Articles(冠词)的用法

Used with permission from the RPI Writing Center by John R. Kohl
Introduction
The articles a, an, and the are difficult for many non-native speakers of English to learn to use properly. Some of the rules that govern article usage are very subtle; only years of experience with the language will enable you to understand and apply these rules. However, Table 3 will help you eliminate many errors in article usage from your writing.
In order to use Table 3, however, you have to understand two concepts: countability and definiteness. These concepts are explained in detail below. The last part of this handout discusses article usage with proper nouns as well as the difference between a and an. At the very end of the handout is an exercise that you can do to test your understanding.
Countability
Countable nouns refer to people, places, or things that can be counted (one dollar/two dollars, one house, two houses). They [these countable nouns] can always be made plural--usually by adding -s or some other variation of the plural ending, e.g.
student(s), countri(es), child(ren). A few words are the same in both the singular and plural forms (deer, sheep).
Uncountable nouns often refer to food, beverages, substances, or abstractions (meat, tea, steel, information); some uncountable nouns (but not the abstract ones) can be made countable by adding a count frame in front of them (two gallons of milk, six blocks of ice, a bar of soap, a bunch of celery).
Unfortunately, there is no clear-cut distinction between countable and uncountable nouns. Some nouns can be both countable and uncountable even without adding count frames. For example, as an uncountable noun, experience refers to abstract knowledge or skill that can be gained by observing or participating in events. As a singular or plural countable noun (experience/experiences), the word experience refers to a particular instance (or instances) of participation in events. Similarly, the uncountable noun glass is a substance made from silicates; a glass (singular) is something you drink from; and glasses (plural) are frames containing lenses that correct imperfect vision.
There are other exceptions to the countable/uncountable distinction as well. Moreover, a noun that is countable in your native language may be uncountable in English, and vice-versa. For example, soap
is countable in Spanish but uncountable in English. However, as long as you are aware of these differences they probably will not cause you much difficulty.
LEARNING HINT #1: The best thing to do is to memorize some of the most frequently occurring uncountable nouns (shown in Table 1 below), and to look up other nouns in a dictionary if you are not sure whether they are countable or uncountable. If your dictionary does not indicate whether nouns are countable or uncountable, then you should consult another dictionary, such as The Oxford Advanced Learner's Dictionary.
In the Oxford dictionary, nouns are countable unless they are designated by the letter [u]. If a noun can be either countable or uncountable (with different definitions, as in the examples given above), then the uncountable definitions are preceded by [u], and the countable definitions are preceded by [c], as in the following example:
ad-ven-ture n. 1 [c] a strange or unusual happening (The explorer told the boys about his adventures in the Arctic). 2 [u] risk; danger (Robin Hood lived a life of adventure).
Table 1: Some Common Uncountable English Nouns
∙Food and Drink:bacon, beef, beer, bread, broccoli,
butter, cabbage, candy, cauliflower, celery, cereal,
cheese, chicken, chocolate, coffee, corn, cream,
fish, flour, fruit, ice cream, lettuce, meat, milk, oil,
pasta, rice, salt, spinach, sugar, tea, water, wine,
yogurt
∙Nonfood Substances: air, cement, coal, dirt,
gasoline, gold, ice, leather, paper, petroleum,
plastic, rain, rubber, silver, snow, soap, steel, wood,
wool.
∙Abstract nouns:advice, anger, beauty, confidence,
courage, employment, fun, happiness, health,
honesty, information, intelligence, knowledge, love,
poverty, satisfaction, truth, wealth
∙Others: biology (and other areas of study), clothing,
equipment, furniture, homework, jewelry, luggage,
lumber, machinery, mail, money, news, poetry,
pollution, research, scenery, traffic, transportation,
violence, weather, work
Definiteness
A noun is definite if it refers to something specific that is known to both the writer/speaker and the reader/listener. (Note: You should
memorize this definition!) For example, if Jane needs to drive somewhere, she might ask her father, "May I use the car?" She uses the definite article the because both she and her father know which car Jane is referring to (the family car). But later Jane might say to her friend Bill, "I saw a funny-looking dog today." She uses the indefinite article a because she knows which dog she saw, but Bill doesn't.
Table 2 below illustrates that there are four possible conditions involved in this decision, but only one results in a noun that is definite.
