投资学英语词汇

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金融英语专业词汇汇总

实用文档Money Markets 货币市场Capital Markets 资本市场Foreign Exchange Markets 外汇市场Gold Markets 黄金市场Derivative Markets 衍生品市场Direct Financing 直接金融市场Indirect Financing 间接金融市场Financial Intermediary 金融中介Deposit 存款Loan 贷款Foreign Currency 外汇Securities 证券Forward transactions 远期交易Foreign currency futures 外汇期货Commercial bank 商业银行Investment bank 投资银行Pension fund 养老基金Central Bank 中央银行Primary Market 一级市场Secondary Market 二级市场Dividends 股息Shareholders 股东Common Stock 普通股Preferred Stock 优先股Financial Institutions 金融机构Default Risk 违约风险Liquidity 流动性Treasury Bills 短期国库券Treasury Notes 中期国库券Treasury Bonds 长期国库券Inter-bank markets 同业拆借London Interbank Offered Rate LIBOR伦敦同业拆借利率Commercial Paper 商业票据Negotiable certificates of deposit大额可转让定期存单Repurchase Agreement 回购协议Reverse repurchase Agreement 逆回购协议Banker’s acceptances 银行承兑汇票Bond 债券Stock 股票Interest (coupon) payments 票面利息Interest (coupon) rate 票面利率Face value (Principle) 面值Maturity date 到期日Municipal bonds 市政债券Corporate bonds 企业债券Treasury Bills (Maturity less than 1 year) Treasury Notes (Maturity 1 to 10 years) Treasury Bonds (Maturity more than 10 years) Annual 一年Semi-annual 半年Mortgage bonds 抵押债券Zero-coupon bonds 零息债券Folate-rate bonds 浮动利率债券Redemption bonds 可赎回债券Convertible bonds 可转换债券Collateral 抵押物Common Stock 普通股Preferred Stock 优先股Residual Claims 剩余追索权Limited Liability 有限责任Capital Gains 资本利得Public placement 公募Private placement 私募Bid price 卖价Ask price 买价Market Order 市价委托指令Limit Order 限价指令Stop Order 停止指令Fundamental Analysis 基本面分析Technical Analysis 技术分析Buy on margin 买空Short sales 卖空Margin 保证金Initial Margin 初始保证金Maintenance Margin 维持保证金Margin Call 保证金催缴通知Exchange Rate 汇率Foreign Exchange Bank 外汇银行Foreign Exchange Broker 外汇经纪人Spot transaction 即期交易Forward transaction 远期交易Appreciation 升值Depreciation 贬值Cross-Exchange rates 交叉汇率Direct Quotation 直接标价法Indirect Quotation 间接标价法实用文档Dollar Quotation 美元标价Balance Sheet 资产负债表Income Statement 损益表Statement of Cash Flow 现金流量表Asset 资产Liability 负债Owner’s Equity 所有者权益Current Asset 流动资产Short-term assets 短期资产Cash 现金Accounts receivable 应收账款Inventory 存货Long-term assets 长期资产Tangible assets 有形资产Intangible assets 无形资产Patent 专利Copyright 版权Goodwill 商誉Long-term Liabilities 长期负债Current Liabilities 流动负债Accounts payable 应付账款Debt due for repayment 应偿还债务Long-term debt 长期债务Common stock and other paid in capital普通股和资本公积Retained Earnings 留存收益Operating Revenues 营业收入Net Sales 销售净收入Operating Expenses 营业费用Cost of Goods Sold 销货成本Selling, general & administrative expenses销售及一般管理性费用Research & Development Expenses 研发费用Depreciation 折旧Operating Income 营业利润Earnings before interest and income taxes息税前利润Interest expenses 利息费用Taxable income 应纳税所得额Net income 净利润Allocation of net income 净利润分配retained earnings 留存收益Return on Equity 净资产收益率Return on Asset 资产收益率Liquidity Ratio 流动性比率Quick Ratio 速动比率Gross Domestic Product 国内生产总值Unemployment rates 失业率Budget deficit 预算赤字Budget surplus 预算盈余Consumer sentiment 消费者心理因素Peak 高峰Trough 谷底Cyclical Industries 周期性行业Defensive Industries 防御性行业Business Cycle 经济周期Industry Analysis 行业分析Operating Leverage 经济杠杆Degree of Operating Leverage经济杠杆系数Sector Rotation 部门转换Industry Life Cycles 行业生命周期Start-up 创业阶段Consolidation 成长阶段Maturity 成熟阶段Relative Decline 衰退阶段Threat of Entry 进入者威胁Rivalry between existing competitors现有竞争者威胁Pressure from substitute products替代品压力Bargaining power of buyers买方议价能力Bargaining power of suppliers卖方议价能力Investment Company 投资公司Net Asset Value 资产净值Open-end Fund 开放式基金Close –end Fund 封闭式基金Discount Price 折价Premium Price 溢价Fund Manager 基金经理人Private Partnerships 私人合伙人Money Market Funds 货币市场基金Equity Funds 股权基金Income Funds 收入型基金Growth Funds 成长性基金Sector Funds 行业基金Bonds Funds 债券净值Balanced Funds 平衡型基金Aggressive Investors 激进型投资者Conservative Investors 保守型投资者Fee Structure 费用结构Operating Expenses 运营费用Front-End Load 前段费用Back-End Load 后端费用Bond Issuer 债券发行者Bond holder 债券持有者Seniority 求偿等级Limited Provisions 限制性条款Call Provisions on Corporate Bonds公司债券的赎回条款Convertible Bonds 可转换债券Conversion ratio 转换比例Market conversion value 转换价值Puttable Bonds 可回卖债券Yield to Maturity 到期收益率Default Risk 违约风险Investment grade bonds 投资级债券Junk bond 垃圾债券Securities Underwriting 证券承销业务Mergers and Acquisitions 兼并与收购Restructuring 重组Leveraged Finance 杠杆融资Initial Public Offerings (IPOs)首次公开发行Seasoned Equity Offerings (SEOs) 再次发行Public placement 公募Private placement 私募Cash Transaction 现金支付Share Transaction 股票支付Horizontal M&A 横向并购Vertical M&A 纵向并购Conglomerate M&A 混合并购Synergy 协同效应Friendly Acquisition 善意并购Hostile Acquisition 敌意并购White Knight 寻找白衣骑士Selling the Crown Jewels 焦土战术Pac-Man defense 帕克门策略Greenmail 绿色勒索Operating Synergy 经营协同效应Management Synergy 管理协同效应Financing Synergy 财务协同效应Leveraged buy-out (LBO) 杠杆收购Management buy-out (MBO) 管理层收购Options 期权Derivatives 衍生品Option Contract 期权合约Call option 看涨期权Put option 看跌期权Strike Price 执行价格Expiration date 到期日Premium 期权费/权利金In the Money 实值期权Out of the Money 虚值期权At the Money 平价期权American Option 美式期权European Option 欧式期权Futures 期货Futures Contract 期货合约Obligation 义务Delivery date 交割时间Delivery price 交割价格Long position 多头头寸Short position 空头头寸Leveraged Effect 杠杆效应Reserve Requirement 存款准备金要求Insurance Company 保险公司Life Insurance 寿险Liability Insurance 责任保险Health Insurance 健康保险Property Insurance 财产保险Accident Insurance 意外保险Term Life 期限人寿保险Whole Life 终身人寿保险Universal Life 万能人寿保险Pension Fund 养老基金Pension Plan 养老金计划Risk Premium 风险溢价Liquidity Premium 流动性溢价Inflation Rate 通货膨胀率Settlement 结算Trust Services 信托Trustee 托管人Beneficiary 受益人Lease 租赁Factoring 保理Syndicated Loan 银团贷款Monetary Policy 货币政策Fiscal Policy 财政政策。

