证券行业英语词汇

股票与证券行业英语词汇share, equity, stock股票、股权bond, debenture, debts债券negotiable share可流通股份convertible bond可转换债券treasury/government bond国库券/政府债券corporate bond企业债券closed-end securities investment fund 封闭式证券投资基金open-end securities investment fund 开放式证券投资基金fund manager基金经理/管理公司fund custodian bank基金托管银行market capitalization市值p/e ratio市盈率(price/earning)mark-to-market逐日盯市payment versus delivery银券交付clearing and settlement清算/结算commodity/financial derivatives 商品/金融衍生产品put / call option看跌/看涨期权margins, collateral保证金rights issue/offering配股bonus share红股dividend红利/股息ADR美国存托凭证/存股证(American Depository Receipt) GDR全球存托凭证/存股证(Global Depository Receipt) retail/private investor个人投资者/散户institutional investor机构投资者broker/dealer券商proprietary trading自营insider trading/dealing内幕交易market manipulation市场操纵prospectus招股说明书IPO新股/初始公开发行(Initial Public Offering) merger and acquisition收购兼并All Ordinaries Index （澳大利亚）股市指数Amex(American Stock Exchange) 美国股票交易所amortize 摊提，分期偿还债务annuity 年金享受权asking price 卖主的开叫价assess 对（财产等）进行估价，确定（款项）的金额back 拖欠的bad loan 呆账，坏账bailout 帮助……摆脱困境balloon （分期付款中）最后数目特大的一笔barometer 晴雨表，[喻]标记，指标basis point 基点（一个百分点的百分之一）bear markets 熊市blue-chip （股票等）热门的，（在同行中）最赚钱的forex foreign exchangebond 债券，公债bourse 交易所，证券交易所bull markets 牛市bullish 牛市的bunji-change 快速的大幅度变化CAC-40 Index （法国）股市指数CD(certificate-of-deposit) 大额存款单Chicago Mercantile Exchange 芝加哥商业交易所Consumer Price Index 消费者价格指数contagion 蔓延correction 调整coupon rate 券根利率CTA(Commodities Trading Advisor) 农矿产品交易顾问Currency board 货币委员会DAX index （法兰克福）德国股市指数dead loan 死帐delist 从上市证券表中除名derivatives 衍生金融商品（由利率或债券、外汇或汇率以及股票或股价指数等现货市场衍生出来，主要有期货futures、期权option trading与掉期swap三种类型，品种多达100余种。

）discount 贴现discount rate 贴现率DJIA Dow-Jones Industrial Average 道"琼斯公用事业股价平均数。

通常简称Dow（道），是30个主要工业公司股票价格的组合。

Dow-Jones Composite Average of 65 representative stocks 65种有代表性的股票的道"琼斯公用事业股价平均数Dow-Jones Transpositions Average 道"琼斯运输业股价平均数Dow-Jones Utilities Average 道"琼斯公用事业股价平均数down 付现款equity （押款金额以外的）财产价值，证券，股票escrow 由第三者保存、等条件完成后即交受让人的契据（或证书等）face value 面值Federal Agency Issues 联邦机构债券fluctuation 起伏fluctuate 起伏fraud 欺骗，欺诈fraudulence 欺骗（欺诈）行为fraudulent 欺诈的FTSI Financial Times 100 Share Index （英国）金融时报100种股票指数good 有效的Hang Seng Index （香港）恒生指数holdings 占有的财产，股票Ibbotson Small Company Index Ibbotson Company Index中包括近2700家公司：即在纽约股市上交易的最后的20%股票imburse 赔偿initial share 原始股IRA Individual Retirement Account 个人退休账号junk bond 假债券junk bonds 垃圾债券lien 扣押权，留置权liquidate 清算，破产list （交易所）上市证券；把（证券）列人上市证券表long position 多头margin 差额，保险金mutual fund 公共基金NASD=National Association of Securities Dealers 全美证券交易者协会NASDAQ (National Association of Securities Dealers Automated Quotations) 纳斯达克（全美证券交易者协会自动化摘要）NAV (Net Asset Value) 净资产值new issue ( IPOInitial Public Offering)新上市股票Nikkei Stock Aver age 日经股票平均指数nosedive （价格等）暴跌NYSE’Volume 纽约股票交易量NYSE’s composite index 纽约股票交易综合指数NYSE(New York Stock Exchange) 纽约股票交易所(也称或Big Board) obligation 契约，债券outstanding 拖欠的par value 票面价值plummet 骤然跌落policy 保险单pool 集合基金portfolio 有价证券preferred stock 优先股票premium 奖金，佣金，担保费premium 溢价proceeds 