InvestorRightsAgreement(投资者权利协议).doc
估值调整协议解决投资者与企业之间的估值冲突
估值调整协议解决投资者与企业之间的估值冲突估值调整协议，即Investor Rights Agreement，作为一项常见的投资协议，旨在解决投资者与企业在估值上产生的冲突。
此协议为投资者和企业提供了一种机制，可以在未来可能出现的重大事件发生时对企业的估值进行调整。
本文将深入探讨估值调整协议的定义、作用、相关条款以及实例应用，以便更好地理解该协议对投资者与企业之间估值冲突的解决作用。
一、估值调整协议的定义估值调整协议是一份合同，由投资者和企业就公司财务状况等重要事项达成一致并签署。
该协议旨在明确投资者与企业在估值上的权益和义务，以减少因估值冲突而引发的纠纷。
该协议的签署通常是在投资者与企业之间达成投资协议的一部分，旨在明确双方在特定情况下对企业估值的调整方式。
二、估值调整协议的作用1. 解决估值冲突：估值调整协议通过明确投资者与企业在特定情况下对企业估值的调整方式，有效解决了由估值冲突引发的分歧和争议。
当重大事件发生时，协议确保投资者与企业之间对估值的认识一致，避免不必要的纠纷。
2. 保护投资者权益：估值调整协议确保投资者在特定情况下能够公平合理地分享企业价值的变化。
通过明确的权益安排，协议为投资者提供了一定的保护，确保他们能够获取应有的回报。
3. 提升交易透明度：估值调整协议要求企业在特定情况下公开其财务状况和相关信息。
这有助于提升交易的透明度，并为投资者提供更全面的信息，减少信息不对称引发的风险。
三、估值调整协议的相关条款估值调整协议通常由多个条款构成，下面是几个常见的条款：1. 估值调整时机：协议明确了估值调整的触发条件，例如企业获得新的融资、上市、收购等重大事件发生时。
这些条件旨在确保估值调整仅在特定情况下进行，并减少未来的不确定性。
2. 估值调整方法：协议规定了对企业估值进行调整的具体方法，例如使用某种评估模型、由专业评估机构进行评估等。
这些方法旨在确保估值的客观和公正性。
3. 权益调整：协议明确了投资者在估值调整时所享有的权益。
投资者权利协议
投资者权利协议颁布机关类别其他;此（经修订和重述的）投资者权利协议由［］[其为根据开曼群岛公司法（2007年版）设立的（豁免）公司（简称“公司”）]和协议附表A中所列投资者（本协议称该类投资者为“投资者”）、协议附表B中所列股东［本协议称该类股东为“关键股东”］及根据协议第6.9条成为协议当事方的其他购买者（如购买协议所定义）于（200年月日）订立。
引言鉴于, 公司和投资者是与本协议同日签订的A序列优先股购买协议（简称“购买协议”）的当事方; 且鉴于, 为促使公司订立购买协议，并为促使投资者根据购买协议向公司投入资金，投资者和公司谨此同意，本协议应规范投资者促使公司登记可发行给投资者的普通股股份的权利、投资者从公司获取特定信息的权利和投资者参与公司未来股权募集的权利，并应规范本协议规定的特定其他事项;因此, 当事方谨此达成如下协议:1.定义。
为本协议之目的：1.1“关联方”就特定某人而言，指直接或间接控制此人、或由此人直接或间接控制、或与此人共同被他人控制的人, 包括但不限于此人及此人控制的或由此人与一个或多个普通合伙人或管理方共同控制的现有和未来的风险资金, 或与此人由同一管理公司管理的合伙人、管理人员或者董事。
1.2“章程”指公司（有时经修订）的章程。
1.3“损害”指本协议当事方可能在《证券法》、《交易法》和其他联邦法或州法下受到的任何损失、损害或责任（连带责任或单独责任）, 只要该等损失、损害或责任（或因此而提起的诉讼）是由于或基于下述事项：(i)任何公司登记报告，包括该报告中的任何初步招股说明、最终招股说明、任何修订或补充中，就重要事实作出的虚假陈述或被指认为虚假陈述的事项; (ii)疏于或被指认为疏于在报告中就必须包括其中的重要事实或必须作出的非误导性陈述进行陈述；(iii)本协议受偿方（或者其任何代理人或关联方）违反或被指认为违反《证券法》、《交易法》、州证券法或任何根据《证券法》、《交易法》、州立证券法发布的规章制度。
投资者协议书模板
甲方（投资者）：[投资者全称]乙方（被投资方）：[被投资方全称]鉴于甲方有意向对乙方进行投资，双方本着平等互利、共同发展的原则，经友好协商，达成如下协议：第一条协议背景1.1 甲方同意向乙方投资人民币[投资金额]元，用于支持乙方的业务发展、项目建设和运营。
1.2 本协议旨在明确甲乙双方在投资过程中的权利、义务及风险，保障双方的合法权益。
第二条投资方式2.1 甲方通过现金方式向乙方投资，投资金额为人民币[投资金额]元。
2.2 甲方投资完成后，乙方注册资本将增加至人民币[增加后的注册资本]元。
2.3 投资完成后，甲方将持有乙方[所占股份比例]%的股份。
第三条投资款项的支付3.1 甲方应在[支付日期]前将投资款项支付至乙方指定的银行账户。
3.2 乙方应在收到投资款项后，向甲方出具相应的收款凭证。
第四条投资权益4.1 甲方作为投资者，享有以下权益：（1）按照本协议约定获得乙方的分红；（2）根据乙方的经营状况，享有相应的投票权；（3）根据本协议约定，享有对乙方的监督权。
4.2 乙方应按照本协议约定，保障甲方的投资权益。
第五条义务与责任5.1 乙方应按照国家法律法规和公司章程的规定，合法经营，确保公司的合法权益。
5.2 乙方应定期向甲方提供公司的财务报表、经营状况等资料，确保甲方了解公司的经营状况。
5.3 甲方应按照本协议约定，按时足额支付投资款项。
5.4 双方应严格遵守本协议的约定，如有违反，应承担相应的法律责任。
第六条违约责任6.1 若乙方未按照本协议约定提供财务报表、经营状况等资料，甲方有权要求乙方立即改正，并承担相应的违约责任。
6.2 若甲方未按照本协议约定支付投资款项，乙方有权要求甲方立即支付，并承担相应的违约责任。
6.3 若任何一方违反本协议的约定，造成对方损失的，应承担相应的赔偿责任。
第七条争议解决7.1 双方在履行本协议过程中发生的争议，应首先通过友好协商解决；协商不成的，任何一方均有权向[仲裁委员会名称]申请仲裁。
投资者协议
投资者协议1. 引言本投资者协议（以下简称“协议”）由以下各方（以下简称“投资方”）共同签署，以确保双方在投资过程中的权益得到保障。
本协议旨在明确投资方参与、投资方式、权益分配、退出机制等相关事宜。
2. 参与投资2.1 投资金额投资方在签署本协议后，应以一次性支付的方式，将投资金额支付至指定账户，并提供相关证明文件。
2.2 投资方式投资方可选择以下投资方式之一进行投资：•股权投资：投资方以购买股份的方式参与投资，获得相应的股权和股东权益；•债权投资：投资方以提供借款的方式参与投资，获得借款本金和利息回报；•其他方式：投资方和项目方协商确定其他投资方式，并在本协议中明确约定。
2.3 风险提示投资方应充分了解投资项目的风险性，并自行承担相关风险。
投资方在决策投资前，应咨询专业人士，评估风险与回报比例。
3. 权益分配3.1 投资回报投资方享有投资项目的回报，包括但不限于以下方式：•股息分红：若为股权投资，投资方按持股比例享受项目盈利的分红；•利息回报：若为债权投资，投资方按借款利率享受所投资金额的利息回报；•资本增值：投资方有权通过转让股权或债权赚取项目资本增值。
3.2 权益调整在特定情况下，如项目重组、增资减资等，投资方的权益可能发生调整。
调整的具体方式和比例将在协议中明确约定。
4. 退出机制4.1 股权转让若投资方式为股权投资，投资方可根据协议约定，在合法范围内将所持股权转让给第三方。
转让价格、流程和限制将在协议中明确约定。
4.2 债权转让若投资方式为债权投资，投资方可根据协议约定，在合法范围内将债权转让给第三方。
转让价格、流程和限制将在协议中明确约定。
4.3 退出回报投资方退出投资后，将根据协议约定获得相应的退出回报。
回报形式和金额将在协议中明确约定。
5. 保密条款5.1 保密义务双方在协议签署后应互相保守所有涉及到对方的商业机密和敏感信息，并严格遵守保密义务。
5.2 限制范围保密义务适用于所有以口头、书面或电子形式提供的商业机密信息，并持续有效直至信息进入公共领域、被法律要求或获得双方一致允许。
2024版投资者权益保护协议
20XX 专业合同封面COUNTRACT COVER甲方：XXX乙方：XXX2024版投资者权益保护协议本合同目录一览第一条定义与解释1.1 投资者1.2 甲方1.3 乙方1.4 投资1.5 收益1.6 损失1.7 合同1.8 交易日1.9 交易日志1.10 法律法规第二条投资范围与方式2.1 投资范围2.2 投资方式2.3 投资限制第三条投资者的权利与义务3.1 投资者的权利3.2 投资者的义务第四条甲方的权利与义务4.1 甲方的权利4.2 甲方的义务第五条乙方的权利与义务5.1 乙方的权利5.2 乙方的义务第六条投资收益与分配6.1 收益计算6.2 收益分配6.3 收益支付第七条投资风险与责任7.1 风险提示7.2 风险承担7.3 责任限制第八条合同的变更与解除8.1 变更条件8.2 解除条件8.3 变更与解除的程序第九条争议解决9.1 争议解决方式9.2 争议解决机构9.3 诉讼管辖第十条法律法规的适用10.1 法律法规10.2 合同效力10.3 合规性检查第十一条保密条款11.1 保密内容11.2 保密期限11.3 泄密责任第十二条通知与送达12.1 通知方式12.2 送达地址12.3 通知时效第十三条合同的生效、终止与解除13.1 生效条件13.2 终止条件13.3 解除条件第十四条其他条款14.1 不可抗力14.2 合同的完整性14.3 合同的修改14.4 合同的废止14.5 双方协商一致的内容第一部分：合同如下：第一条定义与解释1.1 投资者投资者是指根据本合同约定，向甲方进行投资的自然人、法人或其他组织。
1.2 甲方甲方是指接受投资者投资，并根据本合同约定进行投资管理、运用和处置的投资管理方。
1.3 乙方乙方是指与甲方合作，为甲方提供投资咨询、资产管理等服务的一方。
1.4 投资投资是指投资者根据本合同的约定，向甲方投入的资金。
1.5 收益收益是指投资产生的利润、红利、利息等收益性收入。
投资者权益保护协议书
投资者权益保护协议书一、协议目的为保护投资者的合法权益，确保投资者在投资过程中的合法权益得到维护与保障，特制定本协议。
二、协议参与方本协议参与方包括投资者（下称“甲方”）和相应投资机构（下称“乙方”）。
三、协议内容1. 甲方权益保护1.1 乙方承诺保证甲方的投资过程中获得有效的信息，包括但不限于投资项目的基本情况、风险提示等必要信息。
1.2 乙方承诺妥善保管甲方的投资资金及有关证券账户，并按照有关法律法规规定进行操作管理。
1.3 乙方不得利用未经甲方同意的信息，对甲方进行操纵、损害行为。
1.4 乙方不得以任何形式侵占、挪用甲方投资资金或以其他方式侵害甲方权益。
1.5 乙方应建立健全投资者保护制度，保障甲方合法权益的实现。
2. 争议解决甲乙双方在履行本协议过程中发生争议时，应通过友好协商方式解决。
协商不成的，可向有关司法机关提起诉讼。
3. 法律适用与管辖3.1 本协议及其执行适用中华人民共和国法律，并受中华人民共和国法院管辖。
3.2 本协议的任何条款被认定为无效的，不影响其他条款的效力。
四、协议效力本协议签署后即生效，并适用于甲乙双方在投资过程中的全部活动，直至本协议约定的目标实现或双方一致终止。
五、协议的修订与解释本协议的修订必须经过甲乙双方的书面协商一致，并以书面形式进行补充、修改或解释。
六、协议的履行与解除6.1 甲乙双方应各自履行本协议中的义务，并共同维护投资者权益的实现。
6.2 一方发现对方违反本协议的义务时，有权提出解除本协议的要求，并通过书面形式通知对方。
七、协议的保密性甲乙双方在履行本协议过程中涉及的商业秘密及其他保密信息应予以保密，并严禁向第三方泄露。
八、协议文本本协议正本一式两份，甲乙双方各执一份，具有同等法律效力。
九、其他本协议未尽事宜，可由甲乙双方另行约定补充协议。
十、协议的解释与争议对本协议的解释与争议，由甲乙双方协商解决。
无法协商解决时，提交中华人民共和国有管辖权的人民法院裁决。
投资者权利协议
投资者权利协议投资者权利协议是非常重要的融资文件，其中列出了投资者、关键股东和公司各方的权利和义务。
因此，在草拟协议时需要对其内容给予足够的重视。
在融资过程中，投资者权利协议是十分必要的，因为在上述协议中，公司授予投资者某些优先权利，如公司股份公开上市的登记权、新证券发行时的优先购买权、某些财务上的权利以及检查权和各种契约。
之后几轮融资中的一般准则是通过修改之前融资的投资者协议来制定该轮融资的投资者协议。
通常，投资者协议的各方为：公司、投资者以及关键股东。