55个基础金融词汇

55个基础金融词汇金融是现代社会中非常重要的一个领域，涉及到许多方面，包括个人理财、投资、企业融资等等。

如果你想更好地了解金融领域，这里提供了55个基础金融词汇，希望对你有所帮助。

1. 资产（Asset）：指拥有的任何有经济价值的物品或权利，包括现金、股票、债券、房产等。

2. 负债（Liability）：指应该支付的任何债务或义务，包括贷款、信用卡欠款、租金等。

3. 资产负债表（Balance Sheet）：记录企业或个人的所有资产和负债的表格，是财务状况的重要指标。

4. 利润表（Income Statement）：记录企业或个人的收入和支出的表格，是了解经济活动的重要指标。

5. 现金流量表（Cash Flow Statement）：记录企业或个人现金流入和流出的表格，是了解现金流的重要指标。

6. 利息（Interest）：指借款人支付给贷款人的钱，通常以年利率计算。

7. 投资（Investment）：指将资金投入到某些项目或资产中，以期望获取回报。

8. 股票（Stock）：指公司发行的股份，代表股东对公司的所有权。

9. 债券（Bond）：指公司或政府发行的债务证券，代表借款人对债权人的欠款。

10. 资本（Capital）：指企业或个人投入的资金，通常用于购买资产或进行投资。

11. 货币（Currency）：指国家或地区的货币，如人民币、美元、欧元等。

12. 汇率（Exchange Rate）：指两种不同货币之间的比率，如人民币兑美元的汇率。

13. 金融市场（Financial Market）：指进行金融交易的市场，包括股票市场、债券市场、外汇市场等。

14. 股票市场（Stock Market）：指股票交易的市场，包括证券交易所、场外交易等。

15. 债券市场（Bond Market）：指债券交易的市场，包括公开市场、场外交易等。

16. 外汇市场（Foreign Exchange Market）：指货币交易的市场，包括银行、外汇交易所等。

证券、基金及投资类英文词汇

主动式管理 Active ManagementCalmar ⽐率 Calmar RatioSharpe⽐率 Sharpe RatioSortino⽐率 Sortino Ratio⼊息基⾦ Income Fund⼦基⾦ Baby Funds/Underlying Funds已调整风险回报 Risk-adjusted Return互惠基⾦ Mutual Fund公积⾦计划 Pension Plan分散投资 Diversification主要经纪 Prime Broker可换股债券套戥 Convertible Bond Arbitrage另类投资 Alternative Investment市场中⽴ Market Neutral平均成本效益 Dollor-cost Averaging再投资 Reinvestment合并套戥 Merger Arbitrage地区基⾦ Regional Fund如计划为伞⼦基⾦ Umbrella Fund有限责任 Limited Liability⾃愿性供款 Voluntary Contributions⾏业/主题基⾦ Sector/Theme Fund价值型管理 value均衡基⾦ Balanced Funds投资年期 Time Horizon投资组合 Portfolio投资顾问 Investment Adviser杠杆 Leverage/Gearing杠杆借贷⽐率 Leverage Ratio每⽇估值 Daily Valuation每年回报 Annual Return供款 Contribution受压 / 濒临破产的证券 Distressed Securities定息⼯具套戥 Fixed Income Arbitrage定息基⾦ Fixed-income Fund承受风险能⼒ Risk Tolerance注册地 Domicile沽空 Short Selling波幅 Volatility股份 Share股息分派 Dividened Distributions股票基⾦ Equity Fund表现费 Performance Fees阿尔法系数 Alpha⾮认可基⾦ Unauthorised Fund信托⼈ Trustee保本对冲基⾦ Capital Guaranteed Hedge Funds 封闭式基⾦ Closed-end Fund界定利益计划 Defined Benefit Plan界定供款计划 Defined Contribution Plan相关系数 Correlation重⼤事件主导的投资 Event Driven/Special Situations ⾸次认购费 Front-end Fee套戥 Arbitrage效率前缘 Efficient Frontier⾼收益 High Yield基⾦公会 HKIFA基⾦经理 Fund Manager基⾦销售⽂件 Prospectus基准 Benchmarks被动式管理 Passive Management离岸基⾦ Offshore Fund跌幅 Maximum Drawdown揣测时机 Market Timing期货管理型基⾦ Managed Futures短仓 /淡仓 Short Position跌势差 Downside Deviation雇主供款 Employer Contribution雇员供款 Employee Contribution新⾼价 High-On-High Basis新兴市场 Emerging Markets新兴市场基⾦ Emerging Markets Fund管理费 ManagemantFee增长和收⼊基⾦ Growthand Income Fund严格评估 Due Diligence买⼊价 Bid Price买卖差价 Bid-offer Spread传统基⾦ Traditional Fund债券基⾦ Bond Fund单⼀对冲基⾦ Single Strategy Hedge Fund单位 Unit单位信托基⾦ Unit Trust卖出价 Offer Price奖励费 Incentive Fees对冲 Hedge对冲基⾦ Hedge Fund对冲基⾦的基⾦ Fund Of Hedge Funds (FoHFs)对冲基⾦指引 Hedge Funds Guidelines开放式基⾦ Open-end Fund强制性供款 Mandatory Contributions强积⾦ Mandatory Provident Fund Scheme-MPF总回报 Total Return标准差 Standard Deviation毕苏期权定价模式 Black-Scholes环球宏观 Macro Funds环球基⾦ Global Fund绝对回报 Absolute Return认可基⾦ Authorised Funds认沽期权 Put Option/Put认股权证基⾦ Warrant Fund认购期权 Call Option/Call证券借出 Stock Lending贝他系数 Beta资产分配 Asset Allocation资产净值 NetAsset value-NAV赎回 Redemption赎回通知期 Redemption Notice Period赎回费 Redemption Fee赎回费 / 买⼊费 Redemption Price / Bid Price进取型的投资管理 Aggressive Growth进取型增长基⾦ Aggressive Growth Fund长 / 短仓持股 Long/Short Equity长仓 / 好仓 / 持货 Long Position预设回报率 Hurdle RateCAC-40 Index 法国巴黎CAC-40指数Dow Jones industrial average（DJIA）道琼斯⼯业指数Frankfurt DAX Index 德国法兰克福DAX指数London's FTSE 100 英国伦敦⾦融时报指数NASDAQ，National Association of Securities Deal Automated Quotations 那斯达克英Nikkei Index ⽇经指数NYSE，New York Stock Exchange 纽约证券交易所Paris Bourse 巴黎证券交易所the Russell 2000 拉塞尔2000指数the Standard and Poor's 500 标准普尔500指数英a bear market熊市a bull market⽜市bench mark指标blue chip绩优股bonus share 红股英component index成份指数convertible bond可转换债券core / non-core assets 核⼼/⾮核⼼资产corporate bond　企业债券debt-for-equity swap 债权转股权英deceptive accounting 虚假帐务earning report 业绩报表financial irregularities /improprieties ⾦融违规⾏为financial reorganization ⾦融重组financial statement 财务报表英fund custodian bank　基⾦托管银⾏fund manager　基⾦经理/管理公司high-tech sector⾼科技板块income statement 损益表industrial stock⼯业股票英inflate profits 虚报盈利listed company / delisted company 上市公司/被摘牌的公司record high （股票指数）创历史新⾼red chips红筹股return on equity股本回报率英share, equity, stock 股票、股权bond, debenture, debts 债券negotiable share 可流通股份convertible bond 可转换债券treasury /government bond 国库券/政府债券英corporate bond 企业债券closed-end securities investment fund 封闭式证券投资基⾦open-end securities investment fund 开放式证券投资基⾦fund manager 基⾦经理/管理公司fund custodian bank 基⾦托管银⾏英market capitalization 市值p/e (price/earning) ratio 市盈率mark-to-market 逐⽇盯市payment versus delivery 银券交付clearing and settlement 清算/结算英commodity/financial derivatives 商品/⾦融衍⽣产品put / call option 看跌/看涨期权margins, collateral 保证⾦rights issue/offering 配股bonus share 红股英dividend 红利/股息ADR(American Depository Receipt)美国存托凭证/存股证GDR(Global Depository Receipt) 全球存托凭证/存股证retail / private investor 个⼈投资者/散户institutional investor 机构投资者英broker/dealer 券商proprietary trading ⾃营insider trading/dealing 内幕交易market manipulation 市场操纵prospectus招股说明书英IPO(Initial Public Offering)新股/初始公开发⾏merger and acquisition收购兼并the big board ⼤盘the ups and downs of the stock market股市⾏情treasury/government bond　国库券/政府债券英Wall Street华尔街windfall profit暴利英。

