海外融资及上市企业尽调资料清单-中英文对照版

尽调清单(英文版)

个税申报数据
checkbook stubs and bank reconciliation
✉ ✉
发票领购薄（含：公司名+核定税种+近期期购票）
◎ ◎ ◎ ◎ ◎ ◎ ◎ ◎
✉ ✉
--社保缴纳系统数据及商业保险开票系统数据同左同左政府补贴政策及已收补贴项目凭证（单位及个人）
✉
◎ ◎ ◎ ◎ ◎ ◎ ◎ ◎
checklist
工商备案资料的调阅
Corporate equity structure the list of the company and its shareholder and senior the introduction of company management team
营业执照片
Other licenses he management system of the company Balance sheet: in last three years income statement：in last three years cash flow statement: in last three years all project profit and loss balance sheet（every month）：in last three years the detail list of expense： in last three years
bank statement：in last three years the company capital journal important customer（more than 5% of business income）：contact， statement， Cooperative employee salary calculation table（in last three years） list of staff involve in-service and department personal：in last three years payroll in last one year employee resume fix assets inventory 印章使用登记薄及相关合同及台账 ----序时薄（近三年的）余额表（近三年的） --内外账差异原因

尽职调查资料-中英文对照版

.Due Diligence lists尽职调查资料清单1.Basic information company and History一、公司基本资料及历史沿革1.1The latest business license ,organization code certificate ;最新的营业执照、组织机构代码证1.2 Articles of Association currently;现行有效的公司章程1.3Detailed written description of the following main profiles:下列主要概况的详细书面说明:1.3.1History历史沿革1.3.2 Company on the industry and profile information of the company industry status .Business scope and the mode of operation ,the market share of the company are included.公司所处行业及公司行业地位的简介资料；包括经营范围、经营方式、市场占有情况等；1.4 The latest shareholding structure,organization chart (all departments and affiliated companies are contained).最新的股权架构、组织结构图(含所有职能部门、下属企业)1.5 Companies engaged in business activities Certificates (or franchise certificate).公司所从事业务活动的资质证书(或特许经营证书)1.6 Related capital increase agreement ,equity transfer agreement and related documents;employee stock ownership plan ,labor union ,trust, principal holdings and related agreements(Depending on the actual situation);相关增资扩股协议、股权转让协议及相关文件；内部职工持股、工会、信托、委托持股情况及相关的协议（如有）;1.7 All previous the verification report of increase registered capital since the company establishment,all previous evaluation report of the company(Depending on the actual situation).公司设立以来历次增(减)注册资本的验资报告(工商局登记复印资料)，公司历次评估报告（如有）；1.8 A full set of industry and commerce the end of file data(including subsidiaries,since the establishment of the beginning).全套工商局登记底档资料(含子公司，自设立始)2.Corporate governance and internal Control公司治理及内部控制2.1Directors, supervisors, senior executives and resume list;董事、监事、高管人员名单及简历；2.2 The written explanation of the modify of articles of association all previous .章程的历次修改情况书面说明；2.3All of the shareholder resolution since the company set up , the resolutions of board of directors and the board of supervisors .公司设立以来历次股东会决议、董事会、监事会会议决议2.4 A full set of effective internal control system currently .全套公司现行有效的内部控制制度。

DD_301 尽调清单_ 预尽调资料需求清单(版本2 英文版)

FinancialDue Diligence List
1.Finance：
1
Financial Statements
1.Please provide audited Financial Statements（balance sheet, income statement and cash flow） for2015, 2016and 2017 Sep, and assets(inventory, tangible asset, intangible asset, Account receivable)andliability (bank loan) breakdown as end of 2017 Sep.
1.Please specify company development milestones
2
Entity structure and shareholder info.
1.Please specify the company structure, shareholder structure and investment percentage, major shareholder agreement info.Copy of the incorporation documents of the company and its subsidiaries.
1.
Business models
1.Please explain business modelsofXX
2.Please give the breakdown of revenue and margins by product type and brands in recent 3 years

法律尽职调查清单(中英文)

法律尽职调查清单（中英文）IntroductionA legal due diligence is an essential step in any corporate transaction, including mergers and acquisitions, private equity investments, and lending deals. The objective of a legal due diligenceis to identify any legal risks associated with the target company and assess potential liabilities that could arise. To ensure a thorough and effective legal due diligence, the following checklist is recommended.前言法律尽职调查是企业交易中的重要步骤，包括并购、私募股权投资和贷款交易。