关键股东一般是普通股的持有者及公司的创始人。
登记权。
首先迅速风投要求极软软件承诺其持有股票的登记权(Registration Right)。
该权利是根据美国证券法通过在美国上市的退出权。
公司股票公开上市的前提是向美国证券交易委员会（SEC）提交上市申请登记表，分为要求登记权(Demand Registration Right) 和附带登记权(Piggyback Registration Right)。
要求登记权有两种类型：F-1表格登记和F-3表格登记。
通常是，投资者要求公司向SEC提交同部分或全部股份相关的上市申请登记表。
登记对公司股票公开上市是必需的，因此，投资者要求公司在必要披露和支付相关费用时充分合作。
投资者通常要求公司同意以下几点：（1）在提出申请的特定期限内提交上市申请登记表。
（2）使上述上市申请登记表在某一期限内有效。
（3）向提出申请的股东提供必要文件，使之按SEC的要求出售其持有的证券。
（4）分担部分或全部登记费用。
在谈判中，双方商讨的重要事宜主要包括以下三点：（1）登记权行使的时间，（2）可行使登记权的股东在公司拥有股权的最低比例，（3）登记权的数量。
登记往往要耗费大量的时间和费用，这些费用不仅包括登记和销售费用，还包括由于遵守SEC的披露和其他要求而产生的费用，并且使公司面临承担责任的风险。
因此，极软软件的创始人提出，投资者的上述权利应当受到某些限制。
2024年投资者权益保护协议书
合同编号：__________2024年投资者权益保护协议书甲方（投资方）：__________乙方（受托方）：__________甲乙双方，本着平等、自愿、诚实、信用的原则，就甲方委托乙方进行投资管理的事宜，经充分协商，达成如下协议：第一条投资管理范围1.2乙方接受甲方的委托，按照本协议的约定，负责管理甲方的投资权益，并按照甲方的投资目标、风险偏好和收益预期进行投资。
第二条投资管理方式2.1乙方根据甲方的投资目标和风险偏好，制定投资策略，并进行资产配置。
2.2乙方应合理运用甲方提供的投资资金，通过股票、债券、基金、银行存款等多种投资渠道进行投资。
2.3乙方应定期对投资组合进行评估和调整，以适应市场变化和甲方的投资目标。
第三条投资风险揭示3.1甲方了解并同意，投资有风险，收益和损失均自担。
3.2乙方应向甲方充分揭示投资过程中可能面临的风险，并告知甲方相应的风险控制措施。
3.3甲方应根据自身的风险承受能力、投资经验等因素，作出投资决策。
第四条投资收益分配4.1投资收益归甲方所有。
4.2乙方按照甲方的收益预期和实际投资收益情况，与甲方协商确定收益分配方案。
4.3乙方应在收益实现后及时向甲方支付收益，并按照甲方的要求进行收益分配。
第五条费用及支付5.1乙方应向甲方支付管理费，费率按实际投资金额的____%计算，由甲方在投资资金中支付。
5.2乙方应向甲方支付业绩报酬，费率按实际投资收益的____%计算，由甲方在收益中支付。
5.3乙方应承担投资过程中发生的税收等费用。
第六条信息披露与报告6.1乙方应定期向甲方报告投资情况，包括但不限于投资组合、投资收益、投资风险等。
6.2乙方应在投资过程中发生的重大事项及时通知甲方。
6.3甲方有权随时查询投资情况，乙方应予以配合。
第七条终止与解除7.1在本协议有效期内，甲乙双方均有权提前终止或解除本协议。
7.2甲方提前终止或解除本协议的，应提前____个工作日通知乙方。
7.3乙方提前终止或解除本协议的，应提前____个工作日通知甲方。
中国投资者协议书
中国投资者协议书尊敬的投资者先生/女士，感谢您对我们公司的关注和选择。
为了确保双方权益的保障，我们特别制定了这份中国投资者协议书，旨在明确双方之间的权责利关系和合作意愿。
一、甲方（投资者）信息：姓名/公司名称：地址：联系电话：电子邮箱：二、乙方（公司）信息：公司名称：地址：联系电话：电子邮箱：三、投资项目信息：项目名称：投资金额：投资期限：预期回报：项目描述：四、协议条款：1. 投资金额和方式：甲方同意投资项目，投资金额为_________人民币（以下简称“投资金额”）。
投资款项应于本协议签署之日起_______________日内支付至乙方指定账户。
乙方承诺按照约定使用资金进行项目开发和运营。
2. 投资利润分配：项目经盈利后，乙方分配利润将根据投资金额的比例进行分配。
具体分配比例和方式如下：甲方投资金额的____%将作为投资本金使用，其余____%作为预期回报。
预期回报将以_______方式进行支付（例如：每月、每季度、年度等）。
具体支付日、方式和账户请另行约定。
3. 投资期限：投资期限自本协议签署之日起至_______年月日止。
如乙方需要延长投资期限，需提前______天书面通知甲方，并经双方协商一致。
4. 投资风险提示：甲方承认并知晓投资存在一定的风险，包括但不限于市场变化、政策调整等因素可能造成投资回报不确定性。
甲方应自行承担投资风险，并不得因投资结果不如预期而要求乙方承担责任。
5. 信息保密：双方同意在本协议签署及履行过程中保守对方知识产权、商业秘密及其他相关信息的保密，不得向任何第三方泄露，除非符合法律规定或取得对方书面同意。
6. 协议变更与解除：如需对本协议内容进行修订，双方应书面协商并达成一致意见。
如因不可抗力等原因导致协议无法履行，双方应尽力协商解决。
未能解决的，可依法解除本协议。
7. 违约处理：任何一方违反本协议约定的，应承担相应违约责任。
违约方应将违约金支付给对方（金额为投资金额的____%），同时赔偿因此所造成的损失。
投资者权益保护协议
第十条附件
10.1以下文件为本合同的有效组成部分：
（1）__________；
（2）__________；
（3）__________。
第十一条其他
11.1本合同一式三份，主导方、执行方、第三方各执一份。
11.2本合同自三方签字（或盖章）之日起生效。
3.1服务提供方：
（1）服务提供方应按照本合同约定，向委托人提供专业、高效的服务；
（2）服务提供方有权获得委托人支付的合同服务费用；
（3）服务提供方有权要求委托人提供必要的工作条件和支持；
（4）服务提供方有权对第三方的违约行为追究法律责任。
3.2委托人：
（1）委托人应按照约定向服务提供方支付合同服务费用；
第一条合同目的
1.1本合同旨在明确委托人、服务提供方及第三方在_______服务项目（以下简称“本项目”）中的权利、义务和责任，以确保服务提供方的权益得到优先保障。
第二条期限
2.1本合同的期限自三方签字之日起，至_______年_______月_______日止。
第三条服务提供方、委托人及第三方的职责与权利
4.2受托人应保证办理委托事项的过程和结果符合法律法规及行业规范要求。
4.3受托人在办理委托事项过程中，应保持与委托人的良好沟通，及时报告工作进展。
4.4受托人应对委托人提供的资料、信息予以保密，未经委托人同意，不得向任何第三方披露。
第五条委托人的权利与义务
5.1委托人应向受托人提供办理委托事项所需的全部资料和信息。
（4）主导方有权获得本项目所产生的全部收益。
3.2执行方：
（1）执行方应按照主导方的要求和本合同约定，认真、勤勉、尽责地完成本项目；
投资者协议书
投资者协议书
背景：
本协议是由投资者和被投资公司之间达成的一项协议，旨在规定双方在投资过程中的权利和义务。
1. 投资者信息：
投资者姓名：
投资者住所：
投资者联系方式：
2. 被投资公司信息：
公司名称：
公司地址：
公司法定代表人：
3. 投资金额：
投资者同意向被投资公司投资金额为 [投资金额]。
4. 股权份额：
投资者将获得相应的股权份额，具体股权比例为 [股权比例]。
5. 投资用途：
被投资公司保证将投资款项用于 [投资用途]，并在合理范围内
管理和运营资金。
6. 投资回报：
投资者有权享受投资回报，包括但不限于股息和资本增值收益。
7. 风险提示：
投资者清楚了解投资存在一定风险，包括市场风险和经营风险等。
被投资公司对投资的回报不做任何保证。
8. 保密条款：
双方同意对在投资过程中获得的商业机密和敏感信息保密，不
得向第三方透露。
9. 协议变更：
本协议的任何变更或补充须经双方书面确认并签署。
10. 法律管辖：
本协议受中华人民共和国法律管辖，如发生争议，应提交至被告住所地有管辖权的人民法院解决。
11. 签字：
投资者签名：
日期：
被投资公司代表签名：
日期：
以上为投资者协议书内容，双方一经签署，即意味着双方同意遵守协议中的条款和条件。
请双方认真阅读并咨询专业人士意见后再签署。
2024年-投资人合作协议.doc
投资人合作协议一、引言本合作协议旨在明确投资人和项目方在项目投资过程中的权利、义务和责任，确保双方的合法权益得到保障。
本协议适用于投资人与项目方之间的合作，双方应本着平等、自愿、公平、诚实信用的原则，共同遵守本协议的约定。
二、定义1.投资人：指愿意向项目方提供资金支持，并享有相应权益的自然人、法人或其他组织。
2.项目方：指拥有合法项目，并寻求资金支持的自然人、法人或其他组织。
3.项目：指项目方为实现特定目标而进行的经济活动。
4.投资金额：指投资人根据本协议向项目方提供的资金总额。
5.投资回报：指投资人根据本协议约定，从项目中获得的收益。
6.投资周期：指投资人向项目方提供资金支持的时间段。
三、投资人的权利与义务1.投资人的权利：（1）按照本协议约定，享有投资回报。
（2）对项目方的经营状况、财务状况进行监督。
（3）在项目方违反本协议约定时，要求项目方承担违约责任。
2.投资人的义务：（1）按照本协议约定，向项目方提供资金支持。
（2）尊重项目方的经营管理，不得干涉项目方的正常运营。
（3）保守项目方的商业秘密，不得泄露给第三方。
四、项目方的权利与义务1.项目方的权利：（1）按照本协议约定，收取投资人的资金支持。
（2）自主经营，独立承担项目风险。
（3）享有项目的知识产权和收益。
2.项目方的义务：（1）按照本协议约定，向投资人支付投资回报。
（2）保证项目的合法性，不得从事违法活动。
（3）接受投资人的监督，及时向投资人报告项目的经营状况和财务状况。
五、投资回报1.投资回报方式：双方可根据实际情况，协商确定投资回报方式，如分红、利息、股权等。
2.投资回报期限：双方可根据项目特点和投资周期，协商确定投资回报期限。
3.投资回报计算：投资回报的计算方式由双方根据投资金额、投资周期和项目收益等因素协商确定。
六、投资退出1.投资人有权在投资周期届满或项目终止时，要求项目方按照本协议约定，返还投资本金及投资回报。
2.投资人有权在项目方违反本协议约定时，要求项目方承担违约责任，并要求返还投资本金及投资回报。
投资者协议
投资者协议一、定义1.1 合同主体及签署人本协议的各方为投资人（以下简称“甲方”）和被投资公司（以下简称“乙方”）。
甲方是在本协议中表明意愿并向乙方提供资金的个人或实体。
本协议的签署人是甲方的法定代表人或授权人。
1.2 定义在本协议中，除非上下文另有说明，否则下列术语具有以下含义：“合同”：本协议及其附件。
“目标公司”：本协议所涉及的公司。
“完成日”：向乙方付款后的2（两）个工作日。
二、代表性陈述和保证2.1 目标公司享有充分的法律能力和权利签署、履行本协议。
2.2 目标公司所有商业活动均符合中国法律、法规和政策的规定。
2.3 在本协议签署时，目标公司没有被任何行政机关或司法机关有责任且相关责任尚未消除的违法行为。
乙方没有被任何行政机关或司法机关有责任且相关责任尚未消除的违法行为。
2.4 甲方已经就目标公司进行了充分的尽职调查，并对目标公司以及其资本形成、股权结构、业务及管理等相关事宜，获得了全部必要的信息，并明确了其出资意愿、投资目的、风险承受能力等第三条投资条件以及在本合同签订之前与乙方和/或目标公司就本协议项下作出的陈述性声明是否属实进行了充分确认。
三、投资条件3.1 甲方应向乙方提供的出资款项：人民币壹佰万元整（￥1,000,000）。
甲方出资款项应于本合同签订后10（十）个工作日内汇入乙方指定银行账户。
3.2 目标公司应向甲方提供的权益: 目标公司确认应向甲方发行股普通股份，每股价格为人民币10元。
四、协议生效条件4.1 本协议的生效及本协议项下各方所需履行的义务，均以中国法律法规和政策为基础。
4.2 本协议自甲方向乙方付款后起生效，至目标公司向甲方发行全部股份，或者本协议被中止或终止为止。
五、机密与保密五、终止和生效5.1 除非另有约定，否则本协议生效后任何一方单方面终止本协议而不得违反任何包含在本协议中的条款，而只能按照本协议所规定的方式解决所涉及的任何争议。
5.2 在本协议生效的情况下，合同不得被修改或撤销，除非另得各方书面同意。
投资者权益保护基金协议范本2024
