上市公司非重大资产重组流程

上市公司非重大资产重组流程
1.公司确定非重大资产重组的计划并进行内部评估。

The company establishes a plan for non-major asset restructuring and conducts internal evaluation.
2.确定重组的目标和范围，明确需要调整的资产和业务。

Determine the objectives and scope of the restructuring, clarifying the assets and businesses that need adjustment.
3.委托专业机构进行资产评估和财务审计，以确定重组的基准价值。

Commission professional institutions to conduct asset assessment and financial auditing to determine the benchmark value of the restructuring.
4.就重组方案与相关各方进行沟通和协商，达成一致意见。

Communicate and negotiate with relevant parties about the restructuring plan, reaching a consensus.
5.制定重组方案并提出重组预案，提交公司董事会审议。

Develop a restructuring plan and propose a restructuring proposal, submitting it to the company's board of directors for review.
6.董事会审议通过重组预案，决定是否进行非重大资产重组。

The board of directors reviews and approves the restructuring proposal, deciding whether to proceed with the non-major asset restructuring.
7.公司依法公告重组预案，接受社会公众监督和意见反馈。

The company publishes the restructuring proposal in accordance with the law, accepting public supervision and feedback.
8.资产重组方案获得相关监管部门的批准和核准文件。

The asset restructuring plan obtains approval and approval documents from the relevant regulatory authorities.
9.向证监会备案，并在指定媒体上刊登备案公告。

Register with the China Securities Regulatory Commission and publish a record announcement in designated media.
10.制定通知书，就重组涉及的各项事宜进行内部通知和公告。

Prepare a notification letter, providing internal notices and announcements on various matters related to the restructuring.
11.进行内幕信息知情人登记，筛选并确定内幕信息知情人名单。

Conduct registration of insiders, screen and determine the list of insiders.
12.依法履行信息披露义务，及时对外披露相关信息，并确保信息准确、及时、完整。

Fulfill the obligation of information disclosure in accordance with the law, timely disclosing relevant information to the public and ensuring the accuracy, timeliness, and completeness of the information.
13.开展股东沟通和投资者关系维护工作，回应市场关注和投资者疑虑。

Engage in shareholder communication and investor relations maintenance, addressing market concerns and investor doubts.
14.资产过户、股份转让等重组手续办理完成，重组实施生效。

Complete the transfer of assets, share transfer, and other restructuring procedures, and implement the restructuring.
15.向交易所提交备案材料，报送有关部门备案。

Submit filing materials to the stock exchange and report to the relevant departments for the record.
16.成立重组工作领导小组，分工负责，按计划推进重组工作。

Establish a restructuring work leading group, assign responsibilities, and push forward the restructuring work according to the plan.
17.对涉及的合同、人员等进行清查，做好合同过户、人员调整等
工作。

Conduct a review of the contracts, personnel, etc. involved, and handle contract transfer, personnel adjustments, and other related work.
18.确认重组涉及的财务会计处理方式和会计核算处理办法。

Confirm the financial accounting treatment and accounting handling methods related to the restructuring.
19.完成相关资产评估和财务审计报告，做好相关备案和归档工作。

Complete the relevant asset assessment and financial
audit reports, and handle related filing and archiving work.
20.向公司内部员工和外部合作伙伴进行宣贯，让相关人员充分了
解重组情况和影响。

Promote to internal employees and external partners, ensuring that relevant personnel fully understand the restructuring situation and its impact.
21.确保整个流程符合法律法规、交易所规定和监管部门要求。

Ensure that the entire process complies with laws and regulations, stock exchange regulations, and regulatory requirements.
22.推动资产重组工作与相关部门的密切配合，保障重组程序顺利进行。

Promote close cooperation between asset restructuring work and relevant departments, ensuring the smooth progress of the restructuring process.
23.制定合规方案和应急预案，应对可能发生的突发情况和风险。

Develop compliance plans and contingency plans to address potential emergencies and risks.
24.做好内外部沟通协调工作，维护公司形象和股东利益。

Carry out internal and external communication and coordination, maintaining the company's image and shareholder interests.
25.对公司治理结构和制度进行调整，提升公司经营管理水平。

Adjust the corporate governance structure and system to enhance the company's operational and management capabilities.
26.加强内部控制和风险管理，防范重组过程中可能出现的风险。

Strengthen internal control and risk management to
prevent potential risks during the restructuring process.
27.依法履行信息披露义务，及时公开披露可能对公司生产经营、
财务状况等方面产生重大影响的重组信息。

Fulfill the obligation of information disclosure in accordance with the law, timely disclose restructuring information that may have a significant impact on the
company's production, operation, and financial situation.
28.进行与律师、会计师等专业人士的协商与沟通，确保重组工作
合规有序进行。

