量刑论文-量刑程序独立化问题研究报告

量刑论文：量刑程序的独立化问题研究

【中文摘要】量刑程序的独立化是指在刑事诉讼中法官根据控辩双方的举证、质证、辩论以实现对被告人量刑的专门的庭审程序,或日“独立的量刑程序”,其以被告人有罪认定为前提,实现了定罪程序和量刑程序的分离。独立的量刑程序是我国近年来探讨刑事庭审改革的热门话题之一,因为其具有诸多优位价值而被学界为改革我国庭审程序建言献策时推崇。然而独立的量刑程序并不是每个现代法治国家正在实践的法律程序,因为目前它仅适用于英美法系国家。那么,构建独立的量刑程序是否能成为我国改革庭审程序而实现司法公正的必然路径呢?我国量刑程序的根本问题是什么?独立的量刑程序是否能够适应我国的司法传统?怎样去构建适合我国司法实践的独立的量刑程序?这些问题一直困扰着我国的理论界和实务界,本文拟对这些问

题进行探讨。本文包括五大部分：第一部分,量刑程序独立化的概述。首先对量刑程序的涵义做了阐述,分析了量刑程序在我国的缺失,接着介绍了量刑程序独立化的表现及特征,为实现量刑规化而提出量刑程序独立化的背景,最后阐述了关于量刑程序独立化的三种代表性的观点。第二部分,独立的量刑程序的价值的分析。独立的量刑程序具备四项价值：实体正义价值、程序正义价值、权利保障价值、权力制约价值。第三部分,国外量刑程序独立化模式的比较法考察。分别介绍了两大法系国家量刑程序模式的立法及司法现状。分析认为,英美法系除了契合本国的司法传统观念外,诸多的配套制度的配合实施是英

美法系国家的独立的量刑程序良好运行的关键；大陆法系国家虽然并没有独立的量刑程序,但是他们都普遍在普通程序外设立了特殊的庭审程序体现独立的量刑程序的特征。而且,构建独立的量刑辩论程序是其进行量刑改革的趋势。第四部分,我国量刑程序不独立的缺陷及理论与实务困境。我国量刑程序的缺陷是：法官量刑的“隐蔽性”,法官的量刑自由裁量权过大且不受制约,人格调查制度缺失,被害人的立法定位与司法中地位的矛盾性等。我国量刑程序的理论与实务困境是：没有区分证明标准,没有设定证据规则的适用围,没有区分定罪证据和量刑证据而产生的法官裁判的困境,合一的庭审模式使得辩护律师处于尴尬与无奈的境地,正在积极试点的公诉机关量刑建议制度没有良好的实施空间等。第五部分,我国独立的量刑程序的构建。首先分析了构建我国独立的量刑程序必须考虑到的制度障碍：“案卷笔录式”审判,不完善的审前分流机制,审判委员会的设置,量刑事实的匮乏和审前的普遍羁押。然后提出构建独立的量刑辩论程序要遵循的三个原则：量刑个别化原则、合作性司法原则和及时性原则,提出构建独立的量刑程序的具体设想,建议我国量刑规化活动以实体改革为主,程序改革为辅,最后着重提出使独立的量刑程序良好运行的相关配套措施。

【英文摘要】The indepentence of sentencing procedure is the special trial procedure in which judges realize the sentencing of the accused according to both probatio, cross-examination and debate in the criminal proceedings,that is “the independent sentencing procedure”. It is based

on the accused’s being accused of guilty, and it realizes the separation of conviction procedure and sentencing debate procedure.The independent sentencing procedure is one of the hot topics our country has been holding about the reform of criminal trial,because it has so many overriding values the experts in academic circles canonize it when they provide advice for the reform of our criminal proceedings. However, the independent sentencing debate procedure is not carried out in every morden country under the rule of law, because it is only applied in mon-law countries. So is it the inevitable way to construct independent sentencing debate procedure to realize judicial justice? What is the basic problem of our independent sentencing debate procedure? Can the independent sentencing debate procedure adapt to our traditional administration of justice?How to construct independent sentencing debate procedure that is suitable to our juridical practice? These questions are puzzling our theory circle and pragmatic circle.This article has five parts:PartⅠ:Summerise Independence of the sentencing procedure.Firstly,expound the meaning and characters of the sentencing procedure,and analyse the loss of the sentencing procedure in our country.Then introduce exhibition and character of independence on sentencing procedure,the background under which our country puts forward the independent sentencing procedure to realize the standard sentencing procedure. Finally expound three typical views about individual penalty procedure.PartⅡ:Analyse the capital value function of independent