投资者权益保护基金协议范本2024本合同目录一览1. 投资者权益保护基金协议1.1 定义与术语解释1.1.1 投资者1.1.2 权益保护基金1.1.3 协议1.2 基金的目的与用途1.2.1 目的1.2.2 用途1.3 基金的筹集与管理1.3.1 筹集方式1.3.2 管理机制1.4 投资者的权益保障1.4.1 权益确认1.4.2 权益维护1.5 协议的生效、变更与终止1.5.1 生效条件1.5.2 变更程序1.5.3 终止条件1.6 争议解决1.6.1 争议类型1.6.2 解决方式1.7 法律适用与管辖1.7.1 法律适用1.7.2 管辖法院1.8 保密条款1.8.1 保密内容1.8.2 泄露后果1.9 违约责任1.9.1 违约行为1.9.2 责任承担1.10 强制执行1.10.1 执行条件1.10.2 执行方式1.11 合同的签署与生效1.11.1 签署程序1.11.2 生效时间1.12 投资者权益保护基金的监督 1.12.1 监督机构1.12.2 监督方式1.13 信息披露1.13.1 披露内容1.13.2 披露时间1.14 附则1.14.1 解释权归属1.14.2 合同修订1.14.3 合同附件第一部分：合同如下：第一条投资者权益保护基金协议1.1 定义与术语解释1.1.1 投资者投资者指的是根据中国法律、法规和政策规定，参与投资活动并依法享有投资权益的自然人、法人和其他组织。
1.1.2 权益保护基金权益保护基金是为了保护投资者合法权益，由投资者共同出资设立的基金。
1.1.3 协议本协议是指投资者权益保护基金协议，由投资者、基金管理人和监管机构共同签订，约定投资者权益保护基金的设立、运作和管理等方面的权利义务。
1.2 基金的目的与用途1.2.1 目的权益保护基金的主要目的是为了保护投资者的合法权益，维护金融市场秩序，促进金融市场的健康发展。
1.2.2 用途权益保护基金主要用于赔偿投资者因金融机构违法行为而遭受的损失，支付投资者保护费用，以及基金管理人和监管机构规定的其他用途。
2024年股票投资者保护协议书模板
2024年股票投资者保护协议书模板甲方（投资者）：____地址：____乙方（投资顾问）：____地址：____鉴于甲方希望投资于股票市场，乙方作为专业的投资顾问，愿意提供投资咨询和相关服务。
双方本着平等自愿、诚实信用的原则，就甲方投资股票市场一事达成如下协议：第一条服务内容1.1 乙方应向甲方提供专业的投资咨询服务，包括但不限于股票市场分析、投资策略建议、风险评估等。
1.2 乙方应根据甲方的投资目标和风险偏好，为甲方提供个性化的投资建议。
1.3 乙方应定期向甲方提供投资报告，包括但不限于市场动态、投资组合表现等。
第二条甲方的权利和义务2.1 甲方有权要求乙方提供专业的投资咨询服务，并有权对乙方的服务提出合理要求。
2.2 甲方应按照乙方的建议进行投资操作，但甲方对最终的投资决策负责。
2.3 甲方应按时支付乙方的服务费用。
第三条乙方的权利和义务3.1 乙方有权根据提供的服务收取相应的服务费用。
3.2 乙方应保证所提供的服务内容真实、准确、完整，不得有虚假陈述或误导性信息。
3.3 乙方应保守甲方的商业秘密和个人隐私，不得泄露给任何第三方。
第四条服务费用及支付方式4.1 甲方应支付乙方的服务费用为____元，支付方式为____。
4.2 服务费用的支付时间为____。
第五条违约责任5.1 如甲方未按时支付服务费用，应向乙方支付违约金，违约金的计算方式为逾期支付金额的____%。
5.2 如乙方提供的服务内容存在虚假陈述或误导性信息，给甲方造成损失的，乙方应赔偿甲方因此遭受的直接经济损失。
第六条协议的变更和解除6.1 本协议的任何变更和补充均需双方协商一致，并以书面形式确认。
6.2 任何一方均可在提前____天书面通知对方的情况下解除本协议。
第七条争议解决7.1 本协议在履行过程中发生的任何争议，双方应首先通过友好协商解决。
7.2 如协商不成，任何一方均可向____仲裁委员会申请仲裁。
第八条其他8.1 本协议自双方签字盖章之日起生效，有效期为____年。
2024年企业投资者权益保护协议样本
20XX 标准合同模板范本PERSONAL RESUME甲方：XXX乙方：XXX2024年企业投资者权益保护协议样本本合同目录一览第一条：定义与解释1.1 合同主体1.2 合同标的1.3 合同日期1.4 合同生效条件第二条：投资者权益2.1 股权结构2.2 股份转让2.3 利润分配2.4 决策权与投票权第三条：企业治理结构3.3 高级管理层 appointment and removal3.4 决策程序第四条：信息披露与透明度4.1 定期报告4.2 重大事项披露4.3 股东大会通知4.4 信息查询与交流第五条：投资者关系5.1 投资者沟通5.2 投资者咨询5.3 投资者投诉处理5.4 投资者教育第六条：权益保护6.1 股东权益保护措施6.2 股东大会权益保护6.3 独立董事权益保护6.4 法律途径与争议解决第七条：股权激励计划7.1 激励对象7.2 激励方式7.3 激励计划制定与实施7.4 激励计划调整与终止第八条：企业社会责任8.1 社会责任承诺8.2 环境保护与可持续发展8.3 员工权益保护8.4 公益事业参与第九条：企业财务管理与审计9.1 财务报告真实性9.2 内部控制制度9.3 审计机构聘请与独立性9.4 财务审计与披露第十条：合同的变更、解除与终止10.1 变更条件10.2 解除与终止条件10.3 合同解除或终止后的权益处理10.4 合同解除或终止的法律后果第十一条：违约责任11.1 违约行为11.2 违约责任承担11.3 违约争议解决第十二条：争议解决12.1 争议类型12.2 协商解决12.3 调解解决12.4 仲裁或诉讼第十三条：法律适用与管辖13.1 合同适用法律13.2 合同签订地13.3 合同争议管辖第十四条：其他条款14.1 合同的签订、生效与份数14.2 合同的保密条款14.3 合同的附件14.4 合同的修订历史记录第一部分：合同如下：第一条：定义与解释1.1 合同主体甲方：（公司名称/个体工商户名称）乙方：（投资者名称/股东名称）1.2 合同标的本合同标的为甲方企业投资者权益保护协议，包括但不限于乙方的股权权益、利润分配权益、决策权与投票权等。
投资者权益保护基金协议范本2024版
20XX 专业合同封面COUNTRACT COVER甲方：XXX乙方：XXX投资者权益保护基金协议范本2024版本合同目录一览1. 投资者权益保护基金协议1.1 定义与术语解释1.1.1 投资者1.1.2 权益保护基金1.1.3 协议1.2 基金的设立与管理1.2.1 基金设立1.2.2 基金管理1.2.3 基金运用1.3 投资者的权利与义务1.3.1 投资者权利1.3.2 投资者义务1.4 权益保护基金的补充与调整1.4.1 基金补充1.4.2 基金调整1.5 协议的生效、变更与终止1.5.1 协议生效1.5.2 协议变更1.5.3 协议终止1.6 争议解决1.6.1 争议类型1.6.2 解决方式1.7 违约责任1.7.1 违约情形1.7.2 责任追究1.8 强制执行1.8.1 执行依据1.8.2 执行程序1.9 保密条款1.9.1 保密内容1.9.2 保密期限1.9.3 泄露后果1.10 法律适用与争议解决1.10.1 法律适用1.10.2 争议解决1.11 合同的签订与生效1.11.1 签订程序1.11.2 生效条件1.12 投资者权益保护基金的监督与检查 1.12.1 监督机构1.12.2 检查方式1.12.3 违规处理1.13 投资者权益保护基金的宣传与解释1.13.1 宣传材料1.13.2 解释义务1.13.3 信息披露1.14 附则1.14.1 附加条款1.14.2 修订历史1.14.3 签订日期第一部分：合同如下：第一条定义与术语解释1.1 投资者本协议所称投资者，是指根据中国法律、法规、规章和政策的规定，参与投资并持有股权、股份、债权或者其他投资权益的自然人、法人和其他组织。
1.2 权益保护基金本协议所称权益保护基金，是指为保障投资者权益，根据本协议设立并由管理委员会管理的基金。
1.3 协议本协议是指投资者权益保护基金协议，由投资者与管理委员会签订，并规定了双方的权利、义务和责任。
2024年版股东权益投资协议样本版A版
20XX 专业合同封面COUNTRACT COVER甲方：XXX乙方：XXX2024年版股东权益投资协议样本版A版本合同目录一览1. 定义与解释1.1 合同主体1.2 投资金额1.3 投资方式1.4 股权比例1.5 股东权益1.6 董事会席位1.7 经营管理1.8 利润分配1.9 信息披露1.10 合同解除1.11 争议解决1.12 法律适用1.13 合同生效1.14 合同附件第一部分：合同如下：第一条定义与解释1.1 合同主体甲方（投资者）：【甲方全称】乙方（被投资公司）：【乙方全称】1.2 投资金额甲方向乙方投资的总金额为人民币【投资金额】元整（大写：【投资金额】元整），占乙方本次增资后总股本的【股权比例】%。
1.3 投资方式甲方以货币方式向乙方投资，用于乙方的经营发展、技术研发和市场拓展等。
1.4 股权比例本次投资后，甲方持有乙方【股权比例】%的股权。
1.5 股东权益1.5.1 参与决策权：甲方有权参加乙方股东大会，并对乙方的重大事项发表意见和投票。
1.5.2 利润分配权：按照甲方的持股比例，享有乙方利润分配的权利。
1.5.3 股权转让权：甲方有权在符合法律法规和本协议约定的条件下，将其持有的乙方股权进行转让。
1.5.4 查阅权：甲方有权查阅、复制乙方的公司章程、财务报表、股东大会决议等文件。
1.5.5 优先购买权：在乙方发行新股或者进行增资时，甲方享有优先购买权。
1.6 董事会席位本次投资后，甲方有权指派【指派人数】名代表担任乙方董事会成员。
1.7 经营管理乙方应按照甲方的投资目的和经营计划，合法合规地进行经营管理。
甲方有权对乙方的经营管理进行监督和指导，并提出合理化建议。
1.8 利润分配1.8.1 税后利润分配：乙方在缴纳企业所得税后的净利润，按照甲方的持股比例进行分配。
1.8.2 特殊情况处理：如乙方发生亏损，甲方应按照实缴出资比例承担亏损。
1.9 信息披露乙方应按照法律法规和证券监管部门的要求，及时、准确、完整地向甲方披露公司经营状况、财务状况、重大事项等信息。
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Investor Rights Agreement(投资者权利协议)-The Company and the Investors are entering into a Series A Preferred Stock Purchase Agreement (the Series A Agreement) of even date herewith, pursuant to which the Company shall sell, and the Investors shall acquire, s hares of the Company’s Series A Preferred Stock (the Series A Preferred ). The shares of Series A Preferred are referred to collectively herein as the Shares.NOW, THEREFORE, in consideration of the mutual promises and covenants hereinafter set forth, the parties agree as follows:SECTION 1. RESTRICTIONS ON TRANSFERABILITY; REGISTRATION RIGHTS1.1 Certain Definitions. As used in this Agreement, the following terms shall have the following respective meanings:Commission shall mean the Securities and Exchange Commission or any other federal agency at the time administering the Securities Act.Conversion Shares means the Common Stock issued or issuable upon conversion of the Shares.Exchange Act shall mean the Securities Exchange Act of 1934, as amended, or any similar