·CDM项目审定

东道国可持续发展优先领域和宏观经济政策
Sustainable development priorities and Macro-economic trends in the host country
数据来源及可用性
Identification of data sources and data availability
与项目东道国项目指定管理机构讨论，以了解并确认东道国可持 续发展战略及要求
Discussing with the host Party’s designated national authority in order to understand and validate issues related to sustainable development and national requirements
EB 批准的方法
EB Approval of Methodologies
公开听取利害相关方意见 Public Stakeholder Comment Process (30 days)
基准线与监测 方法学的检查 Baseline & Monitoring Methodology Check
文件评审 Document Review
确认机构应考虑所收到的评论并证明如何把这些评论意见纳入到确认过程中。
The validator shall take into account the comments received and shall demonstrate how due account was taken in the validation process of the comments received.
对基准线发展的描述已考虑了与项目有关的技术、政治、社会人口、环境以及立 法趋势的因素
The description of the baseline development has considered technological, political, socio-demographic, environmental and legal trends of relevance to the project
during validation
项目主办国 Designated National Authority
缔约方的相关方 认可的NGO Parties Stakeholders, Accredited NGOs
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CDM 审定的准则：CDM Validation Criteria
The validator shall determine whether the methodology employed by the project to determine the project’s methodology is previously approved by the CDM Executive Board. If the validator determines that the project intends to use a new methodology, the new methodology must be submitted for approval by the CDM Executive Board.
基准线和监测计划是否合理并适合该项目之特点
The baseline and monitoring methodologies are justified and appropriate for the specific project
有关基准线的假设是保守的和适宜的
The assumptions for the baseline are conservative and appropriate
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审定流程：The validation process
选择审定者 Validator Selection 签订审定合同 Validation Contract Establishment
准备项目文件 Develop Project Documentation
审定团队选择 Validation Team Selection
UNFCCC acceptance and registration of similar projects
以前项目参与方与东道国签订的协议等
Previous established agreements, Memorandums of Understanding or Letters of Intent between the project proponent and the host Party
在执行理事会注 册EB Registration of project
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CDM审定的参与方：CDM Validation Actors: (Indicative)
Involved actors
地方利害相关方 Local Stakeholders 项目参与方 Project participants 顾问 Consultants 执行理事会 Executive Board
项目实体 Project Entity
Validation Contract Parties
项目提出方 Project Proponent 指定经营实体 Designated Operational Entity
合同关系 Contractual relationships 沟通关系 Communication channels
项目东道国的要求：
Host country criteria
京都议定书准则：
Kyoto Protocol criteria
马拉喀什协议：
Marrakech Accords modalities
CDM执行理事会的决定：
Decisions by the CDM EB
项目活动的特定要求：
Project specific criteria
背景调查 Background Investigations
跟踪访问 Follow-up Interviews 草拟审定报告 Draft Validation Report
改正行动要求的决定 Resolution of Corrective Action Requests
最终审定报告与意见 Final Validation Report and Opinion
b) 将项目设计文件直接放在UNFCCC网站上公开
b) make PDDs directly publicly available in PDF format on the UNFCCC web. CDM-EB-09 Annex 7
审定机构应将PDD文件公开30天，邀请缔约方、利害相关方、UNFCCC认可的非政府组织发表评 论。协商过程内收到的评论应为公众所获取。
审定
CDM Project Validation
中国CDM能力建设项目培训讲义 Training Material
Building Capacity for the CDM in China
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CDM项目流程：The CDM Project Cycle
设计 审定/注册 监测 核查/认证 签发CERs
The validator shall make the PDD under consideration publicly available and invite Parties, stakeholders and UNFCCC accredited NGOs to comment on the validation requirements within 30 days. Comments received during the 30 day stakeholder consultation process shall be made publicly available.
Validation is the process of independent evaluation of a project activity by a designated operational entity against the requirements of the CDM as set out in decision 17/CP.7 its annex and relevant decisions of the COP/MOP, on the basis of the project design document (CDM-PDD).
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跟踪访问：Follow up interviews
与项目开发者讨论项目的技术实施或项目财务情况，并确认 CDM的实用性
Discussing the technical implementation or financing of the project with the project developer and justification of CDM application
PP： 项目参与方 DOE：指定经营实体 EB： 执行理事会 CER： 经核证的减排
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审定： Validation
审定是指由指定的经营实体对照第17/CP.7 号决定、 该决定附件及COP/MOP 的有关决定所规定的对清洁发 展机制合格性的要求, 根据清洁发展机制项目设计书 (CDM-PDD), 对项目活动进行独立评估的过程。
方法学的特定准则
Methodology specific criteria
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新方法学的审定：Validation of a new methodology
审定者也应确认项目所用的方法学，以及此方法学是否经CDM执 行理事会批准。若审定者确认此项目应使用新的方法学，则应将 新的方法学送交CDM执行理事会批准。
项目实施可能遇到的其他问题，如配销、电厂、电网等， 以及能 原项目的气体配送网络
Issues related to project implementation impacts, such as dispatch patterns, marginal power plants, grid factors etc. and gas distribution network coverage for energy projects
CDM modalities & procedures, paragraph 38
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文件评审：Document review
文件是否全面符合并遵照UNFCCCC CDM-EB的PDD模版结构和准则要求
The documentation is complete and comprehensive and follows the structure and criteria given in the UNFCCC CDM-EB template
Slide来自百度文库10
2010/10/9
相关方协商过程：Stakeholder Consultation Process
DOE应：
The DOE shall:
a) 建立与UNFCCC CDM网站连接的网站，将项目设计文件并以PDF形式公开 ；或
a) establish a web site where PDDs shall be made publicly available in PDF format through a link to the UNFCCC CDM web site; or
项目文件可以充分证明项目活动的额外性
Additionality of the project is sufficiently demonstrated in the PDD
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背景调查：Background Investigations
项目使用的技术：Project technology 东道国国家的环境法律法规：Environmental legislation in the host country UNFCCC已经接受和注册的相似项目