收入，收益rally （股票价格等）止跌，上扬rebound 反弹recoup 偿还，补偿recovery 恢复red-chip share 红筹股refund 偿还rescue package 一揽子救援计划resilience 回弹，复原力resilient 有回弹力的，恢复活力的risk 保险项目run 挤提存款,挤兑,争购Russell 2000 Russell 2000种小资本股票S&P 500(Standard & Poor’s 500 Composite Stock Price Index) 标准普尔股价指数SEC(Federal Securities and Exchange Commission) 联邦证券与交易委员会securities 证券，债券shares （英）股票=（美）stockshore up 支撑slash （大幅度）削减（工资等）slump 暴跌，不景气SMI index （苏黎士市）瑞士股票指数solvent 有偿还能力的speculate 投机speculation 投机speculator 投机者T-Bill (Treasury Bill) 美国短期国债（每星期发行一次）T-bond (Treasury Bond) 美国长期国债（期限为20年或30年）T-note (Treasury Note) 美国中期国债（期限为2年到10年）Technology-heavy Nasdaq 以技术为主的NasdaqTechnology-laden Nasdaq 以技术为主的Nasdaqterm 年限tech-heavy NASDAQ 以技术股票为主的NASDAQtechnology-rich stocks 技术股票technology-weighted index (NASDAQ) 反映技术股票的指数(NASDAQ) ----------------套利交易Arbitrage效率前缘Efficient Frontier高收益High Yield基金公会HKIFA基金经理Fund Manager基金销售文件Prospectus基准Benchmarks被动式管理Passive Management离岸基金Offshore Fund最大跌幅Maximum Drawdown揣测最佳时机Market Timing期货管理型基金Managed Futures短仓/淡仓Short Position跌势差Downside Deviation雇主供款Employer Contribution雇员供款Employee Contribution新高价High-On-High Basis新兴市场Emerging Markets新兴市场基金Emerging Markets Fund管理费ManagemantFee增长和收入基金Growthand Income Fund严格评估Due Diligence买入价Bid Price买卖差价Bid-offer Spread传统基金Traditional Fund债券基金Bond Fund单一对冲基金Single Strategy Hedge Fund单位Unit单位信托基金Unit Trust卖出价Offer Price奖励费Incentive Fees对冲Hedge对冲基金Hedge Fund对冲基金的基金Fund Of Hedge Funds (FoHFs)对冲基金指引Hedge Funds Guidelines开放式基金Open-end Fund强制性供款Mandatory Contributions强积金Mandatory Provident Fund Scheme-MPF 总回报Total Return标准差Standard Deviation毕苏期权定价模式Black-Scholes环球宏观Macro Funds环球基金Global Fund绝对回报Absolute Return认可基金Authorised Funds认沽期权Put Option/Put认股权证基金Warrant Fund认购期权Call Option/Call证券借出Stock Lending贝他系数Beta资产分配Asset Allocation资产净值Net Asset value-NAV赎回Redemption赎回通知期Redemption Notice Period赎回费Redemption Fee赎回费/ 买入费Redemption Price / Bid Price进取型的投资管理Aggressive Growth进取型增长基金Aggressive Growth Fund长/ 短仓持股Long/Short Equity长仓/ 好仓/ 持货Long Position预设回报率Hurdle Rateh主动式管理Active ManagementCalmar 比率Calmar RatioSharpe比率Sharpe RatioSortino比率Sortino Ratio入息基金Income Fund子基金Baby Funds/Underlying Funds已调整风险回报Risk-adjusted Return互惠基金Mutual Fund公积金计划Pension Plan分散投资Diversification主要经纪Prime Broker可换股债券套戥Convertible Bond Arbitrage 另类投资Alternative Investment市场中立Market Neutral平均成本效益Dollor-cost Averaging再投资Reinvestment合并套戥Merger Arbitrage地区基金Regional Fund如计划为伞子基金Umbrella Fund有限责任Limited Liability自愿性供款Voluntary Contributions行业/主题基金Sector/Theme Fund价值型管理value均衡基金Balanced Funds投资年期Time Horizon投资组合Portfolio投资顾问Investment Adviser杠杆Leverage/Gearing杠杆借贷比率Leverage Ratio每日估值Daily Valuation每年回报Annual Return供款Contribution受压/ 濒临破产的证券Distressed Securities 定息工具套戥Fixed Income Arbitrage定息基金Fixed-income Fund承受风险能力Risk Tolerance注册地Domicile沽空Short Selling波幅Volatility股份Share股息分派Dividened Distributions股票基金Equity Fund表现费Performance Fees阿尔法系数Alpha非认可基金Unauthorised Fund信托人Trustee保本对冲基金Capital Guaranteed Hedge Funds封闭式基金Closed-end Fund界定利益计划Defined Benefit Plan界定供款计划Defined