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Part 1 单项选择1.Among the kinds of documentary credits subject to UCP600, from whichcan the beneficiary get two banks irrevocable undertaking to pay if complying documents are presented.A.Irrevocable creditB.Transferable creditC.Confirmed credit2.Which transport document of the following is not a goods title?A.Bill of ladingB.Multimodal transport documentsC.Air waybill3.Under an irrevocable credit, who must undertake primary liability forpayment?A.The applicantB.The issuing bankC.The nominated bank4.With reference to ( ), the expression “transshipment not allowed”is not a binding term under credit transaction.A.Air transportationB.Marine transportationC.Insurance policy5.Silent confirmation is an arrangement made between ( )A.Beneficiary and advising bankB.Issuing bank and advising bankC.Beneficiary and applicant6.A credit can be transferred ( )A.From the first beneficiary to the second beneficiaryB.From the second beneficiary to the third beneficiaryC.From the applicant to the beneficiary7.As for a freely negotiable credit, which bank acts as a transferringbank?A.the advising bankB.the specifically authorized bankC.any negotiating bank8.Of documentary credit and documentary collection in internationaltrade, ( ) is better for the seller as it means a bank’s irrevocable undertaking to pay.A.The formerB.The latterC.Neither9.Which abbreviation of the following is for uniform customs and practicefor documentary credits?A.UCPC.URDG10.( ) means “free on board a vessel” at the loading port, for whichthe seller does not supply insurance documents.A.FOBB.CFRC.FCA11.According to Incoterms 2000, which one of the below trade term isrecommended when the credit requires an air waybill marked freight prepaid to the airport of destination?A.CFRB.CPTC.FCA12.If an exporter is willing to release the shipping documents directlyto the buyer, but wishes to retain some guarantee of payment should the buyer fail to pay on the due date, which of the following documentary credit best suits the exporter’s needs.A.TransferableB.StandbyC.Revolving13.How many working days does an issuing bank have to ascertain whetherthe documents are in compliance under a credit subject to UCP600?B.6C.714.Besides insurance company or its agent, the party who is also qualifiedto sign insurance document is ( )A.UnderwriterB.BrokerC.Proxy15.Under CUP600 what is the minimum insurance amount acceptable when thecredit requires the invoice amount be CIF USD1000?D1000D1100D120016.Collections should not contain bills of exchange payable at a futuredate with instructions that commercial documents are to be delivered against payment. If collections contain such a bill with such instructions, documents will be released to the drawee upon ( ) and the presenting bank is not responsible for any consequences arising out of any delay of payment. (A, 522 Art. 7 c)A.The drawee’s paymentB.The drawee’s acceptanceC.A guarantee to pay17.In the case of documents payable at sight the presenting bank mustbank must make presentation for payment ( )A.Within seven working daysB.Within 3 working daysC.Without delay18.In the case that the L/C accepts on deck bill of lading, a set of billof lading with the notation “shipped on deck” instead of “shipped on board” appearing thereon is acceptable.A.RightB.WrongC.It’s arguable19.( ) in collection transactions, when documents presented lack billsof exchange, the remitting bank, upon request of the drawer, may instruct either the collecting bank or the drawee to create the bills of exchange instead with proper requirements as to their form and wording. (C, Art.8 of 522 )A.Unless the remitting bank agreesB.Unless the presenting bank agreesC.No conditions needed20.An L/C stipulated that the expiry date for negotiation was May 1, 2003A.In the light of UCP600, the L/C was proper issued. But such a datewill be deemed as the expiry date for presentation of documentsB.In the light of UCP600, the L/C was badly issuedC.This stipulation can be disregarded. The period of presentationof documents would be 21 days after date of shipment21.An L/C requires: invoice/bill of lading in 1 photocopy. What shouldthe beneficiary present?A.Invoice in 1 photocopy or BL in 1 photocopyB.A document titled “invoice/bill of lading” in 1 photocopyC.The L/C is not clear, but it’s better to present an invoice anda BL each in photocopy22.The transportation document called for was an air waybill issued