Table 2: Matrix of Definiteness/Indefiniteness *
In the following examples, definiteness is determined by
whether the Writer/Speaker and the Reader/Listener knows
specifically what is being referred to:
∙Definite: "Can I use the car?"
Writer/Speaker: YES
Reader/Listener: YES
∙Indefinite: "I saw a funny-looking dog today."
Writer/Speaker: YES
Reader/Listener: NO
∙Indefinite: "I heard that you once wrote a book
about ecology."
Writer/Speaker: NO
Reader/Listener: YES
∙Indefinite: "I need to buy a new belt."
Writer/Speaker: NO
Reader/Listener: NO
* adapted from Brown, R., A First Language. Cambridge,
MA: Harvard University Press, 1973.
Five Sources of Definiteness
There are five principal ways in which a reader/listener can know specifically what a noun is referring to (that is, five reasons a noun might be considered definite):
1.The noun has been previously mentioned.
o I saw a funny-looking dog yesterday [first mention,
indefinite]. It looked like a cross between a Pekinese
and a German shepherd. When it saw my cat, the
dog ran away [second mention, definite].
2. A superlative or ranking adjective makes the noun's identity
specific.
o The tallest girl in the class is 6'2" tall. [There can be only one girl who is the tallest.]
o Please read the fourth paragraph on page 3. [There can be only one fourth paragraph.]
o Today is the most important day of my life. [There can be only one day that is the most important.]
3.The noun describes a unique person, place, or thing.
o The earth revolves around the sun once every 365 days. [There is only one earth and only one sun--in
our solar system, that is!]
4. A modifying word, phrase, or clause follows the noun and
makes it clear which specific person or thing you are
referring to. But not every noun that is modified in this way is definite; it depends largely on the situation and on what you can reasonably expect your listener/ reader to know about.
o Do you remember the girl who went camping with us?
[Using the here implies that there was only one girl
who went camping with you; otherwise the clause
who went camping with us would not be sufficient to
identify the particular girl that you are referring to. If
there were two girls, then you would have to be more
specific, saying perhaps "Do you remember the girl
from Iowa who went camping with us last May?"] o John is reading a book about quantum physics. [Here the noun book is modified by the phrase about
quantum physics. But there is undoubtedly more than
one book about quantum physics. Therefore, to make
book definite, we would have to add more
information: "the book about quantum physics that
was assigned by Professor Jackson last week."]
5.The context or situation makes the noun's identity clear. For
example, you might ask someone to "Close the door." You would use the because it would undoubtedly be clear to both of you which door you were referring to. Similarly, if you tell someone that you are going to the library, that person will
assume that you are talking about whichever library is most familiar to both of you--RPI's Folsom Library, for example.
Again, you have to be sure that your reader or listener has the same context or situation in mind that you are thinking of; otherwise, he or she will be confused by your use of the.
For example, one student wrote the following sentence: o This magazine helps women analyze the problematic situation and offers possible remedies.
But this was the first time she had mentioned a problematic
situation. Her readers were therefore confused because her
use of the word the implied that they were already supposed
to know which problematic situation she was referring to.
Choosing the Appropriate Article
In order to choose the appropriate article for a noun, you first need to decide whether the noun is singular. One way to determine this is to ask yourself whether you could put the number "one" in front of it. For example, you can say "one experiment," but not "one knowledge" or "one examples"; therefore, "experiment" is singular, whereas "knowledge" is uncountable and "examples" is plural.
Table 3 below shows that if the noun is singular, you must use either "the" or "a"/"an" in front of the noun, depending on whether it is definite (known to both you and your readers) or not.
If the noun is not singular, then it must be either plural or uncountable. Table 3 below shows that article usage is the same for both plural and uncountable nouns will use either "the" or "0" (no article) in front of the noun. Again, the decision depends on whether the noun is definite or not.
Table 3: Choosing the Appropriate Article
1.Singular Noun (one of something that is countable)
Is the noun definite?
YES: Use "the"
a) The painting in the living room was given to me
by an old friend.
o Painting and living room are singular
because we are referring to only one
painting and one living room.
o Painting is definite because the following
phrase, in the living room, makes it clear
which painting we are referring to (reason 4,
above). (However, it could be indefinite if
there is more than one painting in the living
room that the speaker could be referring to;
in that case, the speaker would say "A
painting...."
o Living room is definite because it is clear
from the context of the situation that the
speaker is referring to the living room
closest to where he and the listener are
standing (reason 5 above).