法律尽职调查的目的是确定与目标公司相关的任何法律风险并评估可能出现的责任。

为确保全面有效的法律尽职调查，建议使用以下清单。

Legal Due Diligence ChecklistCorporate Informationpany Name and Legal Statuspany Registration Number and Registration Certificate3.Articles of Association and Bylaws4.Business Registration and Licenses5.Shareholding Structure and Capitalization6.Board of Directors and Key Management Personnel7.Financial Statements and Audit Reports8.Material Contracts and Agreements9.Litigation, Arbitration, and Regulatory Proceedings10.Related Party TransactionsIntellectual Property1.Patents, Trademarks, and Copyrights2.Trade Secrets and Confidential Information3.Licenses and Agreements Related to Intellectual Property4.Litigation or Claims Related to Intellectual Property5.Ownership and Validity of Intellectual Property Rights6.Intellectual Property ValuationEmployment and Labor1.Employment Agreements and Contractspany Policies and Procedurespliance with Employment and Labor Laws4.Collective Bargaining Agreements and Trade Unions5.Employee Benefits and Compensation6.Litigation or Claims Related to Employment and Labor Matters Real Estate1.Title Deeds and Land Use Permits2.Ownership and Encumbrances on Land3.Leases and Agreements Related to Real Estatepliance with Zoning and Building Regulations5.Environmental and Health and Safety Matters6.Litigation or Claims Related to Real EstateRegulatory Compliance1.Licenses and Permits Required to Operate the Business2.Regulatory Framework for the Industry or Sectorpliance with Environmental, Health and Safety Regulationspliance with Data Privacy and Cybersecurity Regulationspliance with Anti-Bribery and Corruption Laws6.Litigation or Claims Related to Regulatory MattersTax Matters1.Corporate Tax Returns and Financial Statements2.Value Added Tax and other Sales Taxes3.Transfer Pricing and International Tax Matters4.Withholding Taxes and Double Taxation Treaties5.Tax Disputes and Settlements6.Employee Taxes and Social Security Contributions法律尽职调查清单（中文）公司信息1.公司名称和法律地位2.公司注册号和注册证书3.公司章程和规章制度4.工商注册和许可证5.股权结构和注册资本6.董事会和主要管理人员7.财务报表和审计报告8.重要合同和协议9.诉讼、仲裁和监管程序10.关联方交易知识产权1.专利、商标和版权2.商业秘密和保密信息3.与知识产权有关的许可和协议4.与知识产权有关的诉讼或索赔5.知识产权权利的所有权和有效性6.知识产权估值雇佣和劳动1.雇佣协议和合同2.公司政策和程序3.遵守雇佣和劳动法律法规4.集体谈判协议和工会5.员工福利和薪酬6.与雇佣和劳工事务有关的诉讼或索赔不动产1.土地使用许可证和房产所有权证2.土地所有权和限制3.与房地产有关的租赁和协议4.遵守土地规划和建筑法规5.环境、健康和安全事项6.与房地产有关的诉讼或索赔法规合规1.经营业务所需的许可证和证书2.所在行业或领域的法规框架3.遵守环境、健康和安全法规4.遵守数据隐私和网络安全法规5.遵守反贿赂和腐败法律6.与监管事项相关的诉讼或索赔税务事项1.公司税务申报和财务报表2.增值税和其他销售税3.转让定价和国际税务事项4.预扣税和双重征税协定5.税务争议和和解6.员工税费和社会保险费用ConclusionThe legal due diligence process is critical for identifying and assessing potential legal risks associated with a target company. This checklist provides a comprehensive guide for conducting an effective legal due diligence. It is important to note that every transaction is unique, and a customized due diligence approach may be necessary. This checklist serves as a starting point for a thorough legal due diligence.。

4-2 尽调清单_ 预尽调资料需求清单(英文版)

(inventory, tangible asset, intangible asset,
Account receivable) and liability (bank loan)
breakdown as end of 2017 Sep.
2.All the bank statements and bank
name, age , position, etc
3. Business and Products :
1.
Business
models
1.Please explain business models of XX
2.Please give the breakdown of revenue and
margins by product type and brands in recent 3
reconciliations as at 3() Sep 2017.
3.Breakdown and ageing report of trade
receivables/ trade payables as at the end of
each historical periods.
4.List of bank loans liabilities as at 3() Sep 2017
transportation, pricing, branding promotiont
location choose, etc.)
growth potential and threats
2.Please explain the rationale of the company's
expanding strategy (such as products type and style