toorder of the applicant. The air waybill presented was issued to the applicant instead of to his order.A.The air waybill was discrepant.B.The air waybill was OK because the L/C did not prohibit thealterative of the consigneeC.The air waybill was OK because this alternative was allowed by theISPB23.Which of the following clauses or notations appearing on the face ofthe transport document would preclude it from being accepted?A.Oil drums are leakingB.Highly flammable material or potentially explosive materialC.Refrigerated seafood, may spoil during voyage24.A beneficiary receives an irrevocable documentary credit for whichUSD22,500.00 may be drawn during each month of the documentary credit’s one-year validity. The documentary credit also indicates that reinstatement is on a cumulative basis. Full monthly drawings were made during the first, second, fourth, fifth and seventh months and there have been no other drawings. In the last month of the documentary credit’s validity, the beneficiary expects to make a final shipment.What is the maximum value available for this final drawing?D112,500.00D135,000.00D157,500.0025.A documentary credit states that shipment dates would be acceptable?1.20 June2.27 June3.02 July4.03 JulyA.1 and 2 onlyB.1 and 4 onlyC.2 and 3 only26.When an advising bank has accepted a time/usance draft under an adviseddocumentary credit, they are responsible for effecting payment at maturity when ( )?A.they have received funds from the issuing bank]B.they have received funds from the reimbursing bankC.the draft is presented by the beneficiary27.In accordance with UCP all the following statements relating tocommercial invoices under a non-transferable documentary credit are correct EXCEPT the commercial invoices must ()A.Be manually signed by the beneficiaryB.Be made out it the name of the applicantC.Appear to have been issued by the named beneficiary and indicatethe description of goods corresponding with the documentary credit.28.Which of the following Incoterms is correctly described?Incoterm InsurancerequiredTransportdocumentA.CFR Yes Freight CollectB.FOB No Freight PaidC.FCA No Freight Collect29.Which party has the most responsibility to examine the terms andconditions of a documentary credit against the sales agreement?A.ApplicantB.BeneficiaryC.Issuing bank30.In the case of a non-cumulative revolving documentary credit availablefor USD10,000.00 per month and valid for six months, which of the following statements is correct?1.The face value of the credit is USD10,000.002.The face value of the credit is USD 60,000.003.The amount(s) not utilized in one month may be carried over to the next4.The total undertaking of the issuing bank is USD60,000.00A.1 and 3 onlyB.1 and 4 onlyC.2,3 and 4 onlyPART TWO 多项选择1.An L/C calls for a certificate of origin issued by the ICC, which ofthe following samples are acceptable?A. B. C.2.Which of the following documents must be dated?A.Packing listB.DraftsC.Transport documentsD.Insurance documents3.L/C: a packing list and a weight list. Are the following packing listsacceptable under the above L/C?A. B. C.4.What does “exporting country” means?A.Country where the beneficiary is domiciledB.Country where the L/C is advisedC.Country of receipt of the goods by the carrierD.Country of origin of the goods or country from whichshipment/dispatch is made5.What documents must be signed under the UCP 600?A.Certificate of originB.InvoiceC.Transport documents and insurance documentsD.Drafts and declaration6.Which of the following documents are original documents?A.A photocopy with manually signatureB.An invoice produced on beneficiary’s letter-headed paperwithout signature and/or not indicating “original”C.A signed document transmitted through a fax machine, thoughabsent an original signatureD.A document with “original” on it7.Which of the following L/C is suitable to ask for a draft?A.Available by negotiationB.Available by deferred paymentC.Available by acceptanceD.Available by payment8.We issued the L/C as follows:L/C expired: Dec 27, 2005 at beneficiary’s countryLatest shipment date: Dec 06, 2005Period of presentation: documents to be presented within 21 days after date of shipment but within the validity of credit, state documents acceptable.Which of the following is acceptable?A.B/L on board date: Dec 01, 2005, all documents presented on Dec25, 2005B.B/L on board date: Dec 01, 2005, all documents presented on Dec31, 2005C.B/L on board date: Dec 10, 