federal statute, and the rules and regulations of the Commission thereunder, all as the same shall be in effect at the time.Holder shall mean any Investor holding Registrable Securities and any person holding Registrable Securities to whom the rights under this Agreement have been transferred in accordance with Section 1.13 hereof. BBB(sb) shall be deemed to be a Holder, but only with respect to a registration effected pursuant to Section 1.6 below.Initiating Holders shall mean any Investors or transferees of Investors under Section 1.13 hereof who in the aggregate are Holders of not less than fifty percent (50%) of the Registrable Securities.The terms register, registered and registration refer to a registration effected by preparing and filing a registration statement in compliance with the Securities Act, and the declaration or ordering of the effectiveness of such registration statement.Registration Expenses shall mean all expenses incurred by the Company in complying with Sections 1.5, 1.6 and 1.7 hereof, including, without limitation, all registration, qualification and filing fees, printing expenses, escrow fees, fees and disbursements of counsel for the Company, blue sky fees and expenses, and the expense of any special audits incident to or required by any such registration (but excluding the compensation of regular employees of the Company which shall be paid in any event by the Company).Registrable Securities means any Common Stock of the Company issued or issuable in respect of the Shares or Conversion Shares or other securities issued or issuable with respect to the Shares or Conversion Shares upon any stock split, stock dividend, recapitalization, or similar event, or any Common Stock otherwise issued or issuable with respect to the Shares or Conversion Shares; provided, however, that shares of Common Stock or other securities shall only be treated as Registrable Securities if and so long as they have not been (A) sold to or through a broker or dealer or underwriter in a public distribution or a public securities transaction, or (B) sold in a transaction exempt from the registration and prospectus delivery requirements of the Securities Act under Section 4(1) thereof so that all transfer restrictions and restrictive legends with respect thereto are removed upon the consummation of such sale. The Common Stock held by Bezos shall be deemed Registrable Securities, but only with respect to a registration effected pursuant to Section 1.6 below, and subject to all limitations therein.Restricted Securities shall mean the securities of the Company required to bear the legend set forth in Section 1.3 hereof.Securities Act shall mean the Securities Act of 1933, as amended, or any similar federal statute and the rules and regulations of the Commission thereunder, all as the same shall be in effect at the time.Selling Expenses shall mean an underwriting discounts, selling commissions and stock transfer taxes applicable to the securities registered by the Holders and all fees and disbursements of counsel for the Holders (as limited by Section 1.8).1.2 Restrictions. The Shares and the Conversion Shares shall not be sold, assigned, transferred or pledged except upon the conditions specified in this Agreement, which conditions are intended to ensure compliance with the provisions of the Securities Act. The Investors will cause any proposed purchaser, assignee, transferee or pledgee of the Shares and the Conversion Shares to agree to take and hold such securities subject to the provisions and upon the conditions specified in this Agreement.1.3 Restrictive Legend. Each certificate representing (i) theShares, (ii) the Conversion Shares, and (iii) any other securities issued in respect of the securities referenced in clauses (i) and (ii) upon any stock split, stock dividend, recapitalization, merger, consolidation or similar event, shall (unless otherwise permitted by the provisions of Section 1.4 below) be stamped or otherwise imprinted with a legend in the form of Exhibit B attached hereto (in addition to any legend required under applicable state securities laws).Each Investor and Holder consents to the Company making a notation on its records and giving instructions to any transfer agent of the Restricted Securities in order to implement the restrictions on transfer established in this Section 1.1.4 Notice of Proposed Transfers. The holder of each certificate representing Restricted Securities, by acceptance thereof, agrees to comply in all respects with the provisions of this Section 1. Prior to any proposed sale, assignment, transfer or pledge of any Restricted Securities, unless there is in effect a registration statement under the Securities Act covering the proposed transfer, the holder thereof shall give written notice to the Company of such holder’s intention to effect such transfer, sale, assignment or pledge. Each such notice shall describe the manner and circumstances of the proposed transfer, sale, assignment or pledge in sufficient detail, and shall be accompanied at such holder’s expense by either (i) a written opinionof legal counsel who shall, and whose legal opinion shall be, reasonably satisfactory to the Company, addressed to the Company, to the effect that the proposed transfer of the Restricted Securities may be effected without registration under the Securities Act, or (ii) a no action letter from the