投资学词汇中英文

投资学词汇中英文Accrued interest应得利息All-Ordinaries Index所有普通股指数Arbitrage套戥Ask Price买价Asset-Backed Securities具资产保证的证券At-the-money刚到价Automatic Order Matching And Execution System自动对盘及成交系统Basis Point基点Bear Markets熊市Bid Price卖价Bid-ask Spread买卖差价Blue Chips蓝筹股Bond债券Book Value账面值Broker经纪Brokerage Fee经纪佣金Bull Markets牛市Call Option好仓期权/买入（认购）期权Callable Bonds可赎回债券Capital Gain资本增值Capital Markets资本市场Central Clearing and Settlement System中央结算系统Central Money Market Units债务工具中央结算系统Certificate of Deposits存款证China Concepts Stock中国概念股Closed-end闭端基金Collateral抵押品Commercial Paper商业票据Common Stock普通股Compound Interest复息Contract Note成交单Controlling Shareholder控制股东Convertible Bond可换股债券Corporate Bond公司债券Coupon票息Coupon Frequency派息次数Coupon Rate票面息率Covered warrants备兑认股权证Credit Rating信用评级Currency Board货币发行局Current Yield现价息率Custody of Securities证券托管Default Risk不能收回本金的风险Derivative Call衍生认购（认沽）认股权证Derivative Instrument衍生产品Direct Business直接成交Discount Bond折扣债券Diversification分散风险Duration期限Earnings收益Earnings per Share每股盈利Earnings Yield盈利率Equity股本Equity Call Warrants股本认购认股权证Ex-dividend除息Face Value/ Nominal Value面值Fixed Rate Bonds定息债券Fixed-income securities定息证券Floating Rate Bonds浮息债券Fundamental Analysis基本分析Future Value未来值Future Value of an Annuity定期供款之未来值Futures contract期货合约Hang Seng China Enterprises index恒生香港中资企业指数Hang Seng Index香港恒生指数Hang Seng London Reference Index恒生伦敦参考指数Hedge对冲Hong Kong Inter-Bank Offered Rate香港银行同业拆息Hong Kong Monetary Authority香港金融管理局Hong Kong Securities Clearing Company Ltd.香港中央结算有限公司H-Share股HSI Futures Contract恒生指数期货合约Income收入Index Fund指数基金Initial Public Offering首次公开招股Inside Information内幕消息Insider Trading内幕交易Intrinsic Value内在价值Investment投资Investment Adviser投资顾问IPO price首次公开招股价Junk Bond垃圾债券Leverage Ratio杠杆比率Limit Order限价指示Limited Company有限公司Liquidity变现能力Listing挂牌Listing Date上市日期Margin Call补仓Market Capitalisation市价总值Market Maker庄家Market Order市场指示Money Market货币市场Mutual Fund互惠基金Net Asset Value资产净值Offer For Sale公开发售Offer For Subscription公开认购Open Offer公开供股Open-end开放基金Option期权Oversubscribed超额认购Par Bond平价债券Par Value票面值Perpetual Bonds永久债券Placing配售Portfolio投资组合Preference Shares优先股Premium溢价（认股证）Premium Bond溢价债券Present Value现时值Present Value of An Annuity定期供款之现时值Price/Earnings Ratio市盈率Privatisation私有化Professional Conduct Regulations专业操守规例Prospectus招股书Put Option淡仓期权/卖出（认沽）期权Rate of Return收期率Real Interest Rate实质利率Red Chip红筹股Redemption Value赎回价值Reinvestment Value再投资利率Relative Strength Index/RSI相对强弱指数Repurchase Agreement回购协议Resistance Level阻力价位Return回报Rights Issue供股发行Risk-Averse, Risk-Neutral, Risk-Taking风险厌恶，风险中立，追求风险Securities And Futures Commission证券及期货事务监察委员会Securities Dealers&acute; Representatives证券交易商SEHK联交所Senior Bond优先债券Settlement结算Short Hedge空头对冲Short Position空仓Short Selling抛空/沽空Speculation投机Stock Splits股票分拆Subordinated Bond后偿债券Substantial Shareholder大股东Support Level支持价位Technical Analysis技术分析The Stock Exchange of Hong Kong Ltd.香港联合交易所有限公司Time Horizon投资期Trading Hours of SEHK联合交易所的交易时间Trading Rules交易规则Trust Deed信托契约Underlying Security认股权证相关的股份Unified Exchange Compensation Fund Scheme联合交易所赔偿基金Valuation估价Warrant认股权证Window Dressing粉饰橱窗Yield盈利率Yield To Maturity到期孳息率。

英语课程中的投资与证券交易词汇

英语课程中的投资与证券交易词汇在如今全球化的商业环境下，掌握英语对于从事金融和投资领域的人来说至关重要。

尤其是在投资与证券交易方面，了解相关词汇和术语是提高沟通能力和拓宽职业发展的关键因素之一。

本文将介绍一些在英语课程中常见的投资与证券交易词汇，以帮助读者更好地理解和运用这些词汇。

一、投资词汇1. Investment（投资）指将资金或其他资源用于期望获取回报的行为或活动。

2. Portfolio（投资组合）指个人或机构持有的所有投资项目的集合。

3. Asset（资产）指拥有的有价值的物品或权益，如股票、债券、不动产等。

4. Equity（股权）指投资者在公司中所持有的股份或股权。

5. Risk（风险）指投资可能面临的损失或不确定性。

6. Return（回报）指投资所产生的利润、收益或回报。

7. Diversification（分散投资）指将资金投资于多个不同的资产类别或领域，以降低风险。

二、证券交易词汇1. Stock（股票）指公司向公众发行的股份，代表持有者在公司中的权益。

2. Shareholder（股东）指持有某公司股份的个人或机构。

3. Dividend（红利）指公司根据盈利情况向股东支付的利润分配。

4. Bond（债券）指借款人以借款为基础发行给债权人的债务证券。

5. Coupon（票息）指债券上规定的每年支付给债券持有者的利息。

6. Principal（本金）指债券上规定的借款人要偿还给债权人的原始金额。

7. Maturity（到期日）指债券或其他金融产品到期的日期。

8. Yield（收益率）指投资产品的盈利能力及其相对于投资成本的比例。

三、其他相关词汇1. Broker（经纪人）指在买卖证券或货币等产品过程中充当中介的个人或公司。

2. Exchange（交易所）指进行证券交易的市场，例如纽约证券交易所（NYSE）。

3. Bull market（牛市）指证券市场价格持续上涨的市场状态。

证券投资学英文名词解释重点整理培训讲学

证券投资学英文名词解释重点整理1 Active management Attempts to achieve portfolio returns more than commensurate with risk, either by forecasting broad market trends or by identifying particular mispriced sectors of a market or securities in a market. Agency problem Conflicts of interest among stockholders, bondholders, and managers.Asset allocation decision Choosing among broad asset classes such as stocks versus bonds.Derivative security See primitive security.Equity Ownership in a firm. Also, the net worth of a margin account. Financial assets Financial assets such as stocks and bonds are claims to the income generated by real assets or claims on income from the government. Financial intermediary An institution such as a bank, mutual fund, investment company, or insurance company that serves to connect the household and business sectors so households can invest and businesses can finance production.Fixed-income security A security such as a bond that pays a specified cash flow over a specific period.Passive management Buying a well-diversified portfolio to represent a broad-based market index without attempting to search out mispriced securities.Real assets, financial assets Real assets are land, buildings, and equipment that are used to produce goods and services. Financial assets are claims such as securities to the income generated by real assets.Securitization Pooling loans for various purposes into standardized securities backed by those loans, which can then be traded like any other security. Security analysis Determining correct value of a security in the marketplace. Security selection decision Choosing the particular securities to include in a portfolio.2 Asked price The price at which a dealer will sell a security..Bid price The price at which a dealer is willing to purchase a security.Bid-asked spread The difference between a dealer's bid and asked price.Call option The right to buy an asset at a specified exercise price on or before a specified expiration date.Capital markets Includes longer-term, relatively riskier securities. Eurodollars Dollar-denominated deposits at foreign banks or foreign branches of American banks.Futures contract Obliges traders to purchase or sell an asset at an agreed-upon price on a specified future date. The long position is held by the trader who commits to purchase. The short position is held by the trader who commits to sell. Futures differ from forward contracts in their standardization, exchange trading, margin requirements, and daily settling (marking to market).London Interbank Offered Rate (LIBOR) Rate that most creditworthy banks charge one another for large loans of Eurodollars in the London market.Market-value-weighted index An index of a group of securities computed by calculating a weighted average of the returns of each security in the index, with weights proportional to outstanding market value.Money market Includes short-term, highly liquid, and relatively low-risk debt instruments.Preferred stock Nonvoting shares in a corporation, paying a fixed or variable stream of dividendsPrice-earnings ratio The ratio of a stock's price to its earnings per share. Also referred to as the P/E multiple.Put option The right to sell an asset at a specified exercise price on or before a specified expiration date.Repurchase agreements Short-term, often overnight, sales of government securities with an agreement to repurchase the securities at a slightly higher price. A reverse repo is a purchase with an agreement to resell at a specified price on a future date.Treasury bond or note Debt obligations of the federal government that make semiannual coupon payments and are issued at or near par valueYield to maturity A measure of the average rate of return that will be earned on a bond if held to maturity.3How Securities are TradedDealer market A market where traders specializing in particular commodities buy and sell assets for their own accounts. The OTC market is an example. Electronic communication network (ECN) A computeroperated trading network offering an alternative to formal stock exchanges or dealer markets for trading securities.Initial public offering Stock issued to the public for the first time by a formerly privately owned company.Limit order An order specifying a price at which an investor is willing to buy or sell a security.Margin Describes securities purchased with money borrowed from a broker. Current maximum margin is 50 percent.Prospectus A final and approved registration statement including the price at which the security issue is offered.Short sale The sale of shares not owned by the investor but borrowed through a broker and later repurchased to replace the loan. Profit is earned if the initial sale is at a higher price than the repurchase price.Stop-loss orders The trade is not to be executed unless the stock price falls below a given level.Underwriting,Underwriters (investment bankers) purchase securities from the issuing company and resell them. Usually a syndicate of investment bankers is organized behind a lead firm.4 12b-1 fees Annual fees charged by a mutual fund to pay for marketing and distribution costs.Closed-end (mutual) fund A fund whose shares are traded through brokersat market prices; the fund will not redeem shares at their net asset value. The market price of the fund can differ from the net asset value.Exchange-traded funds (ETFs) Offshoots of mutual funds that allow investors to trade portfolios of securities just as they do shares of stock. Hedge fund A private investment pool, open to institutional or wealthy investors, that is exempt from SEC regulation and can pursue more speculative policies than mutual funds.Net asset value (NAV) The value of each share expressed as assets minus liabilities on a per-share basis.Open-end (mutual) fund A fund that issues or redeems its own shares at their net asset value (NAV).14Convertible bond A bond with an option allowing the bondholder to exchange the bond for a specified number of shares of common stock in the firm. ce.Coupon rate A bond's interest payments per dollar of par value.Current yield A bond's annual coupon payment divided by its price. Differs from yield to maturity.Debenture or unsecured bond A bond not backed by specific collateral. Debt securities Bonds; also called fixed-income securities.Discount bonds Bonds selling below par value.Face value The maturity value of a bond.Floating-rate bond A bond whose interest rate is reset periodically according to a specified market rate.Par value The face value of the bond.Premium bonds Bonds selling above par value.Put bond A bond that the holder may choose either to exchange for par value at some date or to extend for a given number of years.Yield to maturity A measure of the average rate of return that will be earned on a bond if held to maturity.Zero-coupon bond A bond paying no coupons that sells at a discount and provides payment of face value only at maturity18 Constant-growth model A form of the dividend discount model that assumes dividends will grow at a constant rate.Dividend discount model (DDM) A formula stating that the intrinsic value of a firm is the present value of all expected future dividends.Dividend payout ratio Percentage of earnings paid out as dividends. Present value of growth opportunities (PVGO) Net present value of a firm's future investments.。