Negotiate and communicate with lawyers, accountants, and other professionals to ensure the orderly and compliant progress of the restructuring work.
29.在交易所指定的公开媒体上刊登公司重大资产重组公告并作全文披露。

Publish the company's major asset restructuring announcement in the designated public media of the stock exchange and make full disclosure.
30.遵循公开、公平、公正原则，维护投资者利益和市场稳定。

Adhere to the principles of openness, fairness, and justice, safeguarding the interests of investors and market stability.
31.做好法律风险评估和合规审查工作，保障重组工作合法合规。

Conduct legal risk assessments and compliance reviews to ensure the legality and compliance of the restructuring work.
32.进行与股东代表、证券监管机构等相关方的沟通，回应关切和
提出的问题。

Communicate with shareholder representatives, securities regulatory agencies, and other relevant parties, addressing concerns and questions raised.
33.制定重组后的运营规划和战略规划，确保公司重组后的稳定发
展和盈利能力。

Develop operational and strategic plans for post-restructuring, ensuring the stable development and
profitability of the company after restructuring.
34.完成并公布经审计的公司财务报告，并说明重组实施后的影响。

Complete and publish audited company financial reports, and explain the impact after the implementation of the restructuring.
35.做好员工交流和培训工作，提高员工的重组意识和应对能力。

Carry out employee communication and training to enhance employees' awareness and coping abilities regarding the restructuring.
36.确保重组实施过程中资金使用合理、合规，并通过合法途径融资。

Ensure that funds are used reasonably and legally during the restructuring process, and raise funds through legal channels.
37.落实相关纪律要求，严禁内幕交易和利用重组信息谋取不正当利益。

Implement relevant disciplinary requirements, strictly prohibit insider trading and the use of restructuring information to seek improper benefits.
38.在交易所指定的网站上刊登公司非重大资产重组公告和相关信息，并及时更新。

Publish the company's non-major asset restructuring announcement and related information on the website designated by the stock exchange, and update it timely.
39.严格遵守公司章程、法律法规及交易所规定，确保重组程序合规进行。

Strictly comply with the company's articles of association, laws and regulations, and stock exchange rules to ensure that the restructuring process is carried out in compliance with regulations.
40.积极与金融机构沟通，预先做好融资、贷款安排，以满足重组需求。

Actively communicate with financial institutions, make advance arrangements for financing and loans to meet the needs of the restructuring.
41.经过充分的风险评估和控制，明确重组涉及的各项风险的应对措施。

After a comprehensive risk assessment and control,
clarify the corresponding measures for the various risks involved in the restructuring.
42.加强各级管理人员的重组意识培训和管理能力提升，确保重组
的顺利实施。

Strengthen the awareness training and management
capability enhancement of management personnel at all levels
to ensure the smooth implementation of the restructuring.
43.做好员工福利和就业安置工作，确保员工合法权益和社会稳定。

Take care of employee benefits and employment placement, ensuring the legitimate rights and interests of employees and social stability.
44.制定重组实施计划和时间节点，明确各项工作任务和责任人。

Develop a restructuring implementation plan and timeline, specifying the tasks and responsible persons.
45.审批办理相关政府部门签发的审批文件，确保资产重组符合国
家产业政策和法规要求。

Process approval documents issued by relevant government departments, ensuring that the asset restructuring complies with national industrial policies and regulatory requirements.
46.加强市场风险防范和应对策略制定，确保重组后公司的市场竞
争力和发展潜力。

Strengthen market risk prevention and response strategy formulation, ensuring the market competitiveness and development potential of the company after the restructuring.
47.落实重组后的治理结构和管理机制，提高公司的管理效率和运
营质量。

Implement the governance structure and management mechanism after the restructuring, improving the company's management efficiency and operational quality.
48.做好相关报备工作，确保公司非重大资产重组符合监管要求和
标准。

Complete the relevant filing work, ensuring that the company's non-major asset restructuring complies with regulatory requirements and standards.
49.对公司投资者关系管理工作进行调整，提升投资者的参与和满
意度。

Adjust the company's investor relations management work, enhancing investor participation and satisfaction.
50.做好公司内部人员的思想政治工作和组织管理，确保重组全流
程的合规和顺利进行。

Carry out ideological and political work and
organizational management of internal personnel, ensuring the compliance and smooth progress of the entire restructuring process.
51.做好重组后相关手续、备案工作，确保公司经营活动合法合规。

Complete the relevant procedures and filing work after the restructuring, ensuring the legality and compliance of the company's business activities.
52.根据公司实际情况，做好非重大资产重组过程中的其他工作。

Based on the actual situation of the company, handle other work during the non-major asset restructuring process.。