2005, all documents presented on Dec25, 2005D.B/L on board date: Dec 01, 2005, all documents presented on Dec15, 20059.Which of the following documents are not considered as transportdocuments under UCP600?A.Delivery order and mate’s receiptB.Forwarder’s certificate of receipt and forwarder’s cargoreceiptC.Air waybill and bill of ladingD.Warehouse notes/receipt10.For the correction and alternation contained in the followingdocuments, which need not be authenticated?a.Correction and alternation in commercial invoice visaed by XXXconsulateb.Correction and alternation in packing list issued by themanufacturerc.Correction and alternation drafts issued by beneficiaryd.Correction and alternation in certificate of origin issued bybeneficiary11.If an actual date of dispatch, though not required by the L/C subjectto UCP600, to be shown on the air waybill, which date below is deemedto be the shipment date?A.Flight date: June 12, 2006 shown in the box for “carrier’suse only”B.Flight date: June 15, 2006C.Actual date of dispatch: june 17, 2006 made by a stampD.A or B12.Select the statements that correctly express the meaning of the UCPA.An L/C is independent of relative contract even if it isexpressly referred to by the L/CB.If the L/C opening application bears any ambiguity in itsinstruction, the issuing bank should bear the risk to issue oramend the L/CC.If the applicant has accepted the discrepancies, the issuingbank can still refuse the documentsD.Once a beneficiary accepts an L/C he must execute it.13.Under an L/C indicating the goods description as “frozen beef”andreqiring invoice, B/L, packing list, certificate of origin, please determine the documents which are acceptable.A.Invoice indicating rhe goods description as “beef”B.B/L indicating the goods description as “beef”C.B/L indicating the goods description as “goods shipped as perinvoice presented”D.Certificate of origin indicating the goods description as“goods shipped as per invoice presented”14.A credit available with () is also available with ()A.a nominated bank, the issuing bankB.the issuing bank, a nominated bankC.advising bank, transferring bankD.confirming bank, the issuing bank15.how would the issuing bank exercise control over the goods by air?A.insist upon holding the consignor’s copy of the air waybillB.insist upon holding original air waybill for the consigneeC.insist upon being named as consignee of the goods on the airwaybillD.insist upon full set of air waybills to be presented16.A documentary credit calls for presentation of an insurancecertificate. Which of the following insurance documents would be acceptable for CIF shipment where the invoice value is USD75,000?A.insurance certificate for USD82,500B.insurance policy for USD85,000C.insurance declaration for USD75,000D.insurance certificate for USD75,00017.the letter of credit requires “three copies of inspection certificateissued by CCIC”. The documents presented as follows. Which isacceptable?A.in 3 originalsB.in 3 copiesC.in 1 original and 2 copiesD.in 2 originals and 1 copy18.an issuing bank has issued a sight documentary credit to a beneficiaryauthorizing a nominated bank to pay the beneficiary for all documentary presented in accordance with the documentary credit terms and conditions. Upon receipt of complying documents drawn under the documentary credit directly from the beneficiary, the issuing bank should:A.examine the documents and pay the beneficiaryB.verify the documents and pay the nominated bankC.return the documents to the beneficiary for presentation to thenominated bankD.remit the documents to the nominated bank for examination19.under which of the following situation, the on board notation on B/Lshould also indicate the actual port of loading?A.when B/L contains the indicating “intended vessel”or similarqualification in relation to the vesselB.when B/L indicates the port of loading of the credit in thecolumn “place of receipt”rather than in the column of “portof loading”C.when B/L contains the indicating “intended port of loading”or similar qualification in relating to the port of loadingD.when B/L indicates that “goods have been received in appearancegood condition”20.which of the following statements about transferable L/C is correct?A.in case of freely negotiable L/C, the issuing bank shouldspecifically nominate in the credit a bank as the transferringbankB.the transferable L/C could be transferred more than onceC.the transferable L/C could be