海外并购初步尽职调查清单国际并购初步尽职调查清单中英文版

海外并购初步尽职调查问卷及文件清单初步尽职调查问卷及文件清单Questionnaire List of Preliminary Due Diligence问卷填写说明及按照本清单提供文件的基本要求：Questionnaire Instructions and Basic Requirements for Providing Documents1.请根据公司整理、提供文件的具体情况，按照如下要求填写问卷并提供文件：Please fill in this questionnaire and provide documents pursuant to the following requirements in accordance with the actual condition of preparation and provision of documents by the Company.（1）如公司能够提供清单列出的某项文件，请在这项文件后代表“有”一栏“□”处画“√”，并请提供完整、准确的文件文本（包括其附件及任何修订、补充文件）复印件；若文件以几种文字写成，请提供该文件的各种文字版本。

If the Company can provide the documents numerated in the list, then please checkYes below and provide the photocopy of the complete and accurate documents(including their file attachments, amendments and supplements thereto). If adocument is written in several languages, then the version of each language shall beprovided.（2）如公司查明没有清单列出的某项文件，请在该项文件后代表“没有”一栏的“□”处画“√”；如公司认为清单列出的某项文件不适用，请在该项文件后代表“不适用”一栏的“□”处画“√”。

初步法律尽职调查清单-境外公司

xx律师事务所
初步法律尽职调查文件清单（境外公司）
致：x
自：xx律师事务所
关于：法律尽职调查
日期：20xx年x月xx日
本初步法律尽职调查文件清单（本“清单”），系根据XX委托，为其拟对Xx.进行B轮融资之目的，对Xx.及其关联公司进行全面法律审查调查而发出。

1、本清单适用于：Xx.及其境外关联公司（统称“公司”）。

2、请公司：
(1)仔细阅读本清单，按照本清单准备并提供有关文件和/或信息；对某些不适用的
或者无法提供的项目，请在以下表格的相关栏目中注明并说明具体原因；
(2)将按照本清单准备的所有文件以及根据以下表格中所列提示填写好的本清单反
馈，尽快提供给我们；
(3)鉴于本清单的调查范围系根据我们目前所掌握的初步情况而准备的，随着项目
和调查的深入，我们可能会调整调查范围并要求相关公司进一步提供补充文件。

如公司对本清单有任何疑问，请随时与我们联系，联系人为：x
预先感谢公司对我们工作的大力支持。

海外融资及上市企业尽调资料清单-中英文对照版

Information template for candidates company海外融資及上市企業（項目）盡職調查清單1.Corporate Information 企业基本状况●Corporate Info 公司基本信息公司名称(Company name)：地址(Address)：联系人(Contact Person)：联系电话（TEL）/手机(Mobile)传真(Fax)：电子信箱(Email)：公司网站（Company Website）许可文件（license file）包括：企业资质证明、生产许可证、进出口特许证明等文件●Brief History of the client 企业（项目）的简单发展历史（1）公司设立时的有关批准文件或发起人协议、出资协议等；（2）公司历次工商变更的《企业法人营业执照》以及工商变更登记资料；（3）公司历次股权变更协议；（4）公司历次注册资本调整及验资报告、评估报告；（5）自设立以来的历次公司章程。

●Current shareholding structure. 目前的股权结构No. Shareholder 股东名称Percentage股权比例Nature性质附注（1）自然人股东，包括自然人的姓名及简要背景；（2）法人控股股东与其他主要股东或有实质控制权股东简要背景；（3）控股股东下属分公司、子公司和参股企业、联营企业情况。

●Structure of Company公司架构（1）公司直接或间接控股的子公司及参股公司，以及对企业财务状况和经营成果等有实质影响的其他下属公司；（2）公司其它形态的对外投资（含任何海外投资或海外经营）：包括但不限于股票、债券类有价证券投资。

●When was/will the Off-shore listing vehicle and WOFE structure ready. Theprogress of transferring core business to listing vehicle.是否已经建立了境外离岸公司并成立了境内独资企业,以及向境外离岸公司转移企业主营业务的进度。

