GSV 验厂项目审核报告及人权-社会责任验厂项目审核报告(协力)修改2

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Are visitors, delivery drivers, and transportation drivers required to show a picture ID before permitted access to the facility? 38. 访客、送货司机和运输司机是否需要出示身份证明才能进入企业？ Is a container security seal verified for accuracy against shipping documents prior to departing the facility? 39. 集装箱离开企业前是否要根据运输文件对安全封条的准确性进行验 证？ Is vistitor parking away from entrances and docks? 40. 访客停车区是否与入口和货运区分开？ Are vehicles prohibited/prevented from parking near cargo conveyances? 41. 是否禁止/防止车辆停在货物运输工具附近？ Are there procedures in place for detecting and reporting shortages or overages in incoming shipments? 42. 是否有相应程序，检查或汇报入厂货物的短缺或超量？
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Personnel Training 人员培 训
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Is an employee identification system used for positive identification and access control? 24. 是否实施了员工身份认证系统和出入控制？ Do adequate locking devices protect all access points (doors, windows, gates)? 25. 所有出入口(门、窗、大门等)都装有完备的锁闭装置吗？ Do you have a documented procedure regarding facility Key Control (assign, date out-in, tracking)? 26. 企业是否有书面的钥匙管理制度(发放、收发日期、追踪)？ Is your building perimeter secured by an adequate wall or fence? 27. 建筑物周围是否有完善的围墙或护栏？ Is there any outside flood lighting of entrances, exits, cargo handling and storage areas? 28. 入口、出口、货物装卸和储存区是否有外部泛光照明？ Are inbound shipments containerized? 29. 输入的物品是否用集装箱装载？ If yes, are the shipments seals verified and documented? 30. 如果是，是否对货物的封条进行查验并记录？ Do you store empty or loaded containers on site? 31. 是否将空的或已装货的集装箱存放在企业内？ If yes, are the container doors sealed or locked? 32. 如果是，集装箱的门是否贴封条或上锁？
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Storage & Transportation
Are containers utilized for shipments? 51. 运输是否采用集装箱？
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Do you only use ISO17712 high security compliant seals for ocean /Distribution 40 储存和运输/分销 shipments? 52. 海运货物是否只采用符合ISO17712高安全性要求的封条？
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Do you have procedures concerning access to automated systems Information and documents? 31 Access 43. 是否有进入自动系统和查看文件的权限控制？ Controls 信息资 Do you have established password controls for your automated 料控制 32 systems? 44. 自动系统是否有密码控制？ Shipment Is there a designated company representative responsible for Information providing accurate information to the broker? 33 Controls 运输信 45. 公司是否有专人负责向代理商提供准确的信息？ 息控制
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Physical Security 实体安 Do you have a designated security guard force? 21 全 33. 企业是否有专门的保安力量？
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Are closed circuit television cameras (CCTV) used to monitor the activity inside/outside the facility? 34. 是否采用闭路电视摄像机（CCTV）监控企业内/外部的情况？ Are closed circuit television cameras (CCTV) used to monitor the shipping dock and container loading areas? 35. 是否采用闭路电视摄像机（CCTV）监控运输区和集装箱装货区？ Do you have the recording data stored? 36. 是否储存记录资料？ Is there a visitors log maintained? 37. 是否有访客记录？
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Are stored container doors secured with a high security locking device or seal? 46. 企业中存放的集装箱是否装有高安全性锁闭装置或封条？ Who provides and affixes the seals to conveyances? 47. 由谁负责提供和加贴封条？ Is dangerous cargo (including hazardous materials) stored separately and properly identified? 48. 危险货品(包括有害材料)是否单独存放或标注识别信息？ Is loading of containers supervised by a security guard or designated supervisor? 49. 集装箱的装运是否由保安或专门的主管监管？ Are there procedures for tracking shipments?(From where to where?) 50. 是否有追踪货物的程序？(从哪里到哪里？)
GSV 验厂项目审核报告
序 号 类型 任务名称 GSV审核项目（总分数）
Do you have a policy that requires all security procedures to be documented? General 综合 13. 是否要求所有安全程序有书面制度？ 信息 Do you have a designated security department/chief? 14. 是否有专职的保安部/主管？ Is there a process in place to screen prospective employees and to periodically check current employees? 15. 是否对应聘人员进行筛查，并对现在员工进行定期检查？ When allowed by law, are background checks conducted on all employees? 16. 在法律允许的范围内，是否对所有员工进行背景审查？ Is the issuance of employee identification centralized and controlled by a specific department? 17. 员工证的发放是否专门的部门负责？ Does new employee orientation include security and threat awareness training? 18. 新员工的入职培训是否包括安全和危险意识培训？ Have you identified restricted areas and determined who is authorized to be present? 19. 企业内是否设有禁区，是否有进入权限的规定？ Is all training for new employees documented (including information such as subject, date, attendees)? 20. 是否对所有的新员工培训进行记录(包括主题、日期、参加人员等)？ Do you have a written code of conduct for employees? 21. 是否有书面的员工行为守则？ Is there an established procedure to conduct unannounced security checks periodically for all areas of concern? 22. 是否有相关制度，对所有重点区域是否定期进行突击安全检查？ Does the facility have an intrusion detection or alarm system? 23. 企业是否有非法进入监测和报警系统？
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Do you have a documented policy on how to affix,replace, record, and track seals placed on containers? 53. 是否有集装箱封条加贴、更换、记录和追踪的书面规章制度？ Do you have procedures in place to properly check the integrity of containers (7-point inspection)? 54. 是否有检查集装箱完好性(7点检验)的程序？ Is there a written contract with the transporter that moves containers from the facility to the port? 55. 与将集装箱从企业运输至港口的运输商之间是否签有书面合同？ Is there a procedure for in-country carriers to report in-transit security violations to the facility management? 56. 是否有相关程序，规定国内运输商如何向企业管理层汇报运输过程中 违反安全规定的情况？