南德TUV-ISO90012015外审检查表

Order-no.:

Audit type

(standard / Revision):

Certification Audit (ISO 9001:2015) Audit date (on site):

Company / customer:

Street / P.O. box:

Zip-Code / state / city:

Audit representative:

Leadauditor/ auditor:

Technical expert/

trainee:

NA/ NA

Site / Subsidiary, etc. : Certification based on sampling Total and effective number of employees:

Date Lead Auditor(s)

Note:

1 Objective audit evidence shall be documented and uploaded to iCert.

2 This Audit question list is recommended as the primary source of

documentation of objective audit evidences. Alternatively, audit notes, process sheets, etc. could be used.

3 As a rule, documented audit evidence (audit question list, audit notes or

process sheets) should be completed separately for each audit and for each site (if applicable), for the pertinent process elements.

4 The evaluation can be entered in the audit evaluation column (E):

1= Conformity (including potential for improvement, where

applicable).

2= Minor nonconformity (lower-level non-conformity).

3 = Nonconformity (major nonconformity)

n.a.= not applicable

5 The final result of the evaluation shall always be documented in

the action list (Annex1)

Order-no.:

Requirements

Audit notes

(Audit notes identified with “*” are to be reported in the Audit Report) (Implementation / Documented Information / reviewed evidence ...)

E

4 Context of the organization 4.1 Understanding the org. and its

context

determine external and internal issues monitor and review info.

4.2 Understanding the needs and

expectations of interested parties *Min. of 1 ex.:

context of the org.

*Min. of 1 ex.: interested parties

*Min. of 1 ex.: statutory/regulatory req.

determine:

a) the interested parties relevant to the QMS

b) the req. of these interested parties

monitor and review info. about interested

parties and their relevant req.

4.3 Determining the scope of the

QMS

*Appropriateness of scope:

determine the boundaries and applicability

of the its scope.consider:

a) the external and internal issues

b) the req. of relevant interested parties

c) the prods & servs of the org.

apply all the req. of this Standard if they

are applicable within the scope of its QMS.

The scope shall be docu. info. state the

types of prods and servs covered, and

provide justification for any req. not

applicable.

4.4 QMS and its processes *Min. of 1 ex.: