英汉证券投资学术语

英汉证券投资学术语Aactive portfolio strategy积极的投资组合策略actual margin实际保证金advance-decline line腾落指标advance-decline ratio涨跌比率American option美式期权announcement date宣布日anticipated term structure hypothesis期限结构预期说arbitrage pricing theory套价理论arbitrage pricing theory套利定价理论arbitrage pricing theory资本资产套价理论arbitrageur套利者arbitrageur套期图利者arbitrage套利arch yield curve拱收益率曲线ascending triangles pattern上升直角三角形at the money价平authorizing system核准制Bbalanced funds 平衡型基金balance of payments国际收支balance sheet资产负债表basis risk基差风险bear market熊市bearish 行情看跌behavioral assets pricing model行为资本资产定价理论behavioral portfolio theory行为组合理论Behavioural Finance行为金融学bond indexing债券指数化bond债券bonus share红股book value账面价值broker/dealer 券商bull market牛市buy shot买空buy-and-hold strategy购买并持有策略C calendar effects日历效应call option看涨期权call provision赎回条款candle stick line蜡烛线capital asset pricing model资本资产定价模型capital market line资本市场线cash account资金账户cash dividend现金股息cash flow现金流量cash ratio现金比率CDP逆势操作系统clearing house结算所close position平仓closed-end fund封闭型基金coincident indicators同步指标commission broker佣金经纪商common stock普通股票compound interest bond复利债券constant growth model不变增长模型contract investment fund契约型投资基金conversion discount转换贴水conversion maturity转换期限conversion parity price转换平价conversion premium转换升水conversion price转换价格conversion ration转换比例conversion value转换价值convertible bond可转换债券convertible preferred stock可转换优先股票convexity凸性corporate bond公司债券corporate investment Fund公司型投资基金correlation coefficient相关系数cost of carry持有成本coupon bond附息债券covariance effect协方差效应covariance协方差credit rating信用评级credit risk信用风险credit trade信用交易cross-border bond外国债券cum rights含权cumulative preferred stock累积优先股票currency futures货币期货currency reserve外汇储备current ratio流动比率current yield当前收益率cyclical industry周期型行业Ddebt ratio负债比率debt—equity ratio股东权益比率defensive industry防守型行业depositary receipts，DR存托凭证descending triangles pattern下降直角三角形direct investments直接投资direct issue直接发行directional movement index趋向指标discount bond贴现债券dividend payout ratio股息发放率dividend policy派息政策dividend股息dividend红利/股息domestic bond国内债券double tops and bottoms双重顶和双重底Dow Theory道氏理论duration 久期Eeconomic cycle经济周期economic growth经济增长economic value added,EVA经济增加值efficient market hypothesis，EMH有效市场假说ETF（Exchange Traded Funds）交易型开放式指数基金Euro bonds欧洲债券European option欧式期权exchange rate汇率ex-dividend date除息日ex-dividend除息exercise price履约价格exercise value履约价值expected return预期收益ex-right date除权日ex-right除权Fface value票面价值financial analysis财务分析financial bond金融债券financial derivative instruments金融衍生工具financial institutions金融机构fiscal policy财政政策Fisher's Index费雪指数fixed asset turnover固定资产周转率flags formation旗形floating rate bond浮动利率债券floor broker场内经纪商fund management基金管理fundamental analysis基本分析futures contract期货合约futures trading期货交易Ggap缺口gross profit margin毛利率growth industry增长型行业Hhead and shoulders bottom pattern头肩底head and shoulders top pattern头肩顶hedging套期保值holding period return持有期收益率Iimmunization strategy免疫策略imperfect competition不完全竞争in the money价内indexing指数法策略indifference curve无差异曲线indirect investments间接投资indirect issue间接发行individual investors个人投资者inflation risk通货膨胀风险initial margin初始保证金initial public offerings，IPOS首次公开发行institutional investors机构投资者interest coverage已获利息倍数interest rate futures利率期货interest rate risk利率风险interest term structure利率期限结构international bond国际债券international capital flow国际资本流动International Organization of Securities Commissions，IOSCO国际证监会组织intrinsic value内在价值inventory turnover存货周转率inverse yield curve反收益率曲线investment bank投资银行investment grade bond投资级债券investment投资issue price发行价格JJensen’ S performance index詹森业绩指数KLlagging indicators滞后指标Laspeyre index拉斯贝尔指数last trading day最后交易leading indicators先导性指标leader