尽职调查内容(中英)

尽职调查提纲Contents of Due Diligence Report一：企业基本情况、发展历史及结构：The basic information, evolvement and organizational structure of the company法定注册登记情况Registration股权结构Ownership structure下属公司Subsidiaries and branches重大的收购及出售资产事件Key events of purchasing and selling assets经营范围Business scope二：企业人力资源Human resources管理架构（部门及人员）Management structure (Departments and staffing)董事及高级管理人员的简历Resume of Directors of the Board and members of the upper management team酬薪及奖励安排Policies on compensations, rewards and penalties员工的工资及整体薪酬结构Salary structure员工招聘及培训情况Recruitments and training arrangements退休金安排Benefits Policy, e.g. Pensions三：市场营销及客户资源Marketing, Sales and Customer resources产品及服务Products and services重要商业合同Important business contracts市场结构Market structure销售渠道Distribution channels销售条款Sales policies and terms销售流程Sales management procedure定价政策Pricing policy信用额度管理Credit & Risk exposure management市场推广及销售策略Marketing and sales strategy促销活动Promotion activities售后服务Post-sales services客户构成及忠诚度Customer base composition and customer loyalty四：企业资源及生产流程管理Enterprise resources and production management1. 加工厂Factory and plant2. 生产设备及使用效率Equipments and production capacity3. 研究及开发Research and development4. 采购策略Purchasing policy5. 采购渠道Purchasing channels6. 供应商Suppliers7. 重大商业合同Important business contracts五：经营业绩Business performance会计政策Accounting policy历年审计意见Auditing results of the last three years if available三年的经营业绩、营业额及毛利详尽分析Analysis on business performance, sales revenue and gross profit of the last three years if available三年的经营及管理费用分析Analysis on operation and administration expenses of the last three years if available三年的非经常项目及异常项目分析Analysis on non-frequent and abnormal activities of the last three years if available各分支机构对整体业绩的贡献水平分析Analysis on the contribution of each subsidiary to the overall business performance六、公司主营业务的行业分析Industry analysis行业现状及发展前景Current situation and anticipation of industry development trend中国特殊的经营环境和经营风险分析Analysis on business environment and operational risks in China公司在该行业中的地位及影响The subject company’s position and influence in the industry七：公司财务情况Financial status三年的资产负债表分析Three years Balance Sheet if available资产投保情况分析Analysis on assets insurance status外币资产及负债Capital and debts in foreign currency历年财务报表的审计师及审计意见Auditors’ opinion on the financial reports of the past years最近三年的财务预算及执行情况Financial budgets and performing status of the last three years if available固定资产Fixed assets或有项目（资产、负债、收入、损失）Contingent Items on assets, debts, income, losses 无形资产（专利、商标、其他知识产权）Intangible Assets, e.g. patent, logo and other intellectual property rights八：利润预测Profitability forecast未来两年的利润预测Profit forecast of the next two years预测的假设前提Assumptions of the forecast预测的数据基础Foundation of the forecast本年预算的执行情况Current year’s budget performing status九：现金流量预测Cash flow forecast资金信贷额度Commercial and Bank Credit Limits贷款需要Needs on loans借款条款Borrowing terms十：公司债权和债务Creditor’s rights and liability（一）债权Creditor’s Rights债权基本情况明细Details of rights债权有无担保及担保情况Collateral/guarantee status on the rights债权期限Duration of the creditor’s rights债权是否提起诉讼Legal actions pursued（二）债务Debts and Liabilities1.债务基本情况明细Details of the liability2.债务有无担保及担保情况Collateral/guarantee status on the Liabilities3.债务抵押、质押情况Mortgage and pledge4.债务期限Duration of the liabilities5.债务是否提起诉讼Legal actions pursued十一：公司的不动产、重要动产及无形资产Properties, valuable assets and intangible assets土地权属Land property房产权属House property车辆清单Automobiles专利权及专有技术Patents and self-developed technologies以上资产抵押担保情况Mortgage and collateral status on the above listed assets十二：公司涉诉事件Lawsuits作为原告诉讼事件Lawsuit put out by the subject company, as Plaintiff作为被告诉讼事件Lawsuit against the subject company, as Defendant十三：其他有关附注Other issues and comments公司股东、董事及主要管理者是否有违规情况Violations by any of the shareholders, directors and executives if there’s any公司有无重大违法经营情况Significant business operational violations by the company上级部门对公司重大影响事宜Impact and influence from government administrative departments on the subject company十四：企业经营面临主要问题Business obstacles and operational difficulties困难或积极因素Obstacles & difficulties and the negative impacts or positive if there’s any 应对措施Solutions。

