海外并购初步尽职调查清单 国际并购初步尽职调查清单 中英文版

海外并购初步尽职调查问卷及文件清单

初步尽职调查问卷及文件清单

Questionnaire List of Preliminary Due Diligence

问卷填写说明及按照本清单提供文件的基本要求：

Questionnaire Instructions and Basic Requirements for Providing Documents

1.请根据公司整理、提供文件的具体情况，按照如下要求填写问卷并提供文件：

Please fill in this questionnaire and provide documents pursuant to the following requirements in accordance with the actual condition of preparation and provision of documents by the Company.

（1）如公司能够提供清单列出的某项文件，请在这项文件后代表“有”一栏“□”

处画“√”，并请提供完整、准确的文件文本（包括其附件及任何修订、补充

文件）复印件；若文件以几种文字写成，请提供该文件的各种文字版本。

If the Company can provide the documents numerated in the list, then please check

Yes below and provide the photocopy of the complete and accurate documents

(including their file attachments, amendments and supplements thereto). If a

document is written in several languages, then the version of each language shall be

provided.

（2）如公司查明没有清单列出的某项文件，请在该项文件后代表“没有”一栏的“□”

处画“√”；如公司认为清单列出的某项文件不适用，请在该项文件后代表“不

适用”一栏的“□”处画“√”。

If the Company does not have the document numerated in the list, please check No

below. If the Company deems a document in the list inapplicable, then please

check N/A below.

2.本问卷清单如有未列或未明确列出、但可能对投资人作出是否参与项目的决策造成影响

的事件或文件，请公司自行进行说明并提供相关文件。

If there is any event or document which have not been listed or expressly listed here but may have influence on the decision-making of the investor as to whether to participate in the project, please explain the reasons and provide relevant documents.

一、公司对外投资

III. Investment of the Company

1.请提供公司与其参股的所有公司（“子公司”）的股权关系架构图，并请提供公司所参

股的所有公司的设立文件，包括但不限于下列各项：

Please provide the chart of the shareholding structure between the Company and all the companies where it holds shares (“Subsidiaries”) and the documents of the establishment of all the companies where it holds shares including but not limited to

（1）各相关政府机构就设立子公司、分公司出具的批准文件

有□没有□不适用□

The approval documents issued by the relevant authorities with respect to the

establishment of the Subsidiaries or branch companies.

Yes □No □N/A □

（2）子公司、分公司《企业法人营业执照》或《营业执照》

有□没有□不适用□

The Legal Person Enterprise Business License or Business License of the

Subsidiaries or the Branch Companies

Yes □No □N/A □

（3）子公司、分公司《组织机构代码证》、国税及地税税务登记证、社会保险登记证有□没有□不适用□

The Certificate of Organization Code, Certificate of Tax Registration and Social

Insurance Registration Certificate of the Subsidiaries or the Branches of Company

Yes □No □N/A □

2.公司与其他经济组织签订的合作、联营协议或其他类似性质的文件

有□没有□不适用□

The cooperation and/or joint operation agreements or other documents of similar nature entered into between the Company and other economic entities

Yes □No □N/A □

二、公司财务报表

V. Financial statements of the Company

1.公司最近2年的全部年中及年终财务报表

有□没有□不适用□