Commission to the effect that the transfer of such securities without registration will not result in a recommendation by the staff of the Commission that action be taken with respect thereto, or (iii) any other evidence reasonably satisfactory to counsel to the Company, whereupon the holder of such Restricted Securities shall be entitled to transfer such Restricted Securities in accordance with the terms of the notice delivered by the holder to the Company. The Company will not require such a legal opinion or no action letter (a) in any transaction in compliance with Rule 144 or (b) in any transaction in which an Investor which is a partnership distributes Restricted Securities solely to partners thereof for no additional consideration. Each certificate evidencing the Restricted Securities transferred as above provided shall bear, except if such transfer is made pursuant to Rule 144, the appropriate restrictive legend set forth in Section 1.3 above, except that such certificate shall not bear such restrictive legend if, in the opinion of counsel for such holder and the Company, such legend is not required in order to establish compliance with any provisions of the Securities Act.1.5 Requested Registration.(a) Request for Registration. In case the Company shall receive from Initiating Holders a written request that the Company effect any registration, qualification or compliance with respect to the Registrable Securities, the Company will:(i) promptly give written notice of the proposed registration, qualification or compliance to all other Holders; and(ii) as soon as practicable, use its commercially reasonable efforts to effect such registration, qualification or compliance (including, without limitation, the execution of an undertaking to file post-effective amendments, appropriate qualification under applicable blue sky or other state securities laws and appropriate compliance with applicable regulations issued under the Securities Act and any other governmental requirements or regulations) as may be so requested and as would permit or facilitate the sale and distribution of all or such portion of such Registrable Securities as are specified in such request, together with all or such portion of the Registrable Securities of any Holder or Holders joining in such request as are specified in a written request received by the Company within thirty (30) days after receipt of such written notice from the Company; provided, however, that the Company shall notbe obligated to take any action to effect any such registration, qualification or compliance pursuant to this Section 1.5;(1) In any particular jurisdiction in which the Company would be required to execute a general consent to service of process in effecting such registration, qualification or compliance unless the Company is already subject to service in such jurisdiction and except as may be required by the Securities Act;(2) Prior to the earlier of (a) one year following the effective date of the first public offering of the Common Stock of the Company to the general public which is effected pursuant to a registration statement filed with and declared effective by, the Commission under the Securities Act (the Initial Public Offering ) or (b) the third anniversary of the date of this Agreement;(3) Unless not less than one half of the Registrable Securities then outstanding are included in the request for registration pursuant to Section 1.5(a) above;(4) After (i) the Company has effected two (2) such registrations pursuant to this subparagraph 1.5(a) and each suchregistration has been declared or ordered effective and remained effective for the period specified in Section 1.9(a) of this Agreement or (ii) after seven (7) years after the date hereof or five years after the closing of the Company’s Initial Public Offering, whichever is earlier; or(5) If the Company shall furnish to such Holders a Certificate, signed by the President of the Company, stating that in the good faith judgment of the Board of Directors it would be seriously detrimental to the Company or its shareholders for a registration statement to be filed in the near f uture, then the Company’s obligation to use its commercially reasonable efforts to register, qualify or comply under this Section 1.5 shall be deferred for a period not to exceed one hundred and twenty (120) days from the date of receipt of written request from the Initiating Holders; provided, however, that the Company may not utilize this right more than once in any twelve (12) month period.Subject to the foregoing clauses (1) through (5), the Company shall file a registration statement covering the Registrable Securities so requested to be registered as soon as practicable after receipt of the request or requests of the Initiating Holders.