投资者常见金融词汇英汉对照.doc

投资者常见金融词汇英汉对照ABS 资产担保证券（Asset Backed Securities的英文缩写）Accelerated depreciation 加速折旧Acceptor 承兑人；受票人；接受人Accommodation paper 融通票据；担保借据Accounts payable 应付帐款Accounts receivable 应收帐款Accrual basis 应计制；权责发生制Accrued interest 应计利息Accredited Investors 合资格投资者；受信投资人;指符合美国证券交易委员(SEC)条例，可参与一般美国非公开(私募)发行的部份机构和高净值个人投资者Accredit value 自然增长值Accrediting 本金增值;适用于多种工具，指名义本金在工具（如上限合约、上下限合约、掉期和互换期权）的期限内连续增长。

ACE 美国商品交易所Acid Test Ratio 酸性测验比率；速动比率Across the board 全面一致；全盘的Acting in concert 一致行动；合谋Active assets 活动资产；有收益资产Active capital 活动资本Actual market 现货市场Actuary 精算师；保险统计专家ADB 亚洲开发银行(Asian Development Bank的英文缩写)ADR 美国存股证；美国预托收据；美国存托凭证 (参见American Depository Receipt栏目）ADS 美国存托股份(American Depository Share的英文缩写)Ad valorem 从价；按值Affiliated company 关联公司；联营公司After date 发票后，出票后After-market 后市[股市] 指某只新发行股票在定价和配置后的交易市场。

市场参与者关注的是紧随的后市情况，即头几个交易日。

常见金融英语

常见金融英语
金融英语是指用于描述和交流财务和金融概念的英语词汇和短语。

在国际商务和金融领域，金融英语是一种重要的工具。

以下是一些常见的金融英语词汇：
1. Asset –资产
2. Liability –负债
3. Equity –权益
4. Revenue –收入
5. Cost –成本
6. Profit –利润
7. Interest –利息
8. Investment –投资
9. Capital –资本
10. Debt –债务
11. Bond –债券
12. Stock –股票
13. Mutual fund –共同基金
14. Exchange rate –汇率
15. Foreign exchange –外汇
16. Futures –期货
17. Options –期权
18. Hedge fund –对冲基金
19. Derivatives –衍生品
20. Credit rating –信用评级
掌握这些金融英语词汇可以帮助你更好地理解和交流金融领域的内容。

如果你希望进一步提升自己的金融英语水平，可以阅读相关书籍、参加培训课程，或者与专业人士进行交流和学习。

金融英语词汇大全了解金融市场投资理财和财务管理的英文英语词汇

金融英语词汇大全了解金融市场投资理财和财务管理的英文英语词汇在金融领域，熟练掌握相关的英文词汇是非常重要的。

无论你是在金融市场上投资理财，还是从事财务管理工作，了解金融英语词汇将帮助你与他人沟通，并更好地理解相关概念。

本篇文章将为您提供一份金融英语词汇大全，涵盖金融市场、投资理财和财务管理等多个方面。

一、金融市场词汇1. Securities（证券）: Financial instruments used for investment, such as stocks, bonds, and derivatives.2. Stock exchange（股票交易所）: A marketplace where stocks and other securities are bought and sold.3. Bull market（牛市）: A market characterized by rising prices and optimistic investor sentiment.4. Bear market（熊市）: A market characterized by falling prices and pessimistic investor sentiment.5. Futures（期货）: Contracts that require the buyer to purchase an asset or the seller to sell an asset at a predetermined price and date in the future.6. Options（期权）: Financial derivatives that give the holder the right, but not the obligation, to buy or sell an underlying asset at a predetermined price and date.7. Exchange rate（汇率）: The rate at which one currency can be exchanged for another currency.8. IPO (Initial Public Offering)（首次公开募股）: The first sale of stock by a company to the public.二、投资理财词汇1. Portfolio（投资组合）: A collection of financial assets, such as stocks, bonds, and cash, held by an investor.2. Diversification（多元化投资）: Spreading investments across different assets to reduce risk.3. Risk tolerance（风险承受能力）: The degree to which an investor is willing to accept the potential loss in an investment.4. Return on Investment (ROI)（投资回报率）: The percentage gain or loss on an investment relative to the amount invested.5. Asset allocation（资产配置）: The distribution of investments across various asset classes, such as stocks, bonds, and real estate.6. Mutual fund（共同基金）: An investment vehicle that pools money from multiple investors to invest in a diversified portfolio of securities.7. Hedge fund（对冲基金）: An investment fund that employs various strategies to generate high returns, often taking both long and short positions.8. Stock market index（股票市场指数）: A measurement of the performance of a group of stocks representing a particular market or sector.三、财务管理词汇1. Financial statement（财务报表）: A formal record of a company's financial activities, including the balance sheet, income statement, and cash flow statement.2. Budget（预算）: A financial plan that estimates income and expenses over a specific period of time.3. Cash flow（现金流）: The movement of money in and out of a business or individual's accounts.4. Revenue（收入）: The income generated from sales of goods or services.5. Expenses（费用）: The costs incurred in the operation of a business or individual's daily life.6. Asset（资产）: Anything of value owned by a business or individual, such as cash, inventory, or real estate.7. Liability（负债）: Debts or obligations owed by a business or individual.8. Gross profit（毛利润）: The difference between revenue and the cost of goods sold.以上是一份金融英语词汇大全，涵盖了金融市场、投资理财和财务管理等方面的词汇。