尽职调查清单中英文

1Due Diligence IssuesDaniel Chan Bonded Processing ArrangementsIssues relating to Bonded ProcessingArrangementsz factory transfer¾transfer of partially finished goods to anotherfactory for further processing before export¾non-refund of VAT on inputs3Bonded Processing Arrangements(cont’d)z import processing (“buy-sell”)¾title to imported materials ¾under customs supervision (no customsduties & import VAT)z processing & assembly (“consignment”)¾no title to imported materials¾no VAT on processing fees Bonded Processing Arrangements(cont’d)z equipment import¾VAT and duty free ¾preferential treatment may be changed5Licenses & PermitsAll licenses & permits (issued by national,provincial or other levels of governmentauthorities)z e.g. chemical manufacturing WFOE¾permits for production of dangerouschemical products¾permits for emission of waste TaxesSmugglingzimported machinery z import VAT and Custom duties receiptsIndividual Income Tax z withholding taxzdual employment contract Potential issue of retroactive payment oftaxes exempted under tax holiday, in assetacquisition scenario7Tax Implications on TransferAcquisition of equity interestz capital gain is subject to EIT Tax Implications on Transfer (cont’d)Acquisition of AssetzVAT on sale of equipment and machinery, inventory-exemption on used equipment zEIT on WFOE’s gain zstamp tax of either 0.03% or 0.05%z deed tax on real property and land use rights3% -5%9Transfer PricingPotential Tax Audit –Income TaxAdjustment Transactions with affiliatesztangible property zintangibles –cost sharing arrangement?z servicesTransfer Pricing Defense z functional analysiszcomparability studies Land and Building IssuesTypes of land use rightsz collectively-owned, allocated or grantedDocuments evidencing land use rights and buildingownershipz land grant contract, land use rights certificate, buildingownership certificateLand use rights or building ownership encumbered?z mortgaged?Occupation of building zbuilding completion certificate and approval for fireprotectionTrademark (“TM”)Determine types of TM the WFOEpossesses; identify the TM for the goodsand/or services that will be acquiredOwnership (own or user rights)z TM searchesz any sub-license grantedAny TM infringement litigation11EmploymentCross-border issues (expatriates visa, income tax liabilities, etc)Employment termination issuesSeverance payments for terminationInsurance policies: employment, asset, medical, etc.Due Diligence Checklist尽职调查文件清单This is a checklist for due diligence exercise on a foreign invested enterprise, which is in the nature of a wholly foreign owned enterprise (“WOFE”), a Chinese-foreign equity joint venture (“EJV”) or a Chinese-foreign cooperative joint venture (“CJV”).以下系对外商投资企业（公司”）进行尽职调查所需的文件清单，该公司之性质为外商独资企业（“外资企业”）、中外合资经营企业（“合资企业”）或中外合作经营企业（“合作企业”）。

尽调清单_ 预尽调资料需求清单(英文版)模版

Pre-due Diligence Document ChecklistIntroductionWhen conducting a pre-due diligence investigation on a company, itis essential to gather as much information as possible about the company and its operations. This pre-due diligence document checklist provides a template for the required documents and information that should be obtained from the company before conducting due diligence.General Information•Company name•Incorporation documents•Business registration certificate•Shareholder register•Organizational chart•Operating licenses and permits•Bank account details•Tax registration•Financial statements for the previous three to five years•Budgets and forecasts for the current and next financial yearLegal•Material contracts•Litigation, claims, and disputes•Intellectual property rights•Employee contracts•Employee benefits and compensation plans•Insurance policies and coverage•Environmental issues•Non-disclosure agreementsOperational•Business model•Market analysis and prospects•Sales and marketing strategy•Production processes and facilities•Supply chain management•Regulatory compliance•IT systems and infrastructure•Research and development plansDue Diligence Scope•Scope definition/confirmation•Preliminary financial analysis•Summary of key findings•Recommendations/optionsConclusionThis pre-due diligence document checklist provides a comprehensive list of the required documents and information that should be obtained before carrying out due diligence. By gathering these documents, youwill be able to perform a thorough investigation of the company and make informed decisions. Remember that additional documents may be required based on the specific industry, jurisdiction, or transaction type.。

