PE投资协议条款样本(NVCA中英文对照版)

风险投资中的条款清单（样本）

中文英文

[____]公司A系优先股融资

条款清单

[______，200___]

TERM SHEET

FOR SERIES A PREFERRED STOCK FINANCING OF [INSERT COMPANY NAME], INC.

[ __, 200_]

本条款清单概括了_______公司，一家[特拉华]公司（“公司”）A系优先股融资的主要条款。考虑到涉及此项投资的投资人已投入和将投入的时间和成本，无论此次融资是否完成，本条款清单之限制出售/保密条款、律师及费用条款对公司都具有强制约束力。未经各方一致签署并交付的最终协议，本条款清单之其他条款不具有强制约束力。本条款清单并非投资人进行投资的承诺，其生效以完成令投资人满意的尽职调查、法律审查和文件签署为条件。本条款清单各方面受[特拉华州]法律管辖。

This Term Sheet summarizes the principal terms of the Series A Preferred Stock Financing of [___________], Inc., a [Delaware] corporation (the “Company”). In consideration of the time and expense devoted and to be devoted by the Investors with respect to this investment, the No Shop/Confidentiality and Counsel and Expenses provisions of this Term Sheet shall be binding obligations of the Company whether or not the financing is consummated. No other legally binding obligations will be created until definitive agreements are executed and delivered by all parties. This Term Sheet is not a commitment to invest, and is conditioned on the completion of due diligence, legal review and documentation that is satisfactory to the Investors. This Term Sheet shall be governed in all respects by the laws of the [State of

Delaware].

出资条款：Offering

Terms

交割日：当公司接受此条款清单且交割条

件完备时即尽快交割（“交

割”）。（若需要多次交割，请与

此写明。）Closing

Date:

As soon as practicable following

the Company’s acceptance of this

Term Sheet and satisfaction of the

Conditions to Closing (the

“Closing”). [provide for

multiple closings if applicable]

投资人：投资人1: [ ]股（[ ]%），

$[ ]

投资人2: [ ]股（[ ]%），

$[ ]

[以及投资人和公司一致同意的其

他投资人]Investors:Investor No. 1: [_______] shares

([__]%), $[_________]

Investor No. 2: [_______] shares

([__]%), $[_________]

[as well other investors mutually

agreed upon by Investors and the

Company]

融资金额：$[ ]，[含由过渡贷款转换的

本金及利息＄[ ]1Amount

Raised:

$[________], [including

$[________] from the conversion of

principal [and interest] on bridge

notes].1

1Modify this provision to account for staged investments or investments dependent on the achievement of milestones by the Company.

每股价格：$[ ] 每股

（以下文所列公司资本结构表为

依据）(“原始购买价”）Price Per

Share:

$[________] per share (based on

the capitalization of the Company

set forth below) (the “Original

Purchase Price”).

融资前估价：原始购买价以充分稀释融资前估

价$[_____]和融资后估价

$[_____]为基础计算(含充分稀

释的融资后资本中员工股预留

[ ]％)Pre-Money

Valuation:

The Original Purchase Price is

based upon a fully-diluted pre-

money valuation of $[_____] and a

fully-diluted post-money valuation

of $[______] (including an

employee pool representing [__]%

of the fully-diluted post-money

capitalization).

资本结构表：交割前后公司资本结构表请见附

件一。Capitalizatio

n:

The Company’s capital structure

before and after the Closing is

set forth as Exhibit A.

公司章程2CHARTER2

股息分配： [可选方案1: 当普通股分配

股息时，A系优先股

按视为转换成普通股

参与分配]

[可选方案2: 经董事会宣Dividends:[Alternative 1: Dividends will

be paid on the Series A Preferred

on an as-converted basis when,

as, and if paid on the Common

2The Charter is a public document, filed with the [Delaware] Secretary of State, that establishes all of the rights, preferences, privileges and restrictions of the Preferred Stock. Note that if the Preferred Stock does not have rights, preferences, and privileges materially superior to the Common Stock, then (after Closing) the Company cannot defensibly grant Common Stock options priced at a discount to the Preferred Stock.