manager 牵头经理人liability funding strategies负债融资策略liquidation value清算价值liquidity preference hypothesis流动性偏好说LOF（Listed Open-ended Funds）上市开放式基金long position多头low-price-earnings-ratio effect低市盈率效应Mmargin call保证金通知margin trading保证金交易margin collateral保证金market capitalization市价总额market interest rate市场利率market order市价委托market price市场价格market risk市场风险mark-to-market逐日盯市merchant bank商人银行merger and acquisition兼并收购merger and acquisition收购兼并modern portfolio theory现代证券投资理论modified duration修正的持续期monetary indicator s货币指标monetary policy货币政策monopoly完全垄断moods人气Moody’s Investor Services Inc. 穆迪投资服务公司moving average line移动平均线m oving average移动平均线MTM动量指标multi—step growth model多元增长模型municipal bond市政债券NNASDAQ Composite纳斯达克综合指数near term trend 短暂趋势neck line颈线neglected-firm effect被忽略的公司效应net asset value per share每股净值net value资产净值Nikkei Index日经股价指数nominal rate of return名义收益率nominal yield票面收益率nonconvertible preferred stock不可转换优先股票noncumulative preferred stock非累积优先股票nonparticipating preferred stock非参与优先股票normal yield curve正收益率曲线NYSE Composite Index纽约股票交易所指数OOBV能量潮offset对冲oligopoly寡头垄断open position建仓open-end fund开放型基金operating risk，business risk经营风险option contract期权合约option premium期权费option期权order driven指令驱动OSE震荡量指标out of the money价外over bought & over sold超买超卖指标PPaasche Index帕氏指数par yield curve平收益率曲线participating preferred stock参与优先股票passive portfolio strategy消极的投资组合策略payment date派息日perfect competition完全竞争portfolio management证券组合管理position limit限仓制度preemptive right优先认股权preferred stock优先股票price discovery价格发现price index物价指数price limit涨跌停板制price priority价格优先price-earning ratio市盈率primary market一级市场primary trend主要趋势private placement私募发行proprietary trading自营prospectus招股说明书psychological line心理线public issue公募发行put option看跌期权QQFII(Qualified Foreign Institutional Investors)合格的境外机构投资者qualitative analysis定性分析quantitive analysis量因分析quick ratio速动比率Rrandom walk随机漫步real rate of return实际收益率receivables turnover应收账款周转率registering system注册制replicating portfolio复制性投资组合resistance line阻力线return on assets资产收益率return on net asset净资产收益率return on total capital投资收益率reversal patterns反转形态rights issue/offering 配股risk premium风险补偿、风险溢价road show路演rounding top and bottom patterns圆形顶和圆形底RSI relative strength index相对强弱指标Ssecondary trend次级趋势securities corporation证券公司securities exchange证券交易所securities investment fund证券投资基金securities investment证券投资securities issuer证券发行者securities issuing market证券发行市场securities有价证券security account证券账户security market line证券市场线segmented market hypothesis市场分割说sell shot卖空semi-strong form半强式有效形式sentiment indictors人气指标settlement结算Sharper’ S performance index夏普业绩指数Shell company空壳公司short position空头simple interest bond单利债券small-firm effect小公司效应specialist专业经纪商speculation grade bond投机级债券speculator投机者spot trade现货交易Standard & Poors Index普尔股票价格指数statement of cash flows现金流量表stock dividend股票股息stock futures股票期货stock index futures股票指数期货stock price index股价指数stock split股票分割stock, share, equity股票、股权stop loss limit order停止损失限价委托stop loss order停止损失委托strike price执行价；行使价strong form强式有效形式structured portfolio strategy结构化投资组合策略support line支撑线symmetrical triangles pattern对称三角形systematic risk系统风险Ttax swap税收掉期technical analysis技术分析time priority时间优先time value时间价值total asset turnover总资产周转率total risk总风险treasury bill短期国债treasury bond长期国债treasury note中期国债treasury/government bond国库券/政府债券trend line趋势线Treynor’ Sperformance Index特雷诺业绩指数triple tops and bottoms三重顶和三重底trustee信托受托人Uunderwriter证券承销商underwriting syndicate承销团,推销集团unsystematic risk非系统风险Vventure capital风险基金volatility波动volume ratio成交量比率volume成交量Wweak form弱式有效形式wedge formation楔形WMS％R威康指标Yyield curve收益率曲线yield to-maturity 到期收益率Zzero-coupon bond零息债券。