公司上市尽职调查详细清单、上市公司公司尽职调查清单

尽职调查清单请注意本清单仅为初步所需资料，并未包括所有可能需要的资料。

如清单中立列有于贵公司不适用的项目，敬请忽略。

我们将视工作进展提出进一步需求。

我所希望尽可能的利用贵公司现有的报告。

如果贵公司有与我所要求的项目相类似的数据，请在做额外工作之前与我们商讨。

若所提供的资料未能使我们完全、充分了解情况，我们将需要贵方提供相关的深入解释和分析我们同时希望能与管理层和其它相关人员包括财务、市场和销售、采购、生产和人事等部门进行面谈。

当贵方提供资料的时候，请尽可能同时提供电子版，并请在所提供的文件上标明相应的章节号和项目号码一公司基本情况1 公司设立于历史沿革的文件1.1 营业执照1.1.1 最新经年检的营业执照及组织机构代码证1.1.2 成立以来营业执照记载内容发生变更的，变更前后的营业执照1.1.3 关于公司历史沿革的详细说明1.1.4 公司设立日的出资协议1.1.5 公司设立时的注册登记表1.2 验资证明1.2.1 历次变更注册资本或股权结构的验资证明1.2.2 历次股本结构变动的股东大会决议、政府有权部门批准文件、验资报告、工商变更登记表、营业执照、公司章程、董事会决议等1.2.3 公司股东以实物、技术、土地使用权等出资的，有关该等实物、技术、土地使用权等价值的评估报告、资产权利凭证和过户文件1.2.4 公司股权发生过转让、增资、减资情况，请提供股权转让协议、股权转让资金进账单、股权变动工商登记表、股权评估报告或审计报告等1.3 政府主管部门的批文1.3.1 公司成立的政府主管部门批丈，包括关于股权设置的批文1.3.2 公司变更注册资本的政府及主管部门批文（如有）1.3.3 公司变更或增加经营范围的政府及主管部门批文1.3.4 有关政府部门对公司章程的批准（如有）1.3.5 萁它与公司成立及历史沿革有关的批文1.4 公司章程及其修订案1. 4.1 公司设立时章程1.4.2 历次章程修订案1.5 公司自成立以来是否进行过重大重组或改制，如有，请提供关于重组、改制的经过、内容及对公司业务连续性、管理层稳定、财务状况和经营成果的影响的说明，并提供有关协议、决议、公告及批准文件（如有）2 公司组织结构2.1 公司组织结构一览表，包括其：（1）全资子公司（2）控股公司（持有5 0%以上权益或对其有实质性控制）（3）参股公司（持有20%--50%的权益）（4）联营企业（持有2 0%以下的权益）（以上包括公司下属的中外合资／合作经营企业。

跨境并购项目中国尽职调查文件初步清单-人事部分(中英文)

1Please provide the following documents and the statements regarding the following status.请提供下列文件并就下列情况提供说明。

2Where the request is not applicable, please fill in with "N/A".如有关要求确实不适用，请填入“不适用”。

3Agreements, licenses etc referred to below cover rights granted either to or by the Company下述协议和许可等，其中包含由公司授予的或授予公司的权力。

1.1. orgnization.请提供本企业的愿景（长期发展目标）、使命和企业价值观1.2. Please list the HR management and organization development actions in and plans for请列举企业在年已经实施和计划在2008-2010年实施的人力资源或组织发展方面的举措2.1. Operating history. Please specify any M&A activities happened before including acquisition, business spin-off, asset purchase etc. Please specify how you handle employment issues in such cases.运营历史：请说明公司历史上发生的如兼并收购，业务剥离，所有权变化等事件；请说明在这些事件过程中，公司员工的劳动关系进行了如何的处理；2.2. Employee category, the description for every category including: competancy requirement,working experience, management range and etc. Please also clarify the principle and standard to divide those category and the headcount in every grade.公司内员工的级别划分，每一级别的描述，包含能力要求、工作年限、管理范围等,请说明岗位级别的评估原则和标准，并请提供目前在每一级别上的具体员工数量;2.3. Organization structure(detail as every in-direct employee especially those who have people management responsibility);the headcount for every department and if there is any headcount change plan, as increase or retrench in 2008-2009, please provide the reason and planed headcount.公司组织架构图（请细到每一位有人员管理职能的管理人员和办公室人员）；各部门人数，各部门2008.2009和2010年计划的人员变动情况；如果未来一到三年计划人数有变动，请说明原因；2. Organization Structure 组织机构状况Human Resources 劳动人事1Please provide the following documents and the statements regarding the following status.请提供下列文件并就下列情况提供说明。

