作业1 审证和改证业务操作

学习情境一审证和改证业务操作一、学习目标能力目标：能根据外贸合同审出信用证中的问题条款，能针对问题条款提出修改意见。

知识目标：掌握审证的依据和步骤，熟悉改证的原则。

二、工作项目2008 年2 月15 日，浙江金苑进出口有限公司与阿联酋的SIK 贸易有限公司签订了一份全棉女式夹克出口的销售合同，具体内容如下：More or less 5% of the quantity and the amount are allow e d.PACKING: 9 pieces of lad i es jackets are packed in one export standard carton, solid color and solid size in the same carton..MAR K S:Shipping mark includes SIK, S/C no., style no., port of destination and carton no.Side mark must show the color, the size of carton and pieces per carton.TIME OF SHIPMENT :Within 60 days upon receipt of the L/C w h ich accord w i th relevant clauses of this Contract.PORT OF LOADING AND DESTI NATION:From Shanghai, China to Dubai, U.A.E.Transshipment is allow e d. and partial shipment is prohibited.INSURA N CE: To be effected by the seller for 110% of invoice value covering All Risks as per CIC of PICC dated 01/01/1981.TER M S OF PAYMENT : By irrevocable Letter of Credit at 30 days after sight, reaching theseller not later than Mar. 5, 2008 and remain ing valid for negotiat ionin China for further 15 days after the effected shipment. In case oflate arrival of the L/C, the seller shall not be liable for any delay inshipment and shall have the right to rescind the contract and /or claimfor damages.or reject their claim , it being agreed that the seller shall not be held responsible for any loss or losses due to natural cause failing w ithin the responsibility of Ship-ow ners of the Underw riters. The seller shall reply to the buyer w i thin 30 days after receipt of the claim .LATE DELIVERY AND PENALTY：In case of late delivery, the Buyer shall have the right to cancel this contract, reject the goods and lodge a claim against the Seller. Except for Force Majeure, if late delivery occurs, the Seller must pay a penalty, and the Buyer shall have the right to lodge a claim against the Seller. The rate of penalty is charged at 0.1% for every day. The total penalty amount w ill not exceed 5% of the shipment value. The penalty shall be deducted by the paying bank or the Buyer from the payment.FORCE MAJ E UR E:The seller shall not held responsible if they, ow ing to Force Majeure cause or causes, fail to make delivery w ithin the time stipu lated in the Contract or cannot deliver the goods. How ever, in such a case, the seller shall inf orm the buyer immed iately by cable and if it is requested by the buyer, the seller shall also deliver to buyer by registered letter, a certificate attesting the existence of such a cause or causes.ARBITRA T ION:All disputes in connection w ith this contract or the execution thereof shall be settled amicably by negotiat ion. In case no settlement can be reached, the case shall then be submitted to the China International Economic Trade Arbitration Commission for settlement by arbitration in accordance w ith the Commission ‟s arbitration rules. The aw ard rendered by the commission shall be final and bind ing o n both parties. The fees for arbitration shall be borne by the losing party unless otherw ise aw a rded.This contract is made in tw o origin al copies and becomes valid after signature, one copy to be held （HANGZHO U CITY COMMERCIA L BA N K）国际业务部的信用证通知函，告知SIK 贸易有限公司已经通过汇丰银行迪拜分行（HSBC BA N K PLC，DUBA I）开来信用证。

信用证通知书和信用证内容如下：1．信用证通知书ADDRESS: 432 FENGQI ROAD, HANGZHOU, 310006,CHINA D ATE:2008-02-25To: 致ZHEJIANG JINYUAN IMPORT AND EXPORT CO.,LTD.Our Ref No.我行编号: AD2006869105555 Amount 金额USD54450.00Issuin g Bank 开证行HSBC BANK PLC，DUBAI Transmitted to us through 传递行Transferred from 转让行L/C No.信用证号FFF07699Issuin g Date 开证日期2008-02-25Dear Sirs, 敬启者：We have pleasure in advisin g y o u that we have receiv e d from A/M a兹通知贵公司，我行收自上述银行( √ )issuing by telex/SWIFT 电传/SWIFT 开立( )ineffective 未生效( )issuing by mail 信开( )pre-advisin g of 预先通知( )mail confirmation of 证实书( √ )original 正本( )duplicate 副本Letter of credit, contents of which are as per attached sheet(s).This advise and the attached sheet(s) must accomp a ny the relative documents when presented.信用证一份，现随附通知。

贵公司交单时，请将本通知书及信用证一并提示。

( √ )Please note that this advice does not constitute our confirmation of the above L/C nor does it convey any engagement or obligation on our part.本通知并不构成我行对该信用证之保兑及其他任何责任。

( )Please note that we have added our confirmation to the above L/C, which is available with ourselves only .上述信用证已由我行加具保兑，并限向我行交单。

