经济金融类SCI、SSCI、EI期刊介绍和写作规范2

作 者
• 作者： 唯一标识（统一性），无职位信息，指明通讯作者 * 确认所有作者都对文章作出了贡献，并同意发 表文章 * 作者排序 * * 第一作者是对数据收集和分析以及论文 撰写负有主要责任的人； * * 位列中间者的顺序则视其对研究所做出 的贡献而定； * * 最后一位作者 最后一位作者，通常是有学术地位的研 究人员，对整个研究负有责任 * * 通讯作者的排名是不重要的 通讯作者的排名是不重要的，但一旦选 择成为了通讯作者，就要对这篇文章在审阅过程中的所有通信 交流质询做出负责的回应。 • 作者机构：所有作者的机构信息
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The abstract of “Housing, Consumption, and Asset Pricing”, by Piazzesi ect., Journal of Financial Economics(JFE), 2007
关键词 Key words
• 不要选择范围太大的词 • 正文里不会出现的词，不要用作关键词 • 若使用缩写词，必须是业内公认的
• An intertemporal model for the captal market is deduced from the portfolio selection behavior by an arbitrary number of investors who act so as to maximize the expected utility of lifetime consumption and who can trade continuously in time( 研 究 方 法 —— 模 型 ). Explicit demand functions for assets are derived, and it is shown that, unlike the one-period model, current demands are affected by the possibility of uncertain changes in future investment opportunities(主要结论之一). After aggregating demands and requiring market clearing, the equilibrium relationships among expected returns are derived, and contrary to the classical capital asset pricing model, expected returns on risky assets may differ from the riskless rate even when they have no systematic or market risk (主要结论 之二).
Econometrica,1973; Household Finance, by Campell, the Journal of Finance(JF) , 2006; Housing, Consumption, and Asset Pricing, by Piazzesi ect., Journal of Financial Economics(JFE), 2007; (2) Housing Wealth and Consumption Growth: Evidence from a Large Panel of Households, by Gan, Review of Financial Studies(RFS), 2010; Housing collateral, consumption insurance, and risk premia: An empirical perspective, by Lustig and Van Nieuwerburgh,JPE,2005; (3)The Macroeconomic Effects of Housing Wealth, Housing Finance, and Limited Risk-Sharing General Equilibrium, by Favilukis and Ludvigson, NBER Working pape,2010. (4) Why Do U.S. Firms Hold so Much More Cash than They Used To? By Bates ect., JF,2009.
摘要
摘要是论文的缩微——做了什么，得到了哪些重要结 果 组成部分： 组成部分 • 简要介绍文章的研究目的 • 主要方法和数据的简要描述 • 关键结论的简要描述 注意： 注意 • 不要涉及太多的细节 • 不超过300字
三种论文的摘要
• 规范分析的论文摘要
• Case 1: The abstract of “Intertemporal Capital Asset Pricing Model”，by Merton, Econometrica,1973
SCI、SSCI经济金融类期刊介绍 和写作规范
周海林 学院 安徽财经大学金融
论文的结构
• • • • • 题目(tile) 作者(authors) 摘要(abstract) 关键词(key words) 正文 *引言(introduction) *方法(methodology) *结果和讨论(results and discussion) *结论(conclusions) • 致谢(acknowledgement) • 参考文献(reference) • 补充材料(supporting materials)
Leabharlann Baidu
标题、作者和单位 Title, authors and affiliation
• 题目：简洁、清楚、充分地表达文章内容，避免无意义的词 题目：简洁、清楚、充分地表达文章内容， • 例： (1) Intertemporal Capital Asset Pricing Model，by Merton,
• This article uses a large panel dataset that tracks the housing wealth and credit card spending of 12,793 individuals in Hong Kong to study the relationship between housing wealth and household consumption(介绍数据和研究目的). I identify a significant effect of housing wealth on consumption(发现了一个结果).A pure wealth effect can explain part of the sensitivity: households with multiple houses have much stronger consumption responses ( 主 要 结 论 1). Consistent with a relaxation of the credit constraints, mortgage refinancing significantly increases households’ consumption sensitivities. However, for the majority of the households that do not refinance, consumption sensitivity appears to be due to a reduction in precautionary saving(主要结论2).
实证分析论文
组成部分： • 1）理论基础 • 2）数据 • 3）方法 • 4）结果 • 5）讨论 • 注意：不能对数据或结果弄虚作假！！！
引言 Introduction
论述问题、研究目的及研究方法，通常不要说明结论，不要展开讨论或 进行总结 • 引用本领域经典的、重要的及最新的著作（也可以不介绍文献，专门用 一部分介绍“文献回顾”或“相关工作”） • 最后，介绍论文的结构 研究的重要性 • ฀ What is the problem? • ฀ Are there any existing solutions? • ฀ Which is the best? • ฀ What is its main limitation? • ฀ What do you hope to achieve? 评审人员评审角度 • ฀ 有效性、论述清楚、内容组织 • ฀ 是否包含相关重要的文献 • 一个例子： “ Income Risk, Borrowing Constraints and Portfolio Choice”, by Gusio etc., American Economic Review(AER),1996. •
模型、结果、讨论和结论
Methodology, results , discussion and conclusions 规范分 析论文
五个基本组成部分： • (1) 界定经济环境； • (2) 设定行为假设； • (3) 给出制度安排； • (4) 选择均衡结果； • (5)进行评估比较。 引自“现代经济学的基本分析框架与研究方法 ”， 田国强，经济研究，2004. 一个例子： Intertemporal Capital Asset Pricing Model，by Merton, Econometrica,1973。
• 规范+实证论文的摘要：
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This paper considers a consumption-based asset pricing model where housing is explicitly modelled both as an asset and as a consumption good(介绍模型的特征). Nonseparable preferences describe households’ concern with composition risk, that is, fluctuations in the relative share of housing in their consumption basket( 结 论 之 一 ). Since the housing share moves slowly, a concern with composition risk induces low frequency movements in stock prices that are not driven by news about cash flow. Moreover, the model predicts that the housing share can be used to forecast excess returns on stocks(结论之二). We document that this indeed true in the data (做了实证工作). The presence of composition risk also implies that the riskless rate is low which further helps the model improve on the standard CCAPM (结论之三).
• 实证分析论文的摘要
• Case 2: The abstract of “Housing Wealth and Consumption Growth: Evidence from a Large Panel of Households”, by Gan, Review of Financial Studies(RFS), 2010