尽职调查报告英文

尽职调查报告英文【篇一：尽职调查报告(共 3 篇)】篇一：尽职调查中英文并购尽职调查清单( 1)法定注册登记情况( registration )( 2)股权结构( ownership structure )( 3)下属公司( subsidiaries and branches )( 4)重大的收购及出售资产事件( key events of purchasing and selling assets )( 5)经营范围( business scope )2. 企业人力资源( human resources )( 1)管理架构(部门及人员)[ management structure( departments and staffing )]( 2)董事及高级管理人员的简历( resume of directors of the board and members of the upper management team )3. 市场营销及客户资源( marketing, sales and customer resources )( 1)产品及服务( products and services )( 2)重要商业合同( important business contracts )( 3)市场结构( market structure )4. 企业资源及生产流程管理( enterprise resources and production management )( 1)加工厂( factory and plant )( 2)生产设备及使用效率( equipments and production capacity )( 3)研究及开发( research and development )( 4)采购渠道( purchasing channels )( 5)供应商( suppliers )5. 公司主营业务的行业分析( industry analysis )( 1)行业现状及发展前景( current situation and anticipation ofindustry development trend )6. 公司财务情况( financial status )( 1)最近三年的资产负债表分析( three years balance sheet if available )( 2)外币资产及负债( capital and debts in foreign currency )( 3)历年财务报表的审计师及审计意见( auditors opinion on the financial reports of the past years )( 4)最近三年的财务预算及执行情况( financial budgets and performingstatus of the last three years if available )( 5)固定资产( fixed assets )( 6)无形资产(专利、商标、其他知识产权)( intangible assets,e.g. patent, logo and other intellectual property rights )7. 利润预测( profitability forecast )( 1)未来两年的利润预测( profit forecast of the next two years ) 8. 公司债权和债务( creditors rights and liability )1 )债权( creditor s rights )( 1)债权基本情况明细( details of rights )( 2)债权有无担保及担保情况( collateral/guarantee status onthe rights )( 3)债权期限( duration of the creditor s rights )( 4)债权是否提起诉讼( legal actions pursued )2 )债务( debts and liabilities )( 1)债务基本情况明细( details of the liability )( 2 )债务有无担保及担保情况( collateral/guarantee status onthe liabilities )( 3)债务抵押、质押情况( mortgage and pledge )( 4)债务期限( duration of the liabilities )( 5)债务是否提起诉讼( legal actions pursued )9. 公司的不动产、重要动产及无形资产( properties, valuableassets and intangible assets )( 1)土地权属( land property )( 2)房产权属( house property )( 3)车辆清单( automobiles )( 4)专利权及专有技术( patents and self-developedtechnologies )( 5)以上资产抵押担保情况( mortgage and collateral status onthe above listed assets )10. 公司涉诉事件( lawsuits )11. 股东出资情况（1）各股东出资情况（2）各股东与股份公司的关系及关联交易（1）公司股东、董事及主要管理者是否有违规情况（violations byany of the shareholders, directors and executives if there s any ）13. 企业经营面临的主要问题（business obstacles and operational difficulties ）（1）困难或积极因素（obstacles difficulties and the negative impacts or positive if there s any ）（2）应对措施（solutions ）篇二：尽职调查报告（格式模板）尽职调查报告尽职调查范围与宗旨在本报告中，除非根据上下文应另做解释，否则下列简称和术语具有以下含义（为方便阅读，下列简称和术语按其第一个字拼音字母的先后顺序排列）：本报告所使用的简称、定义、目录以及各部分的标题仅供查阅方便之用；除非根据上下文应另做解释，所有关于参见某部分的提示均指本报告中的某一部分。

尽职调查所需资料目录(中英对照)