Contribution Plan相关系数Correlation重大事件主导的投资Event Driven/Special Situations 首次认购费Front-end Feebig macs,big/large-cap stock,mega-issue 大盘股offering,list 上市bourse 证交所corporate champion 龙头企业Shanghai Exchange 上海证交所pension fund 养老基金mutual fund 共同基金hedge mutual fund 对冲式共同基金share 股票valuation 股价underwriter 保险商government bond 政府债券saving account 储蓄帐户equity market 股市shareholder 股东delist 摘牌mongey-loser 亏损企业inventory 存货traded company,trading enterprise 上市公司stakeholder 利益相关者transparency 透明度Msnbc:Microsoft national broadcast 微软全国广播公司market fundamentalist 市场经济基本规则damage-contral machinery 安全顾问efficient market 有效市场intellectual property 知识产权opportunistic practice 投机行为WorldCom 世通公司bribery 行贿entrepreneur 企业家cook the book 做假帐regulatory system 监管体系audit 审计accounting firm 会计事务所Great Depression 大萧条portfolio 投资组合money-market 短期资本市场capitual-market 长期资本市场volatility 波动diversification 多元化commodity 期货real estate 房地产option 期权call option 看涨期权put option 看跌期权merger 并购arbitrage 套利Securities&Exchange Commission 〈美〉证券交易委员会dollar standard 美元本位制flight 贬值budget 预算deficit 赤字bad debt 坏帐output 产值macroeconomic 宏观经济fiscal stimulus 财政刺激a store of value 保值transaction currency 结算货币forward exchange 期货交易intervention currency 干预货币Treasury bond 财政部公债currnt-account 经常项目pickup in rice 物价上涨Federal Reserve 美联储inflation 通货膨胀deflation 通货紧缩tighter credit 紧缩信贷monetary policy 货币政策awash in excess capacity 生产力过剩foreigh exchange 外汇spot transaction 即期交易forward transaction 远期交易option forward transaction 择期交易swap transaction 调期交易quote 报价settlment and delivery 交割buying rate 买入价selling rate 卖出价spread 差幅contract 合同at par 平价premium 升水discount 贴水direct quoation method 直接报价法indirect quoation method 间接报价法dividend 股息domestic currency 本币floating rate 浮动利率parent company 母公司credit swap 互惠贷款venture capital 风险资本virtual value 虚拟价值physical good 物质产品abstract good 抽象产品Patent&Trademark Office 专利与商标局book value 帐面价值physical capital 实际资本IPO:initial public offering 新股首发job machine 就业市场welfare capitalism 福利资本主义collective market cap 市场资本总值golbal corporation 跨国公司transnational status 跨国优势transfer price 转让价格General Accounting Office 〈美〉会计总会consolidation 兼并leveraged 杠杆acquiring company 收购公司bad loan 呆帐chart of cash flow 现金流量表clearly-established ownership 产权清晰debt to equity 债转股diversity of equities 股权多元化economy of scale 规模经济emerging economies 新兴经济exchange-rate regime 汇率机制fund and financing 筹资融资global financial architecture 全球金融体系global integration, globality 全球一体化，全球化go public 上市growth spurt （经济的）急剧增长have one's "two commas" 百万富翁hedge against 套期保值housing mortgage 住房按揭holdings 控股，所持股份holding company 控股公司initial offerings 原始股initial public offerings 首次公募innovative business 创新企业intellectual capital 智力资本inter-bank lending 拆借internet customer 网上客户investment payoff period 投资回收期joint-stock 参股mall rat 爱逛商店的年轻人means of production 生产要素(the)medical cost social pool for major diseases 大病医疗费用社会统筹mergers and acquisitions 并购mobile-phone banking 移动电话银行业moods 人气net potato 网虫non-store seling 直销offering 新股online-banking 网上银行业online-finance 