FECT金融英语考试综合之证券英语词汇精选.docx

A

accredited 隶属

adjusted liabilities 经调整负债

advertisement 广告

advising on corporate finance 就机构融资提供意见

advising on futures contracts 就期货合约提供意见

advising on securities 就证券提供意见

Advisory Committee 咨询委员会

agents 代理人

aggregate gross foreign currency position 合计外币总持仓量

agreement 协议

agreement in writing 书面协议

amount of margin required to be deposited 按规定须存放的保证金数额ancillary stabilizing action 附带稳定价格行动

appeal panel 上诉委员会

applicant 申请人

application 申请

application for review 复核申请

appointed day 指定日期

approved bank incorporated outside Hong Kong

法团的银行以外成立为核准的在香港

approved credit rating agency 核准信贷评级机构

approved custodian 核准保管人

approved futures exchange 核准期货交易所

approved introducing agent 核准介绍代理人

approved investment adviser 认可投资顾问

approved lending agent 核准借出代理人

approved person 核准人士

approved redeemable shares 核准可赎回股份

approved regional exchange 认可地区性交易所

approved securities borrowing and lending counterparty

核准证券借贷对手方

approved share registrar 认可股份登记员

approved standby subordinated loan facility 核准备用后偿贷款融通approved stock exchange 核准证券交易所

approved subordinated loan 核准后偿贷款

arbitration panel 仲裁小组

arbitrator 仲裁人

articles 章程细则

asset management 资产管理

associate 有联系者

associated corporation 相联法团

associated entity 有联系实体

associated person 相联者

audit working papers 审计工作材料

auditor 核数师

authorized ATS provider 认可自动化交易服务提供者

authorized automated trading services 认可自动化交易服务authorized financial institution 认可财务机构

authorized mutual fund 认可互惠基金

authorized person 获授权人

authorized representative 获授权代表

authorized unit trust 认可单位信托

automated trading service provider 自动化交易服务提供者automated trading services 自动化交易服务

average monthly turnover 平均每月成交额

B-C

banker 银行

banker’s book 银行簿册

basic amount 基本数额

basic information 基本数据

bilateral netting agreement 双边净额结算协议

blanket assurance 概括性保证

body 团体

bond broker 债券经纪

bond dealer 债券交易商

books 簿册

borrow 借用安排

broadcast 广播

broadcaster 广播业者

broker 经纪

business day 营业日

calculation 有关计算

call 造访

capital account 资本帐

cash settled equity derivatives 现金结算股本衍生工具

CE number 中央编号

certificate of deposit 存款证

chairman 主席

charge 押记

chief executive 最高行政人员

claimant 申索人

Claims Rules 《申索规则》

clearing house 结算所

clearing participant 结算所参与者

clerk 书记

client 客户

client assets 客户资产