transferred to more than onesecond beneficiary if partial shipment/drawing is notprohibitedD.refusal of an amendment by one second beneficiary willinvalidate the acceptance(s) by the other second beneficiary(ies).Part Three 是非判断1.would charter party B/L be acceptable when the L/C calls for an oceanB/L2.an L/C calls for CFR shipment. The B/L is marked “freight paid”and“free out”, would this be acceptable?3.an L/C calls for FOB shipment and B/L marked “freight collect”, theB/L is marked “freight collect” and “free in”, would this be acceptable?4.an L/C calls for an ocean B/L and delivery on FOB terms. Would a B/Lbe acceptable if marked “freight payable as per charter party”?5.an L/C calls for an AWB showing “actual flight date”. When received,the AWB shows this information but in a box marked “for carrier’s information only”. Would this be acceptable?6.under “documents required”and L/C lists both “certificate oforigin”and “GSP form A”. only the latter document is presented by the beneficiary. Would this be acceptable?7.an L/C calls for a certificate regarding the vessel “to be issued bythe carriers”. The B/L has been issued by Borneo Shipping Pte Ltd as agents for the carrier, Nyk Line. Borneo Shipping has also issued the certificate as agents for Nyk Line. Would this be acceptable?8.an L/C calls for presentation of a copy telex/fax to the applicantsgiving certain information. The document presented is the beneficiary’s signed certificate that they have sent such a telex to the applicant (the certificate also lists the information sent which is accurate and complete). Would this be acceptable?9.an L/C calls for “commercial invoice”, when presented, the invoice,which has been computer-generated, is not marked “original”, it does however bear an original manual signature. Would this be acceptable?10.A beneficiary presents documents within the expiry date of the L/Cbut they contain discrepancies. The beneficiary collects the offending documents for correction (leaving the rest with the bank) and in due course presents correct documents, however, in the interim the L/C has expired. Should the bank now reject the documents for “credit expired”?11.an L/C (which allows transshipment) calls for shipment from a UKairport. The AWB shows goods on a flight from Paris to London then transshipment to another flight from London to the ultimate destination as specified in the L/C. would this be acceptable?12.an L/C issued in favour of a beneficiary in Galle, Srilanka calls fora certificate of origin issued by the “local chamber of commerce”,when presented it has been issued by the chamber of commerce in Colombo, srilanka. Would this be acceptable?13.an L/C calls for ocean shipment from “western Europe to south korea”.In full utilization of the L/C, the documents presented include 3 sets of ocean B/L all showing the same vessel/voyage but 3 different ports of loading (all within western europe) and 3 different ports of discharge (all in south korea). Does this constitute evidence of partial shipment?14.an L/C subject to UCP600 specified that the L/C number must be quotedin all documents presented. The commercial invoice did not quote theL/C no. and issuing bank refused payment. Is the issuing bank correct in its refusal?15.is the following invoice acceptable or not?Description of the goods in an L/C is: 1000 pieces of towelsL/C amount: USD1000Invoice presented shows: Towels: 1000 piecesTotal value: USD 1000Samples of cap: 20 free of chargePart Four 判断正误1.Having transferred the full shipment/expiry dates and presentationperiod and made the L/C available in the transferee’s country, the first beneficiary cannot now substitute documents after the L/C has expired or late presentation occurred.2.part shipments/drawings are prohibited unless otherwise stated in theL/C.3.unless otherwise stated in the L/C, transport documents must show theL/C beneficiary as shipper/ consignor.4.an L/C calls for invoices in triplicate. When presented, they areidentical computer-generated documents none of which is marked original. However, this is acceptable as the L/C only stated triplicate, not original and two copies.5.an insurance policy is acceptable in lieu of an insurance certificateand vice versa.6.according to article 13 of UCP600, if the credit stipulates that aclaiming bank must supply a certificate of compliance with the terms and conditions of the credit when making reimbursement claim, the reimbursing bank can disregard