AUO供应商审核表

Date Description of Revision Revised By Rev.
2006/8/51.依據IS09001/2000整理check items;
Arrange the check items according to ISO 9001/2000.
2.增加品質系統和TS 工具的要求；
Add the requirements for quality system and TS tools.
Haoren Hao/Lily Huang V.2
2007/4/161.新增7.9 & 7.11稽核條文:
Add 7.9 and 7.11 auditing provisions.
a. 7.9:製程有害物污染之評估,鑑別與管控
Process harmful pollutant assessment, identification and control.
b. 7.11:混線生產之鑑別與管控
Mixed line production identification and control.
2.依法規與客戶要求修改GP記錄保存年限:稽核記錄保存年限將統一於AUOJM-17-001文件中定義
Revise the GP record preservation years according to legal rules and customer requirements,
and the preservation period of Audit Record shall be defined collectively in AUO JM-17-001
documents.
CCL.Change V.3
2008/5/291.修訂Audit Summary 的Result 判定公式, 原先判定公式對應的欄位為空白,修訂成依據總分(>85),
單項(>70),GP規定(Document Control4.13), TS 工具(Quality System 1.28)進行判定Pass or Fail
Revise the Result judgment formula of Audit Summary. The column corresponding to the
original judgment formula shall be left blank, which will be revised and the Pass or Fail will be
judged by referring to total scores (>85), individual item scores (>70), GP requirements
(Document Control 4.13), and TS tools (Quality System 1.28).
2.最終稽核結果,SQE 須再另外依據Supplier management rules定義進行TS工具
確認 (Item 前加註``*``項目的TS工具),若其中一項不符，即視為QSA不合格
For the final audit result, the SQE needs to confirm the TS Tool by referring to the definition of
Supplier management rules (means the TS tool with an asterisk symbol "*" before the item is
added). If any of them is judged as noncompliant, then the QSA shall be deemed as Fail.
Cherrir Chuang V.4
2009/2/2(1)中英雙語校槁-Audit Summary
Check English version
(2)補充 V5 改版說明
Explain V5 revise contents
Angeljcliu V6
2009/3/12新增GP Control Sheet,
Add GP Control Sheet
Quality System GP move to GP Control :1.25 ==>14.16
Design Control GPmove to GP Control :3.1 ==>14.2&14.3 / 3.4 ==>14.6 / 3.6==>14.4 /
3.9 ==>1
4.6 / 3.10==>14.3 / 3.11 ==>14.30 / 3.12 ==>14.2
Document Control GP move to GP Control: 4.13 cancel ==>14. 1
Supplier QualityGP move to GP Control: 5.1==>14.19 / 5.2 ==>14.20 / 5.3==>14.21 /
5.16 cancel ==>14.25
Process Control GP move to GP Control:7.4 cancel==>14.9 / 7.9cancel==>14.15
Inspection GP move to GP Control : 8.1 ==>14.32 / 8.2 ==>14.33
Nonconformity Control GP move to GP Control :10.1 ==> 14.10
Cherrir Chuang V.7
2010/11/2修訂與新增 Modify and add: 1.3~1.4 / 1.6 / 1.32 / 2.6~2.10 / 3.2 / 3.6 / 3.16~3.20 /
4.13~4.20 /
5.8~5.14 / 7.2~7.3 / 7.10~7.19 / 7.33~7.52 / 8.2~8.3 / 9.15~9.20 / 10.29~10.31
13.4 / 13.12~13.16 / 13.34
Cherrir Chuang V.8
2013/7/1修訂 Modify:3.20 / 4.15 / 5.6 / 5.16 / 7.46 / 7.49~7.50 / 8.14 / 8.17 / 9.19 / 10.10~10.11 / 10.13 /
10.15 / 10.21 / 10.23 / 10.24 / 11.13~11.14 / 13.1~13.3 / 13.18 / 13.20~13.21 / 13.24 /
13.27~13.34 / 14.19 / 14.21
Kevin Yeh V.9
2014/2/17新增14.13條文 Add item 14.13:
After an exception occurs, are the containment action must be taken within 24 hours; The
responsibility (department) should be determine within 48 hours?
異常發生後，是否在24 小時內必須採取緊急防堵對策；48 小時內判定責任歸屬?
Pedro peng V.10
2014/12/311.add 15: AUO Conflict Minerals Management Requirements,and summary tabel add new
vendor audit and annel audit
2.Audit Summary add item □ New Vendor Audit □ Annual Audit
Ruby Chen V.11
2016/1/18Modify summary table link work sheet Ruby Chen V.12 2017/10/5Modify ISO 9000 to ISO 9001 ,Modify TS to IATF Ruby Chen V.13 2018/9/27remove 1.34 ISO 14001 ,1.35 OHSAS 18001 or ISO 45001 certification Ruby Chen V.14
使用注意事
項：
Reversion History
1.Item 前加註``*``項目為特別關注項目；
The item marked with "*" ahead means that it needs to be specially noticed.
2.Item 前加註``*``項目為IATF工具，品質系統，GP管理必須項目；
The item marked with "*" ahead means that the IATF tool, quality System and GP management must be executed.
3.Item 前加註``*``項目為IATF工具，品質和環安系統，依據 AUOJM-06-019 ``Supplier management rules``決定，各材料廠商是否必須通過；如果為必須項目，只要一項不符，即QSA不合格;如果為非必須項目，則作爲一般項目對待，不強制要求，可以不使用13``FMEA&CP&SPC&MSA``部分評分。

The item marked with "*" ahead means that it belongs to IATF, quality and ESH system for which, the conformity of component vendor shall be judged according to AUOJM-06-019: "Supplier Management Rules". If it belongs to a required item, then the QSA will be judged as noncompliant if any item fails; whereas, if it is not a required item, then it will be deemed as a general item and will not be compulsorily required. In this case, the requirements of 13: "FMEA&CP&SPC&MSA" will not be the basis for scoring.
4.Item 前加註``*``項目為GP管理必須項，為所有材料供應商必須項，只要一項不符，QSA即為不合格。

The item marked with "*" ahead means that it is subjecting to GP management, which is required for all component suppliers. If any of them is judged as incompliant, then the QSA shall be deemed as Fail.。