金融英语词语解释全部版

金融英语词语解释全部版第一章1、Tangible Assets有形资产Value is based on physical propertiesIntangible Assets无形资产Claim to future incomeIssuer发行者The one who makes future cash paymentsInvestor 投资者The owner of the financial assetDebt Instrument债务工具Fixed dollar payments6、Equity Instrument 权益工具Dollar payment is based on earningsFixed-income instruments 固定收益证券an equity instrument that entitles the investor to receive a fixed dollar amount. . Both debt and preferred stock that pay fixed dollar amounts are called fixed-income instruments.Price discovery process价格发现过程The interactions of buyers and sellers in a financial market determine the price of the traded asset.Liquidity 流动性whether the circumstances either force or motivate an investor to sell in financial market.Spot market or cash market即期市场和现货市场The market in which a financial asset trades for immediate delivery is called the spot market or cash market.Search costs搜索成本e.g. the mone y spent to advertise one’s intention to sell orpurchase a financial asset;the value of time spent in locating a counterparty11、 derivative instrument衍生品工具A derivative instrument is a financial asset whose value derives from the value of some other asset . The contract holder has either the obligation or the choice to buy or sell a financial asset at some future time.futures/forward contracts 期货/远期合约Futures/forward contracts are obligations that must be fulfilled at maturity, it is a contract that exchanges an asset or commodity at a fixed price in the future.13、 Options contracts期权合约Options contracts are rights, not obligations, to either buy or sell a financial asset at a specified price. The buyer of the contract must pay the seller a fee, which is called the option price.14、Call option看涨期权The option grants the owner of the option the right to buy a financial asset from the other party.15、Put option看跌期权The option grants the owner of the option the right to sell a financial asset from the other party.16、Disclosure regulation信息披露监管It requires issuers of securities to make public a large amount of financial information to actual and potential investors.17、Financial activity regulation金融行为（活动监管）It consists of rules about traders of securities and trading on financial markets.18、Regulation of financial institutions金融机构监管It is the form of governmental monitoring that restricts these institutions’ activities in the vital areas of lending, borrowing,and funding.19、Regulation of foreign participants外国参与者监管It is the form of governmental activity that limits the roles foreign firms can have in domestic markets and their ownership or control of financial institutions.20、Banking and monetary regulation银行与货币监管Authorities use it to try to control cha nges in a country’s money supply, which is thought to control the level of economic activity.21、Asymmetric information信息不对称Investors and managers have uneven access to or uneven possession of information.23、Agency problem代理问题The firm’s managers who act as agents for investors, may act in their own interests to the disadvantage of the investors.第二章1、Financial intermediaries 金融中介A special and important type of financial institutionTransforming financial assets acquired through the market and constituting 组合them into a different, and more widely preferable, type of asset, which becomes their liability.1 Depository institutions存款机构Acquire the bulk of their funds by offering their liabilities to the public mostly in the form of deposits.2 Direct investments直接投资Intermediaries obtain funds from market participants and invest these funds3 Indirect investments间接投资Market participants who give their funds to the intermediaries and who thereby hold claims on these institutions4、commercial bank商业银行accepts deposits and uses the proceeds to lend funds to consumers and businesses.5、Investment company投资公司It pools the funds of market participants and uses those funds to buy a portfolio of securities such as stocks and bonds.6、Maturity intermediation期限中介The investor (depositor) often wants only a short-term claim, which the intermediary can turn into a claim on long-term assets. This function of a financial intermediary is called maturity intermediation7、Diversification分散化投资Transforming more risky assets into less risky ones.8、Information processing costs信息处理成本e.g. the opportunity cost of the time to process the information about the financial assets and its issuer, and the cost of acquiring that information.9、Contracting costs签约成本The costs of writing loan contracts or the costs of enforcing the terms of the loan agreement.9、Payment mechanisms支付机制The methods for making payments are provided by certain financial intermediaries10、Liabilities负债It means the amount and time of the cash outlays that must be made to satisfy the contractual terms of the obligations issued11、Asset/Liability management资产/负债管理The nature of the liabilities dictates the investment strategya financial institution will pursue12、Guaranteed investment contract (GIC)保障收益合同Both amounts of cash outflows and timing are known (Type I )The obligation of the life insurance company under this contract is that, for a sum of money (called a premium), it will guarantee an interest rate up to some specified maturity date13、certificates of deposit定期存单Cash outflows are not known, but timing is known (Type III)It has a stated maturity, the interest rate paid need not be fixed over the life of the deposit but may fluctuate14、Credit risk信用风险It is the risk that the obligor of a financial instrument held by a financial institution will fail to fulfill its obligation on the due date or at any time thereafter15、Settlement risk交割风险It is the risk that when there is a settlement of a trade or obligation, the transfer fails to take place as expected.It consists of counterparty risk and a form of liquidity risk.16、Counterparty risk交易对手违约风险It is the risk that a counterparty in a trade fails to satisfy its obligation17、Liquidity risk流动性风险In the context of settlement risk, it means that the counterparty can eventually meet its obligations, but not at the due date.In addition to being a part of settlement risk, it has two forms: market liquidity risk and funding liquidity risk.18、Market liquidity risk 市场流动性风险It is the risk that a financial institution is unable to transact in a financial instrument at a price near its market value19、Funding liquidity risk融资流动性风险 (资金流动性风险)It is the risk that the financial institution will be unable to obtain funding to obtain cash flow necessary to satisfy its obligations20、Market risk市场风险It is the risk to a financial institution’s economic well being that results from an adverse movement in the market price of the asset it owns or the level or the volatility of market prices. There are measures that can be used to gauge this risk.21、value-at-risk风险价值It is one of measures that can be used to gauge market riskA measure of the potential loss in a financial institution’s financial position associated with an adverse price movement ofa given probability over a specified time horizon22、Operational risk操作风险It is the risk of loss resulting from inadequate or failed internal processes, people and systems, or from external events Classified by the cause of the loss event: employees, business process, relationships, technology, and external factors23、legal risk法律风险This is the risk of loss resulting from failure to comply with laws as well as prudent ethical standards and contractual obligations24、Incentive fee激励费It is a share of the positive return which performance-based compensation in the management fee structure for hedge funds25、Absolute return绝对收益It is simply the return realized26、Relative return相对收益It is the difference between the absolute return and thereturn on some benchmark or index27、Market directional hedge fund市场导向型对冲基金It is one in which the asset manager retains some exposure to systemic risk28、Corporate restructuring hedge fund公司重组型对冲基金It is one in which the asset manager positions the portfolio to capitalize on the anticipated impact of a significant corporate event. These events include a merger, acquisition, or bankruptcy29、Convergence trading hedge fund收敛交易型对冲基金It uses a strategy to take advantage of misalignment of prices or yields, an arbitrage strategy.technically, arbitrage means riskless profit. Some strategies used by hedge funds do not really involve no risk, but instead low risk strategies of price misalignments误差30、Opportunistic hedge fund机会主义型对冲基金It has the broadest mandate of all of the four hedge fund categories. Asset managers of hedge funds can make specific bets on stocks or currencies or they could have well-diversified portfolios. These include fund of funds, and global macro hedge funds that invest opportunistically based on macroeconomic considerations in any world market.第三章1、Spread income利差收入MarginIt should allow the depository institution to meet operating expenses and earn a fair profit on its capital2、Regulatory risk监管风险It is the risk that regulators will change the rules so as to adversely impact the earnings of the institution3、Secondary reserves次级储备Securities held for the purpose of satisfying net withdrawals and customer loan demands4、Individual Banking个人银行业务It encompasses residential mortgage lending, consumer installment loans, credit card financing, brokerage services, student loans,5、Institutional banking企业银行业务It includes commercial real estate financing, leasing activities, and factoring, etc.5、Global banking国际业务It includes corporate financing, capital market and foreign exchange products and services.Most global banking activities generate fee income rather than interest income.5、Demand deposits活期存款Checking accountspay no interest and can be withdrawn upon demand6、Savings deposits储蓄存款pay interest, typically below market interest rates, do not have a specific maturity, and usually can be withdrawn upon demand7、Time deposits定期存款also called certificates of deposit, have a fixed maturity date and pay either a fixed or floating interest rate8、Reserve ratio准备金率It is the specified percentage of deposits in a non-interest-bearing account at one of the 12 Federal Reserve Banks that a bank must maintainIt is established by the Federal Reserve Board9、Required reserve法定准备金The dollar amount based on the reserve ratio that are required to be kept on deposit at a Federal Reserve Bank10、deposit computation period存款计算周期To compute the required reserve, the Federal Reserve has established a two-week period11、excess reserves超额准备金The difference is that actual reserves exceed required reserves12、Federal funds market联邦基金市场Banks temporarily short of their required reserves can borrow reserves from banks that have excess reserves The market where banks can borrow or lend reserves is called thefederal funds market13、Federal funds rate联邦基金利率The interest rate charged to borrow funds in the federal funds market14、Discount window贴现窗口The Federal Reserve Bank is the bank of last resort. Banks temporarily short of funds can borrow from the Fed at its discount window.Collateral is necessary to borrow, but not just any collateral will do, and the Fed sets the criteria for collateral quality15、Discount rate贴现率The interest rate that the Fed charges to borrow funds at the discount window16、Money center banks货币中央银行The banks that raise most of their funds from the domestic and international money markets, relying less on depositors forfunds17、Regional bank区域性银行It is one that relies primarily on deposits for funding, and makes less use of the money markets to obtain funds18、Superregional banks超级区域性银行Larger regional banks have been merging with other regional banks to form Superregional banks19、Core Capital核心资本金Tier 1 CapitalIt consists of common stockholders’ equity, certain types of preferred stock, and minority interest in consolidated subsidiaries20、Supplementary Capital补充资本金Tier 2 capitalIt includes loan-loss reserve, certain types of preferred stock, perpetual debt, hybrid capital instruments, equity contract notes, and subordinated debt21、Natural person credit unions自然人信用合作社Federal and state chartered credit unions are called natural person credit unionsProvide financial services to qualifying members of the general public22、Corporate credit unions 公司信用合作社Provide a variety of investment services, as well as payment systems, only to natural person credit unions第六章1、Premiums保费Insurance companies sell insurance policies, which are legallybinding contracts for which the policyholder pays insurance premiums2、Risk bearers 风险承担者According to the insurance contract, insurance companies promise to pay specified sums contingent on the occurrence of future events, such as death or an automobile accident. For insurance companies, they accept or underwrite给...保险；承诺支付the risk in return for an insurance premium2、Underwriting process销售过程It is deciding which applications for insurance they should accept and which ones they should reject, and if they accept, determining how much they should charge for the insurance3、Life Insurance人寿保险For life insurance, the risk insured against is the death of the “insured”.4、Health insurance健康保险In the case of health insurance, the risk insured is medical treatment of the insured.5、Property and casualty insurance财产与意外伤害保险The risk insured by Property and casualty (P&C) insurance companies is damage to various types of property. Specifically, it is insurance against financial loss caused by damage, destruction, or loss toproperty as the result of an identifiable event that is sudden, unexpected, or unusual.6、Liability Insurance责任保险The risk insured against is litigation, or the risk of lawsuits against the insured due to actions by the insured or others.7、Disability Insurance伤残险It insures against the inability of employed persons to earnan income8、Long-Term Care Insurance长期护理保险It provides custodial care for the aged who are no longer able to care for themselves9、Annuity年金It is often described as a mutual fund in an insurance wrapper. It is treated as an insurance product and as a result receives a preferential tax treatment. Specifically, the income and realized gains are not taxable if not withdrawn from the annuity product. It can be either fixed, or variable.10、Bankassurance 银行保险Insurance companies are attracted by commercial bank customer contacts. As a result, commercial bank distribution of insurance company products has grown considerably.11、Stock Insurance Company股份保险公司It is similar in structure to any corporation or public company. Shares (of ownership) are owned by independent shareholders and are traded publicly. The shareholders care only about the performance of their shares, that is, the stock appreciation and the dividends. The insurance policies are simply the products or business of the company.11、Reinsure 再保险Some insurance companies may reinsure some or all of the liabilities they incur in providing insurance. According to the reinsurance transaction, the initial insurer 保险公司，承保人transfers the risk of the insurance to another company,。