such a stipulation.7.a bill of lading with pre-printed wording to show that the goods havebeen loaded on board can simultaneously bear a dated on-board notation.In such a case the date of the on-board notation will be deemed to be the date of shipment whether it is earlier or later than the issuance date or the two are the same.8.if the bill of lading indicates a place of receipt or taking in chargedifferent from the port of loading, the on board notation must also include the port of loading stipulated in the credit and the name of the vessel on which the goods have been loaded, even if they have been loaded on the vessel named in the bill of lading. This provision does not apply when loading on board the vessel is indicated by pre-printed wording on the bill of lading.9.terms such as “first class”, “well-known”, “independent”,“local”, “official”, “qualified”, “competent” and the like are ambiguous words in light of the UCP. If such terms are incorporated in the credit, banks will accept the relative document (s) as presented, provided that it appears on its face to be in compliance with the otherterms and conditions of the credit.10.as for a charter party bill of lading, banks will not examine thecharter party contract to which the bill of lading is subject. But if the credit requires beneficiary(ies) to present the contract along with other documents banks have to determine whether it is in compliance with the terms and conditions of the credit.11.under a freely negotiable and transferable credit any bank except theissuing bank is a nominated bank. Now that the relative article of UCP600 sets a rule that only the nominated bank has the right to make the transfer, thereof any bank exclusive of the issuing bank can transfer such a credit unless otherwise stipulated.12.without the agreement or authorization of the applicant, an issuingbank must issue a credit strictly as what the application says and cannot make any alteration even if to supplement or develop the terms in a manner necessary or desirable to permit the use of the credit.13.if a signature and/or endorsement is required to be on a documentconsisting of more than one page, the signature is normally placed on the first or last page of the document, but unless the credit or the document itself indicates where a signature or endorsement is to appear, the signature or endorsement may appear anywhere on the document 14.if an L/C requires “invoice”or “one invoice”it will be understoodto be a requirement for an original invoice. If an L/C requires“invoice in 1 copy”, it will be understood to be a requirement fora copy of an invoice.15.an L/C called for one copy of insurance certificate, the original tobe sent to the applicant by the beneficiary outside the L/C. the beneficiary presented one original in place of one copy. The original indicated on its face in column: NUMBER OF ORIGINAL: ONE. The presentation is valid.16.description of goods: 100 tables, unit price: USD100 FOB shenzhen,total value: USD10000 partial shipment alloweddescription of goods in presented invoice:100 tables, unit price: USD 100 FOB ShenZhen10 tables first shipmenttotal value: USD1000the description of goods in presented invoice is not acceptable. 17.the signature of the below bill of lading is complianceL/C requirement: ocean bill of lading18.UCP600 is quite clear in stating that for the purpose of the articlesin UCP, branches of a bank in a different country is considered to be sepearate bank. It follows that a branch of a bank in the same country is considered to be the same bank.19.a credit requires the bill of lading to show on board notation whichshould be dated, stamped and countersigned. In this respect if the bill of lading is signed by the carrier, the notation should not be countersigned by the carrier.20.a credit subject to UCP600 calls for “international consignment not-copy for shipper”. An international consignment note is presented without the words or marking “copy for shipper”, neither does it show for whom the document has been prepared. The document without the words or making “copy for shipper” creates a discrepancy.SELF CHECKING ANSWER LISTPart 1 单项选择1C2C3B4A5A6A7B8A9A10A11B12B13A14AC15B16A17C18B19C20A21C22C23A24C25C26C27A28C29B30BPART 2 多项选择1AB2BCD3C4ACD5ACD6ABD7ACD8AD9ABD10D 11C12AC13BD14AD15BC 16AB17ABCD18A19BC20AC PART 3 判断是非1W2R3R4W5W 6W7R8W9R10R 11W12R13R14R15W PART 4 判断正误1F2F3F4F5F 6F7T8F9F10F 11F12F13T14F15T 16F17T18T19F20F。