(b) Underwriting. In the event that a registration pursuant toSection 1.5 is for a registered public offering involving an underwriting, the Company shall so advise the Holders as part of the notice given pursuant to Section 1.5(a)(i). The right of any Holder to registration pursuant to Section 1.5 shall be conditioned upon such Holder’s participation in the un derwriting arrangements required by this Section 1.5 and the inclusion of such Holder’s Registrable Securities in the underwriting to the extent requested, to the went provided herein.The Company shall (together with all Holders proposing to distribute their securities through such underwriting) enter into an underwriting agreement in customary form with the managing underwriter selected for such underwriting by the Company (which managing underwriter shall be reasonably acceptable to a majority in interest of the Initiating Holders). Notwithstanding any other provision of this Section 1.5, if the managing underwriter determines that marketing factors require a limitation of the number of shares to be underwritten, then the Company shall so advise all Holders of Registrable Securities in writing and the number of shares of Registrable Securities that may be included in the registration and underwriting shall be allocated among all Holders thereof in proportion, as nearly as practicable, to the respective amounts of Registrable Securities held by such Holders at the time of filing the registration statement, provided, however, that the number of shares of Registrable Securities to be included in such underwriting shall not be reduced unless all other securities are first entirely excludedfrom the underwriting. No Registrable Securities excluded from the underwriting by reason of the underwriter’s marketing limitation shall be included in such registration. To facilitate the allocation of shares in accordance with the above provisions, the Company or the underwriters may round the number of shares allocated to any Holder to the nearest 100 shares.If any Holder of Registrable Securities disapproves of the terms of the underwriting, such person may elect to withdraw therefrom by written notice to the Company, the managing underwriter and the Initiating Holders. The Registrable Securities and/or other securities so withdrawn shall also be withdrawn from registration, and such Registrable Securities shall not be transferred in a public distribution prior to one hundred and eighty (180) days after the effective date of such registration.1.6 Company Registration.(a) Notice of Registration. If at any time or from time to time prior to the seventh anniversary of the date of this Agreement or the fifth anniversary of the Company’s Initial Public Offering, whichever is earlier, the Company shall determine to register any of its securities, either for its own account or the account of a security holder or holders other than (i) a registration relating solely toemployee benefit plans, or (ii) a registration relating solely to a Commission Rule 145 transaction, the Company will (but not more than five (5) times pursuant to this Section 1.6(a)):(i) promptly give to each Holder written notice thereof; and include in such registration (and any related qualification under blue sky laws or other compliance), and in any underwriting involved therein, all the Registrable Securities specified in a written request or requests made within fifteen (15) days after receipt of such written notice from the Company by any Holder, but only to the extent that such inclusion will not diminish the number of securities included by holders of the Company’s securities who have d emanded such registration pursuant to Section 1.5 hereof.(b) Underwriting. If the registration of which the Company gives notice is for a registered public offering involving an underwriting, the Company shall so advise the Holders as a part of the written notice given pursuant to Section 1.6(a)(i). In such event, the right of any Holder to registration pursuant to Section 1.6 shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of Registrable Securities in the underwriting, to the extent requested, to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall (together with the Company and the other holdersdistributing their securities through such underwriting) enter into an underwriting agreement in customary form with the managing underwriter selected for such underwriting by the Company. Notwithstanding any other provision of this Section 1.6, if the managing underwriter determines that marketing factors require a limitation of the number of shares to be underwritten, the managing underwriter may limit the number of Registrable Securities to be included in the registration and underwriting (up to the exclusion of all Registrable Securities in the event of t he Company’s initial public offering), on a pro rata basis based on the total number of securities (including, without limitation, Registrable Securities) entitled to registration pursuant to registration rights granted to the participating Holders by the Company; provided, however, that if such offering is not the initial offering of shares to the public, no such reduction may reduce the number of securities being sold by the Holders to less than fifteen percent (15%) of the shares being sold in such offering. To facilitate the allocation of shares in accordance with the above provisions, the Company or the underwriters may round the number of shares allocated to any Holder or other holder to the nearest 100 shares. If any Holder or other holder disapproves of the terms of any such underwriting, he or she may elect to withdraw therefrom by written notice to the Company and the managing underwriter. Any securities excluded or withdrawn from such underwriting shall be withdrawn from such registration, and shall not be transferred in a public distribution prior to one hundred twenty (120) days after the effective date of the registration statement relating thereto.