NO: Use "a" or "an"
b) Eugene's lunch consisted of a sandwich, two
cookies, and a can of soda.
o Sandwich and can are both singular (there is only one of each). They could be definite
if the listener/reader had seen Eugene's
sandwich and can of soda, or if they had
been mentioned before. However, the
speaker/writer's choice of the indefinite
article a for both nouns tells us that they are
unknown to the listener/reader.
2.Plural or Uncountable Noun
Is the noun definite?
YES: Use "the"
c) The technical reports that I gave you are top
secret. (plural and definite)
o Reports, is plural (note that it ends in -s)
because we are talking about more than one
report. It is definite because the following
phrase, that I gave you, makes it clear to the
reader/listener which reports you are
referring to (reason 4, above).
d) The wool that is produced in Scotland is used to
make sweaters and other garments. (uncountable and definite)
o Wool is uncountable (you cannot say one wool). It is definite because the following
clause, that is produced in Scotland, makes
it clear which wool you are referring to
(reason 4, above).
NO: Use 0 (no article)
e) Long reports are difficult to write. (plural and indefinite)
o Reports is plural (note that it ends in -s). The lack of an article in front of it means that the
speaker/writer is talking not about particular
reports that are known to the listener/reader,
but about all long reports in general.
f) Scotland's major exports are wool and oil. (uncountable and indefinite).
o Wool and oil are both uncountable nouns (you cannot say one wool or one oil in this
context). They are indefinite because they
refer to these two substances in general, not
to particular shipments of wool and oil that
are known to the reader/listener.
LEARNING HINT #2: One of the most common mistakes that non-native speakers make with articles is using a or an with plural or uncountable nouns (a students and a research would be incorrect). But consider that the articles a and an are derived from the word one. Thus, it is illogical to use a or an with a plural noun, isn't it? It is also illogical to use a or an with an uncountable noun--After all, how can you have one of something that is uncountable?
An easy way to eliminate a lot of mistakes is to look through your writing for every occurrence of a and an. Then examine the noun that follows each a or an. If the noun is either plural or uncountable, then you have made a mistake, and you should refer to Table 3 to determine whether to use the or 0 instead.
LEARNING HINT #3: Often mistakes occur not because a writer has used the wrong article (e.g., a or an instead of the), but because the writer has used no article at all for a singular noun. Notice in Table 3 that every singular noun must have an article in front of it.
LEARNING HINT #4: Notice that every definite noun takes the article the, regardless of whether it is singular, plural, or uncountable. Therefore, if you cannot decide whether a noun is singular, plural, or uncountable, go on to the next step and ask yourself whether it is definite (known to both the writer/speaker and the reader/listener) or not. If it is definite, then use the.
Using Articles with Proper Nouns (this section is slightly modified for use by ELP)
So far, we have been talking only about using articles with common nouns. The rules for proper nouns are more complex.
Proper nouns are names of particular people, places, and things (John F. Kennedy, New York City, Notre Dame Cathedral), and for that reason they are inherently definite. Nevertheless, the definite article is not used with most singular proper nouns. For example, if you are referring to your friend George, you wouldn't say "The George and I went to a movie last night." The only times "the" is used with a name like this are: a) when you want to be emphatic, as in "the Elizabeth Taylor" (to emphasize that you are talking about the famous actress, and not about another woman with the same name), and b) when you are actually using the name as a common noun, as in "the George that I introduced you to last night" (the real meaning of this phrase is "the man named George..."). Plural names, on the other hand, are always preceded by the: the
Johnsons, the Bahamas, etc.
Singular geographical names are very irregular with respect to article usage. For example, singular names of continents (Asia, Africa), mountains (Mount Fuji), and bays (San Francisco Bay) do not take the article the, but regions (the Crimea), deserts (the Sahara), and other geographical entities do.
Most place names which include the seem to be structures composed of a noun and a modifier: The United States, the Dominican Republic, the Empire State (New York’s nickname) and The Empire State Building. However, names with New, North, South, East or West do not use the: New York, South Carolina, New South Wales, East Anglia.Great Britain does not use the, but the Great Lakes does. Pennsylvania has both the University of Pennsylvania (in Philadelphia) and Penn State University (in College Park).