证券投资中英文对照术语

《证券投资学》英文词汇实物资产real assets金融资产financial assets资产负债表balance sheet现金流量表statement of cash flows损益表income statement会计收入accounting earnings帐面价值book value流动比率current ratio速动比率quick ratio酸性测试比率acid test ratio资产周转率asset turnover (ATO)应收帐款平均收款期或应收天数average collection period or day’s receivvables 积极管理active management积极型资产组合active portfolio美式期权、欧式期权American depository \ European depository看涨期权call option看跌期权put option套利arbitrage套利定价理论arbitrage pricing theory资产配置决策asset allocation decision资本配置决策capital allocation decision银行贴现收益率bank discount yield银行承兑汇票banker’s acceptance基差basis基差风险basis risk二叉树模型binomial model布莱克舒尔斯顶界公式Black-Scholes formula大宗交易block transactions普通股common stock优先股preferred stock债券bond面值par value公司债券corporate bonds可赎回债券callable bond可卖回债券put bond可转换债券convertible bond信用债券或无担保债券debenture or unsecured bond现金/债券选择cash \ bond selection经纪人市场brokered market佣金经纪人commission broker牛市、熊市bullish \ bearish经济周期business cycle赎回保护期call protection资本利得capital gains资本市场capital market资本市场线capital market line (CML)现金交割cash delivery现金等价物cash equivalents清算所clearinghouse交易所exchanges股票交易所stock exchanges场外交易市场over-the-counter market抵押品collateral有担保的抵押债务collateralized mortgage obligation封闭型（共同）基金closed-end (mutual) fund整个资产组合complete portfolio固定增长模型constant growth model或有债权contingent claim交叉持股cross holdings经常项目current account衍生资产derivative asset衍生证券derivative security红利折现模型discounted dividend model (DDM)红利支付率dividend payout ratio可分散风险diversifiable risk分散化diversification有效分散化efficient diversification道氏理论Dow theory久期duration有效率边界efficient frontier欧洲美元Eurodollars超额收益excess return名义利率nominal interest rate真实利率real interest rate实际复利realized compound yield汇率exchange rate汇率风险exchange rate risk(利率的)预期假定expectations hypothesis (of interest rates) 预期收益expected return面值face value因素模型factor model金融资产financial assets金融中介financial intermediary财政政策fiscal policy固定收益证券fixed-income security浮动利率债券floating-rate bond外汇市场foreign exchange market外汇互换foreign exchange swap利率互换interest rate swap远期合约forward contract远期利率forward interest rate期货合约futures contract期货期权futures option期货价格futures price基本面分析fundamental analysis套期保值hedging持有期收益holding-period return指数模型index model指数期权index option通货膨胀inflation首次公开发行initial public offering内部信息inside information内幕交易insider trading清偿价值liquidation value(企业的)内在价值intrinsic value（of a firm）期权的内在价值intrinsic value of an option投资银行investment bankers投资级债券investment-grade bond垃圾债券junk bond投资组合investment portfolio一价定律law of one price流动性liquidity流动偏好理论liquidity preference theory流动性溢价liquidity premium市场或系统风险market or systematic risk非系统风险nonsystematic risk交易所的会员或席位membership or seat on a exchange 最小方差边界minimum-variance frontier最小方差资产组合minimum-variance portfolio最优风险资产组合optimal risky portfolio现代资产组合理论modern portfolio theory (MPT)资产组合管理portfolio management货币政策monetary policy货币市场money market抵押担保证券mortgage-backed security转手证券pass-through security单因素模型single-factor model单指数模型single-index model多因素CAPM模型multifactor CAPM共同基金mutual fund开放型基金open-end fund纳斯达克Nasdaq消极投资策略passive investment strategy 消极管理passive management消极型资产组合passive portfolio消极策略passive strategy波峰peak市盈率price-earnings ratio市盈率效应P/E effect公司利润再投资率plowback ratio溢价premium原生证券primitive security衍生证券derivative security一级市场primary market二级市场secondary market本金principal利润率profit margin公开发行public offering私募private placement随机漫步random walk资产收益率return on assets (ROA)股本收益率return on equity (ROE)销售收益率return on sales (ROS)风险套利risk arbitrage风险厌恶risk-averse风险中性risk-neutral风险偏好者risk lover无风险资产risk-free asset无风险收益率risk-free rate风险溢价risk premium风险资产risk asset证券化securitization证券分析security analysis证券市场线security market line证券选择security selection有效市场假定efficient market hypothesis 强有效市场假定strong-form EMH半强有效市场假定semistrong-form EMH弱有效市场假定weak- form EMH资产分割separation property短期利率short interest rate空头头寸short position套期hedge卖空short sale投机speculation投机级债券speculative-grade bong即期利率spot rate股票选择上stock selection股票拆分stock split止损指令stop-loss order对敲straddle技术分析technical analysis基本分析利率期限结构term structure of interest rate时间价值time value三级市场third market国库券treasury bill中长期国债treasury bond or note承销underwriting波动性风险volatility risk认股权证warrant周末效应weekend effect充分分散化的资产组合well-diversified portfolio 收益率曲线yield curve到期收益率yield to maturity零息票债券zero-coupon bond零投资组合zero-investment portfolio欢迎您的下载，资料仅供参考！致力为企业和个人提供合同协议，策划案计划书，学习资料等等打造全网一站式需求。

金融英语相关词汇汇总

金融英语相关词汇汇总基本概念•Investment: 投资•Stock: 股票•Bond: 债券•Securities: 证券•Asset: 资产•Liability: 负债•Equity: 股本、净资产•Return: 回报•Interest: 利息•Dividend: 红利•IPO: 首次公开发行（Initial Public Offering）•Market value: 市值•Net worth: 净值•Price-earnings ratio: 市盈率•Yield: 收益率•Risk: 风险•Portfolio: 投资组合•Capital: 资本•Leverage: 杠杆•Derivative: 衍生品•Futures: 期货•Options: 期权•Hedge fund: 对冲基金•Mutual fund: 共同基金•Asset management: 资产管理•Investment bank: 投资银行股票市场•Index: 指数•Bull market: 牛市•Bear market: 熊市•Securities exchange: 证券交易所•Shareholder: 股东•Stock market bubble: 股市泡沫•Blue chips: 蓝筹股•Broker: 经纪人•Public offering: 公开发售•Private placement: 非公开发售•Over-the-counter market: 场外交易市场•Trading day: 交易日•Stock price: 股价•High: 最高价•Low: 最低价•Close: 收盘价•Open: 开盘价•Volatility: 波动性•Margin call: 追缴保证金•Odd lot: 散股债券市场•Coupon: 票息•Yield to maturity: 到期收益率•Treasury bond: 国债•Corporate bond: 企业债•Municipal bond: 市政债•Junk bond: 垃圾债券•Call option: 赎回期权•Put option: 优先认股权证•Callable bond: 可赎回债券•Convertible bond: 可转换债券•Face value: 面值•Par value: 兑付价值银行业•Checking account: 支票账户•Savings account: 储蓄账户•Interest rate: 利率•Compound interest: 复利•Prime rate: 基准利率•Credit rating: 信用评级•Overdraft: 透支•Bankruptcy: 破产•FDIC: 次级贷款参股保险业•Premium: 保费•Deductible: 自负额•Policy: 保单•Claim: 索赔•Underwriter: 承保人•Liability insurance: 责任险•Life insurance: 寿险•Health insurance: 健康险•Property insurance: 财产险其他•Financial statement: 财务报表•Cash flow: 现金流•Accounting: 会计学•Auditing: 审计学•Taxation: 税务学•Merger: 合并•Acquisition: 收购•Bank transfer: 银行转账•Bitcoin: 比特币以上是金融英语相关词汇的基本概念和常见词汇，如果需要深入学习金融英语，建议多阅读英文金融类书籍、杂志，夯实基本词汇和理论知识。