(c) Right to Terminate Registration. The Company shall have the right to terminate or withdraw any registration initiated by it under this Section 1.6 prior to the effectiveness of such registration, whether or not any Holder has elected to include securities in such registration.1.7 Registration on Form S-3.(a) Notwithstanding the restrictions of Section 1.6 above, if any Holder or Holders of not less than twenty percent (20%) of the Registrable Securities requests that the Company file a registration statement on Form S-3 (or any successor form to Form S-3) for a public offering of shares of the Registrable Securities, the reasonably anticipated aggregate price to the public of which, net of underwriting discounts and commissions, would exceed $ _________, and the Company is a registrant entitled to use Form S-3 to register the Registrable Securities for such an offering, the Company shall use its commercially reasonable efforts to cause such Registrable Securities to be registered for the offering on such form. The Company will (i) promptly give written notice of the proposed registration to all other Holders, and (ii) as soon as practicable, use its commercially reasonable efforts to effect such registration(including, without limitation, the execution of an undertaking to file post-effective amendments, appropriate qualification under applicable blue sky or other state securities laws and appropriate compliance with applicable regulations issued under the Securities Act and any other governmental requirements or regulations) as may be so requested and as would permit or facilitate, the sale and distribution of all or such portion of such Registrable Securities as are specified in such request, together with all or such portion of the Registrable Securities of any Holder or Holders joining in such request as are specified in a written request received by the Company within fifteen (15) days after receipt of such written notice from the Company. The substantive provisions of Section 1.5(b) shall be applicable to each registration initiated under this Section 1.7.(b) Notwithstanding the foregoing, the Company shall not be obligated to take any action pursuant to this Section 1.7: (i) in any particular jurisdiction in which the Company would be required to execute a general consent to service of process in effecting such registration, qualification or compliance unless the Company is already subject to service in such jurisdiction and except as may be required by the Securities Act; (ii) during the period starting with the date sixty (60) days prior to the Company’s estimated date of filing of and ending on the date six (6) months immediately following the effective date of, a registration statement (other than with respect toa registration statement relating to a Rule 145 transaction, an offering solely to employees or any other registration which is not appropriate for the registration of Registrable Securities), provided that the Company is actively employing in good faith all reasonable efforts to cause such registration statement to become effective; (iii) after the Company has effected three (3) such registrations pursuant to this Section 1.7 and each such registration has been declared or ordered effective and has remained effective for the period specified in Section 1.9(a) of this Agreement; (iv) after seven (7) years after the date of this Agreement or five (5) years after the closing of the Company’s Initial Public Offering, whichever is earlier; or (v) if the Company shall furnish to such Holder a certificate signed by the President of the Company stating that, in the good faith judgment of the Board of Directors, it would be seriously detrimental to the Company or its shareholders for registration statements to be filed in the near future, then the Company’s obligation to use its best efforts to file a registration statement shall be deferred for a period not to exceed one hundred twenty (120) days from the receipt of the request to file such registration by such Holder or Holders; provided, however, that the Company may not utilize this right more than once in any twelve (12) month period.1.8 Expenses of Registration. All Registration Expenses incurred in connection with any registration pursuant to Sections 1.5 and 1.6 and the reasonable cost of one special legal counsel torepresent all of the Holders together in any such registration shall be borne by the Company. All Registration Expenses incurred in connection with any registration pursuant to Section 1.7 of this Agreement and the cost of any counsel for the Holders in any such registration shall be borne by the Holders pro rata according to the number of Registrable Securities included by them in such registration. If a registration proceeding is begun upon the request of Initiating Holders pursuant to Section 1.5, but such request is subsequently withdrawn, then the Holders of Registrable Securities to have been registered may either: (i) bear all Registration Expenses of such proceeding, pro rata on the basis of the number of shares to have been registered, in which case the Company shall be deemed not to have effected a registration pursuant to subparagraph 1.5(a) of this Agreement; or (ii) require the Company to bear all Registration Expenses of such proceeding, in which case the Company shall be deemed to have effected a registration pursuant to