在线金融online client （银行的）网上客户paper profit 帐面收益physical assets 有形资产project fund system 项目资本金制度pyramid sale 传销recapitalize 资产重组regional corrency blocks 地区货币集团regulate 调控sell off 变现share(stock) option 期权，股票认购权smart card 智能卡slash prices 杀价spare capacity 闲置的生产能力strong growth 强劲的增长势头switch trade 转手贸易take…public 上市tap the idle assets 盘活存量资产transaction （银行的）交易transfer payment from the exchequer财政转移支付venture-capital 风险资本virtual bank 虚拟银行wire transfer 电子转帐agreement in writing 书面协议amount of margin required to be deposited 按规定须存放的保证金数额ancillary stabilizing action 附带稳定价格行动appeal panel 上诉委员会applicant 申请人application 申请application for review 复核申请appointed day 指定日期approved credit rating agency 核准信贷评级机构approved custodian 核准保管人approved futures exchange 核准期货交易所approved introducing agent 核准介绍代理人approved investment adviser 认可投资顾问approved lending agent 核准借出代理人approved person 核准人士approved redeemable shares 核准可赎回股份approved subordinated loan 核准后偿贷款arbitration panel 仲裁小组arbitrator 仲裁人articles 章程细则asset management 资产管理associate 有联系者associated corporation 相联法团associated entity 有联系实体associated person 相联者audit working papers 审计工作材料accredited 隶属adjusted liabilities 经调整负债advertisement 广告advising on corporate finance 就机构融资提供意见advising on futures contracts 就期货合约提供意见advising on securities 就证券提供意见Advisory Committee 咨询委员会agents 代理人aggregate gross foreign currency position 合计外币总持仓量agreement 协议agreement in writing 书面协议amount of margin required to be deposited 按规定须存放的保证金数额ancillary stabilizing action 附带稳定价格行动appeal panel 上诉委员会applicant 申请人application 申请application for review 复核申请appointed day 指定日期approved bank incorporated outside Hong Kong法团的银行以外成立为核准的在香港approved credit rating agency 核准信贷评级机构approved custodian 核准保管人approved futures exchange 核准期货交易所approved introducing agent 核准介绍代理人approved investment adviser 认可投资顾问approved lending agent 核准借出代理人approved person 核准人士approved redeemable shares 核准可赎回股份approved regional exchange 认可地区性交易所approved securities borrowing and lending counterparty核准证券借贷对手方approved share registrar 认可股份登记员approved standby subordinated loan facility 核准备用后偿贷款融通approved stock exchange 核准证券交易所approved subordinated loan 核准后偿贷款arbitration panel 仲裁小组arbitrator 仲裁人articles 章程细则asset management 资产管理associate 有联系者associated corporation 相联法团associated entity 有联系实体associated person 相联者audit working papers 审计工作材料auditor 核数师authorized ATS provider 认可自动化交易服务提供者authorized automated trading services 认可自动化交易服务authorized financial institution 认可财务机构authorized mutual fund 认可互惠基金authorized person 获授权人authorized representative 获授权代表authorized unit trust 认可单位信托automated trading service provider 自动化交易服务提供者automated trading services 自动化交易服务average monthly turnover 平均每月成交额banker 银行banker‘s book 银行簿册basic amount 基本数额basic information 基本数据bilateral netting agreement 双边净额结算协议blanket assurance 概括性保证body 团体bond broker 债券经纪bond dealer 债券交易商books 簿册borrow 借用安排broadcast 广播broadcaster 广播业者broker 经纪business day 营业日calculation 有关计算call 造访capital account 资本帐cash settled equity derivatives 