Indeed, the use of articles with singular proper nouns is complex and hence difficult to learn. For this reason, the best thing to do is to memorize whether the proper nouns that you use frequently are used with or without the.
Examples:
State Street
Delaware County
Great Britain
the(former) Soviet Union
the University of Virginia
Rensselaer Polytechnic Institute
Harvard University
Organizations typically have the in their names. However, the abbreviations may or may not be said with the:
The United Nations (the U.N.)
The Organization of Petroleum Exporting Countries (OPEC, not ‘the OPEC’)
The pattern seems to be that, if the abbreviation is said as one word, it will not take the. On the other hand, if the
abbreviation is said as letters, the will be used:
The CIA
The FBI
UNESCO
NAFTA
"A" Versus "An"
This last topic is undoubtedly the easiest, because most non-native speakers already know about the difference between a and an. They are simply two variations of the indefinite article. A is used before words that begin with consonant sounds (a rock, a large park) and an is used before vowel sounds (an interesting subject, an apple).
However, note that the choice of a or an depends on pronunciation, not spelling. Many words that begin with the vowel -u- are preceded by a instead of an because the -u- spelling is often pronounce -yu-, as in useful ("a useful idea"), and uranium ("a uranium isotope"). In addition, in a few words borrowed from French, the initial consonant -h- is not pronounced: an heir to the throne, an hour-long lecture, an honorable agreement, etc.
A Strategy for Success
Keep in mind that native speakers of English seldom use articles incorrectly; therefore, any errors that you make are very noticeable and distracting to them. That is why you should make an effort to use articles correctly.
Study this handout--particularly Five Sources of Definiteness, Table 3, and the Learning Hints. Memorize the definition of definiteness ("known to both the writer/speaker and the
reader/listener"). Then try the Exercise toward the end of this handout; the correct answers are provided on the following page so you can check your work.
In the future, whenever you write in English, you will need to proofread your writing carefully and to apply the rules for article usage very deliberately. With practice, you can learn to use articles correctly--not only in writing, but also in speech!
References
∙Brown, Roger. A First Language: The Early Stages.
Cambridge, MA: Harvard University Press, 1973. (Folsom
library P136 .B7)
∙Celce-Murcia, Marianne, and Larsen-Freeman, Diane. The Grammar Book: An ESL/EFL Teacher's Course. Rowley,
MA: Newbury House, 1983. 171-202.
∙Hacker, Diana. The Bedford Handbook for Writers. Boston: St. Martin's, 1991. 312-17. (Available at the Writing Center) ∙Hornby, A.S. The Oxford Advanced Learner's Dictionary of Current English. 3rd ed. London: Oxford UP, 1974.
(Available at the Writing Center)
∙Master, Peter A. "Teaching the English Article to Foreign Technical Writing Students." The Technical Writing Teacher
13.3 (1986): 203-10. (Folsom library reserve 808 .T49)
∙Quirk, Randolph, Sidney Greenbaum, Geoffrey Leech, and Jan Svartvik. A Comprehensive Grammar of the English
Language. New York: Longman, 1985. (Folsom library
PE1106 .C65 1985)
Exercise
Instructions: Fill in each blank with the appropriate article. If no article is required, put a "0" in the blank. The nouns that the articles go with are in italics.
1. _______(a) Decline and Fall of ______(b) Roman Empire is
a famous book about that subject.
2. ________(a) complexity of _______(b) problem of
______(c) decline and fall of the Roman Empire is made
evident by _______(d) wide variety of causes that are
emphasized in varying degrees by _______ (e) different
authors.
3.Fortunately, ________(a) concise formulation of Edward
Gibbon serves as _________(b) widely accepted basis for
_______(c) modern discussion of _________(d) problem.
4.According to Gibbon, _________(a) empire reached its peak
during _______(b) administration of ________(c) two
Antonines.
5.After that, however, ________(a) extent of ________(b)
Roman conquest became too great to be managed by
_______(c) Roman government, and _______(d) decline
began.
6. ______(a) military government was weakened and finally
dissolved as ______(b) barbarians were allowed to
constitute ______(c) ever-growing percentage of ______(d)
Roman legions.