Remark s备注：2．信用证MT 700 ISSUE OF A DOCUMENTARY CREDITSENDER HSBC BANK PLC，DUBAI, U.A.E.RECEIVER HANGZHOU CITY COMMERCIAL BANK, HANGZHOU, CHINASEQUENCE OF TOTAL 27 ：1 / 1FORM OF DOC. CREDIT 40A：IRREVOCABLEDOC. CREDIT NUMBER 20 ：FFF07699DATE OF ISSUE 31C：080225APPLICABLE RULES 40E：UCP LATEST VER S IONDATE AND PLACE OFEX PIRY.31D：D ATE080330PLACE IN U.A.E.APPLICANT 50 ：SIK TRADING CO., LTD.16 TOM STREET, DUBAI, U.A.E.BENEFICIARY 59 ：ZHEJIANG JINYUN IMPORT & EXPORT CO., LTD.118 XUEYUAN STREET, HANGZHOU, P.R.CHINAAMOUNT 32B：CURRENCY USD AMOUNT 54450.00AV AILA B L E WITH/BY 41D：ANY BANK IN CHINA,BY NEGOTIATIONDRAFTS AT ... 42C：60 DAYS AFTER SIGHTDRAWEE 42A：HSBC BANK PLC，NEW YORKPAR T IA L SHIPMENT 43P：PROHIBITEDTRANSSHIPMENT 43T：ALLOWEDPORT OF LOADING/AIRPORT OF DEPARTURE44E：CHINESE MAIN PORTPORT OF DISCHARGE 44F：DUBAI, U.A.E.LATEST DATE OF SHIPMENT DESCRIPTION OF GOODS AND/OR SERVICES. 44C：08032545A：4500 PIECES OF LADIES JACKET, SHELL: WOVEN TWILL 100% COTTON, LINING: WOVEN 100% POLYESTER, ORDER NO.SIK768, AS PER S/C NO. ZJJY0739STYLE NO. QUANTITY UNIT PRICE AMOUNTL357 2250PCS USD12.10/PC USD27225.00L358 2250PCS USD12.10/PC USD27225.00AT CIF DUBAI, U.A.E.DOCUMENTS REQUIRED 46A：+ COMMERCIAL INVOICE SIGNED IN TRIPLICATE.+ PACKING LIST IN TRIPLICATE.+ CERTIFICATE OF CHINESE ORIGIN CERTIFIED BY CHAMBEROF COMMERCE OR CCPIT.+ FULL SET (3/3) OF CLEAN …ON BOARD‟OCEAN BILLS OFLADING MADE OUT TO APPLICANT MARKED FREIGHT PREPAIDAND NOTIFY APPLICANT.+ INSURANCE POLICY/CERTIFICATE IN DUPLICATE ENDORSEDIN BLANK FOR 150% INVOICE V ALUE, COVERING ALL RISKS OFCIC OF PICC (1/1/1981) INCL. WAREHOUSE TO WAREHOUSE ANDI.O.P AND SHOWING THE CLAIMING CURRENCY IS THE SAMEAS THE CURRENCY OF CREDIT.+ SHIPPING ADVICE SHOWING THE NAME OF THE CARRYINGVESSEL, D ATE OF SHIPMENT, MARKS, QUANTITY,NET WEIGHTAND GROSS WEIGHT OF THE SHIPMENT TO APPLICANT WITHIN3 DAYS AFTER THE D ATE O F BILL OF LADING.ADDITIONAL CONDITION 47A：+ DOCUMENTS DATED PRIOR TO THE D ATE OF THIS CREDITARE NOT ACCEPTABLE.+ THE NUMBER AND THE D ATE OF THIS CREDIT AND THE NAMEOF ISSUING BANK MUST BE QUOTED ON ALL DOCUMENTS.+ TRANSSHIPMENT ALLOWED AT HONGKONG O NLY.+ SHORT FORM/CHARTER PARTY/THIRD PAR TY BILL OFLADING ARE NOT ACCEPTABLE.+ SHIPMENT MUST BE EFFECTED BY 1×40‟FULL CONTAINERLOAD. B/L TO SHOW EVIDENCE OF THIS EFFECT IS REQUIRED.+ THE GOODS SHIPPED ARE NEITHER ISRAELI ORIGIN NOR DOTHEY CONTAIN ISRAELI MATERIALS NOR ARE THEYEXPORTED FROM ISRAEL, BENEFICIARY‟S CERTIFICATE TOTHIS EFFECT IS REQUIRED.+ ALL PRESENTA TIONS CONTAINING DISCREPANCIES WILLATTRACT A DISCREPANCY FEE OF USD60.00 PLUS TELEX COSTSOR OTHER CURRENCY EQUIV ALENT. THIS CHARGE WILL BEDEDUCTED FROM THE BILL AMOUNT WHETHER OR NOT WEELECT TO CONSULT THE APPLICANT FOR A WAIVERCHARGES 71B：ALL CHARGES AND COMMISSIONS ARE FOR ACCOUNT OFBENEFICIARY INCLUDING REIMBURSING FEE.PERIOD FOR 48 ：WITHIN 5 DAYS AFTER THE D ATE OF SHIPMENT, BUT WITHINPRESENTA TION THE V ALIDITY OF THIS CREDIT. CONFIRMATIONINSTRUCTION49 ：WITHOUTREIMBURSING BANK 53A：HSBC BANK PLC，NEW YORKINFORMATION TO PRESENTING BANK 78 ：ALL DOCUMENTS ARE TO BE REMITTED IN ONE LOT BYCOURIER TO HSBC BANK PLC ，TRADE SERVICES,DUBAI BRANCH, P O BOX 66, HSBC BANK BUILDING 312/45 A l SUQARE ROAD, DUBAI, UAE.◆外贸单证员陈红的工作任务包括：任务1：读懂Z JJY0739 外贸合同条款。