现金结算股本衍生工具CE number 中央编号certificate of deposit 存款证chairman 主席charge 押记chief executive 最高行政人员claimant 申索人Claims Rules 《申索规则》clearing house 结算所clearing participant 结算所参与者clerk 书记client 客户client assets 客户资产client collateral 客户抵押品client contract 客户合约client money 客户款项client securities 客户证券client securities and collateral 客户证券及抵押品closing date 截止日期codes 守则collateral 抵押品collateralized warrants 有抵押权证collective investment scheme 集体投资计划Commission 证监会；监察委员会commission 佣金Commissioner of the Independent Commission Against Corruption 廉政专员common client 共同客户companies inspector 公司审查员company 公司compensation 赔偿compensation fund 赔偿基金complaints officer 投诉主任completion 完成concentration discounting factor 集中折扣系数conditional offer 有条件要约conduct 行为constitution 章程contract multiplier 合约乘数controller 控制人controlling entity 控权实体controlling entity relationship 控权实体关系controlling person 控权人士corporate finance adviser，corporate finance consultant机构融资顾问corporation 法团court 法庭；法院credit union 储蓄互助社criminal investigatory body 刑事调查机构currency futures contract 货币期货合约custodian 保管人custodian statement 保管人结单D-Edata material 数据材料dealing 交易dealing in futures contracts 期货合约交易dealing in securities 证券交易debenture 债权证debt securities 债务证券defalcation 亏空default 违责default proceedings 违责处理程序default rules 违责处理规则defaulter 违责者deliver 交付depositary receipt 寄存单据deputy chairman 副主席derivative contract 衍生工具合约derivatives 衍生工具digital signature 数码签署director 董事dispute 争议disqualification order 取消资格令document文件duty of disclosure 披露责任employee 雇员equity derivatives 股本衍生工具equity linked instruments 股票挂钩票据equity securities 权益证券equivalent corporation 等同法团equivalent shares 相等股份every officer of it who is in default其每名违责的高级人员Exchange Company 交易所公司exchange contract 交易所合约Exchange Fund 外汇基金Exchange Fund Bill 外汇基金票据Exchange Fund Note 外汇基金债券exchange participant 交易所参与者exchange participant‘s representative 交易所参与者代表exchange traded fund 交易所买卖基金exchange traded funds market maker 交易所买卖基金庄家excluded clients 豁除客户excluded interests 豁除权益excluded liabilities 豁除负债excluded person 豁除人士executive 执行人员executive director 执行董事executive officer 主管人员exempted body 获豁免团体；豁免团体existing client 原有客户expert 专家F-Hfee 费用financial accommodation 财务通融financial product 金融产品financial resources rule 财政资源规则financial statement 财务报表financial year 财政年度first public announcement date 首次公开宣告日期floating losses 浮动亏损floating profits 浮动利润foreign currency 外币foreign exchange agreement 外汇协议foreign exchange trading 外汇交易foreign intermediary 外地中介人former associated entity of an intermediary中介人的前有联系实体former licensed corporation 前持牌法团founder 成立人fraudulent misrepresentation 欺诈的失实陈述free delivery basis 信用交付形式function 职能futures adviser 期货顾问futures broker 期货经纪futures consultant 期货顾问futures contract 期货合约futures dealer 期货交易商Futures Exchange Company 期交所Futures Exchange Compensation Fund期交所赔偿基金futures market 期货市场Futures Market Maker 期货庄家futures non-clearing dealer 期货非结算交易商futures or options clearing house期货或期权结算所GEM 创业板gross foreign currency position外币总持仓量group of companies 公司集团guaranteed 