证券投资学英文名词解释重点整理

1 Active management Attempts to achieve portfolio returns more than commensurate with risk, either by forecasting broad market trends or by identifying particular mispriced sectors of a market or securities in a market. Agency problem Conflicts of interest among stockholders, bondholders, and managers.Asset allocation decision Choosing among broad asset classes such as stocks versus bonds.Derivative security See primitive security.Equity Ownership in a firm. Also, the net worth of a margin account. Financial assets Financial assets such as stocks and bonds are claims to the income generated by real assets or claims on income from the government. Financial intermediary An institution such as a bank, mutual fund, investment company, or insurance company that serves to connect the household and business sectors so households can invest and businesses can finance production.Fixed-income security A security such as a bond that pays a specified cash flow over a specific period.Passive management Buying a well-diversified portfolio to represent a broad-based market index without attempting to search out mispriced securities.Real assets, financial assets Real assets are land, buildings, and equipment that are used to produce goods and services. Financial assets are claims such as securities to the income generated by real assets.Securitization Pooling loans for various purposes into standardized securities backed by those loans, which can then be traded like any other security. Security analysis Determining correct value of a security in the marketplace. Security selection decision Choosing the particular securities to include in a portfolio.2 Asked price The price at which a dealer will sell a security..Bid price The price at which a dealer is willing to purchase a security.Bid-asked spread The difference between a dealer's bid and asked price.Call option The right to buy an asset at a specified exercise price on or before a specified expiration date.Capital markets Includes longer-term, relatively riskier securities. Eurodollars Dollar-denominated deposits at foreign banks or foreign branches of American banks.Futures contract Obliges traders to purchase or sell an asset at anagreed-upon price on a specified future date. The long position is held by the trader who commits to purchase. The short position is held by the trader who commits to sell. Futures differ from forward contracts in their standardization, exchange trading, margin requirements, and daily settling (marking to market). London Interbank Offered Rate (LIBOR) Rate that most creditworthy banks charge one another for large loans of Eurodollars in the London market. Market-value-weighted index An index of a group of securities computed bycalculating a weighted average of the returns of each security in the index, with weights proportional to outstanding market value.Money market Includes short-term, highly liquid, and relatively low-risk debt instruments.Preferred stock Nonvoting shares in a corporation, paying a fixed or variable stream of dividendsPrice-earnings ratio The ratio of a stock's price to its earnings per share. Also referred to as the P/E multiple.Put option The right to sell an asset at a specified exercise price on or before a specified expiration date.Repurchase agreements Short-term, often overnight, sales of government securities with an agreement to repurchase the securities at a slightly higher price. A reverse repo is a purchase with an agreement to resell at a specified price on a future date.Treasury bond or note Debt obligations of the federal government that make semiannual coupon payments and are issued at or near par valueYield to maturity A measure of the average rate of return that will be earned on a bond if held to maturity.3How Securities are TradedDealer market A market where traders specializing in particular commodities buy and sell assets for their own accounts. The OTC market is an example. Electronic communication network (ECN) A computeroperated trading network offering an alternative to formal stock exchanges or dealer markets for trading securities.Initial public offering Stock issued to the public for the first time by a formerly privately owned company.Limit order An order specifying a price at which an investor is willing to buy or sell a security.Margin Describes securities purchased with money borrowed from a broker. Current maximum margin is 50 percent.Prospectus A final and approved registration statement including the price at which the security issue is offered.Short sale The sale of shares not owned by the investor but borrowed through a broker and later repurchased to replace the loan. Profit is earned if the initial sale is at a higher price than the repurchase price.Stop-loss orders The trade is not to be executed unless the stock price falls below a given level.Underwriting,Underwriters (investment bankers) purchase securities from the issuing company and resell them. Usually a syndicate of investment bankers is organized behind a lead firm.4 12b-1 fees Annual fees charged by a mutual fund to pay for marketing and distribution costs.Closed-end (mutual) fund A fund whose shares are traded through brokers at market prices; the fund will not redeem shares at their net asset value. Themarket price of the fund can differ from the net asset value.Exchange-traded funds (ETFs) Offshoots of mutual funds that allow investors to trade portfolios of securities just as they do shares of stock. Hedge fund A private investment pool, open to institutional or wealthy investors, that is exempt from SEC regulation and can pursue more speculative policies than mutual funds.Net asset value (NAV) The value of each share expressed as assets minus liabilities on a per-share basis.Open-end (mutual) fund A fund that issues or redeems its own shares at their net asset value (NAV).14Convertible bond A bond with an option allowing the bondholder to exchange the bond for a specified number of shares of common stock in the firm. ce. Coupon rate A bond's interest payments per dollar of par value.Current yield A bond's annual coupon payment divided by its price. Differs from yield to maturity.Debenture or unsecured bond A bond not backed by specific collateral. Debt securities Bonds; also called fixed-income securities.Discount bonds Bonds selling below par value.Face value The maturity value of a bond.Floating-rate bond A bond whose interest rate is reset periodically according to a specified market rate.Par value The face value of the bond.Premium bonds Bonds selling above par value.Put bond A bond that the holder may choose either to exchange for par value at some date or to extend for a given number of years.Yield to maturity A measure of the average rate of return that will be earned on a bond if held to maturity.Zero-coupon bond A bond paying no coupons that sells at a discount and provides payment of face value only at maturity18 Constant-growth model A form of the dividend discount model that assumes dividends will grow at a constant rate.Dividend discount model (DDM) A formula stating that the intrinsic value of a firm is the present value of all expected future dividends.Dividend payout ratio Percentage of earnings paid out as dividends. Present value of growth opportunities (PVGO) Net present value of a firm's future investments.。

投行基础知识及常用英语术语

投资银行部(IBD)专业知识主要内容：1．Corporate Finance （公司财务）2．Financial Statement Analysis （财务报表分析）/ Accounting （会计）[注：对会计的知识要求其实并不像四大国际会计师事务所要求那么严格，所以，财务报表分析的知识已经足够用了]3．Valuation （价值评估）4．Investments （投资学）[注：主要指证券投资学，其实和公司财务有交叉重叠]5．M%26amp;A （企业并购）[注：较少涉及] 这就需要申请者平时多加注意这些专业知识的积累和学习。

投资银行部（IBD）常问的问题：1．How to value a firm?2．What is the Balance Sheet/ Income Statement/ Statement of Cash Flows?3．What is Free Cash Flow? / How to calculate Free Cash Flow?4．What is CAPM?5．How to calculate WACC/ Cost of Capital?6．What is the difference between FIFO and LIFO？7．Compare with P/E ratio, P/BV ratio, and P/S ratio.8．What is the current ratio/ quick ratio/ …………?9．What is NPV/ IRR/ …………?10．What is the DCF Model/ DDM Model…………? …………………………近年来，各华尔街投资银行除了投资银行部以外，其它部门也开始逐渐进入中国开展业务，比如固定收益部（FID）、资本市场部（CMD）等，这些部门可能更侧重一些别的知识，比如：1．Futures, Options and Other Derivatives （经典教材：John Hull）2．Market Sense/ Financial Market（要求跟踪市场）3．Macro-Economy Status （宏观经济状况）4．Fixed Income Securities这些部门可能会常问以下一些问题：1．What is Forward/ Swap/ Future/ Call Option/ Put Option…………?2．What are the basic principles of Black-Scholes Model?3．W hat is Yield Curve/ Term Structure………..?4．What is Duration/ Convexity…………?5．What is the interest rate of the 10-year Treasury Notes in America at prese nt?6．How to value a bond?7．What is yesterday’s DJIA/ S%26amp;P500 / Nasdaq/ …………?8．What are the ef fects if FED raises basis interest rates? ……………这些专业知识如何可以速成或者短期内巩固呢？我个人推荐CFA一级的Study Notes，一来熟悉一些财经词汇的英文表达，二来那些Notes言简意赅，比较实用。

cfa一级词汇

cfa一级词汇
CFA一级考试涉及的词汇主要包括金融和投资领域的专业术语和概念。

下面是一些常见的CFA一级考试词汇：
1. 资产配置（Asset Allocation）：投资组合中不同资产类别的分配比例。

2. 资产负债表（Balance Sheet）：一家公司在特定日期上的资产、负债和股东权益的快照。

3. 基点（Basis Point）：表示利率或投资回报率的一种测量单位，相当于1/100百分点。

4. 基金经理（Fund Manager）：负责管理投资组合的专业人员。

5. 财务杠杆（Financial Leverage）：使用借款或其他负债来增加投资回报率的策略。

6. 期货合约（Futures Contract）：一种标准化的合约，约定在未来某个日期以特定价格交割某种商品或金融资产。

7. 净现值（Net Present Value）：将未来现金流折现到当前时点的价值。

8. 风险溢价（Risk Premium）：投资回报率高于无风险回报率的额外回报。

9. 投资组合（Portfolio）：持有多种不同资产的集合。

10. 股息收益率（Dividend Yield）：股票每年支付的股息与股票价格的比率。

以上只是一些常见的CFA一级考试词汇，实际考试中还会涉及更多的专业术语和概念。

考生需要全面掌握相关词汇，并理解其在金融和投资领域的含义和应用。

常见金融英语词汇一览

常见金融英语词汇一览big macs,big/large-cap stock,mega-issue 大盘股offering,list 上市bourse 证交所corporate champion 龙头企业Shanghai Exchange 上海证交所pension fund 养老基金mutual fund 共同基金hedge mutual fund 对冲式共同基金share 股票diversification 多元化real estate 房地产option 期权call option 看涨期权put option 看跌期权merger 并购arbitrage 套利Securities and Exchange Commission 〈美〉证券交易委员会dollar standard 美元本位制budget 预算deficit 赤字bad debt 坏帐macroeconomic 宏观经济fiscal stimulus 财政刺激a store of value 保值transaction currency 结算货币forward exchange 期货交易intervention currency 干预货币Treasury bond 财政部公债current-account 经常项目pickup in rice 物价上涨parent company 母公司credit swap 互惠贷款venture capital 风险资本book value 帐面价值physical capital 实际资本IPO(initial public offering) 新股首发；首次公开发行job machine 就业市场welfare capitalism 福利资本主义collective market cap 市场资本总值golbal corporation 跨国公司transnational status 跨国优势transfer price 转让价格consolidation 兼并leverage 杠杆Federal Reserve 美联储financial turmoil/meltdown 金融危机file for bankruptcy 申请破产bailout 救助take over 收购buy out 购买(某人的)产权或全部货物go under 破产。