尽职调查所需资料日录（L}J英对照）Table of Contents for Due DiligenceA．公司法定成立文件(Incorporation Documents of the Company)1．公司历史背景的解释（包括任何股东变更、资产抛售、公司分立等）Explanation on the historical background of the Company (including e.g. whetherthere were any change of shareholders, major disposal of assets or spin-oft thecompany)2．公刊设立的完整文件，包括可行性报告、向审批机构递交的中请、审批机构的批复、行业主管部门的前置审批／许可、项日核准以及其他政府机构出具的批准或鸶记文件Complete set of incorporation documents of the Company, including feasibility studyreport, applications submitted to and official replies from the relevant examination andapproval authorities, preliminary examination and approval from competent authorityfor relevant industry, project approval and approvals or registration certificates issuedby other governmental authorities3。

政府机构就外商投资鼓励类项日出具的确认书（如有）Confirmation letter issued by governmental authorities for encouraged foreign-invested project(if any)4．股东协议（或合资合同）及其修改文件Shareholder's agreement (or joint venture contract), including any amendment.5．章程、其修改文件及相关的董事会和／或股东会决议Articles of association including any amendment, and relevant resolutions passed bythe board of directors and/or shareholdrs' meeting of the Company6。

尽职调查企业提供资料清单 (全面尽调详尽版)

尽职调查企业提供资料清单
致公司董事会：
为了更加全面、客观、准确地了解贵司状况，推进贵公司股份转让工作，我们根据相关政策法规及编制有关文件的要求提出如下初步清单，请予提供相关资料及有关文件，为提高工作效率，在提供文字材料的同时，请尽可能提交电子版本。

请贵公司董事会及全体董事应保证所提供的资料的真实性、准确性、完整性，承诺其中不存在虚假记载、误导性陈述或重大遗漏，并就其保证承担个别和连带的法律责任。

请贵公司对清单内容尽可能准备，若有关内容对贵公司确实不适用的，贵公司可针对实际情况加以说明。

若有关内容暂时不能提供，则请贵公司作好前期准备工作，待条件成熟时尽快予以提供。

若对清单内容有任何疑问，请及时与我们有关人员联系。

我们亦将根据实际工作的进展情况，进一步提出跟进的问题清单。

在此，我们对贵公司付出的艰辛劳动表示衷心的感谢！
**有限公司
20**年5月31日。

海外并购尽职调查文件清单中英对照

DUE DILIGENCE DOCUMENTS CHECKLIST尽职调查文件清单In order for the and to conduct the due diligence review regarding a proposed transaction betweenand , we will need to receive certain information and documentation from with respect to the business, assets and operations of following entities:为便于和就有关与的交易进行尽职调查，请提供以下企业关于业务、资产和经营方面的信息和文件：]]](Each a “Company〞and collectively the “Companies〞)(单独或合称为“公司〞)If the Company has any sub-entity with independent legal person status (“Subsidiary〞), the Subsidiary should be regarded as another “Company〞and should separately provide answers and all relevant documents in relation to the items indicated in this Documents Checklist.假设公司有任何具有独立法人地位的下属机构(“子公司〞)，该子公司应视为另一个“公司〞并另行按本文件清单所列事项提供答复及全部有关文件。

To expedite the due diligence process, we have compiled the following outline which lists the documentation and information that we will need to review (set forth in no particular order).为了加快尽职调查的进程，我们打算了以下提纲列明所需要批阅的文件和信息(排序不分先后)。

海外融资及上市企业尽调资料清单-中英文对照版

尽调清单(英文版)

尽职调查资料-中英文对照版

DD_301 尽调清单_ 预尽调资料需求清单(版本2 英文版)

法律尽职调查清单(中英文)

4-2 尽调清单_ 预尽调资料需求清单(英文版)

海外并购初步尽职调查清单 国际并购初步尽职调查清单 中英文版

初步法律尽职调查清单-境外公司

海外融资及上市企业尽调资料清单-中英文对照版

尽职调查内容(中英)

尽职调查清单中英文

尽调清单_ 预尽调资料需求清单(英文版)模版

公司上市尽职调查详细清单、上市公司公司尽职调查清单

跨境并购项目中国尽职调查文件初步清单-人事部分(中英文)

尽职调查报告英文

尽职调查所需资料目录(中英对照)

尽职调查企业提供资料清单 (全面尽调详尽版)

海外并购尽职调查文件清单中英对照

海外并购初步尽职调查清单国际并购初步尽职调查清单中英文版