CFA目录翻译

SESSION 1:CODE OF ETHICS AND STANDARDS OF PROFESSIONAL CONDUCT Reading 1: Code of Ethics and Standards of Professional Conduct 道德与职业行为准则

Reading 2:“Guidance” for Standards I–VII 准则指引

SESSION 2:ETHICAL AND PROFESSIONAL STANDARDS IN PRACTICE Reading 3: Ethics in Practice 实践中的道德

Reading 4: The Consultant 咨询师

Reading 5: Pearl Investment Management (A), (B), and (C) Pearl投资管理案例

Reading 6: Asset Manager Code of Professional Conduct 资产管理经理行为准则SESSION 3:BEHA VIORAL FINANCE

Reading 7: Heuristic-Driven Bias: The First Theme 启发式偏差

Reading 8: Frame Dependence: The Second Theme 框架依赖

Reading 9: Inefficient Markets: The Third Theme 无效市场

Reading 10: Portfolios, Pyramids, Emotions, and Biases 组合，金字塔，情绪与偏差

Reading 11: Investment Decision Making in Defined Contribution Pension Plans 固定提取养老金计划中的投资决策

Reading 12: The Folly of Forecasting: Ignore All Economists, Strategists,and Analysts 预测中的误差：忽略经济学家，策略师和分析师

Reading 13: Alpha Hunters and Beta Grazers 阿尔法和贝塔追求者

SESSION 4:PRIV ATE WEALTH MANAGEMENT

Reading 14: Managing Individual Investor Portfolios 管理个人投资者组合

Reading 15: Excerpts from Investment Management

本文来自织梦

for Taxable Private Investors 应税私人投资者投资管理摘要

Reading 16: Multiple Asset Locations 多区域投资

Reading 17: Low-Basis Stock 低基股票

Reading 18: Goals-Based Investing: Integrating Traditional

and Behavioral Finance 基于目标的投资：传统与行为金融融合

Reading 19: Life-Cycle Investing 生命周期投资

Reading 20: Human Capital, Asset Allocation, and Life Insurance 人力资本，资产配置以及人寿保险

SESSION 5:PORTFOLIO MANAGEMENT FOR INSTITUTIONAL INVESTORS Reading 21: Managing Institutional Investor Portfolios 机构投资者组合管理

Reading 22: Allocating Shareholder Capital to Pension Plans 分配权益资本至养老金计划SESSION 6:CAPITAL MARKET EXPECTATIONS IN PORTFOLIO MANAGEMENT Reading 23: Capital Market Expectations 资本市场预期

SESSION 7:ECONOMIC CONCEPTS FOR ASSET V ALUATION IN PORTFOLIO MANAGEMENT

Reading 24: Macroanalysis and Microvaluation of the Stock Market 股市宏观分析与微观估值

Reading 25: Dreaming with BRICs: The Path to 2050 与金砖四国共舞：通向2050之路SESSION 8:ASSET ALLOCATION

Reading 26: Asset Allocation 资产配置

Reading 27: Linking Pension Liabilities to Assets 联系养老金资产与负债

Reading 28: The Case for International Diversification 国际性分散化案例

SESSION 9:MANAGEMENT OF PASSIVE AND ACTIVE FIXED INCOME PORTFOLIOS

Reading 29: Fixed-Income Portfolio Management—Part I 固定收益组合管理－第一部分

Reading 30: Relative-Value Methodologies for Global Credit Bond Portfolio Management 全球信用债券组合管理的相对价值方法

SESSION 10:PORTFOLIO MANAGEMENT OF GLOBAL BONDS AND FIXED INCOME DERIV ATIVES

Reading 31: Fixed-Income Portfolio Management—Part II 固定收益组合管理－第二部分c Reading 32: Hedging Mortgage Securities to Capture Relative Value 套期抵押支持证券以获取相对收益

SESSION 11:EQUITY PORTFOLIO MANAGEMENT

Reading 33: Equity Portfolio Management 权益组合管理

SESSION 12:SPECIAL ISSUES IN EQUITY PORTFOLIO MANAGEMENT Reading 34: Corporate Governance 公司金融

Reading 35: International Equity Benchmarks 全球权益基准

Reading 36: Emerging Markets Finance 新兴市场金融

SESSION 13:ALTERNATIVE INVESTMENTS FOR PORTFOLIO MANAGEMENT Reading 37: Alternative Investments Portfolio Management 其它投资组合管理

Reading 38: Swaps 互换

Reading 39: Commodity Forwards and Futures 商品远期与期货

SESSION 14:RISK MANAGEMENT

Reading 40: Risk Management 风险管理

Reading 41: Currency Risk Management 货币风险管理

SESSION 15:RISK MANAGEMENT APPLICATIONS OF DERIV ATIVES

Reading 42: Risk Management Applications of Forward and Futures Strategies 风险管理应用：远期与期货策略

Reading 43: Risk Management Applications of Option Strategies 风险管理应用：期权策略