7. ______(a) victorious legions began to dominate and corrupt
_______(b) government, weakening it at ______(c) time
when it most needed ______(d) strength to overcome
_______(e) other problems.
Answers and Explanations to the Exercises
NOTE: The explanations refer to reasons given in the section on "Five Sources of Definiteness."
1.a) The -- singular; definite because of reason 4 (following
modification: of the Roman Empire).
b) the -- singular; definite because of the preceding
adjective: Roman. This is not one of the five principal
sources of definiteness, but in this case, "Roman empire" is
very specific (especially since "Roman" is derived from the
proper noun, "Rome"), and the reader would be expected to
know that there was only one empire that is known as the
Roman empire in English.
2.a) The -- singular; definite because of reason 4 (following
modification: of the problem...).
b) the -- singular; definite because of reason 4 (following
modification: of the decline and fall of the Roman Empire).
c) the -- singular; definite because of reason 4 (following
modfication: of the Roman Empire).
d) the or a -- singular; could be either definite or indefinite.
Even though a long string of modifiers follows the noun, the
reader still might not be familiar with the variety of causes
that the writer is referring to.
e) 0 -- plural; indefinite because the reader has no way of
knowing which different authors the writer is referring to.
3.a) the -- singular; definite because of reason 4 (following
modification: of Edward Gibbon).
b) a -- singular; indefinite because there could be more than
one widely accepted basis for modern discussion of the
problem (the modification is not sufficient to make the noun
unique).
c) 0 -- uncountable; indefinite. can be either countable or
uncountable; here it is being used in the abstract,
uncountable sense. It is indefinite because there could be
more than one modern discussion of the problem (the
modification is not sufficient to make the noun unique).
d) the -- singular; definite because of reason 1 (previously
mentioned).
4.a) the -- singular; definite because of reason 1 (previously
mentioned).
b) the -- singular; definite because of reason 4 (following
modification: of the two Antonines).
c) the or 0 -- plural; could be either definite or indefinite. The
writer's use of the indicates that there were two and only two
Antonine emperors. Use of 0 would indicate that there were
more than two Antonine emperors.
5.a) the -- singular; definite because of reason 4 (following
modification: of the Roman conquest).
b) the -- Conquest in this context is uncountable, meaning
"the area or territory which was conquered." Because the
preceding adjective, Roman, is derived from a proper name (Rome), it makes the following noun unique in this context.
c) the -- singular; definite. As in 5b, the preceding adjective,
Roman, makes it clear which government is referred to in this context. However, note that in another context, it might be necessary to add a following modification in order to
make the noun definite (e.g., "the Roman government of the third century A.D.")
d) the -- singular; definite because of reason 1 (previously
mentioned).
6.a) The -- singular; definite because of reasons 1 and 5
(Roman government was previously mentioned, and it is
clear from the context that military government is also
referring to the Roman government).
b) 0 -- plural; indefinite (not previously mentioned, nor is
there any other source of definiteness).
c) an -- singular; indefinite. There could be more than one
group, other than the barbarians, who constituted ever-
growing percentages of the Roman legions; thus,
modification is not sufficient to make the noun definite.
d) the -- plural; definite. As in 5b and 5c, the preceding
adjective, Roman, is sufficient to make it clear which legions are being referred to in this context. In another context,
additional modification might be required to make the noun definite (e.g., "the Roman legions that invaded Britian in 6
B.C.")
7.a) 0 -- plural; probably indefinite. The author is not
necessarily referring to any particular group of victorious
legions; moreover, even though legions have been
mentioned before, victorious legions have not; thus, the
criterion of previous mention does not apply.
b) the -- singular; definite because of reason 1 (previously
mentioned).
c) a or the -- singular; If we interpret when it most needed...
as modifying time, then time is definite because of reason 4.
However, most native speakers interpret both at a time and when it most needed... as adverbial modifiers modifying
weakening, so the the noun would be interpreted as being indefinite.
d) the or 0 -- Strength can be either uncountable (the
abstract quality of strength) or singular (a particular instance
of that abstract quality). So it is either singular and definite because of reason 4 (following modification: to overcome other problems), or uncountable and indefinite. Both would be equally acceptable, so it just depends on how the writer is thinking.
e) 0 -- plural; indefinite (other problems have not been mentioned previously, and there is no other source of definiteness).。