作出担保guilty of misconduct 犯失当行为haircut amount 扣减数额haircut percentage 扣减百分率HKEC 交易结算公司HKFECC 期货结算公司HKIAC 仲裁中心HKSCC 香港结算公司hold 持有holding company 控股公司Hong Kong Exchange Fund 香港外汇基金Hong Kong register 香港登记册I-Mincorporated 成立；成立为法团indirect controller 间接控制人information 信息；资料；消息information system 信息系统initial margin requirement 规定开仓保证金initial stabilizing action 初步稳定价格行动initial stabilizing price 初步稳定价格insider dealing 内幕交易inspector 审查员Insurance Authority 保险业监督insurer 保险人interest 权益interest rate swap agreement掉期息率协议intermediary 中介人in-the-money amount 价内值investigator 调查员investment manager 投资经理Investor Compensation Company投资者赔偿公司invitation 邀请issue 发出issued equity share capital 已发行权益股本issuer 发行人judge 法官judicial or other proceedings司法或其它法律程序law of insolvency 破产清盘法legal officer 律政人员lender 借出人leveraged foreign exchange contract杠杆式外汇交易合约leveraged foreign exchange trader 杠杆式外汇交易商leveraged foreign exchange trading杠杆式外汇交易levy 征费licence 牌；牌照licensed 获发牌；持牌licensed corporation 持牌法团licensed person 持牌人licensed representative 持牌代表linked corporation 相连法团liquid assets 速动资产liquid capital 速动资金liquidator 清盘人listed 上市listed corporation 上市法团listed currency warrant 上市货币权证listed securities 上市证券listing 上市listing rules 上市规则live broadcast 直播Mandatory Provident Fund Schemes Authority积金局margin client 保证金客户margin lender 证券保证金融资人margin ratio 保证金比率margin value 保证金价值margined transaction 保证金交易mark to market 按照市值计算差额market capitalization 市场资本值market charge 市场押记market collateral 市场抵押品market contract 市场合约market information 市场消息market misconduct 市场失当行为Market Misconduct Tribunal 市场失当行为审裁处market value 市值material time 关键时间member 成员memorandum 章程大纲Mini-Hang Seng Index Futures Contract小型恒生指数期货合约Mini-Hang Seng Index Options Contract小型恒生指数期权合约minor 未成年minor offence 轻微罪行minority controller 次要控制人misconduct 失当行为misfeasance 不当行为Monetary Authority 金融管理专员Monetary Authority guideline《金融管理专员指引》Monetary Authority- appointed Market Maker 金融管理专员委任的庄家money laundering activities 洗钱活动money lender 放债人multilateral agency 多边机构mutual fund 互惠基金N-Onegligent misrepresentation 疏忽的失实陈述net equity 权益净额net position 净持仓量net tangible assets 有形资产净值net underwriting commitment 包销承担净额new futures contract 新期货合约non-collateralized warrants 非抵押权证non-executive director 非执行董事note issuance and revolving underwriting facility 票据的发行及循环式包销融通notifiable interest 须具报权益notifiable percentage level 须具报百分率水平notional principal amount 名义本金额number 数目offer 要约offer document要约文件offer price 要约价offeree company 要约标的公司offeror 要约人off-exchange traded derivative contracts场外买卖衍生工具合约off-exchange transaction场外交易officer 高级人员Official Receiver 破产管理署署长Official Trustee 法定受托人off-market share repurchase 场外股份购回off-market share repurchase circular场外股份购回通告off-market transaction 场外交易Ombudsman 申诉专员omnibus account 客户汇集综合账户on-exchange transaction 场内交易options contract 期权合约order 命令ordinary member 普通成员other collateral 其它抵押品out-of-the-money amount 价外值overseas company 海外公司overseas stock market 海外证券市场panel member 上诉委员parties 各方party 当事一方percentage figure 百分率数字percentage level 