公司资料 Company Information

本人 / 吾等声明及承认已小心阅读、明白并同意户口款项常设授权之所有内容
I / We declare and acknowledge that I / We have read carefully, understood and agreed the contents contained in Client Money Standing Authority.
Investment Objective
稳健 □
Conservative
收益 □
Income
资本增长 对冲 □
Capital Gain □
Hedging
其他 □
Others ______________________________
投机 □
ion
投资经验年期 3
Years of Experience in Investment
关于风险披露声明及提供准确资料的确认
本人 吾等声明及承认 Acknowledgement regarding Risk Disclosure Statement and Accuracy of Information Provided /
I
/ We 1
本de人clar/e吾an等d 承ac认kn已ow收led到ge一th份at条款及守则，完全明白内容，并同意受其约束﹔
职□ 员是/ 代Ye理s 人的名称
Name of employee / agent
关系
Relationship
否 □ No
4 客户的公司集团内任何成员是否东方期货(香港)有限公司客户？
Is there any member of your Group of Companies a client of Orient Futures (Hong Kong) Limited?
如与 栏提供之电邮地址不同 ( A
, if any difference in Personal Information)
F. 获授本权公人司仕现授A权ut下ho列ri人ze士d代Pe表rs本on公s司以书面或口头发出与本账户有关的指示 The following person(s) is or are authorized on behalf of the Company to give written and / or oral instructions
□ HK $ 500,000 - HK $ 1,000,000
□ HK $ 1,000,001 - HK $ 3,000,000
根据最近的审计账目，净资产 2
Net Asset based on the latest audited accounts as at
少于 □
Less than HK $ 1,000,000
I / We acknowledged receipt of a copy of the Terms and Conditions, fully understand all of them and agree to be bound by them and
2 有关方面已按照本人 / 吾等选择的语言 ( 英文或中文 ) 向本人 / 吾等提供条款及守则及相关之风险披露声明； The Terms and Conditions and risk disclosure statement were provided to me / us in a language of my / our choice ( English or Chinese ) and
ID. Card / Passport
身份证号码 / 护照
ID. Card / Passport
12 电邮地址 E-mail address
地址
Address
地址
Address
地址
Address
地址
Address
地址
Address
百分比 (%)
Percentage
百分比 (%)
Percentage
百分比 (%)
是 □ Yes 账户名称 Account Name
账户编号 Account No.
否 □ No
OFHKL_FORM_C-S-v2011-02 2
客户确认及承诺 H.
Client Declaration and Acknowledgement
只适用于户口款项常设授权
For Client Money Standing Authority only
4 在本此开开户户申申请请内内所所提提供供的的资资料料。全部均为真实、完整正确。东方期货(香港)有限公司获授权随时联络任何人，包括客户的银行、经纪 或任何信用调查机构，藉以核实 The information on this Account Application is true, complete and correct. Orient Futures (Hong Kong) Limited is authorized at any time to contact anyone, including client's banks, brokers or any credit agency, for the purpose of verifying the information provided on this Account Application.
是 □ Yes
否 □ No 姓名 Name
账户的最终实益拥有人是 The ultimate beneficial owner(s) is / are
地址 Address
护照 / 身份证号码 / 签发地点
Passport / ID No. / Place of issue
2 贵公司是否有任何董事或股东是根据证监条例登记之持牌法团之雇员？
期货账户 FUTURES ACCOUNT
公司资料 A.
Company Information
1 公司名称
Company Name
3 注册日期及地方 Date and Place of Incorporation
4 授权股本 Authorized Capital
香港 中环 德辅道中 68 号 万宜大厦 24 楼 2404-2407 室
除客户另行指示外，客户的款项将会被转入下列银行账户 Unless otherwise instructed by Client, all funds payable to Client will be credited to the following bank account
银行 Bank
账户名称 Account Name
Percentage
百分比 (%)
Percentage
财政状况 B.