subparagraph 1.5(a) of this Agreement. Notwithstanding the foregoing however, if at the time of the withdrawal, the Holders have learned of a material adverse change in the condition, business or prospects of the Company from that known to the Holders at the time of their request, then the Holders shall not be required to pay any of said Registration Expenses. In such case, the Company shall be deemed not to have effected a registration pursuant to subparagraph 1.5(a) of this Agreement. Unless otherwise stated, all other Selling Expenses relating to securities registered on behalf of the Holders shall be borne by the Holders of the registered securities included in suchregistration pro rata on the basis of the number of shares so registered.1.9 Registration Procedures. In the case of each registration, qualification or compliance effected by the Company pursuant to this Section 1, the Company will keep each Holder advised in writing as to the initiation of each registration, qualification and compliance and as to the completion thereof. The Company will:(a) Prepare and file with the Commission a registration statement with respect to such securities and use its best efforts to cause such registration statement to become and remain effective until the distribution described in the registration statement has been completed, but in no event longer than sixty (60) days; and(b) Prepare and file with the Commission such amendments and supplements to such registration statement and the prospectus used in connection with such registration statement as may be necessary to comply with the provisions of the Act with respect to the disposition of all securities covered by such registration statement.(c) Furnish to the Holders participating in such registration andto the underwriters, if any, of the securities being registered such reasonable number of copies of the registration statement, preliminary prospectus, final prospectus and such other documents as such underwriters may reasonably request in order to facilitate the public offering of such securities.(d) Use its best efforts to register and qualify the securities covered by such registration statement under such other securities or Blue Sky laws of such jurisdictions as shall be reasonably requested by the Holders; provided that the Company shall not be required in connection therewith or as a condition thereto to qualify to do business or to file a general consent to service of process in any such states or jurisdictions, unless the Company is already subject to service in such jurisdiction and except as may be required by the Act.(e) In the event of any underwritten public offering, enter into and perform its obligations under an underwriting agreement, in usual and customary form, with the managing underwriter of such offering. Each Holder participating in such underwriting shall also enter into and perform its obligations under such an agreement.(f) Notify each Holder of Registrable Securities covered bysuch registration statement at any time when a prospectus relating thereto is required to be delivered under the Act of the happening of any event as a result of which the prospectus included in such registration statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.(g) Cause all such Registrable Securities registered pursuant hereunder to be listed on each securities exchange or other trading market on which similar securities issued by the Company are then listed.(h) Provide a transfer agent and registrar for all Registrable Securities registered pursuant hereunder and a CUSIP number for all such Registrable Securities, in each case not later than the effective date of such registration.(i) Use its best efforts to furnish, at the request of any Holder requesting registration of Registrable Securities pursuant to this Section 1, on the date that such Registrable Securities are delivered to the underwriters for sale in connection with a registration pursuant to this Section 1, if such securities are being sold throughunderwriters, (i) an opinion, dated such date, of the counsel representing the Company for the purposes of such registration, in form and substance as is customarily given to underwriters in an underwritten public offering, addressed to the underwriters, if any, and to the Holders requesting registration of Registrable Securities and (ii) a letter dated such date, from the independent certified public accountants of the Company, in form and substance as is customarily given by independent certified public accountants to underwriters in an underwritten public offering, addressed to the underwriters, if any, and to the Holders requesting registration of Registrable Securities.1.10 Indemnification.(a) The Company will indemnify each Holder, each of its officers and directors and partners, and each person controlling such Holder within the meaning of Section 15 of the Securities Act, with respect to which registration, qualification or compliance has been effected pursuant to this Section 1, and each underwriter, if any, and each person who controls any underwriter within the meaning of Section 15 of the Securities Act, against all actual out-of-pocket expenses, claims, losses, damages or liabilities (or actions in respect thereof), including any of the foregoing incurred in settlement of any litigation, commenced or threatened, arising out of or based on any。