百分率水平performance 执行period of insurance 保险期permanent identity card 永久性居民身分证person under investigation 受调查人physically settled equity derivatives实物结算股本衍生工具pilot programme 试验计划pilot programme market maker 试验计划庄家pilot programme securities 试验计划证券portfolio 投资组合possession 管有prescribed country 订明国家prescribed event 订明事件prescribed fee 订明费用prescribed gain 订明收益prescribed limit 订明上限prescribed manner 订明方式prescribed purpose 订明目的prescribed requirement 订明规定Presenting Officer 提控官primary stabilizing action 基本稳定价格行动principal 主事人Privacy Commissioner for Personal Data私隐专员proceedings 研讯程序professional accountant 专业会计师professional investor 专业投资者prohibited person 受禁制人士property 财产prospectus 招股章程public 公众；大众public announcement 公开宣告purchase 买；购买qualified corporation 合资格法团qualified lender 合资格借出人qualified overseas schem 合资格海外计划qualified shares 合资格股份qualifying client 合资格客户qualifying credit rating 合资格信贷评级qualifying debt securities 合资格债务证券ranking liabilities 认可负债recipient 接收人reckless misrepresentation 罔顾实情的失实陈述recognized certificate 认可证书recognized certification authority 认可核证机关recognized clearing house 认可结算所recognized counterparty 认可对手方recognized exchange company 认可交易所recognized exchange controller 认可控制人recognized futures market 认可期货市场recognized investor compensation company 认可投资者赔偿公司recognized occupational retirement scheme 认可职业退休计划recognized stock market 认可证券市场record 纪录redeemable shares 可赎回股份register of companies 公司登记册register of directors‘ and chief executives’ interests and short positions 董事及最高行政人员权益及淡仓登记册register of interests in shares and short positions 股份权益及淡仓登记册registered 注册registered company 注册公司registered institution 注册机构Registrar of Companies 公司注册处处长registration 注册regulated activity 受规管活动regulated function 受规管职能regulated investment agreement 受规管投资协议regulated person 受规管人士regulations 规例regulatory body 规管机构related assets 有连系资产relevant agreement 有关协议relevant authority 有关当局；监管当局relevant authorized automated trading services 有关认可自动化交易服务relevant communication 有关通讯relevant condition 有关条件relevant contract 有关合约relevant contravention 违例事件relevant corporation 相关法团relevant date 有关日期relevant event 有关事件relevant exchange company 有关交易所公司relevant information 有关消息relevant market 有关市场relevant offer 有关要约relevant office-holder 有关人员relevant overseas market 有关境外市场relevant period 有关期间relevant property 有关财产relevant provisions 有关条文relevant recognized exchange controller 相关认可控制人relevant recognized market 有关认可市场relevant securities 有关证券relevant share capital 有关股本relevant shares 有关股份relevant time 有关时间remittance 转付remuneration 报酬repealed Ordinance 已废除条例repealed Securities Rules 已废除的《证券规则》report 报告reportable matter 须报告事项reportable position 须申报的持仓量reporting currency 申报货币reporting day 申报日reporting period 申报期representation 陈述representative 代表repurchase transaction 回购交易required liquid capital 规定速动资金required liquid capital deficit 规定速动资金短欠数额respondent 答辩人responsible officer 负责人员review 复核rights issue 供股Risk Management Committee 风险管理委员会rolling balance cash client 滚存结余现金客户rules 规章ruling 裁定。