股票投资相关的英语词汇

H股H Stock一篮子备兑证Basket Covered Warrants入限价买盘Buy Limit Order三角形Triangle三底Triple Bottoms三顶Triple Tops下降楔形Falling Wedge下降旗形Falling Flag下降轨Downward Trendline下跌风险Downside Risk上升楔形Rising Wedge上升旗形Rising Flag上升轨Upward Trendline上升风险Upside Risk大手成交Large Transaction大利市机Teletext中央结算系统Central Clearing and Settlement System 互惠基金Mutual Funds分拆Spin-off升水Premium引伸波幅Implied Volatility手Lot Size支持线Support Line止蚀盘Stop Loss Order止赚盘Stop Profit Order牛市Bull Market出限价沽盘Sell Limit Order可换股债券Convertible Bonds市价盘Market Order市盈率Price-to-earnings Ratio (P/E Ratio)平价At the Money未平仓合约Open Interest未平仓合约Open Interest生产物价指数Producer Price Index (PPI)生产物价指数Producer Price Index, PPI交叉盘Cross Trade名义利率Nominal Interest Rate合并Merger回报Return成分股Constituent Stock成交量Volume收市价Closing Price老鼠仓Rat Trading自动对盘Automatching行使价Exercise Price优先股Preferred Stock价外Out of the Money价内In the Money孖展户口Margin Account庄家Market Maker低水Discount利率Interest Rate即日鲜Day Trading批股Share Placement折让Discount投资组合理论Portfolio Theory投资银行Investment Banker杠杆比率Gearing Ratio每日波幅限额Daily Fluctuation Limit 系统性风险Systematic Risk供股Right Issue供股Right Issue供股权Rights固定资产Fixed Asset定息债券Fixed Income Securities所有普通股指数All-Ordinaries Index招股书Prospectus拋空Short Sale拆出利率Offer Rate注资Asset Injection沽空Short Sale波浪理论Wave Theory波幅Volatility股市指数Stock Index股份回购Share Buyback/Repurchase 股息Dividend股票市场Stock Market股票孖展Share Margin股东股本利益Shareholer’s Equity金管局Hong Kong Monetary Authority 阻力区Resistance Level阻力线Resistance Line信贷评级机构Credit Rating Institution 按金户口指数备兑证Index Covered Warrants柱状图Bar Chart流动比率Current Ratio流动负债Current Liabilities流动资产Current Asset相反理论Contrarian Theory美国联邦贴现率Federal Discount Rate背驰Divergence衍生工具Derivatives限价盘Limit Order香港银行同业拆息Hong Kong Interbank Offer Rate (HIBOR)恒生一百指数Hang Seng 100 Index恒生中国企业指数Hand Seng China-affiliated Corp Index(HSCCI) 恒生中资企业指数Hang Seng China Enterprises Index (HSCEI) 恒生五十中型股指数Hang Seng Midcap 50 Index恒生指数Hang Seng Index套戥Arbitrage息率Dividend Yield效率市场假设Efficient Market Hypothesis核数师意见Auditor Opinion消费物价指数Consumems特别成交Special Trade?除息Ex-dividend除净Ex-all除权Ex-right高水Premium第一市场Primary Market第一市场直接批股Direct Placement第二市场Secondary Market通胀Inflation最优惠利率Prime Rate循环理论Cyclical Theory普通股Common Se。

cfa金融英语词汇表

cfa金融英语词汇表
如您所提，以下是一些与CFA (Chartered Financial Analyst) 金融英语相关的词汇表：
1. Asset Management - 资产管理
2. Equity - 股票/股权
3. Fixed Income - 固定收益
4. Derivatives - 衍生品
5. Portfolio - 投资组合
6. Risk Management - 风险管理
7. Hedge Fund - 对冲基金
8. Mutual Fund - 共同基金/互惠基金
9. Valuation - 估值/价值评估
10. Financial Reporting - 财务报告
11. Securities - 证券
12. Investment Banking - 投资银行业务
13. Alternative Investments - 另类投资
14. Performance Measurement - 绩效评估
15. Capital Markets - 资本市场
16. Financial Analysis - 财务分析
17. Private Equity - 私募股权
18. Risk Assessment - 风险评估
19. Corporate Finance - 公司金融
20. Ethics - 伦理规范
以上词汇可以作为CFA金融英语方面的参考，涵盖了金融业务的各个方面。

可根据需要进一步扩展相关词汇。

《投资学》金融术语翻译

Financial Terminologies for Slides of IntroductionPage1:investment：投资page2:Quantitative Financial Economics: Stocks, Bonds & Foreign exchange：数量金融经济学：股票，债券和外汇Page3:expected payoff：预期报酬discount：贴现page4：C-CAPM (consumption capital asset pricing model)：消费资本资产定价模型APT(Arbitrage Pricing Theory)：套利定价理论speculative bubbles：投机泡沫term structure：期限结构page5:bond market：债券市场Test Biased Expectation Hypothesis：测试有偏预期假说theoretical and empirical models：理论和实证模型derivatives：衍生产品Page6：smooth consumption：平滑消费asset pricing：资产定价fixed income：固定收益dividend：红利，股息nonlinear payoff：非线性回报page7：risk averse：风险厌恶page8：macroeconomic risk：宏观经济风险equilibrium：均衡first order conditions：一阶条件market clearing conditions：市场出清条件consumption-based CAPM：基于消费的资本资产定价模型no-arbitrage asset pricing model：无套利资产定价模型Page9：parameters：参数stochastic discount factor (SDF)：随机贴现因子state price deflator：状态价格平减指数empirical finance：实证金融financial econometrics：金融计量经济学page10：risk corrections：风险修正risk-neutral：风险中性risk adjustment：风险调整discount factor：贴现因子idiosyncratic risk：非系统性风险premium：溢价Page11：marginal value：边际价值page12：covariance：协方差page13：portfolios of assets：资产投资组合average return：平均报酬multifactor models：多因素模型multiple portfolios：多种投资组合page14：Factor Pricing Models：因子定价模型claim：债权option pricing：期权定价Financial Terminologies for Slides of Consumption-based CAPM Page 2：The Capital Asset Pricing Model (CAPM)：资本资产定价模型expected stock returns：预期股票收益equilibrium：均衡homogeneous：齐次perfect competition：完全竞争taxes：税收transactions costs：交易成本riskfree rate：无风险利率Page 3：Security Market Line：证券市场线market portfolio：市场资产组合risk premium：风险溢价market price：市场价格Page 4：macroeconomic variables：宏观经济变量endogenize：内生化risk-averse：风险厌恶consumption：消费financial assets：金融资产asset prices：资产价格Page 5：subjective rate of time-preference：主观时间偏好率dividends：红利exogenous labour income：外生劳动收入Page 6：future payoff：未来回报time additive utility：效用的时间可加性endowment：禀赋trading strategy：交易策略Page 7：Euler equation：欧拉方程marginal change：边际变化net returns：净收益Page 8：stochastic discount factor：随机贴现因子Law of One Price：一价定律principle of no arbitrage：无套利准则asset pricing theories：资产定价理论intertemporal marginal rate of substitution in consumption：跨期边际消费替代率Page 9：power utility：幂函数效用Constant Relative Risk Aversion：常相对风险厌恶系数log utility:：对数效用L’ Hopital’s rule：络必达法则risk-neutrality：风险中性exponential utility：指数效用Page 10：positively correlated：正相关smooth consumption：平滑消费Page 11：endogenous：内生exogenous：外生Page 12：Jointly Log-normally Distributed：联合对数正态分布variances：方差covariance：协方差real interest rates：真实利率precautionary saving：预防性储蓄Page 13：Jensen’s inequality effect：詹森不等式效应logarithms：对数Page 14：ex ante risk-premium：事前风险溢价analogy：类比、类推Page 17：Testing and Evaluating the C-CAPM：消费资本资产定价模型的检验和评估short-term bonds：短期债券stochastic discount factor 随机贴现因子sample counterpart：样本副本Page 18：ex post equity premium：事后股本溢价Page 19：equity Premium Puzzle：股本溢价之谜statistically insignificant：统计非显著mean risk-adjusted equity premium：风险调整股本溢价均值Page 20：Risk-Free Rate Puzzle：无风险利率之谜denominator：分母theoretical and empirical finance：理论和实证金融。