of abode with some person of suitable age and discretion then residing therein. Service by mail is complete upon mailing.(c) Same: Numerous Defendants. In any action in which there are unusually large numbers of defendants, the court, upon motion or of its own initiative, may order that service of the pleadings of the defendants and replies thereto need not be made as between the defendants and that any cross-claim, counterclaim, or matter constituting an avoidance or affirmative defense contained therein shall be deemed to be denied or avoided by all other parties and that the filing of any such pleading and service thereof upon the plaintiff constitutes due notice of it to the parties. A copy of every such order shall be served upon the parties in such manner and form as the court directs.(d) Filing; Certificate of Service. All papers after the complaint required to be served upon a party, together with a certificate of service, must be filed with the court within a reasonable time after service, but disclosures under Rule 26 (a)(1) or (2) and the following discovery requests and responses must not be filed until they are used in the proceeding or the court orders filing: (i) depositions, (ii) interrogatories, (iii) requests for documents or to permit entry upon land, and (iv) requests for admission.(e) Filing With the Court Defined. The filing of papers with the court as required by these rules shall be made by filing them with the clerk of court, except that the judge may permit the papers to be filed with the judge, in which event the judge shall note thereon the filing date and forthwith transmit them to the office of the clerk. A court may by local rule permit papers to be filed, signed, or verified by electronic means that are consistent with technical standards, if any, that the Judicial Conference of the United States establishes. A paper filed by electronic means in compliance with a local rule constitutes a written paper for the purpose of applying these rules. The clerk shall not refuse to accept for filing any paper presented for that purpose solely because it is not presented in proper form as required by these rules or any local rules or practices.Prospective amendment:Amendment of Rule 5, effective December 1, 2001. By order dated April 23, 2001, the Supreme Court of the United States approved the following amendments to Rule 5, effective December 1, 2001, and authorized their transmission to Congress in accordance with 28 USCS § 2072Rule 5. Service and Filing of Pleadings and Other Papers(b) Making Service.(1) Service under Rules 5(a) and 77(d) on a party represented by an attorney is made onthe attorney unless the court orders service on the party.(2) Service under Rule 5(a) is made by:(A) Delivering a copy to the person served by:(i) handing it to the person;(ii) leaving it at the person's office with a clerk or otherperson in charge, or if no one is in charge leaving it in aconspicuous place in the office; or(iii) if the person has no office or the office is closed,leaving it at the person's dwelling house or usual place ofabode with someone of suitable age and discretion residingthere.(B) Mailing a copy to the last known address of the person served. Serviceby mail is complete on mailing.(C) If the person served has no known address, leaving a copy with the clerkof the court.(D) Delivering a copy by any other means, including electronic means,consented to in writing by the person served. Service by electronic meansis complete on transmission; service by other consented means is completewhen the person making service delivers the copy to the agency designatedto make delivery.If authorized by local rule, a party may make service under this subparagraph(D) through the court's transmission facilities.(3) Service by electronic means under Rule 5(b)(2)(D) is not effective if the party making service learns that the attempted service did not reach the person to be served.Rule 6 Time(a) Computation. In computing any period of time prescribed or allowed by these rules, by the local rules of any district court, by order of court, or by any applicable statute, the day of the act, event, or default from which the designated period of time begins to run shall not be included. The last day of the period so computed shall be included, unless it is a Saturday, a Sunday, or a legal holiday, or, when the act to be done is the filing of a paper in court, a day on which weather or other conditions have made the office of the clerk of the district court inaccessible, in which event the period runs until the end of the next day which is not one of the aforementioned days. When the period of time prescribed or allowed is less than 11 days, intermediate Saturdays, Sundays, and legal holidays shall be excluded in the computation. As used in this rule and in Rule 77 (c), legal holiday includes New Year's Day, Birthday of Martin Luther King, Jr., Washington's Birthday, Memorial Day, Independence Day, Labor Day, Columbus Day, Veterans Day, Thanksgiving Day, Christmas Day, and any other day appointed as a holiday by the President of the Congress of the United States, or by the state in which the district court is held.。

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