《证券投资基金管理公司子公司管理暂行规定》.doc

《证券投资基金管理公司子公司管理暂行规定》1

证券投资基金管理公司子公司管理暂行规定

第一章总则

第一条为了适应证券投资基金管理公司（以下简称基金管理公司）专业化经营管理的需要，规范证券投资基金管理公司子公司（以下简称子公司）的行为，保护基金份额持有人及相关当事人的合法权益，根据《证券投资基金法》、《公司法》、《证券投资基金管理公司管理办法》和其他有关法律法规，制定本规定。

第二条本规定所称子公司是指依照《公司法》设立，由基金管理公司控股，经营特定客户资产管理、基金销售以及中国证监会许可的其他业务的有限责任公司。

第三条基金管理公司设立子公司应当充分考虑自身的财务实力和管理能力，全面评估论证，合理审慎决策，不得因设立子公司损害基金份额持有人的利益。

第四条子公司的设立、变更、终止以及业务活动、监督管理等事项，应当遵守有关法律法规的规定。

第五条中国证监会及其派出机构依照《证券投资基金法》、《公司法》等法律、行政法规、中国证监会的规定和审慎监管原则，对子公司及其有关业务活动实施监督管理。

第六条中国证券投资基金业协会依据法律、行政法规、中

reatment of heavily polluti ng industries. Accordi ng to munici pal, and

muni cipal governme nt de ployment of seven big heavy polluti on i ndustry regulati on "three years a ction pla ns", requirement s to De cember 2016 e nd of Qian, all i ncl ude d shut stoppe d eliminate d of enter prise all shut stopped el iminated in place; June 30, 2017 Qi an, all i ncl ude d pla ce regulati on upgrade and agglomeratio n restructuring of enterpri se by unified sta ndar d regulati on i n pla ce, late not standard of enter prise are im plementati on di sconti nue d; June 30, 2018 Qian, all i ntends Park producti on of enterpri se relocat ion Park i n pla ce, late not Park of are di scontinue d. In t he pr ocess of renovation, will focus on four a spe cts: to firmly cl ose the high energy consumpti on a nd heavy polluti on, hopeless enterpri se gover nance and pr oduction line s, eliminate d a number of yearly emission intensity, l ow value-adde d pr oducts of backwar d production capacity. Second, we must stri ctly enforce the space, total pr oject "Trinity" environment a ccess system, pr omoting i ndustry access a nd environme ntal conditions of a cce ss of e nterpri ses to t he Park, industrial park, i n pri nci ple, no l onger t he class on t he new pr oje ct. Thir dly, prom oting re placeme nt and reconstructi on of heavily poll uting i ndustries, mergers and reorga nizations, g uide enter prises to e nergy conse rvation, recycli ng and l ow-carbon a nd clea n pr oduction, a nd im prove the level of green development. Four to establish a l ong-term supervisi on me cha nism, i ncrea se the i ntensity of special inspe ctions, inve stigate and punish the rectificati on i s not in place, normal busi ness of running anti-poll ution installa tions do not. (Iii) li nkage to promote flood control wate r, drai nage, water suppl y, improvi ng water savi ng. S peed up cross ang support river dike rei nforceme nt, a nd al ong Pu seawall except insura nce rei nforceme nt, a nd Lake Qian slui ce, a nd BA Ca o sl uice, and cl oud cover reserv oir, focus flood control drainage engi neering construction,