Financial Situation
根据最近审计的账目，盈利 亏损数额 1
/
Profit / loss after tax based on the latest audited accounts as at
少于 □
Less than HK $ 500,000
分行 Branch 账户类别 Account Type(s)
储蓄 往来 □
Saving □
Current
帐户号码 Account Number
其他 □
Others
确认收取帐户电子结单 E.
E-Statements Collection Confirmation
□ 本人 / 吾等同意交易确认通知和帐户结单将透过电邮递送至我的电邮地址 Client agreed that trading confirmations and Statements to be sent to my E-MAIL address
□ 没有 Nil
一至五年 □
1-5 years
五至十年 □
5-10 years
超过十年 □
Over 10 years
OFHKL_FORM_C-S-v2011-02 1
银行资料 D.
Bank Reference
银行帐户纪录 只供存款用途 (
) BANK ACCOUNT RECORD ( For funds deposit only )
Does the client have the following investment experience
香港上市股票 □
HK Listed Stocks
香港期货和期权 □
HK Futures & Options
金银 □
Bullion
外汇及商品 □
Forex & Commodity
投资目的 2
姓名
Name
11 传真号码 Fax No.
地址
Address
地址
Address
地址
Address
地址
Address
身份证号码 / 护照
ID. Card / Passport
身份证号码 / 护照
ID. Card / Passport
身份证号码 / 护照
ID. Card / Passport
身份证号码 / 护照
姓名
Name 1
身份证/ 护照号码
ID. Card / Passport No.
职位
Position
联络电话
Tel. No.
签名式样
Specimen Signature
2
3
4
客户声明 G.
Client Statement
1 公司是否相关账户的最终收益所有者﹖
Is the Company the ultimate beneficial owner(s) in relation to the Account?
Is there any of the Company's director or shareholder an employee of a licensed corporation under the Securities and Futures Ordinance?
有关是持牌法团名称是 □ Yes
9 主要辨事处地址 Principal business address
10 办公室电话 Business Phone No.
主要股东 13
Major Shareholders
姓名
Name
姓名
Name
姓名
Name
姓名
Name
董事 14
Directors
姓名
Name
姓名
Name
姓名
Name
姓名
Name
Unit 2404-2407 24/F 68 Des Voeux Road Central, Hong Kong
电话 传真 Tel: (852) 3519 1188
Fax: (852) 2259 9188
证监会持牌法团编号 CE No.: AWD036
公司开户申请书 Corporate Account Application Form
只适用于伦敦金属交易所商品交易
For LME Commodity Trading only
本人 / 吾等声明及承认已小心阅读、明白并同意伦敦金属交易所商品交易同意书之所有内容。
I / We declare and acknowledge that I / We have read carefully, understood and agreed the contents contained in LME Commodity Trading Agreement.
3 本人 / 吾等承认已收到一份相关之风险披露声明之副本及已获邀阅读风险披露声明、提出问题及征求独立意见 ( 如本人 / 吾等有此意愿)； I / We acknowledged receipt of risk disclosure statement and circular relating to personal data ( privacy ) ordinance and was / were invited to read the risk disclosure statement, to ask questions and take independent advice if I / We wish and
□ HK $ 1,000,000 - HK $ 5,000,000 □ HK $ 5,000,001 - HK $ 10,000,000
多于 □
Over HK $ 3,000,000
多于 □
Over HK $ 10,000,000
投资经验 C.
Investment Experience
客户是否已有下列投资经验 1
The name of the related licensed corporation is
否 □ No
3 公司是否有董事或股东是东方期货(香港)有限公司或其联营公司的雇员 / 代理人？
Is there any of the Company's director or shareholders an employee or agent of Orient Futures (Hong Kong) Limited or its associated companies?
客户号码 Account No.: 日期 Date:
2 公司性质 Nature of Business 5 发行股本 Paid-up Capital
6 注册证书号码 Certificate of Incorporation No.
7 商业登记号码 Business Registration No.
8 注册地址 Registered address